Cognitive Function is a Predictor of Home Discharge in Subacute Stroke Patients: A Retrospective Cohort Study

DOI: https://doi.org/10.21203/rs.3.rs-1369487/v1

Abstract

Background: To investigate the cognitive function and its relation to home discharge of patients following subacute stroke.

Methods: This retrospective cohort study included 1,229 convalescent patients experiencing first subacute stroke. We determined discharge destination and demographic and clinical information. We recorded the following measurement scores: Mini-Mental State Examination (MMSE) score, Stroke Impairment Assessment Set score, grip strength, and Functional Independence Measure (FIM). We performed a multivariate logistic regression analysis to identify factors related to home discharge.

Results: Of the 1,229 participants (mean age: 68.7±13.5 years), 501 (40.8%), 735 (59.8%), and 1,011 (82.3%) were female, had cerebral infarction, and were home discharged, respectively. Multivariate logistic regression analysis revealed that age (odds ratio [OR], 0.93; 95% confidence interval [CI], 0.91–0.96; P<0.001), duration from stroke onset to admission (OR, 0.98; 95% CI, 0.96–0.99; P=0.003), living situation (OR, 4.40; 95% CI, 2.69–7.20; P<0.001), MMSE score at admission (OR, 1.05; 95% CI, 1.00–1.09; P=0.035), FIM motor score at admission (OR, 1.04; 95% CI, 1.01–1.06; P=0.001), and FIM cognitive score at admission (OR, 1.08; 95% CI, 1.04–1.13; P<0.001) were significantly associated with home discharge.

Conclusions: MMSE at admission may be a useful indicator for predicting home discharge.

Background

Stroke is a leading cause of disability [1, 2]. Patients with mild stroke in the acute phase are usually discharged within a short period after stroke onset [3]. However, patients who need assistance in activities of daily living (ADL) after acute treatment are transferred to intensive rehabilitation wards. In Japan, subacute stroke patients are admitted to the convalescent rehabilitation wards and undergo intensive rehabilitation. In convalescent rehabilitation wards, the maximum length of stay for stroke patients is 180 days, and the maximum rehabilitation time for stroke patients is 3 hours per day, including weekends (21 hours per week) [4]. Subacute stroke patients who are admitted to convalescent rehabilitation wards undergo rehabilitation to improve their ADL or return to their homes [4]. Discharge planning for patients is a vital topic in subacute stroke rehabilitation. Appropriate discharge destination planning for inpatients following a stroke can enhance reasonable use of healthcare resources, improve clinical outcomes, and decrease the financial burden of patients [5]. Thus, in the rehabilitation pipeline for subacute stroke patients, accurate prediction of the possibility of home discharge from the early stage of hospitalization is important.

Previous studies have reported factors related to home discharge in patients with subacute stroke [618]. In particular, many studies have consistently suggested that functional disability is related to home discharge. In a meta-analysis, for every 1-point increase in the Functional Independence Measure (FIM), a stroke patient was 1.08-times more likely to be discharged home than to institutionalized care [6]. Moreover, in a systematic review, marital status and social support were associated with the discharge destination [7]. Therefore, functional disability and social factors are essential factors for predicting home discharge. Additionally, demographic characteristics such as age [8], sex [9], and duration of hospitalization [10] were associated with home discharge. However, few studies have predicted home discharge based on the severity of post-stroke impairments, such as physical function [11, 17] and cognitive impairment [8]. Therefore, it is necessary to investigate these various factors, including common post-stroke impairments.

Cognitive impairment is a common symptom in patients with stroke. The prevalence of cognitive impairment within one-year post-stroke was 38%, according to a systematic review [19]. Moreover, post-stroke cognitive impairment has been reported to be associated with dependency [20] and increased costs for utilization of care [21]. However, to date, no studies have investigated the relationship between home discharge and general cognitive impairment in subacute stroke patients by multivariate analysis.

Therefore, this study aimed to explore whether cognitive function is associated with home discharge in subacute stroke patients. We also examined other factors reported in previous studies such as FIM, social factors, demographic characteristics, and physical function.

Methods

Study Design and Participants

This retrospective cohort study was conducted in adherence to the STROBE statement. This study included 2,151 consecutive patients with subacute stroke admitted to Tokyo Bay Rehabilitation Hospital between April 1, 2015 and March 31, 2020. The inclusion criterion was a first occurrence of subacute stroke. The exclusion criteria were age < 20 years (n = 5), entered the facility before stroke onset (n = 19), subarachnoid hemorrhage (n = 250), infratentorial lesions (n = 204), bilateral cerebral lesions (n = 40), disturbance of consciousness (n = 55), aphasia (n = 215), hospital transfer (n = 86), death (n = 4), and loss of data (n = 44). After applying the selection criteria, 1,229 patients were finally included in this study (Fig. 1). This study was conducted in accordance with the Declaration of Helsinki [22] and was reviewed and approved by the Ethics Committee of Tokyo Bay Rehabilitation Hospital (approval number. #246). The opt-out method was applied to obtain informed consent in this study.

Data collection

The following demographic characteristics and measures were collected from the patients’ medical records: age, sex, body mass index (BMI), stroke type (cerebral infarction or cerebral hemorrhage), brain side affected, duration from stroke onset to admission, hospital duration, living situation (alone or not), and discharge destination (home or facility). Hospital duration and discharge destination were collected at discharge, while the other data were collected at admission.

Mini-Mental State Examination

Mini-Mental State Examination (MMSE) is a questionnaire for evaluating cognitive function [23]. It consists of 11 items as follows (maximum score of each item): orientation to time (5), orientation to place (5), registration of three words (3), attention and calculation (serial sevens or spelling) (5), recall (3), naming (2), repetition (1), comprehension of verbal (3), comprehension of written (1), writing (1), and construction (1). The maximum score is 30 points, with a higher score representing greater cognitive function. Occupational therapists administered the MMSE and determined the score at admission.

Stroke Impairment Assessment Set

Motor function was assessed using the stroke impairment assessment set-motor function (SIAS-m) [24, 25], which consists of two tests for the upper extremity (knee-mouth and finger function tests) and three tests for the lower extremity (hip flexion, knee extension, and foot pat tests). Each test was rated on a 6-grade ordinal scale rating from 0 (no movement at all) to 5 points (normal). The total scores of the upper and lower extremities were 0–10 and 0–15 points, respectively [26]. Physical and occupational therapists administered the SIAS-m and determined the score at admission.

Grip strength

Upper-body muscle strength was measured using grip strength, which has established reliability in patients with stroke [27]. Grip strength was measured for each participant’s non-paralyzed upper limb using a handgrip dynamometer (TKK 5401; Takei Scientific Instruments, Tokyo, Japan). Representative grip strength was calculated as the average of two trials. Each measurement was assessed by trained physical or occupational therapists.

Functional Independence Measure

FIM version 3.0 is an observational evaluation tool for functional disability [28]. The FIM consists of 13 motor subscales (FIM motor) and five cognitive subscales (FIM cognitive). The FIM motor consists of the following four categories: self-care (eating, grooming, bathing, dressing-upper body, dressing-lower body, and toileting), sphincter control (bladder management and bowel management), transfers (bed/chair/wheelchair, toilet, and tub/shower), and locomotion (walk/wheelchair and stairs). The FIM cognitive consists of two categories: communication (comprehension and expression) and social cognition (social interaction, problem-solving, and memory). Each item has a 7-grade scale ranging from 1 (total assistance or not testable) to 7 points (complete independence). The total score is 18–126 points, 13–91 points, and 5–35 points for the total FIM, FIM motor, and FIM cognitive, respectively, with a higher score representing greater functional independence. Nurses evaluated FIM scores at admission and discharge.

Statistical Analyses

The normality of the data was assessed using the normal Q-Q plot. We classified participants into home discharge and facility discharge groups. Patient characteristics were compared between groups using the chi-squared test, unpaired t-test, or Mann-Whitney U test, as appropriate. Finally, a multivariate logistic regression analysis was performed to assess the factors affecting home discharge after controlling simultaneously for potential confounders. The dependent variable was the discharge destination (home or facility), and the independent variables were the factors at admission with a P ≤ 0.05 in the univariate analysis. All statistical analyses were performed using IBM SPSS Statistics (version 27.0; IBM, Tokyo, Japan). Statistical significance was set at P ≤ 0.05.

Results

The characteristics and univariate analysis of the study participants are listed in Table 1. The mean age ± standard deviation of the 1,229 patients with stroke was 68.7 ± 13.5 years. There were 1,011 participants (82.3%) in the home discharge group and 218 participants (17.7%) in the facility discharge group. In univariate analysis, male sex, cerebral infarction, right brain side being affected, and not living alone were factors more likely to be associated with the home discharge group; these patients also had a younger age, shorter duration from stroke onset to admission, shorter hospital duration, and higher BMI, MMSE score, SIAS-m score, grip strength, and FIM score than those in the facility discharge group (P < .050).

 
Table 1

Characteristics and univariate analysis of the study participants.

 

Overall

Home

Facility

P value

n = 1229

n = 1011

n = 218

Age, y

68.7 (13.5)

66.5 (13.3)

78.7 (8.9)

< 0.001

Sex (men)

728 (59.2)

645 (63.8)

83 (38.1)

< 0.001

BMI, kg/m²

21.8 (3.2)

22.2 (3.2)

20.4 (3.1)

< 0.001

Stroke type (cerebral infarction)

735 (59.8)

589 (58.3)

146 (67.0)

0.017

Brain side affected (right)

667 (54.3)

530 (52.4)

137 (62.8)

0.005

Duration from stroke onset to admission

32.2 (12.7)

31.1 (12.3)

37.2 (13.5)

< 0.001

Hospital duration

88.5 (45.3)

82.4 (44.9)

116.9 (35.6)

< 0.001

Living circumstance (alone)

225 (18.3)

157 (15.5)

68 (31.2)

< 0.001

MMSE score at admission

23.5 (6.2)

24.8 (5.3)

17.4 (6.6)

< 0.001

Grip strength at admission, kgf

24.2 (10.5)

26.1 (10.0)

15.2 (8.4)

< 0.001

SIAS-m U/E score at admission (0–10) §

7 (3–8)

8 (3–9)

3 (0–8)

< 0.001

SIAS-m L/E score at admission (0–15) §

12 (6–13)

12 (8–14)

6 (1–12)

< 0.001

FIM motor score at admission §

51 (32–68)

56 (40–71)

24 (17–37)

< 0.001

FIM cognitive score at admission §

26 (20–31)

28 (23–32)

17 (13–22)

< 0.001

FIM total score at admission §

78 (54–96)

84 (65–101)

42 (32–57)

< 0.001

FIM motor score at discharge §

82 (67–88)

85 (76–88)

48 (34–65)

< 0.001

FIM cognitive score at discharge §

31 (25–35)

32 (28–35)

22 (17–27)

< 0.001

FIM total score at discharge §

112 (93–121)

116 (105–122)

70 (52–91)

< 0.001

† Mean (standard deviation), ‡ number (%), § median (interquartile range).

Abbreviations: BMI, body mass index; FIM, Functional Independence Measure; MMSE, Mini-Mental State Examination; SIAS-m, Stroke Impairment Assessment Set-motor function; U/E, upper extremity; L/E, lower extremity.

Multivariate logistic regression analysis was performed to identify variables associated with home discharge (Table 2). The factors at admission significantly associated with home discharge were age (odds ratio [OR], 0.93; 95% confidence interval [CI], 0.91–0.96; P < 0.001), duration from stroke onset (OR, 0.98; 95% CI, 0.96–0.99; P = 0.003), living situation (OR, 4.40; 95% CI, 2.69–7.20; P < 0.001), MMSE score (OR, 1.05; 95% CI, 1.00–1.09; P = 0.035), FIM motor score (OR, 1.04; 95% CI, 1.01–1.06; P = 0.001), and FIM cognitive score (OR, 1.08; 95% CI, 1.04–1.13; P < 0.001). There were no factors with variance inflation rate < 10.  

Table 2

Multivariate logistic regression analysis of the home discharge.

Variable at admission

OR

95% CI

P value

VIF

Lower

Upper

Age

0.93

0.91

0.96

< 0.001

2.06

Sex

         

Women

0.98

0.57

1.69

0.947

1.94

Men (reference)

Reference

   

BMI

1.03

0.96

1.10

0.431

1.23

Stroke type

         

Cerebral hemorrhage

1.17

0.73

1.85

0.519

1.29

Cerebral infarction (reference)

Reference

   

Brain side affected

         

Left

1.38

0.90

2.12

0.144

1.09

Right (reference)

Reference

   

Duration from stroke onset to admission

0.98

0.96

0.99

0.003

1.08

Living circumstance

         

Not alone

4.40

2.69

7.20

< 0.001

1.03

Alone (reference)

Reference

   

MMSE score

1.05

1.00

1.09

0.035

2.42

Grip strength

1.03

0.99

1.06

0.166

3.13

SIAS-m U/E score

1.03

0.93

1.15

0.560

3.63

SIAS-m L/E score

1.07

0.99

1.16

0.105

4.17

FIM motor score

1.04

1.01

1.06

0.001

4.16

FIM cognitive score

1.08

1.04

1.13

< 0.001

2.81

Model χ² test P < 0.001, Hosmer and Lemeshow test P = 0.944, percentage of correct classifications: 88.3%

Dependent variable: discharge destination (reference, facility)

Abbreviations: BMI, body mass index; CI, confidence interval; FIM, Functional Independence Measure; L/E, lower extremity; MMSE, Mini-Mental State Examination; OR, odds ratio; SIAS-m, Stroke Impairment Assessment Set-motor function; U/E, upper extremity; VIF, variance inflation factor.

Discussion

We investigated factors associated with home discharge in patients with subacute stroke. Multivariate logistic regression analysis revealed that age, duration from stroke onset to admission, living situation, MMSE score at admission, FIM motor score at admission, and FIM cognitive score at admission were significantly associated with home discharge.

The MMSE score at admission was significantly associated with home discharge. While a previous study also reported that the MMSE score is associated with home discharge [8], the examination was limited to univariate analysis. To date, this is the first study to investigate the relationship between home discharge and MMSE score for stroke patients in a multivariate analysis. We found a significant association between home discharge and MMSE score, even after adjusting for factors associated with home discharge. The MMSE may be a predictor of home discharge in subacute stroke patients. Therefore, assessing the MMSE at admission in the subacute phase can lead to appropriate discharge support following intensive rehabilitation.

Furthermore, it was shown that besides the MMSE, the FIM cognitive score was also associated with home discharge. Many previous studies have reported on the association between FIM cognitive score and discharge [9, 11, 12, 17]. Although both are cognitive assessments, the MMSE evaluates cognitive impairment such as that affecting memory, attention, and executive function, and the FIM cognitive scale evaluates cognitive disability in ADL. Specifically, the severity of cognitive impairment and amount of assistance related to cognitive disability affect home discharge independently. For example, a previous study of Alzheimer's disease reported that the severity of cognitive impairment did not correlate with the severity of burden; instead, anosognosia and behavioral abnormalities are associated with care burden [29]. Similarly, in stroke patients, it is essential to evaluate cognitive function from the functional and ADL aspects to predict home discharge accurately.

Multivariate logistic regression analysis revealed that age, duration from stroke onset to admission, living situation, and FIM motor score at admission were also associated with home discharge in subacute stroke patients. Previous studies have reported the association between discharge and age [8], duration from stroke onset to admission [14], social factors [79, 11, 15, 17], and FIM score [6, 8, 10, 16]; these findings are consistent with our findings. Therefore, it is essential to prepare for home discharge by assessing cognitive function and considering age, social factors, and ADL ability at admission in subacute stroke patients.

The strength of this study is the use of large-scale data to comprehensively identify factors associated with home discharge of subacute stroke patients, including demographic characteristics, functional impairment, and disability. Investigation of factors associated with home discharge requires large-scale data studies to consider confounding factors. Thus, the results of this study, using large-scale data and including functional outcomes such as SIAS-m score, grip strength, and MMSE score, are important findings regarding the rehabilitation of subacute stroke patients.

However, this study had some limitations. First, we used the MMSE scores to determine cognitive impairment; thus, we excluded patients with disturbance of consciousness and aphasia. Similarly, we used the SIAS-m scores to determine motor function; thus, we excluded patients with bilateral cerebral lesions. Second, data related to the location of the brain lesion, such as stroke region or volume, were not collected. Third, the severity of stoke was not examined. Finally, the study was conducted in a single facility, which limits the generalizability of our results. Despite these limitations, the findings of this study are valuable as they suggest that the MMSE is a useful predictor of home discharge in subacute stroke patients. The MMSE is widely and commonly used for subacute stroke patients; hence, the MMSE can be a useful tool in such patients. In the future, it will be necessary to investigate whether interventions for cognitive dysfunction and higher brain dysfunction can improve return-to-home rates.

Conclusion

The current study revealed that age, duration from stroke onset to admission, living situation, MMSE score at admission, FIM motor score at admission, and FIM cognitive score at admission were significantly associated with home discharge in subacute stroke patients who were undergoing rehabilitation in convalescent wards. Among them, the significant association between MMSE score and home discharge is a novel finding. Therefore, in patients with subacute stroke, assessing cognitive function at admission may be a useful indicator for predicting home discharge.

Declarations

Ethics approval and consent to participate

This study conformed to the Declaration of Helsinki guidelines and was reviewed and approved by the Ethics Committee of Tokyo Bay Rehabilitation Hospital (#246). The opt-out method was applied to obtain informed consent in this study. The opt-out method ensures that our research protocol, including the use of patient data, is described on our hospital website, and that research subjects and others have the opportunity to refuse that their data be used (https://wanreha.net/pdf/rinri/tbr_optout_246.pdf). The opt-out method for informed consent was approved by the Ethics Committee of Tokyo Bay Rehabilitation Hospital (approval number. #246).

Availability of data and materials

The datasets used and/or analyzed during the current study available from the corresponding author on reasonable request.

Competing interests

The authors report there are no competing interests to declare.

Funding

This work was supported by AMED under Grant Number JP19he2302006.

Authors' contributions

M.K. reviewed the manuscript and pointed out the problems of the study. R.I. participated in data analysis and reviewed the drafts. M.T., H.K., and K.K. reviewed the manuscript. T.T presented the direction to the conclusion and finally checked the manuscript.

Acknowledgements

We are profoundly grateful to the medical staff of the Department of Rehabilitation Medicine, Tokyo Bay Rehabilitation Hospital, in Chiba, Japan, for their administrative support. 

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