DOI: https://doi.org/10.21203/rs.2.11444/v3
Papillary thyroid carcinoma (PTC) is the most common type of endocrine malignancy yet[1]. Advocates of partial central lymph node dissection (CLND) cite the reduction in risks of postoperative complications[2]. Taken collectively, studies[3-5] showed that the most common metastases and local recurrences of PTC nodal disease were in the central neck compartment. Additionally, recurrent malignancy after partial CLND may require a second surgery, which is considered more hazardous than a primary operation.
Reoperation on patients with regional recurrence at the laryngeal entry point would pose challenges due to its complexity[6]. In our experience, there were two metastatic lesions in the central compartment and the two patients suffered a second operation, which both resulted in the overlooked lymph nodes of entrance point to recurrent laryngeal nerve (LN-epRLN). Variations in the extent of adhesions around the LN-epRLN and neck muscle remnants make identification of the recurrent laryngeal nerve (RLN) and parathyroid glands more difficult compared to primary operation, and risks of certain postoperative complications, such as RLN palsy or hypoparathyroidism, are significantly higher[7].
In this study, we evaluated a series of patients who underwent thyroidectomies with the aim of highlighting LN-epRLN metastasis in PTC patients.
A total of 878 consecutive PTC patients received initial thyroidectomy at Shanghai Ruijin Hospital between April 2016 and March 2017. Prophylactic or therapeutic CLND were routinely performed in PTC patients. Exclusion criteria: those who underwent previous thyroid surgery; possess pathological types of thyroid carcinomas other than PTC; lateral neck lymph node metastases; gross extrathyroidal extension invading the surrounding tissue of entrance point to RLN. According to the 2018 Tumour Node Metastasis (TNM) staging system of American Joint Committee on Cancer/International Union Against Cancer (AJCC/UICC)[8], we identified all the sample as T1-3N0-1aM0 PTC. No informed consent was required, because the data were anoymized. The study was approved by the medical ethics review committee in Shanghai Ruijin Hospital.
All operations in our study were performed by the same group of surgeon(JQ Y.). Central lymph nodes included the Delphian, pretracheal, and paratracheal lymph nodes (LNs). We defined the LN-epRLN as lymph adipose tissue within 5 mm from the outer edge of the lymph node to the RLN entrance point. Steps for dissection of central LNs were as follows. Dissection of the LNs around thyroid was completed at the same time as thyroidectomy. After thyroidectomy, the full length of RLN in the neck was revealed, and paratracheal LNs (including LN-epRLN) were removed. All the surgical operations were performed in accordance with the relevant protocols and regulations. During the operation, Using a 1 ml syringe and a 27-gauge needle, approximately 0.1 ml of Carbon nanoparticles (Chongqing Lummy Pharmaceutical Co. Ltd., China) was slowly injected into the lobe. With gentle pressure applied, the surrounding lymph tissue, and the central-compartment LNs could be fully imaged in black[9]. The parathyroid glands were found to be visibly different from the thyroid glands and the LN tissues[10] (Fig.1).
All specimens of thyroid lesions were confirmed to be PTCs by postoperative pathological examination. The pre-operative and postoperative clinicopathological features were recorded, which included the following variables: age, gender, TgAb and TPOAb levels, primary tumor size and location, LN-epRLN laterality, thyroid nodules in primary lobe, and lymph node metastasis based on the final pathology report. Complete follow-up data for all 73 cases were obtained (follow-up period from 12 to 24 months), including records of the postoperative US examination and procedure-related complications.
Statistical Analysis
To identify differences between groups for specific variables, SPSS version 16 software (SPSS Inc, Chicago, IL) was used for statistical analysis. Univariate analysis was performed using Chi-square test. A P-value of <0.05 was considered to represent statistical significance.
LN-epRLNs were found in 73 of all the 878 patients (8.31%) and the metastasis rate was 3.76% (33/878). There were no significant difference in gender (P =0.114) and age (P =0.118) between the two groups (Table 1). For PTC patients presenting no LN-epRLN, 48.2% (388/805) had central LN metastatic rate, while 65.8% (48/73) PTC patients presenting LN-epRLNs had central LN metastases. Other central nodal metastases were more common in the positive LN-epRLN group (93.9 vs. 42.5 %, P <0.001). 38 patients were found to have elevated TgAb or TPOAb level, indicative of Hashimoto’s thyroiditis, among them, 15 patients (54.5%) had positive LN-epRLN. However, no significant relation was found between LN-epRLN metastasis and serum TgAb and TPOAb levels (P =0.704) (Table 1).
LN-epRLN was identified bilaterally in 6 patients. Thus, there were 79 involved thyroid lobes in total. In this present study, we found that there were variant nodes of 1 to 4 (1.51 on average), with a positive rate of 46.84% (37/79). Then we analyzed the risk factors for LN-epRLN metastasis in the involved PTC thyroid lobes. The incidence of right LN-epRLN was higher than left (Right 41 vs Left 38). In univariate analysis, tumor located in the upper third (P = 0.044) and tumor multifocality (P = 0.033) were significant (Table 2). In our study, no significant relation to LN-epRLN metastasis was found with tumor size (P =0.288).
Further, multivariate analysis (Table 3) displayed that tumor location (OR = 1.957, 95% CI: 0.797-4.784, P < 0.05) and other central nodal metastases (OR = 20.971, 95% CI: 4.401-99.924, P < 0.001) may be independent risk factors. In line with multivariate analysis, central LN metastasis was stable parameters pointing toward positive LN-epRLN (Fig.2).
No patient had permanent RLN injury or permanent hypoparathyroidism in this study, and no patient had a second operation during the follow-up period. Seven (0.8%) patients had transient hoarseness (4-6 weeks), which were checked under fiberlaryngoscopy at one month and 6 months after surgery. Six (0.7%) patients had postoperative transient hypoparathyroidism (5-14 days).
Previous literatures[2-4] have shown that LN involvement is relevant to local recurrence. Because of the increased risk of recurrence with focal “berry-pickin” techniques, compartmental surgery is recommended in accordance to the current American Thyroid Association (ATA) guidelines[11-12]. Our study was inspired by two cases where the PTC patients suffered hoarseness after a second operation addressin the presence of metastatic LN-epRLN, which may have been reserved in consideration of RLN injury and hypoparathyroidism during the primary operation.
The anatomic boundaries of CLND arefrom the hyoid bone to the innominate artery. An appropriate range of CLND should both reduce the local recurrence rate and the incidence of post-operative complications[11]. In CLND, fear of RLN injury and hypoparathyroidism may lead to insufficient exposure where metastases are left at the laryngeal entry point. We refer to these as involved LN-epRLNs in our study. To this date, no studies have covered the significance of LN-epRLN, as part of central LNs[13-14] .
LN-epRLN was defined as lymph adipose tissue within 5mm from the outer edge of the lymph node to the RLN entrance point (Fig.1). In our study, there were variant nodes of 1 to 4 (1.51 on average), in diameter between 6 mm and 10 mm. In the present study, LN-epRLN was found in 73 of 878 patients (8.31%) and the metastasis rate was 3.76% (33/878). After the Carbon nanoparticles mapping, the non–black-stained parathyroid glands were easily discriminated from the lymph-fatty tissue[9-10]. Our findings indicated that CLND could be performed safely with the use of intraoperative CN mapping, Which has been reported in the previous study[10].
In terms of involved thyroid lobes, the positive LN-epRLN rate was 46.84% (37/79), and the incidence of the right lobe was slightly higher than that on the left side. The left and right RLNs have slight differences in anatomical position, and the cervical part of the esophagus located closely next to the left. Therefore, there was a triangular space located posterior to the right RLN, which makes space for lymph adipose tissue[15-17]. In the literatures, the presence of Hashimoto’s thyroiditis leads to reactive lymphaden proliferation[18-19]. We preferred that the patients of Hashimoto’s thyroiditis would have positive LN-epRLNs. However, it showed no statistical significance between LN-epRLN metastasis and serum TgAb / TPOAb levels in our study, limited by small samples.
The univariate analysis showed that the factors influencing LN-epRLN involvement were the other central LN metastases, the upper third tumor location and tumor multifocality. Previous studies[20-24] have found that ipsilateral multifocal disease could be used to predict neck lymph node metastases, which may reflect the ability of clonal formation of cancer cells[25-27]. This result strengthens the argument for CLND (LN-epRLN included) in PTC as preoperative US and intra-operative frozen biopsy shows multifocality of the PTC nodules. In our study, the rate of other central LN metastasis in the presence of LN-epRLN metastasis was 93.9%. In line with multivariate analysis, central LN metastasis was stable parameters pointing toward positive LN-epRLN (Fig.2), which can be evaluated through preoperative US and frozen biopsy performed intra-operatively.
Usually, most patients with PTC obtain a 10-year survival rate of 80–90%, but the regional recurrence rate after surgery is 5-20%[28]. Therefore, it’s important to improve the thoroughness of CLND. Our results mirror the data from previous literatures: reoperative CLND has been shown to have rates of RLN injury 21% transiently and postoperative hypocalcemia with a large range of 0-24%[29-36]. However, the incidence of complications varies according to the skill and experience of the surgeon [7,37].
PTC patients with clinically involved LNs in the central compartment should be managed with a LN-epRLN dissection during CLND, taking into consideration RLN and parathyroid glands which are closely related to the nodal basins. The standard exploration and resection procedures are key factors that impact the relative difficulty of performing secondary surgery.
Our observational study was limited by small samples, but we focus on acknowledgement of LN-epRLN. Moreover, patients with lateral neck lymph node metastases were excluded due to inclusion criteria. These patients may have experienced worse outcomes than patients enrolled in our study. However, to our knowledge, this is the first article in English to progress our understanding of LN-epRLN metastases in PTC patients.
In summary, we confirmed the significance of LN-epRLN in metastasis and recurrence, which required precise anatomy and thorough CLND. In PTC patients, especially in suspicious presence of central cervical lymph node metastasis, attention should be given to excising the nodal tissue at the laryngeal entry point.
PTC: papillary thyroid carcinoma
RLN: recurrent laryngeal nerve
LN-epRLN: lymph nodes of entrance point to recurrent laryngeal nerve
CLND: central lymph node dissection
TNM: Tumour Node Metastasis
AJCC/UICC: American Joint Committee on Cancer/International Union Against Cancer
LN: lymph node
ATA: American Thyroid Association
Ethics approval and consent to participate: No informed consent was required, because the data are anoymized. The study was approved by the medical ethics review committee in Shanghai Ruijin Hospital. And we clearly state this in our manuscript.
Consent for publication: Not applicable.
Availability of data and material: Not applicable.
Competing interests: None.
Funding: None.
Authors' contributions: TL recorded the data and drafted the manuscript. ZL participated in the design of the study and performed the statistical analysis. JK helped for the extensive English language and to revise the manuscript with the study rationale. JY conceived of the study, and participated in its design and coordination and helped to draft the manuscript. All authors read and approved the final manuscript.
Acknowledgements: Address all correspondence and requests for reprints to: Jiqi Yan, Department of General Surgery, Ruijin Hospital, Shanghai Jiao Tong University School of Medicine, No.197 Ruijin er Road, Shanghai 200025, China. E-mail: [email protected]
Table 1 Univariate analysis showing clinical features associated with risk factors for LN-epRLN a metastasis in the PTC patients b |
||||
|
|
LN-epRLN (+) |
LN-epRLN (-) |
P-valued |
Total (patients) |
33 |
40 |
|
|
Age(years) |
34.20±10.34 |
40.00±10.25 |
0.118 |
|
Gender |
Male |
9(27.3%) |
5(12.5%) |
0.114 |
Female |
24(72.7%) |
35(87.5%) |
||
TgAb and TPOAb levels |
Elevated |
18(54.5%) |
20(50.0%) |
0.704 |
Normal |
15(45.5%) |
20(50.0%) |
||
Other Lymph node metastasesc |
(+) |
31(93.9%) |
17(42.5%) |
0.000 |
(-) |
2(6.1%) |
23(57.5%) |
a LN-epRLN: lymph nodes of entrance point to recurrent laryngeal nerve
b LN-epRLN was found in 73 of the 878 patients.
c Other Lymph node means the central lymph nodes, LN-epRLN excepted.
d P-value of <0.05 was considered to represent statistical significance.
Table 2 Univariate analysis showing clinical features associated with risk factors for LN-epRLN a metastasis in the involved PTC thyroid lobesb
|
|
LN-epRLN(+) |
LN-epRLN(-) |
P-value c |
Total (involved thyroid lobes)* |
37 |
42 |
|
|
Laterality |
Left |
16(43.2%) |
22(52.4%) |
0.424 |
Right |
21(56.8%) |
20(47.6%) |
||
Multifocality d |
(+) |
25(67.6%) |
14(33.3%) |
0.033 |
(-) |
12(32.4%) |
28(66.7%) |
||
Tumor Size |
<10 mm |
9(24.3%) |
17(40.5%) |
0.288 |
10-20 mm |
15(40.5%) |
15(35.7%) |
||
>20 mm |
13(35.1%) |
10(23.8%) |
||
Tumor Location |
upper 1/3 |
25(67.6%) |
15(35.7%) |
0.044 |
lower 2/3 |
12(32.4%) |
27(64.3%) |
a LN-epRLN: lymph nodes of entrance point to recurrent laryngeal nerve
b LN-epRLN was identified bilaterally in 6 of the73 patients. Thus, there was 79 involved thyroid lobes in total.
c P-value of <0.05 was considered to represent statistical significance.
d Defined as more than one PTC in the same lobe as the primary carcinoma by the postoperative pathology.
Table 3 Multivariate analysis showing clinical features associated with risk factors for LN-epRLN a metastasis in the involved PTC thyroid lobesb
|
OR (95% CI) |
P-value c |
Laterality (Left vs Right) |
0.511 (0.209-1.254) |
0.178 |
Multifocality d |
1.750 (0.717-4.272) |
0.057 |
Tumor Size (<20 mm vs >20 mm) |
1.733 (0.651-4.617) |
0.325 |
Tumor Location (upper 1/3 vs lower 2/3) |
1.957 (0.797-4.784) |
0.046 |
Other Lymph node metastases e |
20.971 (4.401-99.924) |
0.000 |
a LN-epRLN: lymph nodes of entrance point to recurrent laryngeal nerve
b LN-epRLN was identified bilaterally in 6 of the73 patients. Thus, there was 79 involved thyroid lobes in total.
c P-value of <0.05 was considered to represent statistical significance.
d Defined as more than one PTC in the same lobe as the primary carcinoma by the postoperative pathology.
e Other Lymph node means the central lymph nodes, LN-epRLN excepted.