Matched pairs used for analysis. During the study period, fecal samples from 10 preterm infants who developed NEC were available for analysis; samples from 20 matched controls were also analyzed. There were no significant differences in clinical characteristics between the two groups (Table 1). Adequate DNAs were extracted from 143 (44 NEC and 99 control) time points.
Table 1
Baseline characteristics of the subjects.
Characteristic
|
NEC (N = 10)
|
Control (N = 20)
|
P value
|
Birthweight (grams)
|
817 (778–1125)
|
820 (720–1092)
|
0.681
|
Gestational age at birth (weeks)
|
25.6 (24.7–27.8)
|
25.6 (24.9–28.5)
|
0.940
|
Sex
|
|
|
0.333
|
Girls
|
1 (10)
|
5 (25)
|
|
Boys
|
9 (90)
|
15 (75)
|
|
Race
|
|
|
0.310
|
Black
|
3 (30)
|
8 (40)
|
|
White
|
3 (30)
|
9 (45)
|
|
Other
|
4 (40)
|
3 (15)
|
|
Apgar scores
|
|
|
|
1 min
|
5 (1.5–6.8)
|
3.5 (2.0-5.5)
|
0.701
|
5 min
|
7 (7.0–8.0)
|
8 (6.0–8.0)
|
0.813
|
Number of singleton births
|
10 (100)
|
18 (90)
|
N/A
|
Number of births by caesarean delivery
|
7 (70)
|
14 (70)
|
1.000
|
Age of necrotizing enterocolitis (days)
|
27 (19.3–34.0)
|
N/A
|
N/A
|
Percentage of days on human milk
|
70 (64.0–95.0)
|
91 (73.8–97.0)
|
0.737
|
Days of antibiotics prior to NEC or sample
|
4 (2.3–7.5)
|
5 (3.0–8.0)
|
0.558
|
Age first stool analyzed (days)
|
12.5 (8.3–15.5)
|
10 (7.0-14.3)
|
0.610
|
Number of stools analyzed
|
5 (3.0-5.8)
|
5 (3.0–6.0)
|
0.621
|
Data are median (interquartile range) or n (%); Abbreviations: NEC, necrotizing enterocolitis; N/A, not applicable. |
Klebsiella species colonized most preterm infants, were more prevalent in NEC subjects versus controls, and replaced Escherichia in NEC subjects. StrainID amplicon sequencing returned a total of 3,462,451 reads with a mean of 24,213 ± 1443 reads per sample. Klebsiella was the predominant genus identified for both cases and controls, accounting for a combined 30.6% of total reads from the two groups (Fig. 1A). In individual samples, the mean number of Klebsiella reads was 10,181 ± 1777 and 6,100 ± 1007, respectively, in the NEC and control groups (Fig. 1B; P = 0.03). When normalizing to total reads, Klebsiella accounted for 36.7 ± 5.6% of reads in the NEC group and 27.7 ± 3.7% of reads in the control group (Fig. 1C; P = 0.055). For individual subjects, Klebsiella was present at a relative abundance of > 7% in 8 of 10 NEC cases and 10 of 20 controls (P = 0.11), and at a relative abundance of > 2% in 9 of 10 NEC cases and 12 of 20 controls (P = 0.09). Additionally, the relative abundance of Escherichia was 9.5 ± 2.4% in the control group and 0.04 ± 0.02% in the NEC group (Fig. 1D; P = 0.005). There were no significant differences for other major taxa including Enterococcus, Enterobacter, Clostridia, Veillonella, Staphylococcus and Streptococcus between the groups (Fig. 1A).
Differentiation of Klebsiella species revealed exclusionary competition between members of KoSC and KpSC. We next sought to use StrainID fingerprinting to differentiate Klebsiella species in our samples. All subjects that harbored Klebsiella at a relative abundance of > 2% (9 NEC and 12 controls) were used in the analysis. By plotting the composite relative abundance of reads assigned to Klebsiella species for each subject, we observed that 4 of 9 NEC cases were heavily dominated by KoSC, while the remaining five were heavily dominated by KpSC (Fig. 2A). A similar pattern of KoSC or KpSC dominance was found in the controls (Fig. 2B). KoSC and KpSC were present together in appreciable amounts in only 4 of 21 subjects (Cases 1 and 3, Controls 2 and 5).
To further clarify the relationship between KoSC and KpSC in the 4 subjects with appreciable amounts of both, we determined their relative abundances in successive fecal samples over time and in relation to clinical parameters (Fig. 3). Case 1 demonstrated a pattern of KoSC dominance throughout successive weeks despite detection of low levels of KpSC at later time points; no antibiotics were administered during the time points prior to the development of NEC. Enteral feeds were fortified human milk and the diet was supplemented with carbohydrate/fat powder and liquid protein 8 and 4 days, respectively, before the development of NEC. Case 3 displayed the reverse pattern, with KpSC dominance despite detection of low levels of KoSC in later weeks; no antibiotics were administered during the time points prior to the development of NEC. Enteral feeds were fortified human milk and the diet was supplemented with carbohydrate/fat plus amino acid powder 8 days before the development of NEC. Controls 2 and 5, on the other hand, demonstrated dramatic shifts between KoSC and KpSC over successive weeks. Control 2 received treatment with Meropenem and Rifampin for a non-intestinal infection during the interval period but no dietary changes. Control 5 was receiving feeds of fortified human milk and the diet was supplemented with carbohydrate/fat powder 5 days before an increase in KoSC, and with formula 4 days before the disappearance in KpSC; no antibiotics were provided during the time points.
StrainID amplicon sequencing demonstrated that very few Klebsiella strains were shared between subjects. To differentiate the Klebsiella strains involved, we analyzed the StrainID amplicons using DADA2 to infer distinct ASV groups that correspond to individual strains16. ASV fingerprint patterns representing distinct KoSC or KpSC strains were present in all 9 NEC cases and 12 controls (Fig. 4A and B). Most strains among the NEC cases and controls were unique, indicating that transmission of dominant strains within the subject populations was not occurring. Case 9 and Control 17 shared two distinct patterns, indicating they were likely colonized with the same KoSC strains at different time points (Fig. 4A), while case 10 and Control 19 shared patterns indicating they were likely colonized with the same KpSC strain (Fig. 4B).
Cytotoxin-producing KoSC members were more prevalent in NEC subjects versus controls. Members of KoSC can harbor a biosynthetic gene cluster responsible for generating the enterotoxins tilimycin and tilivalline12, which may facilitate mucosal damage in NEC10. To determine if cytotoxin-producing KoSC was more prevalent in NEC cases versus controls, and in KoSC- versus KpSC-dominated microbiomes, we analyzed stool samples using PCR and a selective culture system as described in the Methods. Toxin-positive KoSC members were identified and cultured from 8 of 10 NEC cases and 5 of 20 controls (P = 0.004) (Table 2; and Supplementary Tables S1, S2 and Figures S1, S2). In one control subject (Control 2), KoSC was not detected by PCR or culture, despite KoSC reads being present in the StrainID analysis; this subject received broad-spectrum antibiotics during specimen collection. In all remaining subjects, KoSC isolates were recovered when StrainID identified appreciable KoSC reads. Toxin-positive KoSC strains were detected in several KpSC-dominated microbiomes of NEC subjects (Cases 3, 5 and 10) and in one NEC subject (Case 8) with a low (< 2%) overall abundance of Klebsiella. Toxin-positive KoSC was identified in one control (Control 20) with a KpSC-dominated microbiome; this infant was treated for suspected (Bell’s stage 1), but not confirmed, NEC. No KoSC strains were identified in controls with a low (< 2%) overall abundance of Klebsiella. Collectively, these data demonstrate the greater prevalence of cytotoxin-producing KoSC in NEC cases compared to controls; KoSC was either the dominant Klebsiella species or secondary to KpSC in the majority of NEC cases.
Table 2
KoSC isolates recovered from cases and controls.
Subject
|
Taxonomic assignment
|
Toxin +/-
|
Case 1
|
K. grimontiia,b
|
+
|
Case 2
|
K. michiganesisa
|
+
|
Case 3
|
K. michiganesisa
|
+
|
Case 4
|
K. grimontiia
K. michiganesisa
|
+
-
|
Case 5
|
K. grimontiia
K. michiganesisa
|
+
-
|
Case 8
|
K. oxytocab
|
+
|
Case 9
|
Unclassified KoSCb*
|
+
|
Case 10
|
K. grimontiib
|
+
|
Control 5
|
K. michiganesisa
|
+
|
Control 10
|
K. michiganesisa
|
+
|
Control 14
|
K. grimontiib
|
+
|
Control 17
|
K. oxytocab
|
+
|
Control 20
|
Unclassified KoSCb*
|
+
|
Toxin +/- denotes the presence or absence of npsA/B. aTaxonomic assignment by average nucleotide identity (ANI)/OrthoANI40. bTaxonomic assignment by Cosic et al. PCR scheme41. *Maps closest to K. grimontii. Abbreviations: KoSC, Klebsiella oxytoca species complex; K, Klebsiella. |
Enterococcus faecalis was co-dominant with KoSC but present infrequently with KpSC.
To ascertain if other bacteria were associated with KoSC or KpSC, the prevalence of other microbes was determined by StrainID. The analysis revealed E. faecalis to be co-dominant with KoSC; E. faecalis accounted for 11% and 1% of the reads, respectively, in KoSC- and KpSC-dominated microbiomes (P = 0.02, Fig. 5). No significant associations were found between KoSC or KpSC and the abundance of Clostridia, Staphylococcus, Veillonella, Enterobacter or Escherichia spp.