To our knowledge, this is the largest epidemiological study of dementia survival, using a common protocol applied to individual-level EMR and administrative data from eight ethnically diverse regions with developed health systems. Despite the considerable variations in survival time following dementia diagnosis over time and across databases, we found a consistent decline in relative mortality risk in people with dementia diagnosis in the UK, Canada (Ontario), South Korea, Taiwan and Hong Kong. No clear trend could be identified in Germany or Finland, and an increasing trend was observed in New Zealand. These findings reflect real-world survival of people living with dementia after a diagnosis is first recorded in administrative or electronic medical record data in eight developed jurisdictions.
EMR and administrative data are becoming increasingly available across the globe, providing an excellent opportunity to examine real-life impacts of dementia at different periods on health and care systems.18 Our findings provide information to complement data available from other sources, such as population-based epidemiolocal research and the Global Burden of Disease study.19 However, it is important to note some differences between individual databases included in this study. We analysed data from general practice databases (UK), EMRs from publicly funded hospitals (Hong Kong and New Zealand), claims data (Germany, Canada, South Korea, Taiwan, and New Zealand), and national register of chronic diseases (Finland). Each has its strengths and limitations. For instance, medical claims data typically have the advantage of covering the total population. However, their linkage to reimbursement may have an influence on diagnostic, help-seeking, and recording behaviour.20 Previous studies have suggested that using claims data may lead to an inflated estimation of dementia prevalence.21 The higher proportion of people diagnosed with dementia at the younger age groups in the South Korean and Taiwanese databases concurs with this observation suggested by previous studies. Primary care datasets often include a wider pool of people living with dementia, including those with milder dementia, as compared with data from secondary/tertiary care. Although their record linkage of specialist care data may not be as detailed or accurate as hospital records, the impact on our findings is likely minimal. Hospital records, though typically having high diagnostic accuracy,22 are nevertheless skewed towards dementia cases at the more severe end of the spectrum, leading to potential underestimates of survival times. The higher SMRs in Hong Kong and New Zealand may be interpreted in this context against this background. Although it is difficult to assess to what extent the context of each individual database may have affected our findings, these database-specific properties should be taken into consideration when interpreting trends.
Dementia is a symptom diagnosis which can be caused by several diseases with varied survival rates following diagnosis.4,23 Although examining mortality risks associated with various subtypes of dementia diagnoses is of interest, the purpose of our study was to examine the mortality risk associated with the whole variety of cognitive disorders causing dementia, rather than any specific diagnosis. This is because we observed substantial heterogeneity in the prevalence of dementia subtypes, and that half or more patients were coded as having unspecific or other dementias. This may reflect the complexity in ascertaining the specific cause of dementia and be partially explained by variations in coding practice across jurisdictions and between clinicians with different levels of expertise. Survival trends by subtype of dementia were hence not further explored, despite the known effect of subtype on survival.3,23 Future studies with precise subgroup diagnoses should examine trends in survival following various subtypes of dementia to inform more targeted dementia plans.
Previous evidence on dementia survival from the same data sources are available in the UK, Taiwan, and Germany. The earlier UK study, using 1990–2007 data, reported median survival following dementia diagnosis of 6.7 years in those aged 60 to 69 years.24 Our findings from the 2000–2016 data indicate a median survival time of approximately ten years in the same age group, suggesting a marked increase. The earlier Taiwanese study using the 2001–2010 data reported median survival of 3.4 years for people aged over 65.25 Our study of the 2003–2015 data showed median survival of 5.1 years for people aged 60 years or over, also suggesting an increase in survival following dementia diagnosis. The earlier German study, examining the short-term trend in dementia mortality between 2006/07 and 2009/10, observed an increased mortality risk and a shorter life expectancy in people with dementia in more recent years, particularly in women.13 Our analysis identified no clear trend in Germany.
National dementia strategies have now been developed in a number of jurisdictions to advance dementia prevention, care, and support.26 By the end of the study period, four jurisdictions in this study (UK, Finland, South Korea, and Taiwan) had national dementia strategies in place, and two (Canada and Germany) had national plans in development. Assuming that some progress has been made in priority areas highlighted by such strategies, such as raising dementia awareness, increasing diagnosis rates, and improving care and support,27 longer survival following dementia diagnosis could be expected over recent years. A key finding in this study is the steady trend of decreasing risk of mortality in five databases, accounting for 84% of all participants in this study, signalling the potential positive effect of dementia plans and associated policies.
Another noteworthy finding is the steady increase in SMR and HRs between 2014 and 2018 in New Zealand. According to the New Zealand Framework for Dementia Care published in 2013, recommendations were made to shift assessment, diagnosis, and management of uncomplicated dementia to primary care to free-up specialist services (to respond to episodic events and provide support and advice to primary care services in complex cases).28 We used hospital admission data from New Zealand to identify cases of dementia. As such, the increase in SMRs and HRs observed since 2014 in New Zealand may reflect the increasing involvement of primary care, so that by the time people living with dementia first present to hospitals they have more advanced dementia and thus an elevated risk of mortality. However, whether the shortened survival for people in the hospital database is due to the impact of task-shifting needs to be verified using primary care data collected before hospital admission, which at present is lacking on a national level in New Zealand. This highlights the future need for data linkage across care settings. In addition, national guidelines regarding prescription and reimbursement of anti-dementia drugs may influence physicians’ incentives to record a dementia diagnosis. These findings illustrate how variations in national dementia policies may affect demands within health systems.
Although we could not examine incidence of dementia due to lack of data from the general population, a steady increase in the proportion of people diagnosed at an older age (85 years or over) was observed in all databases reporting absolute incident numbers. This concurs with previous studies and may indicate delayed onset of dementia. A general improvement in population health may have contributed to reduction in modifiable vascular and lifestyle-related risk factors of dementia. This risk reduction, together with longer education, might have contributed to the decline in the incidence of dementia, particularly among younger people.29–31 Another possibility is that increased dementia awareness, greater emphasis on diagnosis, or the development of symptomatic treatments might mean that people whose dementia was not previously recognised are now being formally diagnosed, but at a later age.
This study has several limitations. First, in contrast to clinical studies, information on dementia severity and time since symptom onset is typically not available in routinely-collected data. Findings from this study cannot directly address the question of compression or expansion of morbidity, since dementia diagnosis may be affected by a collection of contextual factors (attitudes towards dementia, levels of public awareness and stigma, accessibility to diagnostic services, levels of medical and social care for dementia and socioeconomic inequalities).14 However, findings from this study are important as they reflect the burden of dementia that is currently carried by the healthcare system. Second, given that dementia is often underdiagnosed and undertreated, many diagnoses of dementia are likely to be made at moderate or sometimes severe stage of the disease, resulting in underestimation of survival time. Third, while it is reasonable to assume record accuracy,32 a certain level of coding errors is expected. It is possible that some first recordings of a dementia diagnosis differed from the actual date of diagnosis, and errors may occur when a dementia assessment is coded as diagnosis, leading to overestimation of survival after diagnosis of dementia. However, understanding population-level trends in survival based on EMR and administrative data will aid healthcare policy and planning. These data complement knowledge about dementia survival based on analyses of other clinical data sources and highlight international differences and changes over time in models of primary and secondary care for people living with dementia.
In developing a common protocol, some compromises in data treatment were necessary, requiring precaution in interpretation. First, comorbidities and multimorbidity, despite their known impact on survival, were not included in the current investigation. However, the aim of this study was to provide timely epidemiological data on trends in survival of an average older person with a dementia diagnosis. The specific impact of comorbidity on survival and trends in survival is considered beyond the scope and may be better investigated in-depth within a database under its own context. Second, only few databases reported whether a dementia diagnosis was the incident diagnosis. For the other databases, we used the first year of the study period as the lookback period to identify incident cases (to exclude individuals with a prior record of dementia before study entry). It is possible that a longer lookback period may be needed for certain databases. Specifically, the markedly high SMR in Hong Kong in 2002 and in the UK in 2000 may suggest inclusion of existing dementia cases. However, as stable trends of increased survival were robustly observed in the five databases over an observational period of at least 11 years (South Korea), extending the lookback period may not affect our conclusions. In Finland, incident cases of Alzheimer’s disease were included between 2005 and 2011, yet no more Alzheimer’s disease cases entered the cohort after 2011. Thus, the Finnish data after 2011 included an increasing number of people with longer duration and more advanced Alzheimer’s disease, while this kind of calendar year phenomenon did not occur in the comparison cohort. This possibly caused the increase in SMR.
Notwithstanding these limitations, the real-world information from settings with varied practices and policy contexts presented here provides a reference for advancing dementia health and social care services. The steady decrease in mortality risk observed in five databases are encouraging as they suggest that dementia policies and public health campaigns may be having effects. Many governments across the world aim at developing national dementia strategies.33 Our findings, based on multinational comparisons of population-based longitudinal survival data, provide evidence for future policy evaluation and provide reference points for lower- and middle-income countries where no secular trend data are currently available. Future studies should investigate the impact of specific practices and policy context on the changes of survival following dementia diagnosis.