Study design
A two-arm cluster RCT will be conducted among Year 7 and 8 students in 42 secondary schools across New South Wales (NSW), Western Australia (WA) and Queensland (QLD), Australia, from 2023 to 2026. Cluster randomisation at the school level will be used to avoid potential contamination of the control group by the intervention group (e.g., due to student communication). This design allows for optimal and rigorous evaluation of the research questions and hypotheses. Schools will be randomly allocated (1:1) to either the OurFutures Vaping Program intervention group or an active control (health education as usual). An economic evaluation will be conducted alongside the cluster RCT to determine the cost-effectiveness of the OurFutures Vaping Program. The study is sponsored by the University of Sydney and has been approved by the Human Research Ethics Committees of the University of Sydney (2022/818), University of Queensland (2023/HE000082) and Curtin University (HRE2023-0059). The trial will follow Consolidated Standards of Reporting Trials (CONSORT) guidelines for cluster RCTs and has been prospectively registered with the Australian and New Zealand Clinical Trials Registry (ACTRN12623000022662p), with any modifications logged immediately. This protocol follows Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) guidelines (see Additional File 1 SPIRIT checklist).
Sample size calculations
The sample size calculations are based on a method to detect intervention by time interactions in longitudinal cluster RCTs (33). To detect differences by state, and between groups across the six measurement occasions, six schools and 420 students will be randomly allocated to each of the control and intervention groups in each state (12 schools; 840 students per state). This will achieve 95% power to detect an Odds Ratio (OR) of 0.7 in the primary outcome, which is in line with effect sizes from similar school-based prevention trials targeting tobacco smoking (34, 35). To account for school dropout (approx. 15%) and student attrition (approx. 25% over 36 months), we aim to recruit a minimum of 14 schools and 1,120 students per state at baseline to test intervention effects (N = 42 schools; 3,360 students). Based on rates in our previous school-based universal substance use prevention trials and successful recruitment strategies (36), we anticipate most, if not all, students will participate.
Procedure
Inclusion and exclusion criteria
Eligible participants will be Year 7 and Year 8 students (aged approximately 12-14 years) attending participating schools in 2024. Students will be required to be fluent in English and provide informed active consent and parental consent to participate. Schools with less than 70 enrolled students per cohort and based outside of NSW, WA or QLD will be excluded.
Recruitment
Independent, Government and Catholic secondary schools in NSW, WA and QLD will be invited to participate. Schools that have previously expressed interest in participating in research will be approached and we will simultaneously promote the study through our extensive professional networks via email and social media. If required, schools may also be approached using publicly available contact details. An invitation will be sent to school principals and health education staff outlining the study aims and seeking permission to implement the study. Research staff will also follow up schools via phone call and email.
Randomisation
The blockrand package in R (37) will be used to generate an unpredictable, concealed random allocation sequence. After schools’ consent and enrolment in the study, a biostatistician with no role in school recruitment will use the package to block randomise schools to study groups, with stratification by state and school gender mix (coeducational, predominately male [>60%], or predominately female [>60%]). Automatic randomisation removes any researcher involvement, and the allocation will be concealed from the investigators and all research personnel (blinded), except those with direct school involvement where blinding is not possible (e.g., Research Assistants who will need to discuss intervention delivery with teachers). Twenty-one schools will be randomly allocated to the OurFutures Vaping Program intervention group and 21 schools to an active control group. Figure 1 provides an overview of the anticipated recruitment and randomisation process.
Informed consent
Participant information statements and consent forms will be distributed to parents/guardians via hardcopy or electronically (depending on school preference). Due to differing requirements across ethics committees, some schools will use passive (opt-out) parental consent, while others will use active (opt-in) parental consent. If insufficient active written parental consent is obtained from a school, verbal parental consent will be sought from the remaining parents. A school staff member will contact parents using contact available to the school and will either be reimbursed for their time and effort, or the school will be reimbursed the costs of employing a casual teacher for a day. Students will be required to provide active written consent prior to the baseline assessment. Active written consent will also be sought from Year 7/8 teachers at both control and intervention schools to complete online evaluations and fidelity logbooks.
The OurFutures Vaping Program
Schools allocated to the intervention group will implement the OurFutures Vaping Program in health education classes in 2023. The program involves four 40-minute lessons, ideally delivered one week apart. Each lesson consists of a web-based cartoon component (see Figure 2) completed individually by students (approx. 20mins), followed by optional teacher-facilitated activities (e.g., quizzes, class discussions, role plays). There are quizzes and reflective activities embedded in the cartoons to ensure student engagement, comprehension, and critical thinking. Factsheets are provided after each lesson to summarise and reinforce key content.
In line with the OurFutures model and principles of effective tobacco and e-cigarette prevention programs (19, 20, 27), the OurFutures Vaping Program adopts a harm minimisation and comprehensive social influence approach (38). This includes providing evidence-based information about e-cigarettes and tobacco smoking, normative education to correct misperceptions on use, and resistance skills training. Whilst focused on e-cigarettes, the program takes an integrated approach in addressing e-cigarette use and tobacco cigarette use. Although they are distinct behaviours with unique characteristics, simultaneously targeting both behaviours by addressing core principles that have been effective in tobacco and drug prevention is an efficient and cost-effective strategy. An overview of the OurFutures Vaping Program content is provided in Table 1.
Table 1. Overview of the OurFutures Vaping Program content.
Lesson
|
Key messages
|
1
|
• The harmful chemicals in e-cigarettes
• Prevalence and patterns of vaping/cigarette smoking
• Short- and long-term consequences of vaping
• Reasons young people choose to, or not to, vape
|
2
|
• The positive portrayal of vaping on social media
• Nicotine and the developing brain
• Where to seek help for vaping, smoking and mental health
• Assertive communication and refusal skills
|
3
|
• Vaping/smoking and the law
• Short- and long-term consequences of smoking cigarettes
• Marketing tactics and the influence of social media
• The links between vaping and smoking
• Help-seeking for vaping, smoking and mental health
|
4
|
• Assertive communication and refusal skills
• Signs of nicotine dependence
• Where to seek help and strategies to break the cycle of nicotine dependence
• The benefits of avoiding or stopping vaping
|
Consultations were conducted with students and teachers throughout the design phase to construct character profiles and storylines for the cartoons and ensure the program was feasible, acceptable, and well aligned with the latest evidence and health education curricula. This included student surveys, focus groups, interviews, and input from end-users through several public webinars, school presentations and Q&A sessions. Finally, the materials underwent expert review to ensure it aligned with the latest scientific evidence. Modifications were made based on the feedback provided by these groups. This process builds on the extensive development work conducted for the previous OurFutures programs, which were co-designed and refined by >210 young people and >390 teachers, parents, and health and education experts.
Active control condition
Schools allocated to the control condition will implement health education as usual in their Health and Physical Education lessons. As drug education is mandatory within the Australian health education curriculum, these schools serve as an ‘active control’. A logbook will be completed by teachers at control schools to understand the amount and format of e-cigarette or tobacco cigarette education delivered to their Year 7/8 students. Control schools will be offered access to the intervention at the end of the study.
Assessments
All students in control and intervention groups will be invited to complete an online self-report survey in a supervised classroom setting at baseline, immediately post intervention, and 6-, 12-, 24- and 36-months post baseline to examine lasting effects (see Table 2). Students absent for follow-up surveys will be contacted by research staff (using details provided during registration) and invited to complete the survey outside of school time. Hardcopy surveys will be made available to schools/participants on request, with data entered and checked by project personnel. All data will be deidentified and linked using a unique code assigned at baseline. Upon completion, students will go into a random draw to win a $100 gift voucher, with two vouchers available per school on each assessment occasion. These strategies have been successful in previous school-based trials run by the research team, resulting in outstanding retention rates, even during the COVID-19 pandemic when there were significant disruptions to schooling (85% at 12 months and 75% at 24 months).
Table 2. Intervention and assessment timeline (F/U = follow up)
|
Baseline
|
OurFutures Vaping Program
|
Post-intervention follow-up
|
6-mth follow-up
|
12-mth follow-up
|
24-mth follow-up
|
36-mth follow-up
|
Year
|
2023
|
2023
|
2023
|
2023
|
2024
|
2025
|
2025
|
Time
|
Term 2
|
Term 2
|
Term 2
|
Term 4
|
Term 2
|
Term 2
|
Term 2
|
Age
|
12-14
|
12-14
|
12-14
|
12-14
|
13-15
|
14-16
|
15-17
|
Intervention Group
|
🗸
|
🗸
|
🗸
|
🗸
|
🗸
|
🗸
|
🗸
|
Control Group
|
🗸
|
-
|
🗸
|
🗸
|
🗸
|
🗸
|
🗸
|
Measures
Primary outcome
The primary outcome is change over time in self-reported e-cigarette use among the intervention group, over and above change in the control group. Specifically, uptake of e-cigarette use. To assess this, students will be asked “Have you ever used a vape, even one or two puffs?” (Yes/No). The primary endpoint will be the 12-month follow-up.
Secondary outcomes
Tobacco ever use. Assessed using a single item: “Have you ever tried smoking a cigarette, even one or two puffs?” (Yes/No). This item was based on items used in our previous trials (39) and the Standard High School Youth Risk Behaviour Survey (40).
Frequency and quantity of e-cigarette and tobacco cigarette use. Assessed using a series of questions based on those used in previous research (36, 39, 41) and the National Drug Strategy Household Survey (42).
Knowledge about e-cigarettes and tobacco cigarettes. Measured using a 15-item scale developed to reflect the content of the OurFutures Vaping intervention. The scale was derived from a larger pool of items that was piloted among adolescents to reflect items of varying degrees of difficulty. The items assess a range of topics such as the short- and long-term effects/harms of e-cigarettes and tobacco cigarettes, common myths about e-cigarettes and tobacco cigarettes, e-cigarette and tobacco cigarette laws in Australia, and the prevalence of e-cigarette and tobacco cigarette use among young people in Australia. Response options include: True/False/Don’t know.
Motives to use e-cigarettes. Assessed using an adapted version of the Tobacco Motives Inventory (43). The scale comprises 15 potential motives for vaping across four subscales: Social Motives, Self-enhancement Motives, Boredom Relief Motives, and Affect Regulation Motives. Items will be rated on a 5-point Likert scale from 0 (not at all true) to 4 (very true).
Attitudes towards e-cigarettes. Assessed using an adapted and validated version (44) of the Smoking Expectancy Scale for Adolescents (45). The scale includes 43 items relating to the potential consequences of smoking an e-cigarette (e.g., “feel more relaxed”, “get hooked”) across eight subscales: Health Costs, Appearance – Presentation Costs, Social Costs, Addiction, Social Benefits, Affect Control, Boredom Reduction, and Weight Control. Items are rated on a 10-point Likert scale from 0 (completely unlikely) to 9 (completely likely).
Intentions. Two single items based on those from our previous school-based trials (36, 39) will be used to assess future intentions to use e-cigarettes and tobacco cigarettes in the next year. Responses will be rated on a 5-point scale from 0 (Certain not to try) to 4 (Certain to try).
E-cigarette refusal skill techniques. Assessed using items adapted from a measure developed to assess drug refusal skill techniques (46). Participants will report their level of confidence using five refusal skills in a scenario where someone has asked them to vape. Responses will be rated on a 5-point scale from 1 (Very unconfident) to 5 (Very confident).
Self-efficacy to resist peer pressure. Assessed using an adapted version of the Resistive Self-Regulatory Efficacy Scale (47), with two items (those relating to the ‘use of crack’ and ‘sexual intercourse’) removed, and an item relating to vaping added. Participants rate each of the 9 items on a 7-point scale from 1 (Not well at all) to 7 (Very well). Items will be summed to generate a total score, with higher scores indicating greater self-efficacy to resist peer pressure.
Mental health. Depressive symptoms over the past 7-days will be assessed via the Patient Health Questionnaire-8 (PHQ-8), and 8-item scale validated for use among adolescents (48, 49). Anxiety symptoms over the past 7-days will be assessed via the Patient Reported Outcomes Measurement Information System (50) using the 13-item anxiety scale from the pediatric item bank. The 6-item Kessler Psychological Distress Scale (K6) (51) will be used to assess symptoms of psychological distress risk for serious mental illness. The K6 has demonstrated good internal consistency in youth samples (α= 0.86) (52). Internalising and externalising symptoms will be assessed using the 25-item Strengths and Difficulties Questionnaire (53). Internalising symptoms are determined by summing the Emotional and Peer Problems subscales. Externalising symptoms are determined by summing the Conduct and Hyperactivity subscales. The Short Warwick–Edinburgh Mental Well-being Scale (54) will be used to assess mental wellbeing. The scale comprises 7 items and has been validated among adolescents (55).
Health-related quality of life. Assessed using the Child Health Utility 9D instrument (CHU9D) (56). This instrument has been validated for self-completion by young people aged 7–17 years in Australia and can be used to derive utility weights that are, in turn, used to estimate quality-adjusted life years (QALYs) (56).
Resource utilisation. The utilisation of healthcare and other related services will be measured using a self-report resource use questionnaire (RUQ) that has been developed for use in previous studies (57, 58). Participants will be asked to provide self-report data on healthcare resource use, such as: the number of contacts with primary care and specialist healthcare professionals; use of prescription medications; hospital admissions; emergency department presentations; and engagement with headspace services. Additional questions will be asked in relation to educational impacts, including school absence days. Healthcare resource use will be valued using unit prices obtained from publicly available cost schedules, such as the Medicare Benefits Schedule (MBS), Pharmaceutical Benefits Schedule (PBS) and National Hospital Cost Data Collection (NHCDC). Hourly wages will also be based on data provided by schools, where applicable, or the Australian Bureau of Statistics.
Additional measures
Additional measures include demographic information comprising age, sex, gender, cultural and linguistic diversity attributes, academic performance, and truancy rates. To measure socioeconomic status, students will complete the Family Affluence Scale III (59) and provide their home postcode, which will be used in addition to each school’s Index of Community Socio-Educational Advantage score. Alcohol use will be assessed using items from our previous trials (39). Emotional regulation will be measured using the Emotion Regulation Questionnaire for Children and Adolescents (60).
Process Evaluation
After the final lesson of the OurFutures Vaping Program, students and teachers in the intervention group will be asked to complete an online questionnaire to evaluate the program, and teachers will complete a logbook to assess fidelity and implementation barriers and facilitators. Using measures developed and employed in our previous school-based trials (61), the student evaluation will assess outcomes including acceptability, feasibility, engagement, and positive/negative aspects of the OurFutures Vaping Program. Teacher outcomes will include adherence to the intervention, student engagement and understanding, program acceptability, ease of use, educational quality, likelihood of use in the future, and any barriers or enablers to implementation. Website analytics will provide objective data on the dose and timing of intervention delivery.
Analysis
Intervention effects
Data analysis will be conducted on an intention-to-treat basis, whereby all randomised students will be analysed in the groups that they were originally assigned. Generalized mixed effects regression will investigate whether receiving the intervention reduces the likelihood of primary and secondary outcomes (e.g., logistic regression for dichotomous outcomes, poisson regression for count outcomes, linear regression for continuous outcomes). Analyses will be conducted in R, using the lme4 package (62). To account for within-person and within-school dependency in the data, models will include participant and school as nested random intercepts; and participant and time as random slopes. We will also test different specifications of time (linear, quadradic & categorical) to determine the best fitting model for the data. Model fit will be compared using likelihood ratio tests, AIC and BIC statistics. The effect of greatest interest will be the time × group interaction for the primary outcome, which reflects the relative average 12-month change in the log odds of the outcome for the intervention group compared to control, adjusting for baseline differences. Due to loss to follow-up, we reasonably expect some outcome data to be missing. Mixed-effects models use maximum likelihood estimation (MLE), producing unbiased estimates when data is assumed to be not missing completely at random. Missing data will be explored by examining baseline differences on the outcome and other potential confounding variables between those retained and those lost to follow-up. Sensitivity analysis will examine the impact of potential covariates related to missingness by including those predictors in the imputation model during multiple imputation.
Cost-effectiveness
The base case analysis will be undertaken using a partial societal perspective, alongside an additional analysis from a health sector perspective. Area-under-the-curve methods will be applied to CHUD9D data to estimate the QALYs associated with the OurFutures Vaping Program and active control condition. The costs that accrue across each trial arm will be calculated as the sum of: all relevant intervention delivery costs; and the cost of utilising additional healthcare and other related services. The cost of delivering the OurFutures Vaping Program and health education as usual will be estimated based on a detailed accounting of resources required to deliver each respective program. This will consider all costs associated with intervention delivery and usual education, including staff and teacher time alongside program materials. Data from the RUQ will be used to estimate the cost of utilising additional healthcare and other related services. The cost-effectiveness of the OurFutures Vaping Program – when compared to health education as usual – will be evaluated using the incremental cost-effectiveness ratio (ICER) as the main measure of cost-effectiveness. That is, the difference in mean costs divided by the difference in mean QALYs between the intervention and control arms.
A cost-consequences analysis will also be done to produce a dashboard of all relevant costs and outcomes resulting in each trial arm. Additional cost-effectiveness ratios can then be estimated by adopting primary and secondary outcomes as the denominator (e.g., the cost per student not engaging in vaping behaviours and the cost per unit gained on the PHQ-8). Standardised economic evaluation techniques, such as Fieller’s theorem and non-parametric bootstrapping, will be used to estimate confidence intervals around each cost-effectiveness ratio. Economic modelling can also be undertaken, if applicable, to estimate the long-term costs and outcomes that may accrue beyond the timeframe of the cluster RCT and to estimate the cost-effectiveness and/or budget impact of scaling up the intervention across Australian schools.
Data Safety and Monitoring
A data monitoring committee consisting of researchers independent to the core trial team will meet quarterly to review trial management, progress, and oversee statistical analysis. The committee will monitor recruitment, dropouts, and any adverse events in consultation with the lead researchers in each state. All adverse events will be recorded, and serious adverse events will be immediately reported to the governing Human Research Ethics Committee/s.