Spatio-temporal Bamboo Forest Dynamics in the Lower Beles River Basin, North-western Ethiopia

DOI: https://doi.org/10.21203/rs.3.rs-113842/v1

Abstract

Introduction: Bamboo forests, which are an integral part of the eco-system and an important source of socio-economic life for rural communities in the vast savannah lowlands of Ethiopia, are experiencing significant changes. Therefore, examining bamboo forest cover changes and identifying responsible drivers for the changes are of the greatest importance for sustainable management of these useful resources. This study was intended to examine the spatio-temporal bamboo forest dynamics in the Lower Beles River Basin, north-western Ethiopia.

Method: A combination of pixel-based hybrid classification techniques and Normalized Difference Vegetation Index (NDVI) was employed  to analyze bamboo forest cover changes from 1985 – 2019. Focus group discussions, questionnaire, key informant interview and observation were used to identify the drivers for bamboo forest cover change.  

Results: The study findings indicate that  bamboo has experienced significant spatio-temporal change over the study period (1985 - 2019) in the study District. In the base year (1985), bamboo covered 5.1% (5,277.1 ha) of the study area. Significant decline in bamboo forest had occurred in 2001 when the bamboo forests suffered the greatest devastation and shirked to 1.6%. In 2019, the bamboo has been rehabilitated from degradation and increased significantly. However, the net change over the study periods was negative where the bamboo forests declined by 0.8% (831.14 ha).

Conclusion: In conclusion, the observed changes in bamboo forest cover was driven by an interplay of multiple factors. Agricultural land expansion, wildfire, free grazing, lack of regulatory mechanisms and improper harvesting and expansion of settlement areas were the top five drivers respectively while conflict, mass flowering and tenure contributed for the change. Therefore, the bamboo forests deserve great attention, and the results from this study imply the need for the concerted efforts of stakeholders for sustainable management, utilization and conservation of the bamboo resources.

Introduction

Bamboos are crucial vegetation resources mostly distributed in tropical and sub-tropical areas of Asia, Africa and Latin America (Ben-zhi et al. 2005; Zhang et al. 2014; Zhuang et al. 2015), covering 33 million ha area and accounting for about 1.0% of the forest area in the world (Zhou et al. 2011; Du et al. 2018). They are unique in their capacity to meet a wide range of socio-economic, sustainability, and conservation focused objectives (Sohel et al. 2015; Ling et al. 2016; Li et al. 2020), owing to their rapid growth, ease of propagation, and the range of ecosystem services they provide (Zhou et al. 2011; Nath et al. 2015; Li et al. 2016). Bamboos have very crucial ecological and environmental functions in soil and water conservation, land rehabilitation, and carbon sequestration due to their biological characteristics (Ben-zhi et al.s 2005; Yiping et al. 2010; Akinlabi et al. 2017). Therefore, mapping the spatio-temporal bamboo forest change is critical to devise strategies for sustainable use of bamboo resources (Li et al. 2020). 

In Africa, Ethiopia stands in the first position for its bamboo forest resources. The country possesses about 67and 7% of the total bamboo forest areas in Africa and the world, respectively (Endalamaw et al. 2013; Mekonnen et al. 2014; TsinghuaUniversity and INBAR 2018). It has two indigenous species of bamboo, namely Yushania alpina (K. Schum.) W.C. Lin (highland bamboo) and Oxytenanthera abyssinica (A. Rich) Munro (lowland bamboo) with area coverage of more than one million ha (Embaye 2000; Desalegn and Tadesse 2015; Zhao et al. 2018). The focus of the present study is on O. abyssinica, which grows in the vast western savannah lowlands along major river valleys bordering Sudan (Kelbessa et al. 2000), and constitutes about 85% of the total bamboo forest in the country (Sertse et al. 2011; Endalamaw et al. 2013; Desalegn and Tadesse 2015; Boissière et al. 2019).

However, reliable and consistent data on bamboo resources are limited. Different inventories conducted so far has been reporting different figures about bamboo resources. In 1960s, the total area of bamboo was estimated at 1.5 million ha (Lobovikov et al. 2007). However, a study conducted by GIZ-LUSO Consult Gmbh (1997) reported that there is 700,000 – 850,000 ha of lowland bamboo and 129,626 ha of highland bamboo in Ethiopia. The International Bamboo and Rattan Network, currently, Organization (INBAR), production to consumption study (Kelbessa et al. 2000), reported the availability of 1.1 million ha of bamboo: 950,000 ha of lowland bamboo and 150,000 highland bamboo. Lobovikov et al. (2007) estimated that the bamboo forest area was about 849,000 ha in 2005. A recent remote sensing-based study conducted by Zhao et al. (2018) reported that Ethiopia possess 1.47 million ha of bamboo resources.

From the above reports, it is possible to infer that the bamboos have been undergone with spatial and temporal changes. Over the years, the bamboo forests have been under high pressure and suffering great depletion. The expansion of agricultural land and changing bamboo stands to other land uses, free grazing and fire hazards are important anthropogenic factors causing depletion of bamboos (Kindu and Mulatu 2009; INBAR 2010; Desalegn and Tadesse 2015; Boissière et al. 2019), when gregarious flowering is the major natural cause contributing for their degradation (Sertse et al. 2011). Nevertheless, little efforts were made so far to counterbalance the problem and reliable and consistent data on the status of the bamboo resource base as well as the policy options for sustainable bamboo resource use and development are scanty (Tsinghua University and INBAR 2018; Boissière et al. 2019; EFCC 2020).

The use of remote sensing data has been instrumental in monitoring the changing pattern of vegetation across diverse landscapes. Hence, several studies have been conducted to identify and map bamboo forest cover using remotely sensed data at global scale (Wang et al. 2009; Goswami et al. 2010; Xu et al. 2012; Carvalho et al. 2013; Han et al. 2014; Li et al. 2016; Fava and Colombo 2017; Du et al. 2018; Liu et al. 2018; Zhao et al. 2018; Zhang et al. 2019) However, studies conducted at the local level are of critical importance to better understand the cumulative impact at multiple scales (Sohl et al. 2004; Shah and Sharma 2015).

Hitherto, very little scientific studies have been conducted on spatio-temporal cover change of bamboo forests (Bessie et al. 2016; Zhao et al. 2018). Lack of reliable and consistent data on bamboo resources has impeded the proper management bamboo forests deserve and limited their potential in providing ecological and socio-economic services (Nat h et al. 2015; Li et al. 2016, 2020; Liu et al. 2018). In the milieu of sever bamboo resource degradation, on one hand, and the availability of abundant resource base, on the other hand, some authors deem that more research is critical in the lowlands of north-western Ethiopia, where the country’s largest bamboo resource base is found. The rationale behind such scientific studies is that empirical evidence on spatio-temporal bamboo forest cover change is a decisive instrument to devise strategies for sustainable bamboo resource management. Therefore, the objectives of this study were: (i) to examine the spatial and temporal changes of the O. abyssinica forest cover between 1985 – 2019, and (ii) to identify drivers of the changes of O. abyssinica forest cover in the Lower Beles River Basin, north-western Ethiopia.

Materials And Methods

The study area

The study area, Mandura District is one of the bamboo producing areas in Lower Beles River Basin, north-western Ethiopia. The District located between 10º 50' 55" to 11º 10' 10" N and 36º 02' 48" to 36º 32' 42" E, with a total area of 1,045 km2 . It is part of the north-western lowlands where elevation ranges from 800 to 2186 m (Fig. 1). The basement complex rock covers the vast areas where, few areas, particularly, the Kar Mountain escarpments, situated in the north-eastern part of the District are covered with plateau basalts (Addisu 2010). Nitosols, cambisols, luvisols and leptosols are the dominant soils in the sub-basin (Yilma and Awulachew 2009).

In the District, there are both perennial and seasonal rivers and streams that flow towards Gilgel Beles River, which is main tributary of River Beles (Fig. 1). The District shows a unimodal rainfall distribution pattern and ranges approximately, from 1,052 to 1,957 mm whereas temperature ranges between a maximum of 35 to 40 °C and a minimum of 18 to 20 °C (Nyssen et al., 2018). Generally, climate of the District is classified as wet tropical (wet kolla) except small areas around the Kar Mountain, which is wet sub-topical (wet woynadega).

The Gumuz, Amhara, Agew and Shinasha are the major ethnic groups in the area while the Oromo represent a minority. About 81.5% of the population is rural dweller (CSA 2007). Mixed farming is the main economic activity of people in the study area. Most people are engaged in both traditional crop production and livestock rearing practices. Dominant crops are maize (Zea mays L.), sorghum [Sorghum bicolor (L.) Moench.], sesame (Sesamum indicum L.) and groundnut (Arachis hypogaea L.). Cattle and goats are the main livestock resources kept in the study area.

The major land use/covers are woodlands, grassland, shrub/ bushland, bamboo, agricultural land and barren land settlement (Emiru and Taye 2012). The natural vegetation is characterized by a variety of shrubs, bush with woody trees and elephant grass undergrowth and O. abyssinica forests (Addisu 2010; Bessie et al. 2016).

Methods

 Data sources

The study used both spatial and non-spatial (socio-economic) datasets. These datasets were collected from various sources, which include: Landsat imageries, Google Earth images, household survey questionnaire, focus group discussion, key informant interview and filed observation. Other datasets were collected from government reports, published literature and policy documents.

The remote sensing data and techniques

Satellite imageries of Landsat 5 (TM), Landsat 7 (ETM+), and Landsat 8 (OLI_TIRS) were taken for the year 1985, 2001 and 2019 respectively (Table 1). All Landsat images were taken during leaf-off season (Wang et al. 2009; Zhao et al. 2018). The reasons behind for choosing of years and seasons were: (1) the availability of cloud free (below 10% cloud cover) and good quality satellite images; and (2) the dry season is a proper time to spectrally distinguish bamboo from leaf-shedding vegetation and co-occurring grasses and shrubs. In addition, the Advanced Space Borne Radiometer (ASTER) Global Digital Elevation Model (GDEM), ASTER GDEM, acquired from USGS Earth explorer (http://gdex. cr.usgs.gov/gdex), was used to determine the elevation of the study area. 

Image pre-processing

In order to maximize classification accuracy, input images must have minimal contamination from clouds, haze, shadow, or other disturbances (Azzari and Lobell 2017). Thus, haze reduction and atmospheric correction was conducted on satellite imageries using Atmospheric and Topographic Correction (ATCOR) software which is an add-on module to ERDAS (Wang et al. 2009). Following the availability of panchromatic data, pan-sharpening or image fusion was applied to merge the high resolution panchromatic band of Landsat 7 (ETM+) and Landsat 8 (OLI_TIRS) with Multispectral (MS) images of 2001 and 2019 reference years (Chen et al. 2001; Rogan and Chen 2004; Sahle et al. 2016).

Clipping, geo-referencing, layer stacking and image enhancement were applied on Landsat imageries prior to image classification (Rogan and Chen 2004). In order to ensure consistency among data sets throughout the classification and analysis process, all imageries were projected to the Universal Transverse Mercator (UTM) Projection System, Zone 37N and Datum of World Geodetic System 84 (WGS84).

Image classification

 According to Rogan and Chen (2004), the hybrid classification method improves accuracy than using supervised or unsupervised technique alone. Hence, the hybrid pixel-based image classification method, which combines both unsupervised and supervised classifications (Rogan and Chen 2004; Lillesand et al. 2015) was employed. Primarily, the unsupervised classification was carried out in Iterative Self Organizing (ISO) data analysis algorithm (Lillesand and Kiefer 2007) to determine the number of land use/land cover classes (LULCC) in the study area.

However, mapping bamboo forests using the spectral approach alone is challenging due to the similarity of spectra between bamboo and other forest types (Wang et al. 2009; Zhang et al. 2019). To offset the problem, phenological information plays a crucial role in bamboo extraction (Zhao et al. 2018; Zhang et al. 2019). Similarly, it was noted that taking into account phenology when performing land cover classification yield more accurate maps (Knight et al. 2006; Simonetti et al. 2014; Fan et al. 2015). In this regard, remote sensing phenology studies use data gathered by satellite sensors that measure wavelengths of light absorbed and reflected by green plants, and transform raw satellite data of these light waves into vegetation indices (Simonetti and Simonetti 2014).

In remote sensing scene, there are several vegetation indices highlighting vegetation bearing area (Gandhi et al. 2015). The most widely used indices in research on global environmental change, is the Normalized Difference Vegetation Index (NDVI) (Bhandari et al. 2012). It is calculated from the visible red and near-infrared (NIR) light reflected by vegetation as follows (Simonetti et al. 2014):

Hence, leaf-off season Landsat 8 imageries spanning from 2015 – 2019 were used to compute the NDVI map of the study area. Each feature has its own spectral reflectance, varying according to the wavelength (Simonetti et al. 2014). Therefore, as our aim was to discriminate bamboo form other vegetation, we took 100 points (60 for classification and 40 for validation) from bamboo forest prior to classifying the NDVI images. Then, NDVI images were classified in to five land cover classes: non-vegetated land, grass, bamboo, shrub/ bushland and woodland (Fig. 2).

Values in NDVI range between -1 to 1. According to Bhandari et al. (2012), very low value of NDVI (0.1 and below) correspond to barren areas of rock, sand or snow. Moderate values (0.2 to 0.3) represent shrub and grassland, while high value (0.6 to 0.8) indicates temperate and tropical rainforests. Bare soil is represented with NDVI values, which are closer to 0, and water bodies are represented with negative NDVI values. In our study, the average NDVI value of bamboo was found between 0.14 to 0.165, which was less than shrubs, but greater than grasses. When the maximum value of NDVI was low (0.4 – 0.58), the NDVI of bamboo was 0.14 – 0.162. Whereas, as the value of NDVI reach as high as 0.6 and above, the bamboo had a value of 0.148 – 0.165. Given this threshold value, the NDVI maps were produced for the year 1985, 2001 and 2019 (Fig 2). Finally, the NDVI maps of each year was used to extract features to aid and improve the supervised classification.

The supervised image classification, with maximum likelihood classification algorithm (Rogan and Chen 2004), was conducted using training samples collected from different sources. The highest number of samples were taken from bamboo land cover class in order to increase the classification accuracy. For 1985 and 2001 imageries, classification was undertaken with the help of high resolution Google Earth images, knowledge of elders, NDVI maps and color visualization and interpretation of the raw images (Lossou et al. 2019). For classifying 2019 Landsat imagery, field survey, NDVI maps and Google Earth datasets were used to collect training samples (Fig 3).

Accuracy assessment

Before proceeding to other activities, it was essential to evaluate the accuracy of the classification results (Liu and Mason 2016). Hence, accuracy assessment was conducted with independent samples collected through field survey, knowledge of elders and ancillary data, namely Google Earth images and NDVI maps, using stratified random sampling approach (FAO 2016). Then, confusion matrix or error matrix, which is one of most common means of expressing or assessing classification accuracy (Kindu et al. 2015; Liu and Mason 2016), was used for accuracy assessment purpose.

An error matrix compares information from reference data to information on the classified map for a number of sample area (Congalton 1991). The overall, producer’s and user’s accuracies were computed from error matrix. In addition, the omission and commission errors of bamboo and non-bamboo classes were calculated to evaluate the performance of the bamboo classification. Commission error is the percentage of pixels, classified as a certain class, which do not belong to that class according to the reference data. Omission error is the percentage of sample points, belonging to a certain class in the reference data, which were classified as other classes (Congalton 1991; Li et al. 2016). In addition, the kappa coefficient (K), the most commonly used statistical measure of classification accuracy and quality (Lillesand et al. 2015), was employed. The result of performing a kappa analysis is a KHAT statistic (an estimate of Kappa), which is agreement of accuracy (Congalton 1991).

The KHAT statistic (kappa coefficient) calculated as follows:

Change analysis

Change analysis was carried out using post- classification image comparison technique. First, images of each reference years (1985, 2001 and 2019) were classified separately. Then, change detection tasks were conducted. In order to examine the bamboo forest cover change over the study periods, we carried out change analysis on two intervals: 1985 – 2001 (first) and 2001 – 2019 (second). The percentage of land cover change detection was conducted using the following formula (Kindu et al. 2013):

ArcGIS ® 10.5 and Earth Resource Data Analysis System (ERDAS) Imagine ® 2014 were used throughout the image pre-processing, processing, classification, post-classification as well as production of the final land cover maps of the study period.

Socio-economic data and methods

A total of 160 respondents were selected for questionnaire using systematic (random) sampling from resident lists found in the sample kebeles (the smallest administrative unit in Ethiopia), and the household head (HH) was interviewed (Creswell 2009). Prior to selecting sample respondents, sample villages or kebeles were selected based on information collected through reconnaissance survey, literature review and expert opinion. Accordingly, four kebeles: Kutir-hulet, Deha-anzabuguna, Bahus and Deha-nubeshe were selected based of their bamboo forest coverage, representativeness and accessibility to transportation service.

Close-ended questions were prepared and written in English first and, later, translated to the Amharic Language. Amharic and Gumzigna (mother tongue language of the Gumuz community) languages were used (as required) to conduct the household surveys, while the data were recorded in Amharic and, then, translated into English. Four language translators were used to translate the Gumzigna language to Amharic and vice-versa. The main theme of the survey was to understand the perception of respondents about bamboo forest cover change and responsible drivers for the change.

Focus group discussions (FGDs) were held with 32 individuals selected from bamboo cultivators, kebele administrators and village level experts of the sample kebeles. The members discussed on issues regarding their views and experience on bamboo forest cover change and responsible drives for the change. During the entire discussion process, the investigator served as a facilitator while insiders fully participated in the dialogue (Lune and Berg 2017). Moreover, 12 elders, whose age was above 60 years old, and lived for long period (more than 35 years) in the study area, were selected as key informants. They were selected based on recommendations of village-level experts and officials.

Data analysis

Both qualitative and quantitative methods of data analyses were employed in the study (Creswell 2009). Qualitative technique of content analysis (Lune and Berg 2017) was used to analyze data generated through key informant interview, field observation and FGDs. In this method, the data were categorized in different themes and coded, organized categorically and chronologically, reviewed repeatedly and continually coded. Then, a list of major ideas was chronicled and transcribed to verbatim. Moreover, descriptive statistics of percentages and averages were used for describing sample respondents’ responses and to summarize results generated through GIS and remote sensing techniques.

Results

Accuracy assessment results

According to accuracy assessment result (Table 3), user’s and producer’s accuracies for all classes ranged from 81.9 to 92.3%, 84.1 to 95.4% and 87.1 to 95.2% for 1985, 2001 and 2019 classifications, respectively. The overall accuracies were 85.5% (1985), 87.9% (2001) and 89.1% (2019). The producer’s accuracies of bamboo were 82.9% (1985), 86.6% (2001) and 88.1% (2019), while the user’s accuracies accounted for 81.9, 85.5 and 87.3% for 1985, 2001 and 2019 maps, respectively.

Commission errors of bamboo were 17.1, 12.2 and 12.9%, where omission errors were 15, 11.1 and 11.9% for reference year 1985, 2001 and 2019, respectively. For non-bamboo vegetation, omission errors were 19.7, 15.2 and 13.5% for grassland, 17.3, 14.3 and 15.1% for shrub/bushland and 7.7, 9.1 and 5% for woodland in 1985, 2001 and 2019 classifications, respectively. Commission errors for grassland were 17.4% (1985), 14.5% (2001) and 12.3% (2019); 13.9% (1985), 11.8% (2001) and 12.7% (2019) for shrub/bushland; and woodland had values of 13% (1985), 10.4% (2001), and 7.4% (2019). These results indicate that bamboos are confused with non-bamboo vegetation, mainly, with grasses and shrubs though it declined in 2001 and 2019.

More specifically, as shown on the confusion matrix report (Table 4), 17.1% of reference points corresponding to bamboo were misclassified as grassland (11%) and shrub/ bushland (6.1%) in the 1985 map. Correspondingly, bamboo had the lowest producer’s and user’s accuracy values accounted for 82.9% and 81.9% respectively. This is due to the fact that major data used in this study was the medium resolution (30 m) Landsat images, which is too coarse for mapping bamboo forest areas as they are often and confused and scattered with other forests (Zhao et al. 2018; Huy and Long 2019). Therefore, to offset this problem, image fusion was applied to merge the high resolution (15m) panchromatic band of Landsat 7 (ETM+) and Landsat 8 (OLI_TIRS) with Multispectral (MS) images of 2001 and 2019.

Consequently, producer’s and user’s accuracies of bamboo increased when commission and omission errors declined in 2001 and 2019 maps (Table 3). The user’s and producers’ accuracies were 85.5 and 86.6% in 2001, and 87.1 and 88.1% for 2019 maps, respectively. The EC of bamboo were 12.2 and 12.9%, and the EO accounted for 11.1 and 11.9% in 2001 and 2019 maps, respectively. Overall accuracies of maps were between 85.5 and 89.1% with kappa coefficient of 0.83 and 0.87. According to Landis and Koch (1977), the value of kappa coefficient is categorized into three, a value between 0.40, representing poor agreement, between 0.40 and 0.80, representing moderate agreement and above 0.80 representing strong agreement. Therefore, the kappa coefficient results of this study indicated strong agreement for each of the produced maps, and the overall accuracies were in acceptable range to monitor the bamboo forest dynamics over the last 34 years.

Spatio-temporal Bamboo forest cover changes in the study area

In 1985, bamboo covered 5.1% (5,277.1 ha) when non-bamboo vegetation types (woodland, shrub/bushland and grassland) comprised 33% (34,464,7 ha) and non-vegetated land (agricultural land and barren land) covered the largest area (62%) (Table 5; Fig. 5). The spatial distribution of bamboo was scattered along with grasses, shrubs and forests, where thick bamboo forests were found in the peripheries of north-western, north-eastern and western parts of the District (Fig. 5).

Significant decline in bamboo forest had occurred in 2001 when the bamboo forests suffered the greatest devastation and shirked by 3.5% (Table 5). Compared with the bamboo, non-bamboo vegetation exhibited a slight reduction by 1.86%. Conversely, non-vegetated land had increased by 5.4%. The 2001 map clearly illustrates that concentrated bamboo forest was hardly found except at few places in the eastern part of the District. It was rather possible to observe scattered bamboo patches, mostly, at the north-eastern and eastern parts of the study District (Fig. 5). Generally, in the first change analysis period (1985 - 2001), the bamboo forests had declined at a rate of 3.5% (3,602 ha).

The 2019 map (Fig. 5) illustrates a good bamboo forest cover, implying that the bamboo has been rehabilitated from degradation and increased significantly. In this period, dispersed bamboo forests were common in most areas of southern, north-western and north-eastern parts, while some dense bamboo forests were found in the peripheries of north-western, central, eastern and north-eastern portions of the District. The bamboo has own 4.25 % of the District, i.e. covering 4,446.11 ha. However, except the grassland, non-bamboo vegetation and non-vegetated land declined by 1.26% and 4.36%, respectively.

In the second change analysis period (2001 - 2019), the bamboo forest increased from 1.6% (1,675.15 ha) to 4.25% (4,446.11 ha) at a rate of 2.65% (2,771 ha). However, over the study period (1985 – 2019), the bamboo forest declined by 0.8% (831.14 ha). Generally, results from this study revealed that bamboo has experienced significant spatial and temporal changes over the last three and half decades (1985 - 2001) in the study District.

Drivers of bamboo forest dynamics in the study area

In the present study area, there are many intertwined and connected factors or drivers for bamboo dynamics. Efforts were made to identify drivers of bamboo dynamics and a total of 13 factors were perceived by respondents as main drivers of bamboo dynamics in the study area (Table 7). However, there were variations about each of the drivers to which the local people viewed as important drivers of bamboo forest dynamics. Agricultural land expansion, wildfire, free grazing, lack of regulatory mechanisms and expansion of settlement areas were perceived as the top five drivers respectively.

Agricultural land expansion was viewed as the most important drivers by 85.6% of the respondents. According to the FGD participants and KII, bamboo forest degradation was associated with population pressure. According the CSA, the population in Mandura District has escalated. The population of the study area was 18,017 in 1984, 22,593 in 1994, and 40,746 in 2007. Over the last 23 years, the population was doubled. This implies that as the population is growing over time, demand for agricultural land, bamboo products and settlement increases. agricultural land expansion is a key driver for bamboo degradation in the study area. The FDG participants added that people deforest bamboo forests to expand agricultural land as they prefer the immediate benefit and ignore long-term benefit they could get from bamboo forests.

Induced by population pressure, expansion of settlement areas (68.8%) and increasing demand for bamboo products (63.8%), were also amongst the main drivers mentioned by respondents in the study area.

Wildfire was the second most important driver mentioned by 76.9% of respondents in the study area. It was also understood from the account of FGDs participants and field observation protocol that wildfire was one of the major driver for bamboo dynamics. In the study area, very commonly, the community induce fire on natural forests including bamboo grooves to stimulate the growth of grass for their livestock and or to open up the forest for hunting. Hence, the fire burns bamboo culms and the emerging bamboo shoot which could let the clump ceased.

Moreover, Cattle keeping and grazing system was perceived by 76.3% of the respondents as the third important driver for bamboo dynamics in the study District. The cattle are allowed free to graze on any land use system including bamboo forest. When the cattle go through bamboo stands, they graze the bamboo shoot and leaves which are critical for development of the bamboo plant. Weak regulatory and enforcement was ranked as the fourth driver by 69.4% of the respondents. Similarly, improper harvesting was mentioned by 63.1% participants as driver bamboo forest cover change. In this regard, FGD participants justified that there is clear gap on use and management of bamboo forest. They added that most of the bamboo resources of the district are natural or state-owned bamboo forests. However, still now, there is no rule to govern the use of these natural or state-owned bamboo forests, which lead to over exploitation and degradation of bamboo resources.

Conflict 61.9%, mass flowering (52.5%) and tenure (43.8%) were viewed as other important drivers of bamboo forest dynamics in the study area. However, fuelwood (7.06%) and charcoal production (5.14%) were perceived by respondents as the least preferred drivers of bamboo dynamics.

As we understood from field observation protocol and participants reflection during FGDs, conflict and insecurity problem has prohibited bamboo cultivators to control the wildfire and keep cattle away from the bamboo stands. Recently, insecurity and conflict are becoming common social problems in the district. Hence, when problem happens, people improperly harvest and loot bamboo culms, bamboo shoot, send their cattle for grazing and sometimes fire the bamboo stands. Moreover, they viewed mass flowering as important natural factor for bamboo degradation. They added that bamboo flowers between 30-35 years, at this time bamboo could regenerate if it is free from animal and human interference though it does not work in the study area.

Discussions

This study revealed that bamboo had experienced significant spatio-temporal changes over the last three and half decades (1985 - 2019). In the base year (1985), bamboo covered 5.1% (5,277.1 ha) of the study area. Significant decline in bamboo forest had occurred in 2001 when the bamboo forests suffered the greatest devastation and shirked to 1.6%. In 2019, the bamboo has been rehabilitated from degradation and increased significantly. However, the net change over the study periods was negative where the bamboo forests declined by 0.8% (831.14 ha). This finding is in agreement with previous studies (Embaye 2000; Lobovikov et al. 2007; Emiru and Taye 2012; Mekonnen et al. 2014; Desalegn and Tadesse 2015; Bessie et al. 2016) which reported that bamboo forests in Ethiopia are declining from time to time.

In the study District, a range of drivers were identified for bamboo forest cover change occurred over the last three and half decades. The local people had perceived responsible drivers of the change though their level is different. These drivers are broadly classified as direct or proximate and indirect or underlying factors. In this study, it was fund that emanated from population pressure, agricultural land expansion, was the most important driver of bamboo forest cover change. In line with this, similar studies conducted so far (Embaye 2000; INBAR 2010; Bessie et al. 2016; Zhao et al. 2018; Boissière et al. 2019) reported that expansion of agricultural land was the man driver for bamboo forest cover change in lowlands of North-western Ethiopia.

Wildfire was identified as the second most important driver of bamboo forest change. In the study district, people induce fire to stimulate the growth of grasses for their livestock and or to open up the forest for hunting. At that time, the fire burns bamboo culms and the emerging bamboo shoots, which could let the clump ceased. Fire has devastating effect if it occurs after flowering of bamboo as it also burns bamboo seeds. According to Mulatu et al. (2016) seedling establishment is unlikely on burnt sites since the fire affects both the soil seedbank and the regenerated seedlings. In this regard, Embaye (1998); Kindu and Mulatu (2009); Sertse et al. (2011); Boissière et al. (2019) also documented that fire is one of the principal factor for bamboo forest cover change in Ethiopia.

Cattle keeping and grazing system was one of the most significant drivers for bamboo forest cover change in the study area. The cattle are allowed to graze freely on any of land uses including bamboo stands. When the cattle go through bamboo stands, they graze bamboo shoots and lives, which are critical for the development of the plant. Thus, free grazing has continued as a main driver for bamboo forest degradation in the study area. This finding is in agreement with the findings of Kindu and Mulatu (2009); Bessie et al. (2016); Durai et al. (2018) that found open grazing system as influential factor for bamboo forest degradation.

Increasing demand for bamboo products and expansion of settlement area driven by population growth were amongst the main drivers for bamboo forest cover change. According to the CSA, the population of the study area was 18,017 in 1984, 22,593 in 1994, and 40,746 in 2007. Over the last 23 years, the population was doubled. As the population grew over time, demand for bamboo products and settlement plot increased, which subsequently led people to clear bamboo forests for construction material and more space for resident plots. In connection with this, Zhao et al. (2018) noted the natural bamboo forests are under threat from deforestation and degradation for people are clearing them away to have more space for agricultural activities and residential plots.

Conflict and insecurity problem was a major driver that contributed for bamboo forest cover change. It had triggered other drivers like fire and free grazing to cause a change in bamboo forest cover. According to the FGD participants, the prevalence of conflict and insecurity risk had prohibited bamboo cultivators to control fire and keep cattle away from the bamboo stands. Recently, insecurity and conflict are becoming common social problems in the study district. Hence, when problem happens, people improperly harvest and loot bamboo stands, bamboo shoots; send their cattle for grazing and sometimes fire bamboo stands. 

Policy related factors like weak forest protection and tenure were among the underlying driving forces for bamboo forest cover change. In the study district, there is no strict rule to govern the use and management of bamboo forests, mainly, the natural bamboo forests. Hence, natural bamboo forests are considered as common pool resources which lead to overexploitation and degradation of bamboo. However, compared to the natural bamboo forests, bamboo grown on private land are protected. In this regard, Durai et al. (2018); Zhao et al. (2018); Boissière et al. (2019), reported that coupled with other anthropogenic factors, the absence of regulation and enforcement mechanisms triggered the degradation of bamboo in north-western Ethiopia.

Improper harvesting was the other cause for bamboo cover change. During flied observation, we found that bamboo management in the study area was improper and unsustainable. There was an instance of harvesting very young bamboo culm while many old bamboo culms lie down on bamboo clumps. During FGDs, participants justified that they have knowledge gap on bamboo resource management. They relied on the knowledge they gained from their fathers and forefathers and personal experiences. In this regard, Embaye (2000); Durai et al. (2018) reported that lack of awareness and dearth of scientific knowledge on its growth, management, harvesting, processing and utilization are major causes for bamboo degradation.

Mass flowering was an important natural phenomena causing bamboo forest cover change in the study landscape. According FGD participants, lowland bamboo flowers between 30 to 35 years. At this time, it has to be kept free from animal and human interference to get regenerated. However, people tend to send their cattle for grazing, and otherwise make a fire on it. For this reason, bamboo regeneration after mass flowering was limited in the study area. This finding is in agreement with Embaye (2000); Sertse et al. (2011); Durai et al. (2018); Dereso (2019) which reported that the recent gregarious flowering and die back of bamboo, and lack of efforts to assist regeneration, coupled with anthropogenic forest fire and free grazing has resulted in poor regeneration and degradation and loss of bamboo forests.

In the study District, fuelwood and charcoal production were the least significant drivers for bamboo dynamics. As we understood from portfolio of FGDs, the local people did not prefer bamboo for fuelwood and charcoal. Although they are being depleted, there are natural forests that have higher biomass accumulation to use as sources of charcoal and fuelwood. For this reason, fuelwood and charcoal production are insignificant drivers for bamboo forest cover change in the study area. This finding disagrees with the findings of (Bessie et al. 2016) which reported that firewood and charcoal production are the main drivers for bamboo forest degradation in lowlands of north-western Ethiopia.

Conclusions

Understanding the bamboo forest cover change has enormous potential to facilitate sustainable management of the resource. This study examined the spatio-temporal bamboo forest cover change in Lower Beles River Basin, North-western Ethiopia for the last 34 years (1985 - 2019). Under data scarce environment, we employed simple, but critical techniques to offset the limitations of the coarse resolution Landsat image, and improve the accuracy of mapping of bamboo. First, we integrated vegetation indices, Normalized Deference Vegetation Index (NDVI) technique with supervised (pixel-based) classification scheme. The NDVI technique, with different threshold values, was employed to extract features. Secondly, image- fusion was applied to merge the high-resolution panchromatic image (band 8) of Landsat 7 and 8 with the multi-spectral images to have an image with better quality. Moreover, as bamboo forests are, often, scattered with other vegetation types, we took a large number of samples from bamboo land cover class to improve the classification accuracy.

According to the resultant maps, bamboo has experienced significant spatio-temporal change over the study period (1985 - 2019) in the study District. The bamboo forests dwindled substantially between 1985 and 2001, specifically during 2001. During this period, the bamboo forests were devastated by 3.4% and the District lost 3,602 ha of bamboo resource. In 2019, the bamboo has been rehabilitated from degradation and increased significantly. However, the net change over the study periods was negative where the bamboo forests declined by 0.8% (831.14 ha). The observed changes in bamboo forest cover was driven by an interplay of multiple factors. Agricultural land expansion, wildfire, free grazing, lack of regulatory mechanisms and improper harvesting and expansion of settlement areas were the top five drivers respectively while conflict, mass flowering and tenure contributed for the change.

Generally, the bamboo forests deserve great attention, and the results from this study imply the need for the concerted efforts of stakeholders for sustainable management, utilization and conservation of the bamboo resources. Improving bamboo forest protection, community awareness, introduction of controlled grazing system, and incentive and motivation for bamboo growers are among the possible solutions forwarded to conserve and sustain the bamboo resources.

Declarations

Authors contribution: All authors contributed to the study conception and design. Material preparation, data collection and analysis were performed by Shiferaw Abebe, Amare Sewnet Minale and Demel Teketay . The first draft of the manuscript was written by Shiferaw Abebe and all authors commented on the previous version of the manuscript. All authors read and approved the final manuscript.

Funding: This work was financially supported by the International Foundation for Science (IFS), Stockholm, Sweden (grant number D/6296-1).

Conflict of interest: The authors declare that they have no conflict of interest.

Ethics approval and consent to participate: Not applicable

Consent for publication: Not applicable

Availability of data and material: Not applicable

Acknowledgements: The authors would like to thank the International Foundation for Science (IFS) for providing financial support to the first author. The authors are delighted to express their gratitude to the farmers, experts, and local administrators of Mandura District for their support throughout the field work.

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Tables

Table 1. Characteristics of satellite imageries used in the study.

Data type

Sensor

Path

Row

Date of acquisition

Resolution

Landsat 5

TM

170

52

20/04/1985

30 m

Landsat 7

ETM+

170

52

10/04/2001

30 m

Landsat 8

OLI_TIRS

170

52

19/03/ 2019

30 m

Table 2. Definition of thematic land cover classes.

Land Cover Class

Description

Bamboo

Land predominantly covered with bamboo forests. It includes bamboo patches that are waiting for restoration or restocking. In some cases, bamboos are mixed with grasses when they are in the first stages of restoration.  

Shrub/ Bush land

It is a land cover less dense than woodland and covered by small trees, bushes, and shrubs two up to five meters tall and a canopy cover of more than 20%. In some cases, such land covers are mixed with grasses.

Woodland

Land covered by an open stand of trees taller than five up to 20 m with a canopy coverage of more than 20%.

Grassland

Small grasses are the predominant natural vegetation. It also includes land with scattered or patches of trees and a land cover used for grazing and browsing.

Barren land

Area that has little or no vegetation cover, which is, mainly, covered by bare soil, rock out crops and land covered by structures, including  roads, towns and rural villages.

Agricultural land

Contiguous areas allotted to extended rain-fed crop production, and where, mostly, oil seed, cereals and pulses are managed.

Source: Adapted from Emiru and Taye (2012), Alemu et al. (2015) and Bessie et al. (2016)

Table 3. Accuracy assessment results of 1985, 2001 and 2019 image classifications.

     

Land cover class

1985

2001

2019

UA

PA

EC

EO

UA

PA

EC

OE

UA

PA

EC

EO

Bamboo

81.9

82.9

17.1

15.0

85.5

86.6

12.2

11.1

87.1

88.1

12.9

11.9

Shrub/ Bush land

83.8

82.7

13.9

17.3

87.0

84.5

11.8

14.3

87.3

84.9

12.7

15.1

Woodland

87.0

92.3

13.0

7.7

89.4

95.4

10.4

9.1

88.2

95.2

7.4

5.0

Grassland

85.1

80.3

17.4

21.9

84.1

82.8

14.5

15.9

87.7

86.5

12.3

13.5

Barren land

88.9

87.3

11.1

14.6

90.9

90.9

9.1

9.1

93.0

91.4

7.0

8.6

Agricultural land

86.7

89.7

13.3

10.3

93.3

91.8

8.2

6.7

92.5

93.9

7.5

6.1

Overall accuracy

85.5

85.5

85.5

85.5

87.9

87.9

87.9

87.9

89.1

89.1

89.1

89.1

Kappa statistics

0.83

0.83

0.83

0.83

0.86

0.86

0.86

0.86

0.87

0.87

0.87

0.87

Note: UA = User’s accuracy; PA = Producer’s accuracy; EC = Error of commission; and EO is Error of omission.

Table 4. Confusion matrix of 1985, 2001 and 2019 image classifications.

 

 

 

 

Classified

data

 

                                       1985

2001

 

 

2019

 

                               Reference data

Reference data

 

 

Reference data

 

Ba

SB

Wd

Gr

Br

Ag

Total

Ba

SB

Wd

Gr

Br

Agr

Total

Ba

SB

Wd

Gr

Br

Agr

Total

Ba

68

5

0

9

0

0

82

72

2

1

7

0

0

82

74

3

0

8

0

0

85

SB

3

62

4

4

0

0

73

2

60

4

2

0

0

68

4

62

3

2

0

0

71

Wd

1

6

60

1

0

0

68

1

6

60

0

0

0

67

0

5

60

0

0

0

68

Gr

8

2

1

57

1

0

69

6

2

1

53

0

0

62

6

3

0

64

0

0

73

Br

0

0

0

0

48

6

54

0

0

0

1

50

4

55

0

0

0

0

53

4

57

Ag

0

0

0

2

6

52

60

0

0

0

0

5

56

61

0

0

0

0

5

62

67

Total

80

75

65

71

55

58

406

81

70

66

63

55

60

395

84

73

63

74

58

66

421

Note: Ba = Bamboo; SB = Shrub/ Bush land; Wd = Woodland; Gr = Grassland; Br = Barren land; and Ag is Agricultural land.

Table 5. Patterns of Land cover changes in 1985, 2001 and 2019 in the study area

 

1985

2001

2019

1985 - 2001

2001 - 2019

1985 - 2019

Land cover class

%

Area/ ha

%

Area/ ha

%

Area/ ha

%

Area/ ha

%

Area/ ha

%

Area/ ha

Bamboo

5.05

5277.25

1.60

1675.15

4.25

4446.11

-3.45

-3602.10

2.65

2770.96

-0.80

-831.14

Shrub/ Bush land

14.56

15214.78

12.52

13079.10

11.71

12242.06

-2.04

-2135.68

-0.80

-837.04

-2.84

-2972.72

Woodland

7.39

7717.34

5.01

5231.46

4.54

4748.63

-2.38

-2485.88

-0.46

-482.83

-2.84

-2968.71

Grassland

11.04

11532.57

13.53

14137.84

16.50

17237.62

2.49

2605.27

2.97

3099.78

5.46

5705.05

Barren land

7.26

7590.90

7.35

7676.44

8.30

8671.01

0.08

85.54

0.95

994.57

1.03

1080.11

Agricultural land

54.71

57167.16

60.00

62700.00

54.69

57154.56

5.29

5532.84

-5.31

-5545.44

-0.01

-12.60

 Table 6. Sample respondents’ socio-economic characteristics in the study area.

Household attributes

Value

Gender (Male %)

78.1

Average household age (years)

46

Education (literate %)

28.1

Means of livelihood (mixed farming %)

70

Mean family size (number)

6

Mean land holding size (ha)

2.5

Table 7. Drivers of bamboo dynamics perceived by local people in Mandura district.

Drivers of bamboo forest dynamicsa

Responses

Percent of Cases

 

Rank

Frequency

Percent

Agricultural land expansion

137

11.5%

85.6%

1

Wildfire

123

10.4%

76.9%

2

Free grazing

122

10.3%

76.3%

3

Lack of regulatory mechanism

111

9.4%

69.4%

4

Expansion of settlement area

110

9.3%

68.8%

5

Increasing demand for bamboo

102

8.6%

63.8%

6

Improper bamboo harvesting

101

8.5%

63.1%

7

Conflict and civil war

99

8.3%

61.9%

8

Mass flowering

84

7.1%

52.5%

9

Tenure

70

5.9%

43.8%

10

Infrastructures (road, electricity & water)

51

4.3%

31.9%

11

Charcoal

40

3.4%

25.0%

12

Fuelwood

37

3.1%

23.1%

13

a. Dichotomy group tabulated at value 1.