SBRT has not been performed as an initial treatment, although it has good therapeutic effects in small HCC. In this multicenter study, we compared the initial therapeutic outcome of SBRT and RFA in HCC ≤ 3 cm. SBRT provided comparable OS, LC, and PFS rates to RFA. The rate of liver toxicity in CP A class patients was not significantly different between SBRT and RFA. Furthermore, in subgroup analysis, both SBRT alone group and SBRT-TACE group had similar OS, LC and PFS rates to RFA. These results showed that SBRT could be an effective treatment for HCC patients who were not eligible for RFA as an initial treatment and also suggests that SBRT could be performed alone without combination therapy with TACE
Tumor size is one of the most important factors for local tumor control after SBRT.6,7,10,20−22 In this study, SBRT produced good LC rates (95.5% at 1-year) for patients with ≤ 3 cm HCC. Previous studies showed high LC rates in patients with ≤ 5 cm HCC. A phase II study of SBRT for HCC ≤ 5 cm reported favorable LC rates at 2-years (100%) and 5-years (97.1%).20 Retrospective studies of patients with HCC ≤ 5 cm reported 1-year LC rates of 90.9%, 99% and 2-year LC rates of 84.1%, 91%, respectively. 7,21 In a Japanese study that performed SBRT on HCC ≤ 4 cm, the 3-year LC rate was 96.3%.6 Yoon et al. reported that the 3-year LC rate was 93.3% in patients with tumors between 2.1-3 cm and 100% in patients with tumors ≤ 2 cm.10 A recent meta-analysis reported that SBRT had high LC rates (96% at 1-year, 91% at 3-years) in patients with HCC less than 6 cm.22 Therefore, it might be reasonable that SBRT has a good LC rate in small HCCs, especially below 3 cm.
In the current study, SBRT achieved similar OS and LC rates to RFA as an initial treatment for HCC. Several studies also reported comparable outcomes to patients with HCC undergoing SBRT and RFA.13–15, 23,24 However, SBRT was not performed as an initial treatment in most of these studies.13–15 Also, these studies included HCC patients with a wide range of tumor sizes and multiple tumor lesions.13,15,24 In a large cohort study, treatment with RFA had superior survival compared with SBRT for patients with stage I or II HCC.23 However, this study used data from the National Cancer Database, and there was no available clinical information such as the baseline liver function or the LC rate, which could affect the survival rate. Recently, a multinational study comparing RFA and SBRT suggested that SBRT could be an effective alternative to RFA for unresectable HCC.13 However, in that study, the enrolled patients had various tumor sizes, multiple tumor lesions and a history of prior treatments. Other previous studies reported that the therapeutic outcome of SBRT was equivalent to that of the RFA group, but these studies also included patients who received prior liver-directed treatment before SBRT.14,15 Compared to prior studies, our study included only patients with a single and small (≤ 3 cm) HC who received SBRT as their initial treatment. These results suggest that SBRT can be performed as initial treatment in HCC patients who are not eligible for RFA.
In practice, SBRT is usually performed as a salvage treatment after incomplete TACE.25 However, recent studies have shown that SBRT alone provides good LC rates.6–11 In our subgroup analysis, we found the same results, that the OS and LC rates with SBRT alone and SBRT-TACE for small HCC (≤ 3 cm) were not different from those of RFA. Kimura et al. suggested that SBRT alone and SBRT-TACE provide similar 2-year OS and local progression-free survival for HCC ≤ 5 cm.26 Previous studies showed that both SBRT alone or SBRT combined with TACE have similar LC rates, greater than 90%. SBRT alone for HCC tumors smaller than 5 cm had 1-year LC rates of 90.9 ~ 99% and 2-year LC rates of 84.1 ~ 100%.7,20,21 LC rates of SBRT-TACE for small HCC (≤ 5 cm) were reported to be 1-year 91.1% and 93.6% and 3-years of 89.9%.27,28 Therefore, we suggest that SBRT alone could be an effective treatment modality for small HCC.
We analyzed the differences in liver toxicity after SBRT or RFA. For CP-A, liver toxicity did not show a statistical difference between groups. However, in CP-B, the incidence of a worsening CP score or increased transaminase levels was slightly higher for SBRT. Previous studies have reported that SBRT is safe in CP-A patients but CP-B patients can experience severe radiation-induced liver damage.29,30 Also, our previous study showed that RILD after SBRT was tolerable in patients with CP-A.17 Therefore, SBRT is a safe option for patients with small HCC and CP-A.
This study has a few limitations. First, this study is retrospective. Additional well-controlled randomized trials are necessary to validate its findings. Second, this study is a multicenter study, with variations in devices used across multiple institutions. All procedures were performed by different staff members at different hospitals. However, there were no differences in the treatment methods or response evaluation of HCC among the four hospitals.