This study evaluated ischemic stroke, all-cause mortality, and hemorrhagic risk in AF patients with CKD according to NOAC or warfarin therapy using a large-scale, nationwide population-based database. In particular, because of the concern that NOAC therapy or warfarin therapy would not convey the same safety and efficacy in patients with ESRD compared with pre-dialytic CKD, subgroup analyses of AF patients with ESRD were conducted.
The results of the present study showed that NOAC therapy reduced hemorrhagic risk and all-cause mortality in patients with AF and CKD compared to warfarin therapy. However, there was no significant difference between NOAC therapy and warfarin therapy in reducing ischemic stroke in these patients. Meanwhile, in subgroup analyses of AF patients with ESRD,there were no significant differences between NOAC therapy and warfarin therapy for ischemic stroke, all-cause mortality, and hemorrhagic risk.
Although the AF guidelines recommend warfarin therapy differently in patients with CKD [17–19], warfarin is still widely used in patients with AF and CKD. When clinical practice guidelines recommend warfarin therapy in patients with CKD, it is suggested that drug dose adjustment is not necessary because warfarin is eliminated by hepatic metabolism [17, 20]. However, considering warfarin’s narrow therapeutic window and its susceptibility to multiple drug and food interactions, interpretation of dose adjustment solely on the basis of estimated glomerular filtration rate (eGFR) may be an over-simplified approach under uremia and downregulation of CYP450 in these patients [11, 21]. In fact, several clinical studies have shown that patients with CKD require lower warfarin dosages to maintain therapeutic anticoagulation compared to patients with normal kidney function [22, 23]. Another caveat to warfarin therapy is that higher risk of major bleeding events for greater fluctuations in international normalized ratio (INR) values, or any given INR value, were commonly observed in these patients [24, 25]. In addition, there are concerns about increased vascular calcification and calciphylaxis with warfarin, as it reduces the function of vitamin K-dependent vascular calcification inhibitors, such as matrix G1a proteins [26, 27].
Recently, NOACs such as direct thrombin inhibitors or factor Xa inhibitors have been developed as alternatives to VKAs. Compared with VKAs, NOACs have a more predictable anticoagulant response, more rapid onset/offset of action, and fewer drug or food interactions [28]. In addition, although the dose of VKAs to maintain therapeutic anticoagulation is determined on an individual basis, NOACs are administered at a fixed dose and do not require regular coagulation monitoring [28]. Because of this difference between VKAs and NOACs, NOACs are associated with lower bleeding risk than VKAs. In fact, many clinical studies have shown that NOAC therapy had a better risk-benefit profile in patients with non-valvular AF [28–31]. Despite these advantages of NOACs over VKAs, NOAC therapy requires caution in patients with CKD. Although varying in degrees, all NOACs are dependent on the kidney for elimination, so their use makes dose adjustment mandatory in patients with CKD [11, 32]. Unfortunately, there is no standardized test for monitoring NOACs to confirm maintenance of therapeutic anticoagulation in these patients after dose adjustment.
Despite several shortcomings of NOACs in patients with CKD, post-analyses of key efficacy randomized control trials (RCTs) in AF demonstrated equivalent or superior efficacy and safety of NOACs compared with VKAs, provided that the recommended dose reductions are made [33–35]. In line with these findings, in the present study, we observed superior safety of NOAC therapy compared with warfarin therapy even in situations where NOAC users were at a higher risk of bleeding than warfarin users. On the other hand, evidence of the safety and efficacy of NOACs in patients with ESRD is lacking because the key RCTs excluded these patients [36–39]. For this reason, clinicians are reluctant to use NOACs, and warfarin is commonly prescribed despite the high bleeding risk. Of note, in this study, warfarin users were also more common than NOAC users in patients with ESRD. Generally, because bleeding risk with warfarin is more pronounced in patients with ESRD than in those with CKD, clinicians tend to prescribe warfarin at a subtherapeutic dose. In fact, Laura et al. reported that these patients were three times more likely to be below the target INR range [40]. This finding suggests that clinicians are conservative with their warfarin dosing strategies in patients with ESRD; therefore, these patients are more often encountering inadequate efficacy of warfarin compared to NOACs. Recently, a valkyrie trial clearly showed that in patients with ESRD, a reduction in rivaroxaban significantly decreased cardiovascular disease and major bleeding compared to VKA [41]. However, in this study, subgroup analyses of patients with ESRD showed that NOAC therapy did not reduce the risk of all-cause death and hemorrhage compared with warfarin therapy. This finding was probably due to the relatively small number of patients with ESRD enrolled in this study.
Our study had several limitations. First, propensity score adjustment for NOAC users should be performed especially given the differences in the baseline characteristics of the patients. Second, the present work was conducted based on insurance claims data from the NHICD. The extractions of all variables and outcome events were retrieved from the electronic database; thus, a precise review of clinical presentations was not available. In addition, any information on CKD stage, serum creatinine, and eGFR could not be obtained. Therefore, it is not known whether the dose reduction of NOACs based on eGFR is appropriate. Third, laboratory data or alcohol consumption were not available; thus, the measurement of mHAS-BLED scores and the adequacy of warfarin dosage could be biased. Fourth, for other major bleeding sites that were defined by the International Society on Thrombosis and Hemostasis criteria [42], there were many limitations in extraction by the insurance database.
Despite these limitations, in the current study, a relatively large number of incident patients were enrolled and had a long follow-up period. The findings based on these major strengths showed that NOAC therapy had a better risk-benefit profile than warfarin therapy in patients with AF and CKD. To clarify the benefits of NOACs in patients with AF and CKD, further well-designed clinical trials are needed.