Follow-up of nonarteritic anterior ischemic optic neuropathy with optical coherence tomography angiography

DOI: https://doi.org/10.21203/rs.2.20693/v1

Abstract

Background

To analyze the blood flow changes of radial peripapillary capillaries (RPC) and macula with time procession in patients with non-arteritic anterior ischemic optic neuropathy (NAION) using optical coherence tomography angiography (OCT-A).

Methods

A total of 21 affected eyes and 19 unaffected eyes from 21 NAION patients, and 40 eyes of 20 healthy individuals were included. Assessments of BCVA, CFP, SD-OCT, and OCT-A were performed on NAION patients at enrollment and at 1-2 weeks, 1-2 months, and 3-6 months post-enrollment. Measures of the thickness of peripapillary retinal nerve fiber layer (wRNFL) and macular ganglion cell complex (wGCC) of the whole image in SD-OCT, vessel density of RPC (wRPC) and superficial and deep vascular complexes (wSVD, wDVD) in the whole image of OCT-A, and their superior- and inferior-hemi values (s/iRNFL, s/iGCC, s/iRPC, and s/iSVD) were assessed.

Results

Compared to healthy controls, wRPC (p<0.001) and wDVD (P=0.001) were significantly lower in affected eyes at baseline, and there was no significant difference in wSVD (p>0.05). The wRPC and wSVD values of affected eyes were significantly decreased at follow-up time points of 1-2 and 3-6 months compared to baseline (p=0.001, p=0.000; p=0.000, p=0.000). The sRPC values were significantly lower than iRPC at 1-2/3-6 months (p=0.001, p=0.000), and sSVD values were lower than iSVD at 1-2 months (p=0.010). Statistically significant correlations were found between wRPC and wRNFL values at 3-6 months (r=0.626, p=0.022), between wSVD and wGCC at 1-2 weeks and 1-2 months (r=0.570, r=0.436; p=0.007, p=0.048).

Conclusion

OCT-A revealed a sectorial reduction in vessel density in RPC and macula with the disease progression of NAION from acute to atrophic stages, a classification associated with structural deficits.

Background.

Non-arteritic ischemic optic neuropathy (NAION) is the most common subtype of ischemic optic neuropathy occurring in middle-aged and elderly patients1,2, which might be related to transient hypoperfusion or non-perfusion of the optic nerve head (ONH) 1. Optical coherence tomography (OCT) has been previously used to evaluate the initial state of optic disc edema (ODE) in the course of NAION and monitor the optic nerve injury and subsequent atrophy3,4. Compared with traditional fundus angiography and doppler imaging that are used to confirm a reduction in flow to the ONH 1,5,6, OCT-A makes it possible to noninvasively observe and quantify the microvasculature in the optic disc and the macular retina over selected layers with depth-resolved images7 − 10.

Research regarding the applications of OCT-A in NAION has attracted attention over the last several years, however most of the resulting work produced small cross-sectional studies with a limited sample size focusing on post-acute NAION with resolved ODE 9−12. Few studies were designed to follow up the capillary density changes of the peripapillary radial capillaries and the capillary density in the layers of the macula from acute to atrophic stages13. Measurements in previous cross-sectional studies are likely not interchangeable given that the results are from different stages of NAION with different classification criteria and blood flow parameters in variant measuring methods. This is the first study to follow up a group of patients with NAION using OCT-A. This novel technique is used here to quantitatively document the microvascular flow impairments in the peripapillary capillary of ONH and the macular retina over time, and to evaluate the corresponding structural deficits.

Methods

Retrospective cohort study. Patients with NAION were enrolled within 2 weeks of onset at the Eye Center of the Renmin Hospital of Wuhan University between November 2017 and June 2019. All patients received thorough ophthalmic examinations at the initial visit, including best-corrected visual acuity (BCVA) and visual field assessments, FFA (HRA2; Heidelberg Engineering, Heidelberg, Germany), color fundus photography (CFP) (Zeiss, Oberkochen, Germany; Optomap 200Tx, Optos, Marlborough, MA, USA), spectral-domain OCT (SD-OCT), and OCT-A (RTVue XR AngioVue Version 2017.1; Optovue Inc. Fremont, CA, USA) analyses. The inclusion criteria for patients with NAION are defined as1: a complain of sudden and unilateral painless loss in visual acuity and/or visual field defect within 2 weeks; optic disc edema (ODE) associated with or without peripapillary hemorrhages at the initial visit, and the resolution of ODE during follow-up has been observed; occurrence of visual field impairment with a relative altitudinal pattern (which are usually nasal and/or inferior); segmental filling defect/delay in the optic disc during the acute stage of fluorescein fundus angiography (FFA). All patients had normal C-reactive protein blood test results, and CT and/or MRI examinations of the skull and orbit were used to exclude A-AION and other nervous system diseases affecting visual function, visual field or causing optic disc edema. Patients with evidence of any other condition that could damage the optic disc (eg. glaucoma, uveitis, optic neuritis, or diabetic retinopathy) and a history of ocular surgery were excluded. All patients were administered systemic corticosteroid therapy with oral prednisone 80 mg for the first 2 weeks, 70 mg for 1 week, 60 mg for 1 week and then gradually decreased1,14. The diagnosis was confirmed by one of the investigators who are professional experts. Healthy gender- and age-matched subjects without ocular and systemic diseases (eg. diabetes and hypertension) were enrolled at a single visit with the complete examinations of indirect ophthalmoscopy, CFP, BCVA, OCT, and OCT-A. All subjects who had myopia greater than -/+6.0 diopters and severe cataracts that could impair the scan quality of OCT-A were excluded from this cohort. Quantitative and noninvasive assessments of BCVA, CFP, SD-OCT, and OCT-A were performed at the initial visit and repeated in patients of NAION at 1–2 weeks, 1–2 months, and 3–6 months post-enrollment. According to the literature1,2,4, the acute phase of NAION in this study was determined at the initial visit at our clinic, which was within 2 weeks of noticing visual symptoms. The follow-up intervals 1–2 weeks and 1–2 months counting from the time of enrollment generally correspond to the stage of subacute and resolution in NAION, and 3–6 months corresponds to the chronic atrophic stage.

SD-OCT was performed in two modes including Never Fiber-ONH within a 4.9 mm diameter circle centered on the optic disc, and Never Fiber-GCC within a 6 × 6 mm scan area centered 1 mm temporal to the fovea. Automatic quantitative parameters were recorded as follows: average thickness of peripapillary retinal nerve fiber layer (wRNFL, ∝m) and macular ganglion cell complex of the whole image (wGCC, ∝m; encompasses three layers of retinal nerve fiber layer (RNFL), ganglion cell layer (GCL) and inner-plexiform layer (IPL)), and their superior and inferior values (sRNFL, ∝m, iRNFL, ∝m; sGCC, ∝m, iGCC, ∝m).

Capillary density of radial peripapillary capillary (RPC) was measured within a 4.5 × 4.5 mm scan area centered on the optic disk in the mode of Angio-Disc 4.5 mm, and vessel density of macular retina was measured within a 3 × 3 mm scan area centered on the fovea in the Angio-Retina 3.0 mm mode. Angio-OCT scanning was acquired using the eye tracking option. Multiple scans were performed, and images with quality score greater than or equal to 7/10 were preserved. Automatic quantitative parameters of the optic disc include average capillary density of RPC based on the whole image (wRPC, %), and the superior- and inferior-hemi values (sRPC, %; iRPC, %) based on the Garway-Heath peripapillary grid (the peripapillary region is defined by two rings of 2 mm and 4 mm centered on the disc center using the deep Bruch’s membrane opening as a reference for the disc margins). Segmentation of RPC was automatically selected from the internal limiting membrane (ILM) to the RNFL posterior boundary. Quantitative parameters of the macular retina include average vessel density of superficial (SVD) and deep (DVD) vascular complexes in the whole image (wSVD, %; wDVD, %), and the corresponding superior- and inferior-hemi values of SVD (sSVD, %; iSVD, %). The slab of superficial retinal vascular complexes in OCT-A was automatically segmented from ILM to 10 ∝m above the inner plexiform layer (IPL), and the deep retinal vascular complexes were selected from 10 ∝m above the IPL to 10 ∝m below the outer plexiform layer (OPL).

All statistical tests were performed using SPSS version 23.0 (https://www.ibm.com/a nalytics/spss-statistics-software). Categorized data are described as frequency and percentage, and quantitative data are presented as mean and standard deviation. The Shapiro-Wilk test was used to evaluate distribution. Student’s t-test and one-way analysis of variance (ANOVA) were used in cases of normal distribution, while nonparametric statistical analyses (independent samples Mann–Whitney U or related-samples Wilcoxon test and Kruskal-Wallis test) were used for comparing variables between groups. Differences in proportions of gender were tested by 𝜒2 test. Pearson or Spearman method was used to analyze the correlations of RPC or SVD with other parameters. A P-value <0.05 was considered statistically significant.

RESULTS

A total of 21 affected eyes and 19 unaffected eyes from 21 NAION patients, and 40 eyes of 20 healthy individuals were included in this study, while 2 fellow (unaffected) eyes were excluded from the analysis due to the existing optic atrophy. In this group, 3 cases had self-reported history of hypertension and one had diabetes. 12 (57.14%) were male and 9 (42.86%) were female with a mean age of 54.67 ± 7.55 years. There was no statistical difference between healthy individuals (56.10 ± 5.43 years) and patients with NAION in age and gender (p = 0.505, p = 0.890). The average time after onset of symptoms at the initial visit was 5.67 ± 3.06 days. Repeated measurements of OCT and OCT-A parameters were performed in 21, 21 and 13 affected eyes with NAION at follow-up intervals of 1–2 weeks, 1–2 months, and 3–6 months, respectively. Eight affected eyes were lost to follow-up at 3–6 months. BCVA was worse in affected eyes (0.424 ± 0.326 LogMAR) than those of unaffected eyes (0.158 ± 0.155 LogMAR) and healthy controls (0.097 ± 0.085 LogMAR) at the initial visit (p = 0.006, p = 0.000). In affected eyes, significant improvement of BCVA was found at the last follow-up visit (0.357 ± 0.326 LogMAR) compared to the initial assessment (p = 0.021).

Comparison of OCT and OCT-A parameters in ONH. At the initial visit, wRNFL values in affected eyes were significantly higher (p<0.001 for both), while wRPC values were lower in affected eyes (p<0.001 for both) (Table 1) compared to unaffected eyes and healthy control eyes. Comparison within affected eyes of NAION: the overall differences of wRNFL and wRPC at the four intervals were statistically significant (P༜0.05) (Table 2, Fig. 1). Post Hoc multiple comparisons showed a significant difference of wRPC values between intervals of baseline and 1–2/3–6 months, between 1–2 weeks and 3–6 months post-enrollment (p = 0.001, p = 0.000, p = 0.001), accompanied by significant differences between sRPC and iRPC observed at 1–2 months and 3–6 months follow-ups (p = 0.001, p = 0.000) (Table 2, Fig. 1). And similar changes has been found in wRNFL values (Table 2, Fig. 1).

Table 1
Comparison of OCT and OCTA parameters at initial visit among affected and unaffected eyes of NAION patients, and healthy controls.
   
ONH (`𝜒±s)
 
Macula (`𝜒±s)
   
wRNFL(∝m)
wRPC(%)
 
wGCC(∝m)
wSVD(%)
wDVD(%)
 
Nor (n = 40)
111.60 ± 6.62
50.47 ± 1.71
 
105.74 ± 6.86
45.98 ± 2.74
49.08 ± 3.19
 
Unaffected (n = 19)
113.84 ± 13.16
50.74 ± 2.00
 
106.68 ± 7.61
45.49 ± 1.97
47.60 ± 3.20
 
Affected (n = 21)
179.24 ± 17.77
46.32 ± 2.63
 
103.67 ± 6.95
46.07 ± 2.09
45.82 ± 2.96
 
P a value
0.000*
0.000*
 
0.215
0.838
0.001*
 
P b value
0.638
0.570
 
0.649
0.197
0.057
 
P c value
0.000*
0.000*
 
0.304
0.444
0.121
NAION, non-arteritic anterior ischemic optic neuropathy. ONH, optical never head. wRNFL (∝m), average thickness of peripapillary retinal nerve fiber layer. wGCC (∝m), average ganglion cell complex thickness. wRPC(%), average capillary density of radial peripapillary capillary. wSVD(%), average superficial vessel density. wDVD(%), average deep vessel density.
Pa, p-values for normal controls versus affected eyes evaluated by Mann–Whitney U test. Pb, p-values for healthy subjects versus unaffected eyes using Mann–Whitney U test. Pc, p-values for affected subjects versus unaffected eyes using Wilcoxon test. *, P-value< 0.05 was considered statistically significant.

Table 2
OCT and OCTA parameters in ONH in affected eyes of NAION
 
RNFL(∝m)(`𝜒±s)
Psi value
RPC(%)(`𝜒±s)
Psi value
 
wRNFL
sRNFL
iRNFL
wRPC
sRPC
iRPC
baseline(n = 21)
179.24 ± 17.77
186.95 ± 23.18
171.67 ± 19.78
0.019*
46.32 ± 2.63
46.90 ± 3.69
48.29 ± 5.55
0.266
1 ~ 2w (n = 21)
153.72 ± 25.19
156.29 ± 31.19
150.29 ± 26.53
0.140
44.29 ± 3.28
44.29 ± 4.70
46.75 ± 5.42
0.035*
1 ~ 2 m (n = 21)
111.90 ± 11.14
104.29 ± 15.73
119.52 ± 18.39
0.013*
41.45 ± 3.43
40.81 ± 4.13
44.61 ± 5.55
0.016*
3 ~ 6 m (n = 13)
83.00 ± 14.35
74.23 ± 10.35
91.85 ± 22.28
0.007*
38.22 ± 4.00
36.53 ± 6.19
42.75 ± 6.60
0.013*
P value
0.000*
0.000*
0.000*
-
0.000*
0.000*
0.029*
-
s/iRNFL(∝m), superior- and inferior-hemi thickness of peripapillary retinal nerve fiber layer. s/iRPC(%), superior- and inferior-hemi capillary density of radial peripapillary capillary.
P, p-value obtained using nonparametric Kruskal-Wallis test for evaluating the overall differences among four intervals. Psi, p-value for comparison of superior- and inferior-hemi values using Wilcoxon test.

Comparison of OCT and OCT-A parameters in macular retina. At the initial visit, there was no significant difference of wGCC and wSVD among the three groups (p > 0.05 for all), however wDVD was significantly lower in affected eyes compared with healthy controls (p = 0.001) (Table 1). Comparisons within affected eyes of NAION: the overall differences of wGCC and wSVD at four intervals were statistically significant (p༜0.05 for both), whereas there were no significant differences between wDVD (p > 0.05) (Table 3, Fig. 2). Post Hoc multiple comparisons showed significant differences in wSVD values between the initial visit and 1–2/3–6 months, between 1–2 weeks and 3–6 months follow-ups (p = 0.000, p = 0.000, p = 0.000), accompanied by significant differences between sSVD and iSVD observed at the 1–2 months follow-up (p = 0.010) (Table 3, Fig. 2). And similar changes has been found in wGCC values (Table 3, Fig. 2).

Table 3
OCT and OCTA parameters in macular retina in affected eyes of NAION
 
GCC(∝m) (`𝜒±s)
Psi value
SVD(%)(`𝜒±s)
Psi value
wDVD(%)
 
wGCC
sGCC
iGCC
 
wSVD
sSVD
iSVD
   
baseline(n = 21)
103.67 ± 6.95
102.67 ± 7.91
104.62 ± 7.34
0.114
46.07 ± 2.09
46.19 ± 2.16
45.89 ± 2.30
0.149
45.82 ± 2.96
1 ~ 2w (n = 21)
99.48 ± 7.69
95.52 ± 8.80
103.48 ± 8.80
0.001*
43.70 ± 2.39
43.91 ± 2.43
43.63 ± 2.73
0.626
46.43 ± 3.38
1 ~ 2 m (n = 21)
89.24 ± 6.66
84.62 ± 7.72
93.85 ± 7.72
0.000*
41.10 ± 2.63
40.32 ± 3.12
41.75 ± 2.47
0.010*
46.99 ± 2.39
3 ~ 6 m (n = 13)
80.62 ± 8.62
74.62 ± 9.46
86.54 ± 10.37
0.002*
37.16 ± 3.77
36.92 ± 3.89
36.88 ± 4.06
0.807
47.44 ± 3.35
P value
0.000*
0.000*
0.000*
-
0.000*
0.000*
0.000*
-
0.075
s/iGCC(∝m), superior- and inferior-hemi thickness of macular ganglion cell complex. s/iSVD(%), s/iDVD(%), superior- and inferior-hemi values of superficial and deep vessel density.

Spearman’s coefficients indicated significant relationships between wRPC and wRNFL at 3–6 months follow-ups (r = 0.626, p = 0.022), between wSVD and wGCC at 1–2 weeks and 1–2 months follow ups (r = 0.570, r = 0.436; p = 0.007, p = 0.048), and between wRNFL and wGCC at 1–2 months and 3–6 months follow ups (r = 0.615, r = 0.621; p = 0.003, p = 0.024). No correlation of wRPC/SVD/DVD with age was found in healthy controls (p > 0.05 for all).

DISCUSSION

Most cross-sectional studies to date addressing the atrophic stage (> 3 months) of NAION have reported a consistent conclusion of significant reduction of peripapillary radial capillaries (RPC) and9,12,15 capillaries in macular retina using OCT-A9,16. Also, these OCT-A derived capillary density changes in RPC were spatially correlated with the severity of visual field defect and thinning of peripapillary RNFL9,15. Thus, it has been well accepted that there is an obligatory loss of capillary density resulting from the loss of corresponding layers of neural tissue in the pathological progression of NAION9,12,15,16. A few studies concerning OCT-A in the acute stage of NAION show the defects in peripapillary microcirculation13,17,18. Song et al.19 and Rebolleda et,al.13 have reported that there were no significant differences of reduced peripapillary vessel density in acute and chronic stages. However, they assessed the measurements with smaller scanning area13, and compared the acute and chronic stages with the division of 21 days using two separate patient pools19, which may generally correspond to the comparison between 1–2 weeks and 1–2 months follow-up intervals in our cohort that correspond to the stage of resolution. In this cohort, in addition to the significant reduction of wRPC at enrollment compared to unaffected eyes and healthy controls, we also fund that wRPC in NAION-affected eyes decreased significantly from the acute stage to the stages of resolution and atrophy, along with a more drastic reduction of sRPC, suggesting a sectoral reduction of RPC as the ODE subsided.

The most plausible explanation for an apparent decrease in RPC density during the acute phase could be the mechanical compression and impedance of the flow in RPC from the edema of the optic nerve 13,17, and the local attenuated signal strength caused by the edema of the tissue and penetration of coherent light may also contribute a decrease in capillary density 17. In addition, it is possible that some patients are already beginning to show loss of axons in the setting of edema and axoplasmic flow of the remaining axons and that the reduced capillary density result from axon loss which would be masked by the edema1,4.

Compared to peripapillary RNFL thinning, the pattern of GCL/GCC thinning may reflect earlier structural changes caused by ischaemia of the optic nerve in NAION 20,21. Thinning of inner layers in macula could be detected within one week after the ischaemic event20,21 reflecting the early damage of RGC and the axons3,20−23, and peak at 3–6 months and last for 6–12 months3,22,23. Our results showed that wGCC and the corresponding wSVD in affected eyes were gradually decreased at 1–2 weeks follow-ups, and aggravated at 1–2 and 3–6 months follow-ups along with worsening superior hemifield defect. At the stage of resolution, we found a significant correlation between the reduction of wSVD and wGCC, which has not been detected in previous reports. Together with the significant association between wGCC thinning and wRNFL, our results provide further data to support the hypothesis that thinning of GCL in macula was secondary to the degeneration of peripapillary axons that are prone to suffer from hypoxia and ischmia20,23,24. There could be a vicious cycle about the neural-vascular interactions in the pathological progression of NAION1,24.

Although some patients showed mild reduction in wGCC and wSVD at the enrollment (average duration of onset was 5.67 ± 3.06 days), the overall difference among three groups was not significant enough to draw a confirmed conclusion. While, at the acute stage of NAION, the edema of RNFL in macula would mask the ability to detect significant thinning of the underlying layers of GCL and IPL23 and this may also explain that the correlation between wSVD and wGCC particularly occurred at the stage of resolution. However, the OCT-A derived capillary density in SVD was expected to show decrease due to both the edema of RNFL and/or early thinning of the underlying layers23,25, it might be that, as Augstburger et, al.9 proposed, the decrease of SVD in the 6 × 6 mm scan of OCT-A predominates near the large retinal vessels of the arcades and less at the parafoveal areas where the capillary network converges and forms an anastomotic ring9,24,25. And the axonal swelling or RNFL edema resulting from the blocked axoplasm and leading to impedance in flow of RPC and retinal vessels might be severer in the site closer to the optic disc. While, Fard et al. 26 have reported an early reduction of SVD and DVD in 6 × 6 mm scans but not of GCC at the acute stage within 2 weeks of onset. It might be that we missed the changes outside 3 × 3 mm scanning area in the early stage. And it is possible that oral corticosteroid therapy accelerates the regression of ODE14 and therefore makes the early reduction of SVD insignificant. Besides, an early reduction of wDVD has been detected in our study. It might be explained that the deep capillary vortexes27 might be earlier or more frequently to compensate for the lower blood flow and the changes of hypoxia and ischemia in macula as previously reported in patients with hypertension and diabetes mellitus28,29.

Contrary to previous results of decreased DVD in chronic stage with macular 6 × 6 mm OCT-A imaging9,16, our results with 3 × 3 mm scan show that the wDVD did not decrease significantly with time procession. This could be explained by the enhanced visibility of deep retinal complexes resulted from severer thinning of inner layers. Although grading accuracy for 3 × 3 mm scans was significantly higher than for 6 × 6 mm scans which has limited vascular depth discrimination and is prone to induce overestimation of the measurements and mix DVD with the SVD changes 25,30, the limited 3 × 3 mm scanning area of OCT-A could miss those changes outside the confined area and therefore underestimate the results.

There are several limitations in our study, including its retrospective nature, the small number of subjects, and some loss to follow-up at 3–6 months. Here, we focused on flow alterations with time, yet visual field loss of threshold was not analyzed in detail as previous studies showed a corresponding loss of structure and capillary density in the location of the visual field loss9,13,26. Additionally, vasculature in prelaminar and laminar slabs was not evaluated due to the current limits of the technology, which may be more related to the ischemia mechanism of PCA.

Conclusions.

This study is the first to follow up a cohort of patients with NAION and analyze the microvascular flow impairment in RPC and the macular retina from acute to atrophic stages using consistent devices of OCT and OCT-A. We provide further evidence to support that there is a sectorial reduction of vessel density in RPC and macula with the disease progression of NAION from acute to atrophic stages, a classification associated with structural deficits.

Abbreviations

OCT-A

optical coherence tomography angiography

NAION

nonarteritic anterior ischemic optic neuropathy

RPC

radial peripapillary capillaries

RNFL

peripapillary retinal nerve fiber layer

GCC

ganglion cell complex

GCL

ganglion cell layer

IPL

inner-plexiform layer

S/DVD

vessel density of superficial and deep vascular complexes

ONH

optic nerve head

ODE

optic disc edema

PCA

posterior ciliary artery

CFP

color fundus photography

Declarations

Ethics approval and consent to participate.

This retrospective study was approved by the Renmin Hospital of Wuhan University and was conducted in compliance with the Declaration of Helsinki.

Consent for publication.

Not applicable.

Availability of data and material.

The datasets used and/or analyzed during the current study are available from the corresponding author on reasonable request. All participants provided their written informed consent to participate in the study.

Competing interests.

Not applicable.

Funding.

Not applicable.                       

Authors' contributions.

JJ and L contributed to patient care and literature search. All authors, including JJ, CZ, L, ZHZ, and HM contributed to data collection, data analysis, and data interpretation. JJ, and CZ contributed to writing the manuscript. All authors have read and approved the final manuscript.

Acknowledgements.

We want to especially express our gratitude to professor CZ and HM for their help on collecting data and support our work.

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