DOI: https://doi.org/10.21203/rs.3.rs-2257861/v1
Background: Guidelines reported that the patients infected with hepatitis B (HBV) need monitoring of disease progression and hepatocellular carcinoma (HCC) screening to reduce the risk of decompensated cirrhosis and HCC. The present study aimed to examine the rates and risk factors of adherence to guideline-recommended long-term monitoring and HCC surveillance in patients with chronic hepatitis B Virus (CHB) infection.
Methods: We performed a retrospective study of outpatients with CHB infection who from the outpatient database of a Chinese hospital in 2018 by using the International Classification of Diseases revision 10 code and computer queries. The guideline-recommended long-term monitoring and HCC surveillance require to monitor ≥2 times during the2-year follow-up period.
Results: We analyzed 402 eligible outpatients with CHB infection. The number and rates of guideline-recommended long-term monitoring and HCC surveillance annually were as follows: 171 (42.54%) for alanine aminotransferase (ALT) and hepatitis B virus DNA (HBV-DNA), 107 (26.62%) for HCC surveillance, and 103 (25.62%) for all examinations which including ALT, HBV-DNA, and HCC surveillance. Age (P=0.018), gender (P=0.010), outpatient visit times (P=0.036), and antiviral treatment (P=0.044) were associated with the guideline-recommended long-term monitoring of ALT and HBV-DNA. Antiviral treatment (P=0.003, P=0.002) and initial liver imaging (P<0.001, P<0.001) were associated with the guideline-recommended HCC surveillance and also the monitoring of all examination.
Conclusions: The present study observed poor adherence to the guideline-recommended long-term monitoring and HCC surveillance in patients with CHB infection. Additional measures are needed to promote disease monitoring and achieve optimal HBV management.
According to the World Health Organization (WHO) report in 2015, an estimated 325 million people were infected with hepatitis B virus (HBV) and 257 million patients with chronic hepatitis B (CHB), while 7.8 million patients die of hepatitis B complications (including cirrhosis and liver cancer) every year [1]. CHB infection is a clinically complex disease with a long period of few or no symptoms, and hence, it is often undiagnosed. When patients develop clinical discomfort, the disease is in an advanced stage, and treatment options are limited. Due to the failure to capture disease progression, the risk of decompensated cirrhosis and hepatocellular carcinoma (HCC) significantly increases. Therefore, long-term monitoring is required and recommended by the clinical practice guidelines because it allows diagnosis at an early stage when effective therapies are feasible. Guidelines including WHO, American Association for the Study of Liver Diseases (AASLD) 2018, and Chinese 2019 CHB reported that the patients infected with HBV need to be managed systematically, emphasizing the importance of long-term monitoring for disease progression and HCC surveillance through laboratory tests combined with liver imaging [2–4]. Several studies have demonstrated that periodic monitoring is cost-effective in the long term [5, 6]. Additionally, early diagnosis and access to first-line curative treatment, such as antiviral therapy, liver resection, transplantation, or local ablation, to curb the deterioration of hepatitis B-related diseases are attributed to high benefits and survival probability [6–8]. Hosaka et al. demonstrated found that long-term use of entecavir reduces the 5-year cumulative incidence of HCC in HBV-infected patients by 10% compared to the nontreated group [9], while a retrospective national cohort study from Taiwan found a 20% reduction in the 7-year HCC incidence in the nucleoside antiviral treatment group compared to the untreated group. HCC may be developed without cirrhosis or liver enzyme abnormalities and is asymptomatic until presented clinically at an advanced stage [10]. The guidelines emphasized that patients with chronic HBV infection should be screened for HCC, especially those with cirrhosis, family history of HCC, age > 40-years-old, and HBV DNA level > 2000 IU/mL, and monitored with abdominal ultrasound and AFP [3, 4]. HCC surveillance every 6 months resulted in a 37% decrease in HCC-related deaths [11]. Also, if patients are diagnosed early and treated with liver resection, transplantation, or local ablation, the 5-year survival rate is increased to 40–70% [10]. The optimal monitoring for HCC is the key for early detection, curative treatment, and increased survival.
However, in practice, adherence to long-term monitoring and HCC surveillance is not optimistic. The present study aimed to examine the rates and risk factors of adherence to guideline-recommended long-term monitoring and HCC surveillance in patients with chronic hepatitis B Virus (CHB) infection in a Chinese hospital.
We conducted a retrospective study of outpatients with chronic HBV infection who were obtained from the outpatient electronic medical record system of Xiamen Branch of Zhongshan Hospital, Fudan University, China. Patients with chronic HBV infection who visited the outpatient department of Xiamen Branch of Zhongshan Hospital in January 2018 to December 2018 were included in this study. The participants were selected using the International Classification of Diseases (ICD) revision 10 code through computer queries. The inclusion criteria were as follows: patients with CHB infection-related diseases and the corresponding ICD code include CHB (B18.107), hepatitis B surface antigen carriers (Z22.502), HBeAg-negative of hepatitis B (Z22.503), HBeAg-positive for hepatitis B (Z22.504), and hepatitis B compensatory cirrhosis (K74.600X003). The exclusion criteria were as follows: 1) any cancer or malignancy (C00-C97), 2) decompensated cirrhosis (K74.602-607), 3) liver transplantation (Z94.400) and resection (Z98.800x115), 4) died within 2 years of follow-up. Since this study did not use data with identifiable patient information, it was approved by the Institutional Review Board of Zhongshan Hospital (Xiamen), Fudan University, and No consent form was required (No. B2020-009).
The participants were retrieved according to the inclusion and exclusion criteria and based on the definition of long-term outpatients. Information about all the analyzed cases included demographics, disease-related information, HBV infection-related laboratory test, and imaging data. The demographics included age, gender, health insurance, and the number of outpatient visits in our hospital. The disease-related information refers to the use of antiviral drugs. HBV infection-related laboratory test included detected times of visit and initial level of ALT, HBV-DNA and AFP in the outpatient department. The liver imaging included ultrasound /computed tomography /magnetic resonance imaging. Each patient’s data were recorded by two independent reviewers to ensure accuracy.
The 2-year follow-up period were defined as starting with the first outpatient visit in January 2018 to December 2018 and continuing for the next 2 years. Long-term outpatients were defined as ≥ 8 outpatient visits during the 2-year follow-up period. Based on the WHO guidelines for the prevention, care, and treatment of people living with chronic HBV infection, guideline-recommended monitoring was defined as follows [5]: ALT and HBV-DNA monitored ≥ 2 times during the2-year follow-up period was defined as guideline-recommended monitoring. The guideline-recommend ALT and HBV-DNA serve as markers to monitor viral breakthroughs, and disease progression in practice should be monitored at least annually. HCC surveillance monitored ≥ 2 times during the2-year follow-up period was defined as guideline-recommended monitoring. No consensus is required on the best strategy or frequency of HCC surveillance in persons with CHB. Most hepatology clinics offer periodic surveillance by measuring serum AFP level and/or conducting liver US at intervals ranging from 3–12 months. Then, we take the least strict frequency, which is 12 months, as guideline-recommended monitoring. Moreover, several studies and guidelines suggested that patients with chronic HBV infection screened for HCC by liver imaging and AFP at least annually [4, 12]. All examination guideline-recommended monitoring was defined as ALT, HBV-DNA, AFP, and liver imaging monitored according to the guidelines. Initial examination, such as ALT, HBV-DNA, AFP, and liver imaging, was defined as that detected at the first outpatient visit in January 2018 up to December 2018. ALT was examined using the international federation of clinical chemistry and laboratory medicine rate method; <40 U/L was defined as negative. HBV-DNA was examined by real-time fluorescence polymerase chain reaction, which is defined as negative below the detection limit. AFP was examined by electrochemiluminescence, and < 20 ng/mL was defined as negative.
Statistical analysis was performed using SPSS software, version 21.0 (SPSS Inc., IL, USA). Descriptive statistics were reported as proportions (%) for categorical variables and mean ± standard deviation or median and percentile for continuous variables. The association between categorical variables were analyzed using the chi-square test and continuous variables were analyzed by t-test. Then, the associated factors were assessed using univariate and multivariate analysis. Variables with P values < 0.2 were selected in binary logistic regression analysis. P < 0.05 was considered statistically significant.
A total of 1200 outpatients with chronic HBV infection were retrieved according to the inclusion criteria. Then, 67 and 731 outpatients were excluded according to the exclusion criteria and the definition of long-term outpatients, respectively. Finally, 402 outpatients were analyzed. The schematic of the study is illustrated in Fig. 1. The demographic and clinical characteristics of the patients are presented in Table 1. The overall mean age at baseline was 42 ± 12 years and comprised 242 (60.2%) males. Moreover, 367 (91.3%) had health insurance, and 225 (56.0%) had received antiviral treatment. The median outpatient visit was 13 times. Among them, the initial ALT was measured in 181 (45.0%) patients and was normal in 125 (69.1%) patients. In addition, 128 (31.8%) patients underwent initial AFP examination, initial HBV-DNA was detected in 185 (46.0%) patients, and 113 (28.1%) underwent initial liver imaging. A higher proportion of patients in the analyzed population had health insurance and antiviral treatment than in the included population. However, a lower proportion of patients in the analyzed population were assessed for the initial ALT, AFP, HBV-DNA, and liver imaging than in the included population.
Variables | Included patients (n = 1133) | Analyzed patients (n = 402) | |
---|---|---|---|
Age (years) | 41 ± 12 | 42 ± 12 | |
Sex, n (%) | |||
Male | 720 (63.5) | 242 (60.2) | |
Female | 413 (36.5) | 160 (39.8) | |
Health insurance, n (%) | |||
Yes | 924 (81.6) | 367 (91.3) | |
No | 209 (18.4) | 35 (8.7) | |
Outpatient visit times | 4 (2, 9) | 13 (10, 20) | |
Receiving antiviral treatment, n (%) | |||
Yes | 239 (21.2) | 225 (56) | |
No | 894 (78.9) | 177 (44) | |
Initial ALT, n (%) | |||
Detectable | 615 (54.3) | 181 (45) | |
Undetectable | 518 (45.7) | 221 (55) | |
Initial ALT level | |||
Normal | 452 (73.5) | 125 (69.1) | |
Elevated | 163 (10.2) | 56 (30.9) | |
Initial AFP, n (%) | |||
Detectable | 455 (40.2) | 128 (31.8) | |
Undetectable | 678 (59.8) | 274 (68.2) | |
Initial HBV-DNA, n (%) | |||
Detectable | 636 (56.1) | 185 (46) | |
Undetectable | 497 (43.9) | 217 (54) | |
Initial HBV-DNA level (lg copies/mL) | |||
Lower detection limit | 102 (9) | 35 (18.9) | |
1–3 | 338 (29.8) | 34 (18.4) | |
4–6 | 100 (8.8) | 83 (44.9) | |
≥ 7 | 95 (8.4) | 33 (17.8) | |
Initial liver imaging, n (%) | |||
Detectable | 403 (35.6) | 113 (28.1) | |
Undetectable | 730 (64.4) | 289 (71.9) |
The number and rates of long-term monitoring at least annually within the following 2 years were as follows: 197(49.0%) for ALT, 151 (37.6%) for HBV-DNA, 186 (46.3%) for AFP, and 127 (31.6%) for liver imaging. Furthermore, the number and rates of guideline-recommended long-term monitoring and HCC surveillance were as follows: 171 (42.5%) for ALT and HBV-DNA, 107 (26.6%) for HCC surveillance, and 103 (25.6%) for all examinations which including ALT, HBV-DNA, and HCC surveillance (Table 2). The univariate and multivariate analysis results are shown in Tables 2 and 3, respectively. Age (odds ratio (OR) = 0.95 (0.91–0.99), P = 0.018), gender (OR = 0.33 (0.14–0.77), P = 0.010), outpatient visit times (OR = 1.08 (1.01–1.15), P = 0.036), and antiviral treatment (OR = 3.51 (1.04–11.90), P = 0.044) were associated with the guideline-recommended monitoring of ALT and HBV-DNA. The antiviral treatment (OR = 3.30 (1.50–7.25), P = 0.003) and initial liver imaging (OR = 4.00 (1.83–8.50), P < 0.001) was associated with the guideline-recommended HCC surveillance and also the monitoring of all examination (OR = 3.54 (1.59–7.86), P = 0.002; OR = 4.78(2.04–9.83), P < 0.001, respectively).
Variables | ALT and HBV-DNA | HCC | All examination | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|
GRM (n = 171) | NGRM (n = 231) | P Value | GRM (n = 107) | NGRM (n = 295) | P Value | GRM (n = 103) | NGRM (n = 299) | P Value | |||||
Age (years) | 39 ± 10 | 44 ± 12 | < 0.001 | 39 ± 10 | 43 ± 12 | 0.001 | 38 ± 10 | 43 ± 12 | 0.001 | ||||
Sex, n (%) | 0.003 | 0.030 | 0.039 | ||||||||||
Male | 117 (68.4) | 125 (54.1) | 73 (68.2) | 169 (57.3) | 70 (68) | 172 (57.5) | |||||||
Female | 54 (31.6) | 106 (45.9) | 34 (31.8) | 126 (42.7) | 33 (32) | 127 (42.5) | |||||||
Health insurance, n (%) | 0.312 | 0.075 | |||||||||||
Yes | 158 (92.4) | 209 (90.5) | 102 (95.3) | 265 (89.8) | 0.058 | 98 (95.1) | 269 (90) | ||||||
No | 13 (7.6) | 22 (9.5) | 5 (4.7) | 30 (10.2) | 5 (4.9) | 30 (10) | |||||||
Outpatient visit times | 18(11, 31) | 13 (10, 24) | 0.017 | 14 (10, 26) | 18 (11, 31) | 0.443 | 18 (11, 31) | 14 (10, 26) | 0.488 | ||||
Antiviral treatment, n (%) | ༜0.001 | 0.028 | 0.018 | ||||||||||
Yes | 92 (53.8) | 85 (36.8) | 56 (52.3) | 121 (41) | 55 (53.4) | 122 (40.8) | |||||||
No | 79 (46.2) | 146 (63.2) | 51 (47.7) | 174 (59) | 48 (46.6) | 177 (59.2) | |||||||
Initial ALT, n (%) | 0.001 | < 0.001 | ༜0.001 | ||||||||||
Detectable | 108 (63.2) | 73 (31.6) | 74 (69.2) | 107 (36.3) | 73 (70.9) | 108 (36.1) | |||||||
Undetectable | 63 (36.8) | 158 (68.4) | 33 (30.8) | 188 (63.7) | 30 (29.1) | 191 (63.9) | |||||||
Initial ALT Level(U/L) | 0.001 | 0.007 | 0.005 | ||||||||||
Normal | 65 (60.2) | 60 (82.2) | 43 (58.1) | 82 (76.6) | 42 (57.5) | 83 (76.9) | |||||||
Elevated | 43 (39.8) | 13 (17.8) | 31 (41.9) | 25 (23.4) | 31 (42.5) | 25 (23.1) | |||||||
Initial AFP, n (%) | < 0.001 | < 0.001 | ༜0.001 | ||||||||||
Detectable | 76 (44.4) | 52 (22.5) | 60 (56.1) | 68 (23.1) | 57 (55.3) | 71 (23.7) | |||||||
Undetectable | 95 (55.6) | 179 (77.5) | 47 (43.9) | 227 (76.9) | 46 (44.7) | 228 (76.3) | |||||||
Initial HBV-DNA, n (%) | < 0.001 | < 0.001 | ༜0.001 | ||||||||||
Detectable | 109 (63.7) | 76 (32.9) | 71 (66.4) | 114 (38.6) | 70 (68) | 115 (38.5) | |||||||
Undetectable | 62 (36.3) | 155 (67.1) | 36 (33.6) | 181 (61.4) | 33 (32) | 184 (61.5) | |||||||
Initial HBV-DNA level (lg copies/mL) | 0.026 | 0.392 | 0.420 | ||||||||||
Lower detection limit | 23 (21.1) | 12 (15.8) | 13 (18.3) | 22 (19.3) | 13 (18.6) | 22 (19.1) | |||||||
1–3 | 13 (11.9) | 21 (27.6) | 9 (12.7) | 25 (21.9) | 9 (12.9) | 25 (21.7) | |||||||
4–6 | 49 (45) | 34 (44.7) | 34 (47.9) | 49 (43) | 33 (47.1) | 50 (43.5) | |||||||
≥ 7 | 24 (22) | 9 (11.8) | 15 (21.1) | 18 (15.8) | 15 (21.4) | 18 (15.7) | |||||||
Initial liver imaging, n (%) | < 0.001 | < 0.001 | ༜0.001 | ||||||||||
Detectable | 64 (37.4) | 49 (21.2) | 54 (50.5) | 59 (20) | 52 (50.5) | 61 (20.4) | |||||||
Undetectable | 107 (62.6) | 182 (78.8) | 53 (49.5) | 236 (80) | 51 (49.5) | 239 (79.6) | |||||||
Date are expressed as either proportion or mean ± SD or median and range (25th and 75th percentiles); GRM: guideline-recommended monitoring; N-GRM: non-guideline-recommended monitoring |
OR | 95% CI | P Value | ||
---|---|---|---|---|
ALT and HBV-DNA | ||||
Age (years) | 0.95 | 0.91–0.99 | 0.018 | |
Sex (female) | 0.33 | 0.14–0.77 | 0.010 | |
Outpatient visit times | 1.08 | 1.01–1.15 | 0.036 | |
Receiving antiviral treatment | 3.51 | 1.04–11.90 | 0.044 | |
HCC surveillance | ||||
Receiving antiviral treatment | 3.30 | 1.50–7.25 | 0.003 | |
Detected initial liver imaging | 4.00 | 1.83–8.50 | < 0.001 | |
All examination | ||||
Receiving antiviral treatment | 3.54 | 1.59–7.86 | 0.002 | |
Detected initial liver imaging | 4.78 | 2.04–9.83 | < 0.001 |
In the current study, the monitoring rate of chronic HBV infection was low, and patients had poor adherence to long-term monitoring and HCC surveillance. A series of retrospective studies demonstrated that the monitored rate every year was 50–70% for ALT and 15–40% for HBV-DNA [12–15]; One meta-analysis reported that the overall adherence rate to HCC surveillance was suboptimal at 52% [16]. It could be attributed to the lack of disease knowledge, no follow-up management rules, fragmented services, health care costs, social discrimination, transportation, and scheduling process difficulties [16–18]. Moreover, many patients might underestimate the seriousness of the disease and the importance of disease monitoring. CHB infection takes a long time to develop into severe liver disease, and patients’ awareness of the seriousness of HBV infection decreases over time. Therefore, significant disease educational efforts are needed. Interventional studies conducted programs, such as mailed outreach, clinical reminder, and education to improve adherence to disease monitoring [19–22]. In the present internet age, the medical institution can develop clinical tools, such as electronic medical reminders, order sets, and progress note templates to improve patient adherence; nonetheless, additional studies are needed. The department of infectious disease,3rd affiliated hospital, SUN Yat-sen University from Guangzhou of China has set up a special follow-up clinic for chronic HBV infection and adopted various methods (including SMS, WeChat, website, and phone to book a return visit in advance) to remind and urge patients to regular monitoring [23]. Beste et al. implemented a clinical reminder program to increase the HCC surveillance rate from 18.2–51% [20]. In recent years, clinical management of hepatitis B advocates transition from specialist to primary care. The Third National Hepatitis B Strategy 2018–2022 identifies general practice as a ‘priority setting’ for delivering education, prevention, treatment and care services [24]. However, general practitioners have some challenges to overcome in the management of hepatitis B.
This study suggested that many patients did not undergo all the examinations recommended by the guidelines at each follow-up visit. ALT assessment is carried out frequently, followed by HBV-DNA, HCC surveillance for the least, consistent with the previous studies [13, 16]. This survey showed that only about 26% of patients underwent HCC surveillance annually, which is crucial for managing CHB infection but easy to overlook in practice. Some surveys demonstrated that HCC surveillance for patients with CHB infection is not satisfactory in many countries [10, 12, 16, 23, 25]. A cohort study of 2338 patients with CHB in the United States showed that 46% of patients with cirrhosis never underwent liver imaging [15]. Thus, HCC surveillance should gain increasing attention in clinical follow-up.
This survey also showed that younger, male patient, more outpatient visit times and antiviral treatment with better adherence to the monitoring of ALT and HBV-DNA. Previous studies demonstrated significant differences in age, gender, and outpatient visit times among patients monitored for ALT and HBV-DNA [12, 15, 23]. Juday et al. demonstrated that the male gender was a risk factor of monitoring HBV DNA and ALT [13]. Previous studies indicated that age is related to adherence. Two studies of clinical follow-up in hepatitis B treatment found a high adherence rate among older patients [26, 27]. However, a retrospective study of the medical records of 1727 patients with HBV infection demonstrated that older age was negatively associated with recommended HBV monitoring [28]. These differences need to be explored further. The current result suggested that patients receiving antiviral treatment and initial liver imaging had better adherence to the monitoring of HCC surveillance and all examinations. Supposedly, most patients who need antiviral treatment have a long course of the disease and a high risk of liver-related morbidity. They may also have a deeper understanding of the disease and adverse consequences of HBV infection, requiring additional attention to their health status for high follow-up compliance [23]. On the other hand, patients with antiviral treatment need frequent patient-specialist visits for prescription, and Goldberg et al. demonstrated that the patients who have more specialist visits have better adherence to HCC surveillance [29]. Wong et al. found that regular routine clinic visits might improve adherence to HCC surveillance [30]. This might be because frequent clinic visits indicate that patients are likely to be reminded by physicians to undergo regular HCC surveillance. Patients who detected initial liver imaging had improved compliance. Typically, when the patient is first diagnosed with HBV infection, the initial disease education plays a significant role in the compliance of subsequent disease monitoring. Therefore, patients should be made aware of the importance of disease monitoring, especially at the first diagnosis, to comply with the recommendation.
Nevertheless, the present study has several limitations. First, this was a retrospective study, and only one hospital was included. HBV-related examination performed outside other medical settings could have been missed, and selection bias could not be excluded. To counteract these disadvantages, we utilized the long-term and consecutive outpatient population in January–December 2018 as participants. Thus, a prospective study with a larger sample size and scope is required. Second, the disease-related and socioeconomic background data, such as education, income, and occupation, were not included in the medical records, and the associating factors were not analyzed. These findings suggested that additional supplementary qualitative studies are required to explore the associating factors.
In conclusion, despite the recommendation in the guidelines, the monitoring rate of CHB infection was low, and patients have poor adherence to long-term monitoring and HCC surveillance. Many patients did not undergo all the examinations at each follow-up visit. The patients of the male gender, younger age, more outpatient visits, and antiviral treatment have better adherence to the monitoring of ALT and HBV-DNA, and patients with antiviral therapy and initial liver imaging have better adherence to HCC surveillance and monitoring of all examinations. Further efforts and measures are needed to promote long-term monitoring and achieve optimal HBV management, such as disease education, especially initial disease education. Medical institutions are trying to develop various clinical tools to remind and urge patients to monitor regularly.
Hepatitis B Virus
Chronic hepatitis B virus
Hepatocellular carcinoma
Alanine aminotransferase
hepatitis B virus DNA
Serum alpha-fetoprotein
American association for the study of liver diseases
World Health Organization
International Classification of Diseases.
Ethics approval and consent to participate
The experimental protocol was established, according to the ethical guidelines of the Helsinki Declaration and was approved by the Institutional Review Board of Zhongshan Hospital (Xiamen), Fudan University (Number: No. B2020-009). Since only medical data without identifiable patient information has been used for the study, we applied the informed consent waiver and it was approved by the Institutional Review Board of Zhongshan Hospital (Xiamen), Fudan University.
Consent for publication
Not applicable.
Availability of data and materials
All data generated or analysed during this study are included in this article.
Competing interests
The authors declare that they have no competing interests.
Funding
This work was supported by the Xiamen Branch of Zhongshan Hospital, Fudan University (Grant no. 2019ZSXMYS09).
Authors’ contributions
Concept or design: Cui-Ling Huang, Hua Yang, Jian Gao, Ying Yu; Acquisition of data: Cui-Ling Huang, Cheng-Dian Lan; Analysis or interpretation of data: Cui-Ling Huang, Jian Gao, Cheng-Dian Lan; Drafting of the article: Cui-Ling Huang; Critical revision for important intellectual content: Hua Yang, Jian Gao. All authors had full access to the data, contributed to the study, approved the final version for publication, and take responsibility for its accuracy and integrity.
Acknowledgements
The authors thank Chen-Wei Huang and Rui Huang for their contributions to date collection.