Sarcopenia as a Novel Prognostic Factor in the Patients of Primary Localized Gastrointestinal Stromal Tumor




Sarcopenia predicts poor prognosis of a variety of gastrointestinal malignancies. However, there is a lack of study on the association between skeletal muscle index (SMI) and the prognosis of gastrointestinal stromal tumor (GIST). The aim of this study is to develop a novel nomogram based on sarcopenia for GIST patients to predict overall survival (OS)


SMI was measured by computed tomography scan of 107 patients who underwent resection for primary localized gastrointestinal stromal tumor (GIST). Sarcopenia was defined by cutoff values for SMI as 40.1 cm 2 /m 2 and 39.8 cm 2 /m 2 using optimum stratification for males and females respectively. Factors were included in the nomogram were specified by univariate and multiple Cox proportional hazard analysis. Concordance index (C-index) and calibration curves were conducted to measure the discrimination and accuracy of the nomogram. The utility of the nomogram was assessed by the decision curve analysis (DCA).


Twenty-eight (26.2%) of 107 patients were sarcopenic. Sarcopenia was correlated significantly with BMI, albumin, female sex, resection style, mitotic index, rupture status, survival. Sarcopenia was significantly related to decreased overall survival (p = 0.003).The nomogram including sarcopenia status, resection style and mitotic index had an excellent discrimination with C-index 0.794. The calibration curves represented a good accordance between the actual observation and nomogram prediction for overall survival. Decision curve analysis illustrated that the nomogram was helpful in clinic .


We developed a nomogram based on sarcopenia to predict overall survival after resection of GISTs which is an effective and favorable prognostication tool.


Gastrointestinal stromal tumor (GIST) is the most common mesenchymal neoplasm occurring from the gastrointestinal tract(1). Worldwide, the prevalence of GIST is 4.3–22 per million per year, with approximately mid 60 s of age and equal gender distribution(2). Before millennium, traditional remedy, for instance, chemotherapy and radiation were not effective on GIST. Identification of the driver mutations in c-KIT and platelet-derived growth factor receptor a (PDGRF-a) further led to the successful targeted therapy of tyrosine kinase inhibitor (TKI)-imatinib (3). Despite advances in treatment modalities, radical resection with TKI treatment remains mainstay for GIST. Especially, the GIST patients with the intermediate and high risk are recommended for the TKI treatment postoperatively. Risk stratification might differentiate with patients who need TKI treatment and those who do not. Therefore, a more precise and refined stratification system is truly needed to manage postoperative therapeutics.

In 2002, Fletcher (4)firstly developed the predicting system for GIST, presently described as the NIH criterion comprising two factors (mitotic index and tumor size). In 2006, the Armed Forces Institute of Pathology (AFIP) criterion (5) added tumor location in comparison to NIH criterion. In 2008, the National Institute of Health (NIH) risk stratification system was modified in addition to tumor rupture status compared to AFIP. This modified NIH criterion has been widely accepted because it is more easier to apply than the AFIP criteria, and subsequent Memorial Sloan-Kettering Cancer Center (MSKCC) nomogram (6)in 2009 Joensuu's contour maps (7)in 2012. All the GIST recruited in this cohort were confirmed as the intermediate and high risk category based on modified NIH classifications (tumor size, mitotic rate, location, and rupture).

Sarcopenia is an age-related disorder defined by accelerating depletion in muscle mass and decline in strength and physical performance. Recently, sarcopenia has been regarded as the predictor of poorer (disease free survival) DFS or (overall survival) OS in many malignances (810). Sarcopenia frequently occurs in the disease of chronic disorder such as cancer. In addition, aging could easily induce muscle atrophy(11), and GIST likely occur in the mid 60’s (2). So, we raised a hypothesis that there might be a relationship between sarcopenia and outcome of GIST.

There are various methods to evaluate the sarcopenia, such as muscle mass, muscle strength and physical performance. Measured value of muscular mass area by a cross-sectional computed tomography (CT) image at the level of the third lumbar vertebra (L3), namely skeletal muscle index (SMI) are generally accepted(12). Due to SMI based on the preoperative imaging, sarcopenia might be a potential biomarker influencing the prognosis of GIST. However, currently, there were few reports on the role of sarcopenia in patients with GIST.


2.1 Study design

This study was a single-center retrospective analysis. We evaluated 107 patients pathologically proven to be GIST with intermediate or high risk category who underwent surgical resection in the department of general surgery, the first hospital of China medical university from February 2013 to February 2019. All the patients were followed up postoperatively by telephone interview, outpatient visits and China’s native app-wechat and all surviving patients were followed up for more than 6 years. This research was approved by Ethics committee of the first hospital of China medical university.

The inclusion criteria were as follows: (1) more than 18 years; (2) abdominal computed tomography (CT) scans available within a month before surgery; (3) primary localized neoplasm; (4) patients received TKI treatment for at least 6 months postoperatively (5) intermediate and high risk category according to modified NIH classifications. The exclusion criteria were: (1) distant metastasis;;(2) insufficient clinicopathologic data; (3) pretreatment therapy (e.g. preoperative oral administration of imatinib for down stage)

2.2 CT valuation

Every patient of CT-image valuation was performed using ImageJ software.. Skeletal muscle volume was evaluated to use the CT image for all the eligible patients. A transverse CT examination at the third lumbar vertebra (L3) of the single 5 mm-slice was assessed. The muscles in the L3 region—including internal and external obliques, transverse and rectus abdominus, psoas, quadratus lumborum, and erector spinae were analyzed.

L3 skeletal muscle index (L3 SMI, cm2/m2) is calculated as follows: cross-sectional areas measurements of the muscle (cm2) at the L3 divided by the height.

Our own sex-specific cut-off values for the L3 SMI were established at which the survival difference was most significant, we used optimum stratification to define the SMI cut-off value 39.8 cm2/m2 for women and 40.1 cm2/m2 for men. SMI below the defined cutoff value was described as sarcopenia. The method of optimum stratification has been previously described in literature (13) to separate sarcopenic patients and non-sarcopenic patients.

2.3 Statistical analysis

The characteristics of the 2 groups (sarcopenia and non-sarcopenia) were compared. Univariable analysis was performed using χ2 test, the Mann-Whitney U test for categorical variables and independent-sample t test for continuous variables. The Kaplan-Meier method was used to estimate OS. Variables with p < 0.05 in univariable analysis were included in multivariable analysis. A Cox proportional‐hazards regression analysis was performed. The predictive performance of nomogram related to survival was assessed by C-index. The utility of the nomogram was evaluated by decision curve analysis (DCA). P value of less than 0.05 was considered significant. All statistical analyses were performed with the Statistical Package for Social Sciences (SPSS) 24.0 for Windows (Chicago, Illinois) and R software (version 3·5·0).


3.1 clinical parameters of GIST patients

Among 107 enrolled patients, 28 (26.2%) were classified as the sarcopenia group and 79 (73.4%) into the non-sarcopenia group. The clinical characteristics (Table 1) between the two groups were compared. The mean value of BMI and serum albumin in the non-sarcopenia group was higher than in the sarcopenia group (P = 0.001; P = 0.007). Significant difference in resection style (p = 0.034), mitotic index(p = 0.02), rupture status(p = 0.007), survival status(p = 0.001) were found. Age, hemoglobin, gender, tumor site, tumor size and pathological type were not observed to differ significantly in two groups.

By univariate analysis, sarcopenia (p = 0.003), resection style (p = 0.001) and mitotic index (p = 0.005) were significant predictors of OS. They were also further conducted in the multivariate analysis. sarcopenia (p = 0.016), resection style (p = 0.036) and mitotic index (p = 0.044) were still identified as the independent prognostic factor for OS in GIST patients. (shown in the table 2)

At the time of final follow-up (Feb, 2019), 18 of 107 patients (16.8%) were dead, and the median follow‐up for was 25.4 months. The median overall survival of patients with sarcopenia defined by SMI was significantly lower (40.6 months; 95% CI, 31.6‐49.6) than those with normal skeletal muscles (63.8 months; 95% CI, 57.6‐69.8; P = 0.0011) (shown in the Fig. 1A). The patients undergoing incomplete resection represented the poorer survival compared to the patients with complete resection (p = 0.00015, shown in the Fig. 1B). The patients with high mitotic index (༞10HPF) represented significantly worst survival (p = 0.0017, shown in the Fig. 1C)

3.2 Establishment of nomogram

In the multivariable COX proportion hazard regression models, 3 factors including sarcopenia status, resection style and mitotic index were significantly associated with mortality of GIST. Therefore, nomogram of three factors was established (shown in the Fig. 2) to predict the probability of 3 year- and 5 year- OS

The associated concordance index of nomogram (c-index) was 0.794 (95% CI 0.747–0.841), which indicated that 79.4% of the probability of individual mortality would be correctly predicted by the nomogram model. The calibration curves represented high consistency in the prognostic value of 3 year- and 5 year-OS (Fig. 3A + B).

3.3 Clinical use of DCA curve analysis

The decision curve analysis (shown in the FIG 4) elucidated that the nomogram was feasible to make clinical valuable decision.


Our research showed a comprehensive analysis from clinicopathological data and CT scans to explore the survival outcomes in the Chinese population with GIST following surgery. Preoperative sarcopenia defined by SMI was associated with poor survival. CT has a high degree of validity in assessing body composition and is regarded as the gold standard method for estimating muscle (10, 14, 15).To the best of our knowledge, this is the first research indicating that impaired effects of sarcopenia for the survival in patients with GIST worldwide.

Sarcopenia is a syndrome affecting innumerable people with cancers and is independent predictor of detrimental outcomes such as physical disability, poor quality of life, and reduced survival(16).However, the clinical definition of SMI remains inconclusive, the most widely used definitions were defined by Prado(13) in the western people. However, these definitions might not be applicable to Chinese GIST patients because BMI and physique differs greatly between eastern and western populations. Therefore, we used optimum stratification analysis to define the SMI cutoff. The incidence of sarcopenia with GIST patients was 26.2% (28/107) in our study is consistent with the previous study (17) with sarcopenic morbidity of 38.7% in the GIST patients.

Sarcopenic patients represented lower BMI and serum albumin. These two factors were associated with sarcopenia but not with the survival. Sarcopenia is considered to be a better predictive tool than BMI and albumin for survival. Albumin is a negative acute-phase protein that decreases in concentration with ongoing systemic inflammation, poor health, and malnutrition which lead to the decreased skeletal muscle mass(18), hence, lower albumin might be associated with low-SMI value to reflect the sarcopenic condition. This study is conformable with previous findings in other cancers(19, 20).

The high efficient predictive tool is indispensable for GIST patients. At present, a few influential predictive models for the prognosis of GIST have been designed. Miettinen (5)proposed that tumor size, mitotic rate, and tumor site can accurately predict the risk of GIST patients. Gold developed a nomogram for the recurrence free survival of patients with GIST patients after complete resections(6). This study established a new nomogram including resection style, mitotic index and sarcopenia. To prove the clinical validity, we evaluated whether the nomogram-assisted decisions would be beneficial to patient outcomes or not. The novel method of decision curve analysis demonstrated that if the threshold probability of a patient or doctor is 40%, then probably 7.5 persons would benefit without detriment of others. Our nomogram also represent the reliable performance with high c-index of 0.794. Our nomogram did not include other important clinical factors, for instance, the tumor size, tumor site and presence of rupture which have been reported to be correlated with the mortality of GIST patients(2123). The possible reason might be some patient records affecting the data bias was excluded for insufficient clinical data. In the future study, we need the more clinical samples and validation set to prove our nomogram.

To reinforce the precision of tumor biological behavior prediction by only depending on resection style and mitotic counts, we integrated the new parameter sarcopenia by measurement of SMI into our nomogram. Preoperative and postoperative SMI are of equal importance. An interesting study(17) showed 63.6% of initially sarcopenic GIST patients became non-sarcopenic after 6 months of imatinib. This reversal might be explained by the drug’s anti-tumor activity. Hence, clinicians should persist in nutritional guidance for the whole management of GIST patients. Meanwhile, patients are encouraged to exercise and receive appropriate nutritional treatment for muscle protein synthesis against sarcopenia(11, 24).

This study had several limitations. First, according to the European Working Group on Sarcopenia in Older People (EWGSOP), sarcopenia should be measured by the parameters of muscle mass, muscle strength and physical performance(25). We regarded only muscle mass as the definition of sarcopenia due to the retrospective design, and prospective study is further needed including more assessment tools for sarcopenia. Second, merely 107 patients were enrolled due to insufficient available clinical data and low incidence of GIST. Third, this was a single-institution study of small sample, and whether the results are feasible for other patient sets which needs further internal and external validation. Nevertheless, to best of our acknowledgement, this is the first study to establish a predicting model based on the preoperative sarcopenia of GISTs patients. More variables, for instance, inflammation index and gene detection could be incorporated in future.


In summary, we conducted a comprehensive analysis of preoperative sarcopenia associated with survival prognosis and established a new nomogram accurately predicting 3- and 5- survival for GIST patients. Thus, this study might be helpful for the physician to make better clinical evaluation.

List Of Abbreviations

Gastrointestinal stromal tumor, GIST; Overall survival, OS


Ethics approval and consent to participate

The study was approved by the ethics committee of the first hospital of China medical university (no. 201711030). Patient consent was not required to review their medical records by the ethics committee of the first hospital of China medical university of its retrospective design, and exemption from informed consent did not adversely affect the health and rights of subjects. This study kept confidentiality of patient data and strictly complied with the Declaration of Helsinki and its later amendments or comparable ethical standards.

Consent for publication

Not applicable

Availability of data and materials

The datasets during and/or analyed during the current study available from the corresponding author on reasonable request.

Competing interests

We delcared no competing interests


This work was supported in part by a grand-in aid for China Medical University Foundation for young key teachers (No. 3110118149), Natural science foundation of Liaoning province (No. 2019-BS-282)


Not applicable


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