Study selection
The electronic search strategy identified 6,720 references. And additional 12 papers were found by hand searching and citation tracking. After removing duplicates, 5,040 studies were screened at title and abstract, and 38 assessed as full-text articles. 16 met eligibility (11 studies identified by electronic searches and five from hand search) [34, 35, 36, 37, 38, 39, 40, 41, 42, 43, 44, 45, 46, 47, 48, 49]. The process and the reasons for exclusion are reported in the flowchart (Fig. 1) [50, 51, 52, 53, 54, 55, 56, 57, 58, 59, 60, 61, 62, 63, 64, 65, 66, 67, 68, 69, 70, 71]. All eligible articles were written in English.
Quality appraisal
Only three studies were considered low risks of bias. Nine studies had high risks of bias, mainly due to incomplete outcome data. Four studies were assessed at unclear risks of bias because of unstated data and lack of information. The risk of bias table and graph are presented in Supplementary Information (Additional file 2). The average attrition rate was 24 %, ranging from 0% to 52%. The major cause of attrition was death. Ten papers stated that small sample size was one of the limitations. What we valued more than attrition rate when assessing incomplete outcome data was advance estimations of attrition, descriptions of reasons for missing data, and whether they integrated these into sample size calculation.
Study characteristics
This review included 16 RCTs written in English. Most studies were conducted in US. This is important to understand the context of the work and the applicability of the proposed triggers for which settings. The first study was conducted in US in 2000 [34]. (Table 1)
Study design
We included 14 phase Ⅲ RCTs and two feasibility trials. The 13 parallel RCTs compared the palliative care intervention with usual care. Three studies used fast-track design and compared a fast-track group with a waiting list group. Higginson et al. [41] used a parallel group fast-track trial design. Finally, four studies used a mixed methods trial design [38, 40, 41, 42].
Participants
The studies included 2,666 participants ranging from 14 to 517 per study [38, 39]. The mean age was 72.4 years and ranged from 65.5 years with heart failure [47] to 84.8 years with dementia [34]. Participants, were 55.2% female, ranging from 21.3% [47] to 81.8% [34]. Six studies described the ethnicity of the participants; around 62% of participants were Caucasian, followed by African Americans.
In the included 16 papers, seven were conducted with patients with CHF [40, 43, 44, 45, 46, 47, 49]. Five studies [35, 36, 37, 39, 41] included multiple diseases, three included both cancer and non-cancer conditions [36, 37, 41], one included both CHF and COPD [35], and one stated non-malignant disease [39]. Two included participants with respiratory disease, one with COPD/chronic obstructive airway disease (COAD) [38], one with interstitial lung disease (ILD) [42]. Other diagnoses were neurological diseases, one with dementia [34], and one with Parkinson’s disease (PD) [48].
Intervention and control
Seven different models of home palliative care in ten studies were identified [35, 36, 38, 39, 40, 41, 42, 45, 48]. All seven models were composed of multi-components of palliative care intervention, such as symptom management, education of self-management of disease, end-of-life discussions, case conferences, documentation, regular home visits, or a telephone hotline. Five studies [34, 37, 43, 46, 49] provided inpatient care and one [47] implemented outpatient palliative care services. Inpatient palliative care services in five studies were developed based on the standard referral process of the hospital palliative care team or developed for the trial. As for control group, usual care differed across studies due to the wide variety of health systems and local service provisions. Several studies followed national or government guidelines.
Primary outcomes
Seven of the 16 studies set quality of life (QOL) as a primary outcome, and the measures varied (Table 1). Four used disease-specific QOL measurements, two used HF-specific QOL measures; The Kansas City Cardiomyopathy Questionnaire (KCCQ), one used a QOL domain in the Chronic Respiratory Disease Questionnaire (CRDQ), one used the 39-Item Parkinson's Disease Questionnaire (PDQ-39).
Table 1
Characteristics of Included Studies
Author (year),
Country
|
Study design,
Study aim (including the intervention)
|
Study setting
|
Mean age (SD/range),
Gender (female %),
Diagnosis
|
Primary outcome
|
Effect on primary outcome
|
Risk of bias
|
Ahronheim [34]
(2000), US
|
Parallel RCT,
To determine if a palliative care approach could be implemented for patients with advanced dementia and if this approach could enhance patient comfort.
|
hospital
|
I/C=83.9 (range 63-99)/85.6 (72-100), I/C=77.1/86.3%, Dementia
|
・Mean number of hospitalizations
・Average length of stay, mortality
|
No significant difference
|
Un
clear
|
Aiken [35] (2006), US
|
Parallel RCT,
To document outcomes of an RCT of the PhoenixCare (home-based palliative care) demonstration program and coordinated care/case management for seriously chronically ill individuals who simultaneously received active treatment.
|
home
|
I/C=68(14)/70(13),
I/C=58/70%,
HF, COPD
|
・Self-management of illness
・Preparation for end of life
・Physical and mental functioning
・Service use
|
Significant higher scores on the SF-36™ Physical functioning score at the 9-month point. (p<0.05)
|
High
|
Brumley [36] (2007), US
|
Parallel RCT,
To determine whether an in-home palliative care intervention for terminally ill patients can improve patient satisfaction, reduce medical care costs, and increase the proportion of patients dying at home.
|
home
|
74 (12.0),
49%,
Cancer, CHF, COPD
|
・Satisfaction with care
・Use of medical services
・Site of death
|
Greater improvement in satisfaction with care at 30, 90-day.
(OR53.37, 95%CI:1.42–8.10)
(OR53.37, 95%CI:0.65–4.96)
|
Un
clear
|
Gade [37]
(2008), US
|
Parallel RCT,
To measure the impact of an interdisciplinary palliative care service on patient satisfaction, clinical outcomes, and cost of care for 6 months posthospital discharge.
|
hospital
|
I/C=73.6(12.6)
/73.1 (13.2), I/C=59%/51%,
Cancer, CHF
|
・Symptom control
・Levels of emotional/spiritual support
・Patient satisfaction
|
Higher mean satisfaction with hospital care and providers.
(p >0.001)
|
High
|
Farquhar [38] (2009), UK
|
Phase2: fast-track RCT,
To test the feasibility of single-blinding in a fast-track pragmatic RCT of BIS versus standard care for patients with a different non-malignant disease (COPD) and their informal carers.
|
home
|
Median 69 (range53-80),
39%,
COPD/COAD
|
・Distress due to breathlessness measured using a VAS (0-10)
|
Not stated
|
Low
|
Farquhar [39] (2016), UK
|
Fast-track RCT,
To establish the effectiveness and cost effectiveness of BIS in advanced non-malignant conditions.
|
home
|
F/W=72.3 (10.6)
/72.2 (9.4)
F/W=36/42%,
Non-malignant disease
|
・Distress due to breathlessness measured using an NRS (0-10)
|
Non-significant greater reduction.
(–0.24, 95% CI: –1.30-0.82)
|
Low
|
Brännström [40] (2014),
Sweden
|
Parallel RCT,
To evaluate the effects of the Person-centred and integrated CHF and palliative home care intervention on symptom burden, QOL, and functional classes compared with usual care.
|
home
|
I/C= 81.9(7.2)
/76.6 (10.2),
I/C= 27.8 %/30.6%,
HF
|
・Symptom burden
・Health-related QOL
・Functional classes
|
Improvement in total symptom score and HRQQL.
(p <0.05)
|
High
|
Higginson [41] (2014), UK
|
Parallel group fast-track RCT,
To assess the effectiveness of early palliative care integrated with respiratory services for patients with advanced disease and refractory breathlessness.
|
home
|
I/C= 66 (11)/68 (11),
I/C=47/37%,
COPD, cancer, ILD, CHF
|
・Patient-reported breathlessness mastery
・A QOL domain in the CRDQ
|
Mastery in the BSS group improved.
(MD: 0.58, 95% CI: 0.01–1.15, p=0.048; ES 0.44) Total QOL improved.
|
Low
|
Bajwah [42] (2015), UK
|
Phase2: fast-track RCT,
To obtain preliminary information on the impact of a case conference intervention delivered in the home on palliative care concerns of patients and their carers, and to evaluate feasibility and acceptability.
|
home
|
F/W=67.1(10.9)
/70.6 (10.3),
F/W=23/33%,
ILD (IPF, NSIP)
|
・Palliative Care Outcome Scale (POS) (a measure of symptoms and concerns)
|
Significantly greater reduction in total POS between baseline and week 4 for the fast-track group. (ES: −0.7; 95% CI −1.2-−0.1)
|
High
|
Sidebottom [43]
(2015), US
|
Parallel RCT,
To assess if inpatient palliative care for HF patients is associated with improvements in symptom burden, depressive symptoms, QOL, or differential use of services.
|
hospital
|
I/C= 76.0 (11.9)
/70.9 (13.6),
I/C= 52.6 %/42.2%.
Acute HF
|
・Symptom burden
・Depressive symptoms
・QOL
|
At 1 and 3 months, larger improvement on all three outcomes in the intervention group after adjustment for age, gender, and marital status.
|
High
|
Wong [44]
(2016),
Hong Kong
|
Parallel RCT,
To examine the effects of home-based transitional palliative care for patients with ESHF after hospital discharge.
|
home
|
I/C=78.3 (16.8)
/78.4 (10.0),
I/C=56.1%/39%,
Advanced HF
|
・Count of readmission within 4 and 12 weeks after index discharge.
|
Significantly lower readmission rate at 12 weeks. (intervention 33.6% vs control 61.0% χ2=6.8, p=0.009).
|
Un
clear
|
Ng [45]
(2018),
Hong Kong
|
Parallel RCT,
To examine the effect of a home-based palliative heart failure program on QOL, symptoms burden, functional status, patient satisfaction, and caregiver burden among patients with ESHF.
|
home
|
I/C=78.3 (16.8)
/78.4 (10.0),
I/C=56.1%/39%
End-stage HF
|
・QOL (McGill QOL Questionnaire-Hong Kong)
|
Significant improvements in the physical (p=0.011), psychological (p=0.04), and existential (p=0.027) domains.
|
High
|
Rogers [46]
(2017), US
|
Parallel RCT,
To investigate whether an interdisciplinary palliative care intervention in addition to evidence-based HF care improves certain outcomes.
|
hospital
|
I/C=71.9 (12.4)
/69.8 (13.4),
I/C=44%/50.7%,
Advanced HF
|
・HF-specific QOL (KCCQ)
・General and palliative care-specific, health-related QOL (FACIT-Pal)
|
Clinically significant incremental improvement in KCCQ and FACIT-Pal scores from randomization to 6 months.
|
High
|
Bakelman [47] (2018), US
|
Parallel RCT,
To determine whether a symptom and psychosocial collaborative care intervention improves heart failure specific health status, depression, and symptom burden in patients with heart failure.
|
out
patient
|
65.5 (11.4),
21%,
CHF
|
・Patient-reported HF-specific health status measured by KCCQ
|
Not significant improvement.
|
Un
clear
|
Eggers [48]
(2018), Germany
|
Parallel RCT,
To identify if an integrated model of care for PD patients has access to PD patients at the end of life.
|
home
|
I/C=69.8 (8.4)
/69.9 (7.8),
I/C=31/35%,
PD
|
・QOL (PDQ-39)
|
QOL significantly improved in the intervention group over a 6-month period. (2.2 points (95%CI: −4.4 - 0.1); p = 0.044)
|
High
|
O'Donnell [49] (2018), US
|
Pilot RCT,
To determine if early initiation of social worker–aided palliative care (goals of care conversations) would improve prognostic understanding, elicit advanced care preferences, and influence care plans for high-risk patients discharged after HF hospitalization.
|
hospital
|
I/C=74.7(11.2)
/69.2(10.2),
I/C=46.1/37.5%,
Advanced HF
|
・Percentage of patients with physician-level documentation of advanced care preferences
|
Not significant improvement.
|
High
|
Abbreviations:I/C intervention/control, F/W fast track/waiting list, ILD interstitial lung disease, IPF idiopathic pulmonary fibrosis, NSID non-specific interstitial pneumonia, VAS visual analogue scale, NRS numerical rating scale, CRDQ the chronic respiratory disease questionnaire, MD mean difference, SD standard deviation, ES effect size, KCCQ the Kansas city cardiomyopathy questionnaire, PDQ the Parkinson's disease questionnaire, BSS breathlessness support service, BIS breathlessness intervention service, ESHF end-stage heart failure, PD Parkinson's disease, FACIT-Pal the functional assessment of chronic illness therapy-palliative |
Summary of eligibility criteria of included studies
Six main domains for eligibility criteria were identified, including diagnostic criteria (n = 15 out of 16 included studies [94%]), symptoms (physical and psychological) (n = 9 [56%]), medical history-based (n = 9 [56%]), prognostic criteria (n = 7 [44%]), functional status (n = 3 [19%]), QOL (n = 2 [13%]), and other criteria (n=3 [19%]). We categorised these domains into three major criteria themes: time-based, needs-based, and medical history-based.
In Table 2, we used the initial letter of each domain to show which category the eligibility trials were categorised. The letter D stands for ‘Diagnostic Criteria’, P for ‘Prognostic’, S for ‘Symptoms’, Q for ‘QOL’, F for ‘Functional Status’, M for ‘Medical History and Treatment’, and O for ‘Other’. The number of domains were calculated by adding the number of domains used in the trial as eligibility criteria. Since some standardised measures covered several domains, we analysed the domain in the measurements and counted the number of domains. For example, Bekelman et al. [47] used a score of HF-specific health status (KCCQ) to assess eligibility. As KCCQ is a reliable and valid measure of symptoms, functional status, and QOL, the number of domains counted was three [72]. Table 3 gives an overview of the different criteria and use by respective disease groups.
Time-based criteria
Diagnostic criteria:
Diagnostic criteria was a set of signs, symptoms, and tests for use in routine clinical care to guide the care of individual patients. In the 11 studies that included HF, five studies [35, 40, 44, 45, 49] used the New York Heart Association (NYHA) classification of II-IV [49], or NYHA III-IV [35, 40, 43, 45] Brumley et al. [36] included not only participants with HF, but also COPD and cancer, and used the Palliative Performance Scale to assess disease severity. Rogers et al. [46] measured signs of volume overload in accordance with the HF diagnosis. But, three HF studies [37, 41, 43] used no diagnostic criteria.
Similarly, diagnostic eligibility criteria was used in studies on lung disease and dementia. Aiken et al. [35] in a study on COPD used measures of hypoxemia, oxygen saturation, pO2, and oxygen requirements, and Bajwah et al. [42] on ILD used high-resolution computed tomography of lung or a composite physiologic index. Other four studies on lung disease did not clearly state diagnostic eligibility criteria. [36, 38, 39, 41]. The dementia study [34] used the Functional Assessment Staging Test (FAST) to categorise dementia stage, based on the level of functioning and ability to perform daily living activities [73].
Prognostic Criteria:
Seven studies included prognostic eligibility criteria [35, 36, 37, 40, 44, 45, 46]. The ‘surprise question’ was used in four studies [36, 37, 44, 45]. The question is, “Would I be surprised if this patient died in the next 12 months?”, which has been used to identify patients at a high risk of death who might benefit from palliative care services [74]. Three [44, 45, 46] used HF-specific standardised prognostic measures. Wong et al. [44] and Ng et al. [45] used multi-components of the prognostic indicator guidance to identify end-stage heart failure (ESHF) [75]. The indicators are constituted by three steps, which initiate intuitive surprise questions, followed by general and specific clinical indicators. In the three steps, they used only the last step, heart disease-specific clinical indicators. In the indicators that contain four domains: diagnose, prognosis, symptom, and medical history, the prognostic criteria are the ‘surprise question’ (a patient thought to be in the last year of life). Rogers et al. [46] used the North American Evaluation Study of Congestive Heart Failure and Pulmonary Artery Catheterization Effectiveness (ESCAPE) risk score which uses clinical information to derive a discharge model for six months risk of rehospitalisation and mortality [76]. The ESCAPE risk score is based on the presence of risk factors such as blood urea nitrogen (BUN), a six-minute walk, sodium, or daily diuretic dosage. According to the total score, the predicted six-month mortality can be shown by a percentage ranging from 5% risk of death to 94% [76].
Need-based criteria:
Focused on three main areas of symptoms, function and quality of life, including:
Symptoms
Over the half of the 16 included studies set an existence of physical/psychological symptoms as eligibility criterion [35, 38, 39, 40, 41, 44, 45, 46, 47]. As for physical symptoms, Aiken et al. [35] included HF or COPD patients suffering from fatigue, palpitation, dyspnoea, or angina with any activity. For participants with HF, Brännström et al. [40] checked the presence of cardiac cachexia with involuntary non-oedematous weight loss ≥6% of total body weight within the preceding 6–12 months, and Bakelman et al. [47] confirmed reporting at least one of the target symptoms of fatigue, shortness of breath, pain, and/or depression. Three studies that provided breathlessness intervention/support service examined whether breathlessness existed in spite of optimisation of the underlying illness [38, 40, 41]. Among them, Higginson et al. [41] used the MRC dyspnoea scale to assess the degree of refractory breathlessness. Only three studies [44, 45, 47] contained psychological symptoms as eligibility criterion.
Functional status
Three studies included criterion that assess functional or performance status in their eligibility [34, 36, 47]. Brumley et al. [36] included the Palliative Performance Scale (PPS) [77] as a modified Karnofsky performance status scale of function to assess the progressive decline of palliative participants and their health conditions. Ahronheim et al. [34] used FAST for systematic examination of the functional changes occurring in patients with dementia. The other study employed KCCQ to assess functional status alongside symptoms and QOL [47].
Quality of Life
Only two trials used QOL for trial eligibility [40, 47]. Bakelman et al. [47] used KCCQ in their trial as a measurement of the patient’s perception of their health status which includes how their heart failure impacts their QOL within a 2-week recall period. Brännström et al. [40] measured QOL using a Visual Analogue Scale (VAS). VAS is commonly used to rate subjective experiences [78].
Medical history-based criteria:
We identified nine articles that included medical history and treatment criteria. Among nine, six were criteria related to repeated unplanned hospital admissions due to the deterioration of illness [34, 40, 44, 45, 46, 49]. The study of dementia by Ahronheim et al. [34] used medical history-based eligibility criteria of hospitalization for acute illness occurred with advanced dementia. However, as many participants died when they were admitted to a hospital, the authors assert this criteria limited study recruitment and attainment of sample size. Treatment-based criteria included previous/current administrative data, such as intravenous therapy support (e.g., diuretics), required diuretic dosing, and results of heart function [35, 36, 47].
Other Criteria:
We found three other criteria which can be considered as psychosocial eligibility. Higginson et al. [41] asked patients their willingness to engage with a breathlessness support service. Farquhar et al. [38, 39] assessed whether patients might benefit from a self-management programme.
Table 2
Comparison of Trial Eligibility Criteria
Author (year)
|
Trial eligibility criteria
(D: Diagnostic criteria, P: Prognostic criteria, S: Symptoms, Q: QOL,
F: Functional status, M: Medical history/treatment, O: Others)
|
N of domains
|
Intended sample size
|
Sample / sample size
(attrition %)
|
Causes of attrition
(causes/N of loss)
|
Limitation that reflected on the eligibility
|
Ahronheim [34] (2000)
|
M: Hospitalization for acute illness
D, F: FAST 6d or greater
|
3
|
Not stated
|
99/99 (0%)
|
NA
|
Sample was small. (Patients should be identified prior to the acute hospitalization)
|
Aiken [35]
(2006)
|
D: NYHA IIIB – IV (HF), Oxygen saturations, pO2, oxygen requirements (COPD)
P: Expert judgment based on available prognostic data
S: Fatigue, palpitation, dyspnoea, or angina due with any activity
M: Recent exacerbation (treatment in a hospital within the 3-month prior to enrolment)
|
4
|
Post-hoc calculation
|
112/192 at 3-month (42%),
92/192 at 6-month (52%)
|
Medical causes (death, hospice, skilled nursing facilities)
|
The prognostication criteria were limited. One third of all participants died or transferred to hospice in the first 3 months.
|
Brumley [36]
(2007)
|
D: CHF, COPD, cancer. (severity was assessed by PPS), P: Surprise Question
F: PPS, M: Visited ED or hospital at least once within the previous year of enrolment
|
4
|
300
|
297/310
(4%)
|
Died before intervention (8/13), Withdraw (5/13)
|
Not stated about the eligibility criteria.
|
Gade [37]
(2008)
|
D: Life-limiting diagnosis (no criteria)
P: Surprise Question
|
2
|
550
|
512/517
(1%)
|
Withdrew prior to the intervention.
|
Not stated about the eligibility criteria.
|
Farquhar [38] (2009)
|
D: COPD/COAD (no criteria)
S: Breathlessness in spite of optimisation of underlying illness
O: Patients who might benefit from a self-management programme.
|
3
|
Phase 2: Maximum of 28
|
13/14
(7%)
|
Died
(1/1)
|
Not stated about the eligibility criteria.
|
Farquhar [39]
(2016)
|
D: Non-malignant (no criteria)
S, O: Same as the phase 2 trial
|
3
|
60
|
72/87
(17%)
|
Died (2/15)
|
Not stated about the eligibility criteria.
|
Brännström [40] (2014)
|
D: NYHA III−IV (CHF)
At least one of the following:
P: <1 year (no criteria), S: Cardiac cachexia - weight loss, Q: QOL (VAS)
M: Hospitalization of worsening HF that resolved with the IV, continual IV support
|
5
|
72
|
60/72
(17%)
|
Died (12/12)
|
Patients with a high number of severe co-morbidities lead small sample
|
Higginson [41] (2014)
|
D: Cancer, COPD, CHF, ILD, MND (no criteria)
S: Refractory breathlessness (MRC scale)
O: Willing to engage with BSS
|
3
|
110
|
82/105
(22%)
|
Died (4/23), withdrew (5/23), illness (8/23), unable to contact
|
Eligibility criteria prevented extrapolation of study results to patients in the last month of life.
|
Bajwah [42]
(2015)
|
D: High resolution CT or composite physiologic index scores (ILD).
|
1
|
Phase2:
52
|
35/53
(34%)
|
Died (7/18), no return of questionnaire but contactable (7/18)
|
The criteria for excluded patients were not recorded which may have provided valuable information.
|
Sidebottom
[43] (2015)
|
D: Acute HF (reports from the electronic record)
|
1
|
500
|
143/232
(38%)
|
Not completed survey, reason unknown (68/89), Died (19/89)
|
Losses to follow-up
|
Wong [44]
(2016)
|
Two of the following identified as ESHF by the Prognostic Indicator Guidance
D: NYHA (III-IV) P: Surprise Question, S: Existence of physical/psychological symptoms despite optimal tolerated therapy
M: Repeated hospital admissions with symptoms of HF (three within 1year)
|
4
|
Not stated
|
68/84
(19%)
|
Discontinued interven
tion (e.g., die) (14/16)
|
The loss of follow-up was high due to mainly death and deterioration.
|
Ng [45] (2018)
|
D, P, S: Same as Wong37 M: Repeated hospitalization (>two in last six months)
|
4
|
78
|
45/84
(46%)
|
Death, too ill, refusal (29/39)
|
Small sample due to the subjects being too weak or cognitively impaired.
|
Rogers [46]
(2017)
|
D: HF with at least 1 sign of volume overload, P: ESCAPE risk score
S: Dyspnoea at rest or minimal exertion, M: Hospitalization for acute HF
|
4
|
200
→150
|
84/150
(44%)
|
Died (43/66)
|
High mortality and loss of follow-up reflect the difficulty of retaining seriously ill patients.
|
Bakelman [47]
(2018)
|
S: At least one symptom (fatigue, shortness of breath, pain, depression)
F, Q: KCCQ, M: Diuretic dosing, LVEF, BNP, NT pro-BNP
|
4
|
312
|
248/317
(22%)
|
Deceased (8/69)
Withdraw (8/69)
|
The missing patient-reported data is similar to other studies of seriously ill populations
|
Eggers [48]
(2018)
|
D: Parkinson’s disease (no criteria)
|
1
|
150
|
107/150
(29%)
|
Withdraw (18/43), loss of contact (15/43)
|
Exclusion criteria (dementia or severe depression) are a serious limitation for the inclusion of late-stage PD.
|
O'Donnell [49]
(2018)
|
D: NYHA II-IV
M: Hospitalization with high-risk features
|
2
|
Not stated
|
31/50
(38%)
|
Died (19/19)
|
Small sample size
|
Abbreviations: N number, HF heart failure, CHF congestive heart failure, ESHF end-stage heart failure, COPD chronic obstructive pulmonary disease, COAD chronic obstructive airways disease, ILD interstitial lung disease, MND motor neurone disease, FAST Functional Assessment Staging Tool, NYHA New York Heart Association, ED emergency department, PPS Palliative Performance Scale, IV intravenous, MRC Medical Research Council, VAS Visual Analogue Scale, JVP Jugular Venous pressure, ESCAPE risk score The Evaluation Study of Congestive Heart Failure and Pulmonary Artery Catheterization Effectiveness risk score, KCCQ a Kansas City Cardiomyopathy Questionnaire Short Version, LVEF left ventricular ejection fraction, NT pro-BNP N-terminal prohormone level of BNP
|
Table 3
Summary of Trial Eligibility Criteria by Disease Type
Diagnostic criteria
|
HF
|
NYHA II-IV [49], NYHA III-IV [40, 44, 45], NYHA IIIB or IV [36]
|
COPD
|
Oxygen saturations of less than 88%, or baseline pO2 less than 55, and to be on continuous oxygen [35]
|
ILD
|
End stage idiopathic fibrotic lung disease as judged by either high resolution CT or composite physiologic index scores >50. Clinical status, oxygen requirements, severe PH for too unwell patients [42]
|
Dementia
|
FAST 6d or greater [34]
|
Other
(no criteria)
|
Hospitalized with life-limiting diagnosis [37]
COPD/COAD (no criteria) [38]
Non-malignant disease [39]
Advanced disease (cancer, COPD, CHF, ILD, MND) [41]
Acute HF (reports from the electronic health record) [43]
Parkinson’s disease (no criteria) [47]
|
Prognostic
criteria
|
General
|
Surprise Question: Life expectancy of 12 months or less. “Would I be surprised if this patient died in the next 12 months?” [36, 37, 44, 45]
|
HF
|
ESCAPE risk score ≥4 (indicating >50% predicted 6-month mortality) [46]
|
ESHF by the Prognostic Indicator Guidance (Hospitalization with at least one of the following high-risk features) [44, 45]
1. Prior hospitalization for HF within 1 year
2. Age ≥80 years
3. CKD (estimated GFR ≥≤ 45 mL/min/m2 177)
4. Systolic Blood Pressure ≤100 mm Hg
5. Serum sodium ≤ 130 mEq/L
6. Cardiogenic Shock (Cardiac Index ≤ 2.0)
7. Serious Non-Cardiovascular Illness (e.g. advanced stage cancer, COPD, or the like)
|
Other
(no criteria)
|
Live for up to 2 years, based on expert judgment that drew on available prognostic data [35]
|
Life expectancy of <1 year [39]
|
Symptoms
(physical /psycho
logical)
|
General
|
MRC dyspnoea scale score (refractory breathlessness) [41]
|
HF
|
Symptoms (fatigue, palpitation, dyspnoea, or angina) due with any activity [35]
|
Cardiac cachexia (involuntary non-oedematous weight loss ≥6% of total body weight within the preceding 6–12 months) [40]
|
Existence of physical/psychological symptoms despite optimal tolerated therapy [44, 45]
|
Dyspnoea at rest or minimal exertion plus at least 1 sign of volume overload (JVP >10 cm, peripheral oedema, congestion on chest x-ray) [45]
|
At least one symptom (fatigue, shortness of breath, pain, and/or depression) [47]
|
COPD
|
Breathlessness in spite of optimisation of underlying illness [38, 39]
|
Functional
status
|
General
|
Palliative performance scale 70% or less [36]
|
HF
|
HF–specific health status (KCCQ score of ≤ 70) [47]
|
Dementia
|
FAST of 6d or greater [34]
|
QOL
|
General
|
QOL (VAS < 50) [40]
|
HF
|
HF–specific health status (KCCQ score of ≤ 70) [47]
|
Medical
history
/treatment
|
HF
|
Repeated hospital admissions with symptoms of HF (three within 1year [42]/ >2 in last 6 months [45])
|
At least one hospitalized episode of worsening HF that resolved with the injection/infusion of diuretics or the addition of other HF treatment in the preceding 6 months and regarded as being ‘optimally treated’ according to the responsible physician [40]
|
Need for frequent or continual IV support [40]
|
Previously validated administrative data supplemented with data on required diuretic dosing (furosemide ≥80mg/d or equivalent), left ventricular ejection fraction of 40% or less, BNP levels of 250 pg/mL or more, or N-terminal prohormone level of BNP of 1000pg/mL or more [47]
|
HF
(no criteria)
|
Hospitalization for acute HF [46]
Hospitalization with high-risk features [49]
|
HF/COPD
|
Recent exacerbation (treatment in an ED, urgent care facility, or hospital within the 3 months prior to enrolment) [35]
|
Visited ED or hospital at least once within the previous year of enrolment [36]
|
Dementia
|
Hospitalization for acute illness [34]
|
Others
|
General
|
Patients who might benefit from a self-management programme [38, 39]
|
Willing to engage with willing to engage with short-term home physiotherapy and occupational therapy [41]
|