Study design
This is a nonblinded, prospective, randomized trial comparing routine and clinically indicated changes in circuits for the prevention of HAP in patients who receive NPPV therapy. Ethical approval was obtained from the local ethics committee in the leading hospital (issue NO. 2022 review (183)).
Patient involvement
Study setting
Patients admitted to the pulmonary disease departments of two tertiary hospitals in Chengdu, China, will be recruited for this study for convenience sampling. There are two pulmonary disease nursing wards with 84 beds in each ward in WC Hospital and 54 beds in the pulmonary disease department in SJNF Hospital. WC Hospital is a national teaching hospital located in western China that serves populations from many western and southwestern provinces. SJNF Hospital is a branch of WC Hospital that mainly serves the local population in Chengdu City while receiving triaged patients from WC Hospital. As a central hospital in southwestern China, each respiratory department receives approximately 260 patients on average every month. Among these patients, over 60% are critically ill patients with a high utilization of NPPV. This can help ensure adequate participant involvement to reach the target sample size.
Inclusion and Exclusion Criteria
In each participating hospital, patients with different kinds of respiratory diseases who require NPPV therapy will be screened for eligibility by the research nurses (WLL, WY&ZYH). The recruitment will be from May 2022 and end in May 2023 because the moisture and temperature differ among the four seasons, which could influence the factors for microorganism growth. Inclusion criteria: (1) aged 18 years or older; (2) receiving NPPV therapy at least 4 hrs per day; (3) estimated NPPV therapy longer than 48 hrs; and (4) voluntary participation. Exclusion criteria: (1) Known contagious respiratory disease; (2) NPPV has already been used in other departments or hospitals for the same course of treatment before transferring to the participating pulmonary disease departments; (3) Known hospital-acquired infection before NPPV onset; (4) Immunodeficiency (including but not limited to malignant tumors, patients with radiotherapy and chemotherapy, acquired immunodeficiency syndrome, taking immunosuppressants); (5) Hypoalbuminemia; (6) Dysphagia; (7) History of gastroesophageal reflux disease; (8) History of aspiration; (9) Obesity (BMI༞28 kg/m2); (10) History of head and neck, chest or upper abdominal surgery in the past 3 months; (11) ICU history during this admission. All patients (or their legal surrogates if the patient is incapable of decision-making) will be fully informed of the aim and content of this study by both an oral explanation and a written information sheet. Written informed consent will be obtained from the patients or their surrogates before enrollment.
Sample size estimation
This is a noninferiority randomized control trial. Based on data from a small pilot study conducted domestically, the rate of HAPs in adult patients with NPPV was approximately 23.5%(21). The sample size was calculated to test equivalence at 23.6% (δ = 0.1) HAPs between two groups with 5% significance and more than 80% power. This means a total number of 309 patients, plus more than 10% of patients to allow for possible withdrawal. As a result, 340 patients will be included in this study.
Randomization and masking
Patients will be randomly assigned to one of the two groups stratified by hospital (WC Hospital: SJNF Hospital = 3:2) with a randomization ratio of 1:1. The project statistician (not involved in the clinical intervention) will use SPSS software (version 24.0) to generate random numbers. The research nurses who are responsible for patient enrollment will not have access to the patient allocation and assignment. Each patient will be given a concealed envelope for random allocation at the point of each patient’s study entry. After allocation, the participants and the clinical nurses could not be masked because they would naturally know the length of the circuit dwelling time. The investigators will not be masked because they will allocate patients to different groups and monitor the integrity of the intervention daily. However, the patient’s responsible physician and laboratory staff will be masked for diagnosing HAP and for rating all microbiological endpoints, respectively.
Procedures
Patients in the intervention group will have their circuit changed or disposed only for clinical reasons, including a broken circuit, completion of NPPV therapy, visible contamination or indications of a suspected infection. Patients in the control group will have their circuit changed every 7 days unless it is clinically impossible (e.g., the circuit is broken or contaminated before Day 7). None of the researchers can be involved in making decisions to change the circuit, but the clinical nurses will do so. All of the included patients will use a Type V60 noninvasive ventilator (Respironics California, LLC). The whole circuit consists of a mask (Emedical®, Excellentcare Medical Ltd. Huizhou, China), tube (Emedical®, Excellentcare Medical Ltd. Huizhou, China) and continuous-feed humidifier (Type MR290, Fisher&Paykel, Auckland, New Zealand). The type and size of the masks are not unique but vary by the size and shape of the patient’s face, arterial blood gas test, patient tolerance and physician choice.
According to the hospital protocol for NPPV treatment, sterilized water will be used for humidifying and it will be replaced every 24 hrs in both groups. Additionally, a filter (Type Hygrobac S, Covidien LLC, USA) will be connected between the gas outlet of the ventilator and tube with weekly replacement or when air resistance obviously occurs. Other HAP prevention methods(16) will also be routinely followed in each group (medical worker’s hand hygiene(24), head-up position(25), oral care(26) or tooth brushing(24) at least 2 times per day, gargling after each meal, airway clearance guidance(24), and early motivation). Filters inside the ventilators will be changed routinely according to the ventilator manual made by the company.
The research nurses (FM, ZJ & ZYH) will use a checklist to check adherence to the intervention protocol and HAP prevention protocol daily by observing the patients’ and nurses’ behaviors and by asking the patients about their health-relevant knowledge. There is also a part-time hospital infection control nurse working in every nursing ward as required by the hospital. This person daily monitors staff compliance with the hospital infection control protocol. The treatment of the primary disease will be performed by the clinical physicians per routine care. When confirmed HAP occurs, the interventions will be discontinued in both groups, and the patients will return to routine management of NPPV therapy. We will not modify the participant’s allocation since the individual’s recruitment. If the participant asks to withdraw from the trial, we will ask for the reasons, record it and respect the patient’s autonomy, but they will be treated as a dropped-out participant in the analysis. Figure 1 shows a flowchart of the study procedures.
The diagnosis of HAP
The diagnosis of HAP will be based on the criteria for VAP in MV of the 2018 Guidelines for the Diagnosis and Management for HAP/VAP in Chinese adults issued by the infectious disease group of the Chinese Thoracic Society (CTS), Chinese Medical Association(10). The clinical diagnostic criteria included (1) 48 hrs or more after ventilation or weaning from ventilation within 48 hrs; (2) radiology: new or progressive and persistent infiltrates, consolidation or ground glass shadow; and (3) in addition to radiology, at least two of the following signs and symptoms: fever over 38°C with no other recognized cause, leukocyte count over 10x109/L or less than 4 x109/L, and new onset of purulent sputum. At the same time, at least one of the following pathogenic diagnosis criteria was used: (1) lower respiratory tract aspirate showing > 25 neutrophils and < 10 epithelial cells per low-power field; (2) positive culture from sputum, endotracheal aspirate, BAL, lung tissue, PSB or other aseptic humoral; (3) positive lung histopathology, cytopathology or direct microscopic examination for fungus and related evidence of lung tissue damage; and (4) positive diagnostic test for virus in the respiratory secretions.
The investigators will not be involved in assessing a suspected HAP, but the clinical physicians will diagnose HAP according to the CTS criteria and order the HAP tests. The standard bundle of HAP tests included blood culture, complete blood count, respiratory aspirate microscopy and culture, and chest X-ray. On the same day, a microbiological sample swabbed from 4 sites in the tube will be cultured to identify if it is the same as that identified from the sputum or respiratory secretions. This microbial sampling will be carried out by the three trained hospital infection control nurses who are not involved in the study in the two hospitals. The 4 sites are 5 cm deep from the start of the tube, condensate water cup, humidifier and masks (Fig. 2). The sampling process will follow the medical equipment surface sampling method recommended by the Technical Standard for Disinfection of Medical and Health Structures in Technical Standard for Disinfection by the Ministry of Health, China(27).
Data Collection
Patients’ baseline data will be collected within 24 hrs after entering the study. A paper-based case report file will be used for each patient information record. The data collected have been selected based on a literature(5, 15, 28) review and clinical relevance, including demographic data (age, sex, body weight and patient source), medical history (underlying disease, reflux and aspiration in this hospitalization, indication for NPPV therapy, Charlson Comorbidity Index and Acute Physiology and Chronic Health Evaluation II score) and clinical management (ventilation modality, actual ventilation hours per day, antibiotics usage, other catheters such as feeding tube, H2 blocker usage, nebulizer inhalation therapy, open suction system usage, other catheters). The samples from the same sites in the tube will also be taken for culture lump-sum analysis every 48 hrs (48 hrs, 96 hrs…48 N hrs, N = 1,2,3….n) and at the end of circuit use for each circuit in both groups. Table 1 shows the schedule of enrollment, interventions and assessment.
Clinical outcomes
The HAP rate will be the primary outcome compared between the two groups. The primary outcome will be follow-up until 48 hrs after weaning from NPPV, transfer to another department, discharge or death, whichever is soonest. The length of hospital stay, length of each circuit duration, NPPV treatment days, clinical prognosis (intubation and mortality) and direct cost of circuits and antibiotics will be analyzed as secondary outcomes. Secondary outcomes will be followed as scheduled (see Table 2).
Statistical analyses
SPSS software (V. 24.0, SPSS, Chicago) will be used for conducting the statistical analysis. Data will be expressed as the mean (SD) for continuous variables and counts (percentages) for categorical variables. Continuous variables will be compared by independent Student’s t test or the Mann‒Whitney U test and Chi-square test or Fisher’s exact test for categorical variables. ORs and relevant 95% CIs will be adopted for assessing associations between potential risk factors and outcomes. Multivariate logistic regression will be used to investigate the effects of potential risk factors on the development of HAP in patients receiving NPPV therapy. A P value less than.05 will be considered statistically significant. A 2-sided design will be used to test equivalence between groups with more than 80% power.
Provisional statistics analysis plan
The planned analyses are as follows:
A. Clinical features, management and outcomes of the patients
All patients will be included in the analysis. Comparisons will be performed between the patients in the intervention and control groups for their demographics, medical history, clinical management and outcomes.
B. HAP and its potential cause
HAP is the primary outcome in this trial. The HAP rate will be compared as HAPs per patient and HAPs per 1000 ventilation days to see if it is significantly different between the two groups. According to the analysis, the circuit change time interval can be defined as a cause of HAP or not. Per-protocol analysis will exclude patients who are noninvasively ventilated for less than 48 hrs and participants who require withdrawal from this trial. Intent-to-treat analysis will include all participants according to the initial randomized allocation. Death will be treated as a competing event; therefore, the cause-specific cumulative incidence will be counted and compared between the groups using a Fine-Gray regression model.
C. Risk factors associated with HAP in patients receiving NPPV therapy.
The patients who develop HAP will be compared with patients without HAP. Multivariate analysis will be performed to explore factors that independently predict the development of HAP.
D༎ Economic considerations
Direct costs of circuits will be compared between the groups, including the costs for labor and equipment supplies. We estimate that the total cost per circuit change is 800 CNY (115.6 USD), which includes a tube, a humidifier and a mask. The nursing labor cost spent on changing circuits will not be included. The cost of antibiotics will also be compared between the groups. These data will be abstracted from the patient’s hospital bill upon discharge.
E. Microbial analysis in the study groups
Pathogenic microorganisms will be isolated from the tracheal aspirates and circuits from the patients who develop HAP on the same day to see if they are from the same source. The microbial colony count from all circuits will be compared at different time cutoffs (every 2 days) and for different sites (mask, humidifier, 5 cm deeper from the start of the tube and condensate water cup). Growth curves of the microorganisms will be drawn to show their growth patterns in the circuits.
Data management
Relevant data will be collected onto a CRF. After the follow-up is finished, the CRFs will be deidentified by removing patient identifiers. Two research nurses will be trained to double-enter all clinical data from the CRFs and from the laboratory tests into ResMan. The third investigator will check the data accuracy if data inconsistency occurs, and this investigator will trace it back to the original form.
Researchers from the central management team and relevant regulatory authorities will have access to the web-based databases during the trial. After data analysis and article publication, individual patient data without identifiers will be available to the public via ResMan (http://www.medresman.org/), for which consent will be sought from each participant at the very beginning of the study. CRFs in the other hospital will be sent in person to the central office and together with the others stored in a locker in the office in the leading hospital for 5 years upon completion of the study (last patient follow-up finished); thereafter, digital copies will be retained for 10 years. Participants’ names or other identifiers will not appear in any database, publications or reports.
Data and safety monitoring
A formal data monitoring committee (DMC) will not be included in this trial for budget reasons. A statistician who is not involved in the clinical phase will analyze the data at a priori defined intervals (n = 100, n = 200) and will decide to continue or terminate the trial. One planned stopping rule is a greater than 2:1 ratio in either group for HAPs. Group meetings will be held monthly to assess the adherence of study administration to the protocol and the progress of study conduction.
The research team consists of the principle investigator (WLL) in the leading hospital and the main investigators in the two hospitals (ZXL, WY, WF, LJ, WMJ, ZYH, WWX, HY, ZJ, FM, ZX). Their detailed working allocations are explained as follows: The PI will be responsible for monitoring the conduct of the study to ensure compliance with Good Clinical Practice guidelines and the study protocol as well as organizing group and training meetings. The PI also has the responsibility for reporting adverse events. The main investigators will be responsible for day-to-day management of the study. It includes patient recruitment (WY, WLL&ZYH) and assignment (WF, ZXL), daily checks of protocol adherence (FM, ZJ&ZYH), staff training (LJ, WMJ, WY, ZYH, HY), data collection and checking (ZXL, WWX, WY), data analysis (ZX, ZXL, WWX), and preparing reports and publications (ZXL, WY, ZJ, WLL, WWX). The ethics committee will perform continuous audits of the study independently from the investigators and the sponsor of this research.
Adverse events are commonly seen but are not severe in patients receiving noninvasive ventilation, including but not limited to pressure ulcers, conjunctivitis and bloating. Events that will be reported to ethics committees are (1) all-cause serious adverse events during hospitalization, (2) all serious adverse events judged possibly to be related to the dwelling time of the circuit and (3) all deaths and palliative discharges. The reporting process will follow good clinical practices.