Despite their remarkable performances, the effects of molecule-targeted single agents are transient because of the presence of residual disease. In addition, the fate of the surviving tumor cells after intervention of molecule-targeted agents remains unknown. In this study, we revealed a novel mechanism of adaptive resistance to the third generation ALK-TKI, lorlatinib, in ALK-rearranged lung cancer. To the best of our knowledge, this is the first study to demonstrate the mechanism underlying the adaptive resistance to lorlatinib, which involves the HB-EGF/EGFR axis of the ALK-rearranged NSCLC cell line, and to identify the efficacy of combination therapy for EGFR and ALK aimed at tumor eradication in ALK-rearranged lung cancer.
When exposed to ALK-TKIs, a small fraction of cells survives and expands, leading to acquired drug resistance and tumor heterogeneity, eventually promoting tumor recurrence 17,18. Mutation profiling of circulating tumor cells in ALK-rearranged NSCLC showed progressive intratumor heterogeneity and concomitant co-occurrence of mutations in ALK-independent pathways in acquired resistance to ALK-TKI 19,20; thus, progression of tumor heterogeneity makes conquering drug resistance in ALK-rearranged NSCLC tumors difficult. Therefore, overcoming adaptive resistance using early therapeutic intervention might improve the clinical outcomes of patients with ALK-rearranged NSCLC.
In this study, cell-based assays showed that lorlatinib, in combination with EGFR blockade initiated during the initial phase, exerted significant inhibitory effects on ALK-rearranged NSCLC cells. Moreover, the CDX models demonstrated that the combination of erlotinib and lorlatinib prevented the regrowth of ALK-rearranged NSCLC tumors with both rapid and slow recurrences after treatment discontinuation. Therefore, EGFR activation retains the viability of ALK-TKI-treated cells in vivo, while EGFR inhibition improves the response of ALK-rearranged NSCLC tumors to lorlatinib treatment by preventing recurrence. We also examined the role of EGFR signaling in both intrinsic and acquired resistance to lorlatinib. Reports have shown that EGFR signal activation induced acquired resistances to ALK-TKIs, including lorlatinib, for ALK-rearranged NSCLC 21–24. However, our observations showed that the additional effect of EGFR inhibition on cell viability was limited in the lorlatinib-acquired resistance phase compared to that in the initial phase of lorlatinib resistance, indicative of progressive intratumor heterogeneity in the acquired resistance phase. These results suggested that treatment with a combination of lorlatinib and erlotinib might be more effective at intervention in the initial phase than at the lorlatinib-acquired resistance phase during the growth of ALK-rearranged NSCLC cells. The first-generation EGFR-TKI, erlotinib, had been approved as the first-line of treatment for patients with advanced EGFR-mutant NSCLC and is clinically used as monotherapy or combined therapy with tolerability and safety. In this study, we indicated the potential of erlotinib for drug repositioning in ALK-rearranged NSCLC patients treated with lorlatinib. This combination has to be further evaluated in a clinical study.
We also revealed the fundamental feedback mechanisms underlying EGFR-mediated adaptive reaction in ALK-rearranged NSCLC treated with lorlatinib. Several studies, including our previous study, have reported that stimulation with the exogenous EGFR ligand induces intrinsic resistance to ALK-TKIs in ALK-rearranged NSCLC 25,26. In addition, HB-EGF which is one of the EGFR ligands, has been reported to be a promising therapeutic target for ovarian, breast, gastric, and endometrial cancers 24. In this study, the production of endogenous HB-EGF was involved in drug tolerance to lorlatinib via EGFR activation in ALK-rearranged NSCLC cells.
c-Jun is known as a component of the transcription factor activator protein-1 (AP-1), phosphorylation of which is regulated by JNK, a serine-threonine protein kinase 27. Reports have shown that JNK/c-Jun signaling induces activation of EGFR signaling via HB-EGF overexpression in various types of cancer, promoting tumor invasion and drug resistance 28–30. The DUSP family proteins, including DUSP4 and DUSP6, negatively regulate the JNK signaling pathway via dephosphorylation 31. Previously, we have reported that in ALK-rearranged NSCLC, ALK inhibition activates the JNK/c-Jun pathway via DUSP4 14. In addition, ERBB signaling was activated by DUSP4 suppression in melanoma cells treated with trametinib 32. These data indicated that DUSP family proteins, as feedback loops of lorlatinib, play important roles in the establishment of adaptive resistance via JNK/c-Jun activation in ALK-rearranged NSCLC, led to activation of HB-EGF/EGFR signaling.
Bcl-xL is involved in the drug resistance of numerous types of tumors, including NSCLC, breast cancer, and ovarian cancer 33. Previous studies have shown that DT factors, YAP1 and STAT3, promoted apoptosis of ALK-rearranged NSCLC cells via regulation of Bcl-xL 12,13. We also showed that while EGFR activation results in escape from apoptosis, erlotinib, in combination with lorlatinib, induced apoptosis via inhibition of the anti-apoptotic factor, Bcl-xL. These observations suggested that ALK-TKI-tolerant mechanisms might involve avoidance of apoptosis via Bcl-xL in ALK-rearranged NSCLC cells.
In summary, the mechanisms underlying lorlatinib-induced adaptive resistance in ALK-rearranged NSCLC rely on activation of EGFR signaling via endogenous HB-EGF stimulation, the feedback loop of which was induced by the JNK/c-Jun axis. Importantly, the combination of lorlatinib and erlotinib effectively suppressed the adaptive survival of ALK-rearranged lung cancer cells by enhancing apoptosis induction via suppression of Bcl-xL. These results indicated that the combination of lorlatinib and erlotinib has the potential to improve outcomes in ALK-rearranged lung cancer. The safety and efficacy of this combination therapy will be validated in a future clinical setting for untreated ALK-rearranged lung cancer.