Developing tools for assessing intention to receive the COVID-19 vaccine based on the health belief model

DOI: https://doi.org/10.21203/rs.3.rs-1027319/v1

Abstract

Background

The study was aimed to evaluate the psychometric properties of intention to receive the COVID-19 vaccine using a health belief model.

Method

The study was a test and tools design study that was conducted in the period from February to March 2020. Questionnaire items were designed using text review. The sampling method was multi-stage. Data were analyzed using descriptive statistics, confirmatory and exploratory factor analysis at 95% confidence level using SPSS software version 16.

Results

The questionnaire had an appropriate content validity and internal consistency. The 5-factor was extracted and the conceptual model had good fit indices. Cronbach Alpha coefficient was 0.82 and the intra-class correlation coefficient (ICC) was 0.9.

Conclusion

It can be concluded that the designed instrument had good validity and reliability indicators. The constructs of the health belief model well explain the determinants of the intention to receive the Covid-19 vaccine at the individual level.

Background

Since December 2019, COVID-19 has been the cause of acute respiratory syndrome in Wuhan, China. However, due to the high spread of the virus, it has almost changed from an epidemic in China to a pandemic, and most countries in the world, including IRAN, are affected by Covid-19 disease (1). Based on what is currently known about SARS-CoV-2, the spread of the disease from a person infected with the virus often occurs in close contact. There is currently no drug available for COVID-19 (2). The only definitive way to reduce the prevalence of this disease is to create herd immunity. Herd immunity is usually possible through direct infection or immunization of at least 65% of the population using universal vaccination.

Preliminary evidence of direct immunity to the virus indicates that the duration of immunity is limited and, in some cases, reported to be unknown, and the financial, human, medical, and long-term complications of the disease are so high that it completely ignores this policy. The second way, vaccination, in addition to financial and human resources, requires the cooperation of different groups, and different aspects must be considered in its planning. Negative attitudes toward vaccines are one of the major concerns for achieving collective safety (3, 4). The second way, vaccination, in addition to financial and human resources, requires the cooperation of different groups, and different aspects must be considered in its planning. Negative attitudes toward vaccines are one of the major concerns for achieving herd immunity (3, 4). One of the first steps in assessing behavioral intent and determinants of mass acceptance of Covid-19 vaccination. According to a survey of the general population of 19 countries, the vaccine acceptance rate is 71.5%. The highest acceptance rate in China was approximately 90% and the lowest in Russia was 55% (5). One of the important measures in increasing the acceptance of vaccination is the use of health education models (6). One of the effective models in this field is the model of health belief model (7). This model includes behavioral intent and elements of perceived sensitivity and intensity, perceived benefits and barriers, guided action, and perceived self-efficacy (7). Perceived susceptibility during the Covid-19 epidemic is when people consider themselves at risk for Covid-19 and perceived severity means that the disease has serious and potential consequences for them. If the perceived benefits outweigh the barriers to vaccination, people will believe that following preventative measures such as getting the Covid-19 vaccine will have a positive effect and reduce symptoms. Therefore, they will be more likely to be able to get the Covid-19 vaccine (self-efficacy). A structure called the action guide also expresses stimuli that affect the person from inside or outside and cause the person to adopt desirable preventive behaviors according to the levels of perceived sensitivity, perceived severity, perceived barriers, and perceived benefits. These variables are thought to be influenced by demographic variables such as race, age, and socioeconomic status (8). In this regard, Shmueli et al. 2021 showed that the intention to receive the Covid-19 vaccine had a significant relationship with perceived benefits, perceived severity, and cue to action (9). In another study in Greece, the intention to accept a vaccine with perceived benefits had the greatest effect and the perceived sensitivity had the least effect on receiving the vaccine (10). In Bangladesh, perceived benefits, perceived severity, and perceived barriers were associated with reduced hesitancy about vaccine acceptance in the general population (11). Based on the published findings, the application of behavioral change models in accepting the Covid-19 vaccine has been tested using a health belief model in the general population. However, in most of these studies, the questionnaires were researcher-made and the steps of psychometric properties of the instrument were not fully investigated. To achieve valid results, access to a valid questionnaire is essential. The present study was conducted to design and evaluate the psychometric properties of intention to receive the COVID-19 -9 vaccine using a health belief model in the research community of health workers in Iran

Method

Study design & Setting

The present study was a test and tools design study that conducted in the period from February to March 2020 after approval and obtaining the code of ethics from the Medical Ethics Committee of Zanajn University of Medical Sciences with the aim of designing and psychometric properties of intention to receive Covid-19 vaccine questionnaire based on HBM model structures in health staff performed. The study population included health workers working in 9 provinces of Iran

 

Psychometric properties 

Items design

Questionnaire items were designed using text review. After the initial screening, several questions measuring the common goal were combined or omitted with the opinion of the research team and consultation with experts. Therefore, the questions of the questionnaire were reduced from 35 questions to 20 questions.

 

Face validity

To evaluate the qualitative face validity, the questions were checked with 10 participants in terms of difficulty level, appropriateness, or ambiguity. For quantitative face validity, first, for each of the questionnaire expressions, the 5-point Likert scale is quite important (score 5) to not at all important (score 1). Then, 15 participants were asked to review and grade each of the phrases based on their experiences. Questions with an item impact index greater than 1.5 were identified and retained as appropriate for subsequent analysis.

Content validity

The content of the questionnaire was validated both quantitatively and qualitatively. To evaluate the validity of qualitative content, a questionnaire was given to 10 experts. Experts were asked to submit written comments on the content in terms of grammar, use of appropriate phrases in the items. After receiving qualitative feedback from experts and correcting comments, quantitative review of content validity as a complementary method in content validity to ensure that the most important and correct content is selected and tool questions are best designed to measure content designed. Quantitative content validity was assessed by calculating the Content Validity Ratio (CVR) and the Content Validity Index (CVI) for items. The maximum acceptable value for the content validity ratio based on the Lawshe table is 0.62 (12) and a CVI score higher than 0.79 was considered appropriate.

Construct validity

To evaluate the validity of the structure and determine the dimensions of the questionnaire, exploratory factor analysis was performed using SPSS software version 16. Principal Component Analysis was performed for hidden variables with varimax rotation and eigenvalue above 1 and cut-off point of 0.5. The factor load of each question in the factor matrix and the rotated matrix was considered at least 0.3. The sample size at this stage was 1227 people. The KMO test and the Bartlett test (BT) were used to assess the suitability of the sample for factor analysis and the Scree plot to determine the number of constituents of the questionnaire.

Confirmatory factor analysis was used to confirm the number of factors and their relationship with items. For this purpose, the factors extracted by exploratory factor analysis were evaluated using confirmatory factor analysis (CFA) and goodness-of-fit index on 400 samples. The goodness-of-fit index in the present study included Confirmatory Fit Index (CFI), Good Fit Index (GFI), and Incremental Fit Index (IFI) that the acceptable level of these indices was considered more than 0.9. Also, the Adjusted Goodness of Fit Index (AGFI) with an acceptable level of more than 0.80, the root mean square error index of estimation (RMSEA) with an acceptable level of less than 0.08, and normal or relative chi-square with a level of less than 3 was considered acceptable (13).

The sample size of 5-10 per expression is usually considered sufficient for factor analysis in terms of the number of participants(14). In this study, due to access to sufficient sample size, exploratory factor analysis was performed on 1227 people and confirmatory factor analysis was performed on 400 people. Inclusion criteria included willingness to participate in the study and having at least three months of work experience in selected sampling centers. The exclusion criteria included unwillingness to continue cooperation and incomplete questionnaires. The sampling method was multi-stage, in the first stage, each province was considered as a cluster. In each cluster, individuals were randomly selected according to the job and then according to the calculated ratio of sample size in each category. In the center of the province, a Covid-19 center hospital along with another hospital, preferably a general hospital, and 5 comprehensive urban health centers, and 5 comprehensive rural health centers were randomly selected and sampled with the specified number of quotas.

Reliability & Stability of questionnaire

In this study, to determine the reliability, Cronbach's alpha coefficient and also the intra-class correlation coefficient was used by test re-testing 15 eligible individuals in two stages with an interval of two weeks completed the questionnaire. Then the intragroup correlation or ICC coefficient was calculated. In designing and evaluating the psychometrics of this instrument, the steps and analyses proposed by the COSMIN checklist were considered (15).

In the present study, questionnaires were collected by trained individuals following scientific and accurate instructions through a face-to-face consultation. 

Data were collected using a demographic questionnaire and the intention to receive vaccines and health belief model constructs. The demographic questionnaire included age, gender, and place of work.

Intention to receive the vaccine was assessed with a question in three grades: "Acceptance of the vaccine, resistance to receiving the vaccine and hesitancy about receiving the vaccine."

Health belief model constructs include perceived sensitivity (3 questions), perceived severity (2 questions), perceived benefits (3 questions), perceived barriers (5 questions), cue to action (4 questions), and perceived self-efficacy (2 Questions). The questions were graded on 5 Likert scales. The questions of the perceived barrier domains were inversely and the rest of the domains were directly scored. Scores ranged from 16 to 80.

Data analysis

Data were analyzed using SPSS software version 16. Descriptive statistics indicators were used to describe the data. Confirmatory and exploratory factor analysis was used for construct validity.

Results

Baseline data

The results showed that the highest percentage of participants in the study were in the age group of 26 to 35 years (39.8%), female gender (57.1%), and employed in the hospital (52.5%) (Table 1).

Psychometric properties 

Face validity

In qualitative face validity, all questions fit the objectives of the research. For people with a diploma or higher, it was easy and the questions were not ambiguous.

The quantitative face validity results in the present study showed that all items had an impact score greater than 1.5 and they were considered important by the target group.

Content validity

The results showed that since the CVR numerical value of all questions was greater than the number of the Lawshe table (0.62), the content validity of all questions was confirmed. Thus, the existence of all questions with an acceptable statistical significance level in this tool was essential. Also, all items had a CVI score higher than 0.79, so they were considered appropriate. Since the impact score, content validity ratio, and content validity index of all items were appropriate, the research team did not remove any items from the tool.

Construct validity

In the study of construct validity and determining the dimensions of the questionnaire, the results of exploratory factor analysis showed that the KMO and BT tests were 0.875, 7767.480, and p = 0.001, respectively. The KMO sampling index in this model was above 0.7, which indicates that the data are sufficient for analysis, and the BT test was significant, indicating that there is sufficient correlation between the variables to analyze the factor.

The Scree plot confirms the existence of five factors visually. This graph shows that the eigenvalues of the 5 factors were higher than one, and this confirms that the 5 extracted factors are appropriate (Figure 1). The variables entered in the analysis are loaded on these 5 factors, which together explain 63.93% of the variance.

The first factor consisted of 4 questions, the second factor consisted of 5 questions, the third factor consisted of 3 questions, the fourth factor consisted of 5 questions, and the fifth factor consisted of 2 questions. Each factor was named based on the extracted content as guided action, perceived sensitivity and intensity, perceived benefits, perceived barriers, and perceived self-efficacy, respectively. The Health Belief Model Structures Questionnaire was approved with 19 questions (Table 2), which by adding a behavioral question, the final questionnaire became a total of 20 questions.

The results of confirmatory factor analysis showed that the GFI were at an acceptable level (χ2 / df = 2.782; df = 134; p <0.001; CFI = 0.902; GFI = 0.914; IFI = 0.904; AGFI = 0.877 RMSEA = 0 .067). The schematic view of the model with factor loads is shown in the figure2.

Reliability & Stability of questionnaire

In this study, the internal consistency coefficient of the instrument was determined by calculating Cronbach's alpha coefficient. For this purpose, 30 questionnaires were distributed among the research units. Cronbach's alpha coefficient of the whole tool was calculated to be 0.82. Cronbach's alpha coefficient of domains and item by item is listed in Table 3. 

To determine the stability of the questionnaire in the reproducibility dimension, the interclass correlation coefficient (ICC) was calculated. In this part of the study, 20 research units completed the final questionnaire twice in two weeks. The results of the intra-class correlation coefficient of all items were 0.91.

In addition, the relationship between each item and its structure was examined using the Spearman correlation coefficient. All items in each structure had the most relationship with their structure.

Discussion

The results of exploratory factor analysis showed that a 5-factor structure (perceived sensitivity and severity, perceived benefits, perceived barriers, guidance for action, and perceived self-efficacy) was used to predict the intention to receive the Covid-19 vaccine in this sample of health workers following structures of the health belief model. The findings of the study showed that based on the method of maximum likelihood and varimax rotation, 5 known factors explain 63.93 of the variance of behavior. Accordingly, this tool seems comprehensive in terms of explaining the intention to receive Covid-19 vaccination by health workers. Also, in this study, the GFI obtained from the confirmatory factor analysis was at an acceptable level to confirm the model.

The high correlation of each item indicates that the item was effective and sufficient to measure the behavior and confirms the independence of the structures to measure the intended concept. The overall Cronbach's alpha coefficients and all components of scales except perceived self-efficacy were high and appropriate range. Based on the literature review, the present questionnaire is the first standard questionnaire designed to determine the intention to receive Covid-19 vaccination based on the structures of the health belief model in the population of health workers. However, in some studies, which have been limited to determining the intention to receive the Covid-19 vaccine in health workers, it is not based on the model, or all the design steps and psychometric properties of the instruments have not been studied (16, 17).

Limited studies have been performed to evaluate the intention to receive the Covid-19 vaccine in the general population. In this regard, Shmueli et al. in 2021 examined the intention to receive the Covid-19 vaccine based on the structures of the health belief model in the general population with 11 questions in 5 factors. Questionnaire constructs related to influenza vaccination used for Covid-19. In Shmueli's study, the questionnaire had good reliability(9) which was consistent with the results of the present study. In another study, Bellal Hossain et al. in Bangladesh in 2021 examined the intention to receive the Covid-19 vaccine with 16 questions in 5 structures of the health belief model. The steps of questionnaire design and psychometrics were not mentioned in the article. Also, only two of the structures had good reliability (11). In the study of Wong et al. in Hong Kong, a behavioral intention questionnaire of cancer patients was used. Since the aim of the study was to accept the Covid-19 vaccine, the validity and reliability of the questionnaire were not re-evaluated (8). The use of HBM constructs as an important predictor in receiving other vaccines, including influenza vaccine (18), papillomavirus vaccine (19) had a good performance, which is in line with the results of the present study and shows the structure of Health belief models in getting Covid-19 vaccine are just as effective as other vaccines.

The main goal of public health is to protect and improve people's health and changing people's behavior is a key element to achieve this goal (20). The role of individuals' beliefs and attitudes in social cognitive theories has also been emphasized (21). Intention to do behavior is one of the important predictors of real behavior (22). However, according to studies, although a person may intend to behave in a certain way, the intention does not always turn into actual behavior (23, 24). The vaccination program is currently considered to be the most effective strategy against the Covid-19 outbreak (25) and identifying the attitudes and beliefs of individuals in this regard, planning and designing interventions to reduce the non-acceptance or receipt of vaccines is one of the most important public health issues (26). The implications of the health belief model in this study include perceived sensitivity and severity (a person's perception of the risk of a disease and a person's perception of the consequences of a disease), also known as a perceived threat, perceived benefits (as a person's awareness regarding the benefits of a recommended health protection behavior), perceived barriers (understanding the factors that prevent or make it difficult to perform such a health protection behavior), perceived self-efficacy (belief in one's own ability to perform the recommended behavior), and Cues to action (21). Awareness of these attitudes and beliefs under these headings leads to the design of realistic interventions that provide an optimal solution.

One of the strengths of studying is the high sample size with equal sex categories and high diversity of job positions, the second, the use of exploratory and confirmatory factor analysis methods for construct validity. The preliminary stage of psychometrics properties of the designed questionnaire was done. The items of the questionnaire were generated by a review of previous studies. Therefore, these limitations should be considered when interpreting these findings.

Conclusion

It can be concluded that the instrument designed in the preliminary stage of psychometrics properties to determine the intention to receive the Covid-19 vaccine in the research community of health workers had good validity and reliability indicators. Also, the constructs of the health belief model well explain the determinants of the intention to receive the Covid-19 vaccine at the individual level.

Abbreviations

HBM

Health Belief Model

Covid-19

Coronavirus Disease 2019

Declarations

Ethical Approval: This article was a part of a national project and approved by the Ethics Committee of the Vice Chancellor for Research of Zanjan University of Medical Sciences, Iran, with the approval number IR.ZUMS.REC.1399.455. All procedures of the study were following the protocol of the regional ethical research committee and with the declaration of Helsinki 1964. After informing the study's purposes, written consent was obtained from all participants. They were informed that their participation was voluntary, confidential, and anonymous, and was apprised of their right to withdraw from the research at any time.

Availability of data and materials

The data sets used and analyzed during the current study are available from the corresponding author on reasonable request

Competing interests

No potential conflict of interest relevant to this article was reported

Funding Sources. 

This article was part of a national project and funded by UNICEF and it was approved by the Research Deputy of Zanjan University of Medical Sciences, Iran, with the approval number (The code " A-12-179-47"). UNICEF contributed financially and Zanjan University of Medical Sciences has also been involved in the implementation of the project and the supply of human resources for the implementation of the project.

 Acknowledgements 

We would like to thank Zanjan University's vice-chancellor of research and technology for their technical support to carry out the study (The code " A-12-179-47")."). We would like to thank the staff of the Infectious Disease Management Center of the Ministry of Health of Iran, and 9 provinces included the university of Iran, Hazmargan, Qom, Rafsanjan, Mazandaran, Khorasan Razavi, Ahvaz, Urmia, Ilam for their collaboration, and participation.

Consent for publication: Not Applicable

Authorship

 This study was one part of the national project of Alireza Shogli. He is Principal Investigator and Grant Recipient. The conception, design of the study, and data collection process were undertaken by Khadija Hajimiri, Zarrintag Hoseinzade and Azam Maleki. Koorosh Kamali , Mohammad Mehdi Gouya , Seyed Mohsen Zahraei , Soodabeh Hoveidamanesh, and Soodabeh Hoveidamanesh were contributed to the design of the study and reporting of the results. Soraya Mohamadi, Zohreh Bigdeli, Mahya Farsadegi,  Zahra Heidari, and Tahereh mohamadi were were contributed to data collection, data quality control, and data entry. Analysis, interpretation, and reporting were supervised by Azam Maleki and Koorosh Kamali . All authors contributed to the drafting and revising of the article and are in agreement with the final version of the manuscript to be submitted to the journal

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Tables

Table 1 Frequency distribution and percentage of demographic characteristics of participants 

 

 

Frequency

Percent

 

 

Frequency

Percent

Age groups

(year)

19-25

87

7.1

Sex

 

Female

700

57.1

26-35

488

39.8

Male

526

42.9

36-45

441

36.0

Work place

 

Hospital

644

52.5

46-55

195

15.9

Community health center

309

25.2

>55

14

1.1

Local Health center

274

22.3

 


Table 2: Factor load values of 5 factors extracted from the Questionnaire based on the structures of the health belief model using the Varimax rotation

 

Rotated Component Matrixa

 

Component

1

2

3

4

5

Cue to action

S1

 

.786

 

 

 

S2

 

.766

 

 

 

S3

 

.712

 

 

 

S4

 

.631

 

 

 

Perceived susceptibility & severity

S5

 

 

.411

 

 

S6

 

 

.733

 

 

S7

 

 

.538

 

 

S8

 

 

.829

 

 

S9

 

 

.765

 

 

Perceived benefits

S10

 

 

 

.694

 

S11

 

 

 

.731

 

S12

 

 

 

.651

 

Perceived barriers

S13

.741

 

 

 

 

S14

.786

 

 

 

 

S15

.820

 

 

 

 

S16

.812

 

 

 

 

S17

.767

 

 

 

 

Self-efficacy

S18

 

 

 

 

.855

S19

 

 

 

 

.670

 


Table 3: Cronbach's alpha coefficient of extracted factors and items of Intention to receive Covid-19 vaccine questionnaire based on health belief model constructs

Items

 

Health Belief Model Constructs

Cronbach's Alpha 

S1

I intend to receive the COVID-19 vaccine, if it recommends by a reliable professional expert.

Cue to action

0.78

.815

S2

I intend to receive the COVID-19 vaccine if it recommends by the official local authorities (exp. ministry of health) 

.819

S3

I intend to receive the COVID-19 vaccine if it recommends by the official international authorities (exp. WHO) 

.815

S4

I plan to receive the COVID-19 vaccine after reporting its side effects by the national/ international organization.  

.818

S5

I am worry to become infected by the COVID-19 very soon.

Perceived susceptibility & severity

0.76

.817

S6

Due to my job situation, I am more likely to become infected by Covid-19

.822

S7

Without vaccination, I am more likely to catch COVID-19 

.811

S8

COVID-19 is a serious disease for everybody with my working conditions

.815

S9

COVID-19 may have serious side effects for my health

.816

S10

Receiving a reliable vaccine effectively reduces chance of catching COVID-19 or its side effects.

Perceived benefits

0.79

.811

S11

Receiving a reliable vaccine effectively help me being safe when exposed to coronavirus in workplace 

.814

S12

The adverse effects of catching COVID-19 are more severe than the vaccine.

.816

S13

Although the COVID-19 vaccine is approved by WHO, but also its safety has not been adequately investigated

Perceived barriers

0.85

.828

S14

There is currently little scientific evidence about vaccine induced immunity for any type of the COVID-19 vaccine

.830

S15

I'm worried about the known side effects of the COVID-19 vaccine, even approved vaccines

.826

S16

I'm worried about the unknown genetic changes caused by the COVID-19 vaccine

.830

S17

I'm worried about the ineffectiveness of the COVID-19 vaccine, even approved vaccines

.831

S18

I believe in my ability to decide on receiving the COVID-19 vaccine

Self-efficacy

0.45

.827

S19

I believe in my ability to accept and deal with the side-effects of the COVID-19 vaccination

.827