Reaction development
Electrochemical oxidation of saturated hydrocarbons is a very challenging task for several reasons. Direct oxidation of these chemically inert species on the electrode surface is difficult due to their high oxidation potentials39. Usually, the electrolyte, consisting of the solvent and the supporting electrolyte salt, is getting oxidised prior to these substrates. Furthermore, to avoid high electrical resistance within the electrochemical cell polar solvents with high permittivity are required. Very lipophilic substrates like saturated hydrocarbons showing often solubility issues in these solvents. Therefore, a mediated electrochemical system in which the mediator is transformed into a highly reactive species, that allows the target reaction to occur, is a suitable strategy.
As set-up, a commercially available electrochemical screening system from IKA was used which was co-developed55 (see Supplementary Fig. 1). Inspired by literature, the focus was set to nitrate salts as supporting electrolyte and electrochemical mediator in a dual role, since upon oxidation the highly reactive nitrate radicals are able to split C(sp3)−H bonds. In initial reactions of converting cyclooctane (1c) as model substrate to cyclooctanone (2c) tetra-butylammonium (TBA) nitrate proved itself suitable. Commercially available acetonitrile, as a standard solvent in electro-organic applications, was used without further purification. As electrodes glassy carbon was used as a robust, long-term durable material with great electric conductivity properties.
First experiments were conducted under ambient conditions with air above the reaction solution. Electrolysis was carried out with 4 F regarding 1c and 10 mA/cm2 leading to a yield of 23% of 2c (Fig. 2, entry 2). The reaction proved itself to be outstandingly selective, as only cyclooctanol (3c) and cyclooctane-1,4-dione (4c) were obtained as significant by-products with yields of 2% and 3%. If the reaction was carried out at 100 vol.% of N2, no reaction to oxidised species occurred (Fig. 2, entry 3), which underlines the necessity of O2 in the reaction medium. Remarkably, increasing the O2 content in the atmosphere to 100 vol.% lead to only 16% of 2c (Fig. 2, entry 1). This decrease in yield is assumed to be caused by mutual influences of the atmospheric O2 amount and the applied current density. However, a maximum yield of 31% was obtained for 2c under 20 vol.% O2 and 10 mA/cm2 (Fig. 2, entry 4).
The necessity of nitrate as anion is demonstrated by comparison with other TBA salts. Tetrafluoroborate (BF4−), hexafluorophosphate (PF6−) and perchlorate (ClO4−) anions only lead to a formation of 2c in yields of 3%, 3% and 4%. Apart from TBA as cation, also longer chained tetra-alkylammonium nitrate salts provided product formation in comparable yields of 17−28% (see Supplementary Table 1) and also tetra-butylphosphonium nitrate was suitable with 20% (Fig. 2, entry 7). Furthermore, the reaction takes place in different solvents like isobutyronitrile (i-PrCN) (24%), acetone (29%) and nitropropane (17%) (see Supplementary Table 1). The agitation speed of the stirrer within the cell, has a significant influence on the reaction as a yield drop appears at higher and lower stirring rates then 350 rpm (see Supplementary Table 1). This circumstance is addressed to a disturbed O2 adsorption on the electrode at higher speed and the reduced reaction partner contact due to reduced convection at lower speed. The reaction also takes place with lower yields at different carbon-based electrodes like boron-doped diamond (BDD) and graphite (see Supplementary Table 1).
The C = C double bond splitting of cyclic alkenes 5 (Fig. 3) has been discovered by applying the same methodology. Following the observation via HPLC-MS of a dicarboxylic acid 6 formation, the reaction conditions were varied using cyclooctene (5b) as model substrate. Application of the same standard conditions as for the cyclooctane oxidation, led to 33% yield of suberic acid (6b), while lowering the temperature to 5°C led to 47% (Fig. 2, entry 1,8). Increasing the charge to 8 F, caused a yield drop to 28% (Fig. 2, entry 9). The exclusion of O2 showed no reaction to the dicarboxylic acid, indicating here as well the necessity for atmospheric oxygen (Fig. 2, entry 3). Decreasing the substrate concentration and the current density to 0.05 mol/L and 5 mA/cm2 by varying the applied charge from 4 F to 6 F and 8 F led to similar yields of 39−44% (Fig. 2, entry 10,11,12). Using isobutyronitrile as solvent did not influence the yield (Fig. 2, entry 13).
Besides the reaction development trials on 5b a further intensified optimisation has been carried out with cyclododecene (5c), since it results in the highly industry-relevant dodecanedioic acid (6c) (see Supplementary Table 2). Due to the poor solubility of 5c in acetonitrile, the reactions were conducted in isobutyronitrile. Here, a decrease of the substrate concentration and the current density to 0.05 mol/L and 5 mA/cm2 from the standard conditions, lead to a yield of 78% of 6c, as best conditions. As molecular oxygen can act as an oxidising agent itself it is noteworthy that the reaction does not take place if no electricity is applied to the reaction mixture (see Supplementary Table 2).
Scope, batch-type and flow electrolysis
After varying several reaction parameters with the model substrates for both reaction types, scale-up reactions as well as different substrates were tested to investigate the method’s applicability. A scale-up experiment regarding the cyclooctane oxidation in a three necked 100 mL round-bottom flask (see Supplementary Fig. 2), pure oxygen atmosphere, provided the ketone 2c in a yield of 42%. The increased yield can be explained by the different cell set-up that allows a larger contact area between the oxygen containing atmosphere and the reaction solution. Following this result, other different membered rings from six to twelve methylene groups were tested in this set-up (Fig. 3a). In comparison, the yield of cyclooctanone stayed the highest. Smaller and larger ring sizes seem to be more difficult to convert as mostly starting material remained after electrolysis. Remarkably, the general trend regarding the ketone yields, compared to the increasing ring sizes, is approximately following the transannular Prelog strain56, as cyclohexanone (2a, 6% yield) and cyclododecanone (2e, 4% yield) gave the lowest yields, compared to cyclooctanone (2c, 42% yield). Because of the poor solubility of cyclododecane (1e) in acetonitrile, the solvent was replaced by isobutyronitrile, leading to a yield of 21% of cyclododecanone (2e).
The reactions for the substrate variation of the cycloalkenes were carried out in 5 mL PTFE cells under 100 vol.% oxygen atmosphere, since here the best result for cyclododecene (5c) oxidation was observed (Fig. 3b). Besides of suberic acid (6b, 46% yield) and dodecanedioic acid (6c, 78% yield) also adipic acid (6a) could be synthesised with 19%. As an example of a bicyclic substrate, norbornene lead to the formation of 1,3-cyclopentane diacid (6d) with 45% yield. Besides the synthesis of diacids from disubstituted double bonds, trisubstituted ones lead to formation of α,ω-ketocarboxylic acids, as shown on the example 6e. With the presented method, not only cyclic alkenes 5, but also linear alkenes, here fatty acids 7, can be converted to their corresponding acids (Fig. 3e). The reaction was performed with elaidic acid and oleic acid, as prominent examples for fatty acids, which only differ from their E-Z isomerism. Furthermore, the corresponding methyl oleate, which is a component of biodiesel, was used to investigate stability of ester groups under the applied conditions. In all cases the double bond splitting successfully led to pelargonic acid (8), azelaic acid (9b), and mono-methyl azelate (9a) respectively, with yields between 33−46%.
For the purpose of an industrial application, conversion of impure starting materials is beneficial, if the impurities do not interfere with the target reaction. Cycloalkenes of technical grade contain their fully saturated analogues as impurities from industrial synthesis steps, to certain percentages. To test the applicability of this protocol, a co-electrolysis of 1e and 5c has been successfully performed, whereby the yields of ketone 2e and dicarboxylic acid 6c depend on the composition of the starting materials (Fig. 3c). For example, the yield of cyclododecanone (2e) increases with lower molar amounts of cyclododecane (1e) within the substrate composition, and vice versa. The same observation has been made for the unsaturated ring 5c and the diacid 6c. Despite of that, both substrates can be converted by their own target reactions parallel to each other. A further co-electrolysis example for cyclooctane (1c) and cyclooctene (5b) is given in the Supplementary Table 3. Here the received products show generally lower yields with 2−4% of cyclooctanone (2c) and 40−45% of suberic acid (6b).
Besides batch-type electrolysis, the application of flow electrolysis methods is becoming increasingly popular due to the inherent advantages of continuous process control57,58. Adaptability of the presented method towards different cell and process designs is presented by conducting the dicarboxylic acid synthesis also in an electrochemical flow set-up (Fig. 3d). The experiment has been carried out in a cycling mode59, pumping the electrolyte multiple times through the cell into a reservoir, until the applied charge amount passed through. A small-scale trial with cyclododecene (5c) in a concentration of 0.05 mol/L in isobutyronitrile lead to a dodecanedioic acid (6c) formation of 76%. For larger technical application, the solvent was exchanged as well as a scale-up was pursued. After a few variation trials within the same set-up (see Supplementary Table 4), the reaction could be optimised with a non-toxic dimethyl carbonate/isopropanol (DMC/i-PrOH) mixture and a substrate concentration of (0.5 mol/L) to yield 6c in 52%.
Mechanistic studies
To investigate mechanistical correlations of the cycloalkane (Fig. 4f) and alkene (Fig. 4h and 4i) oxidation reactions, several experiments have been conducted. The initial electrochemical oxidation step originates from the nitrate supporting electrolyte, as shown via cyclic voltammetry experiments (Fig. 4e and 4j). The resulting nitrate radicals could be indirectly observed due to a control experiment, conducted on cyclooctene (5b) under argon atmosphere, whereby among others the nitrated intermediates (10b) and (11b) were detected via GC-MS and illustrated by a mechanistic proposal (Fig. 4k). Further GC-MS analysis results are given in Supplementary Fig. 13. In case of the cycloalkanes, the nitrate radicals serve as mediator, as the anion is reformed. This observation was supported by anion chromatography, as solely nitrate remains in the aqueous layer subsequently to an extractive work up after the electrolysis (Fig. 4a). Furthermore, nitrate is not getting electrochemically reduced to nitrite as shown by an anion chromatography measurement (see Supplementary Fig. 11) and a negative Griess test (Fig. 4g). Instead, the cathodic counter reaction is provided by reduction of dissolved oxygen, that originates from the atmosphere above the reaction solution (Fig. 4b). The hereby formed superoxide radicals, that are presumably stabilised by lipophilic organic cations like TBA60, are assumed to react with the hydrocarbon radicals to peroxide intermediates. A peroxide specific detection test using titanyl sulfate61,62 showed a positive result for these species directly after electrolysis (Fig. 4c). The dissolved oxygen concentration at a partial pressure of 1 atm. has been determined by cyclic voltammetry studies and applying the Randles-Ševčík equation (see Supplementary Note 3.1). At 100 vol.% of O2 in the reaction atmosphere a concentration of 9.5 ± 0.4 mmol/L was observed, which is comparable to literature values63. Furthermore, a steady pH value before and after the reaction of 5−6 was observed with standard pH indicator paper, implying no drift into acidic or alkaline environment (see Supplementary Fig. 12). A Karl Fischer titration to investigate the water content after electrolysis with and without substrate revealed an increased water content, if the sample contained the hydrocarbon substrate (Fig. 4d). For the C = C double bond cleavage, an addition of the nitrate radical onto the double bond is proposed, according to the findings of the control experiment (Fig. 4k) as well as to literature discriptions64. Further reaction with a superoxide radical lead via an unknown pathway to the formation of aldehydes, that are obtained as by-products (Fig. 4h). Afterwards, a literature described autooxidation like mechanism from aldehydes to carboxylic acids is assumed to happen65 (Fig. 4i).
Further method application
For the presented method, a further application field has been demonstrated by applying the reaction conditions to toluene substrates 12. Benzylic oxidation to either the benzaldehydes 13’, including subsequent derivatisation with semicarbazide hydrochloride 15 to the corresponding semicarbazones 13, or the benzoic acids 14 could be promoted selectively via tuning the reaction conditions (Fig. 5a). Reaction monitoring via 1H NMR spectra recording shows the aldehyde as intermediate, that is further converted to the corresponding carboxylic acid, when the toluene substrate is almost fully converted (Fig. 5b). No alcohol containing intermediates were observed. Optimisation reactions were carried out in undivided 5 mL PTFE cells (see Supplementary Table 5), while for the scale-up reactions a 25 mL beaker-type glass cell was used. Suitable conditions for the aldehyde formation differ from the ones for the acid formation significantly by changing the current density, the charge quantity and the substrate concentration. With lower conditions around 10 mA/cm2, 5 F, and 0.02 moL/L of 12 the reaction can be stopped after selective formation of the aldehyde 13’, while increasing these conditions to 30 mA/cm2, 7−12 F and 0.1 moL/L of 12, the acid formation 14 can be promoted. As substrates mainly methylated toluenes (xyloles) were chosen, to investigate over-oxidation reactions at the remaining benzylic positions. Selectively, only one methyl group is oxidised to the aldehyde and then further into the carboxylic acid. As by-products of the benzoic acid synthesis, N-acetylbenzamides 14’ were obtained in a range of 3−4% yield. A plausible explanation leads via the formation of acyl radicals (as postulated in Fig. 4), which react with acetonitrile as a radical scavenger and are subsequently further oxidised (see Supplementary Fig. 14). Derivatisation of the aldehydes to semicarbazones 13 were carried out on one hand to prevent further autooxidation of the aldehyde and therefore falsification of the yield determination, and on the other hand to provide a simple protocol for semicarbazone 13 synthesis. Semicarbazones show pharmacological versatility and are known for their anticonvulsant66,67 as well as potential anticancer68 properties.