Modified regional citrate anticoagulation is optimal for hemodialysis in patients at high risk of bleeding: A prospective randomized study of three anticoagulation strategies

doi:10.21203/rs.2.11875/v1

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Modified regional citrate anticoagulation is optimal for hemodialysis in patients at high risk of bleeding: A prospective randomized study of three anticoagulation strategies

https://doi.org/10.21203/rs.2.11875/v1

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published 19 Dec, 2019

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Background：The recommended regular saline flushing presents clinical ineffectiveness for patients at high risk of bleeding with heparin contraindication. Regional citrate anticoagulation (RCA) has been used in a Ca2+ containing dialysate with prefilter citrate in one arm (RCA-one). The anticoagulation effect was not realized, and up to 40% resulted in serious clotting in the venous expansion chamber. We innovatively transferred one-quarter of the TSC from the prefilter to the postfilter based on RCA-one, which is called RCA-two in this trial. The objective of this study was to compare the efficacy and safety of RCA-two with either saline flushing or RCA-one in HD patients with a high bleeding risk. Method：In this investigator-initiated, multicenter, placebo-controlled, prospective, randomized clinical trial, 52 patients (77 sessions) were randomized to the RCA-two and RCA-one group in part one trial, and 45 patients (64 sessions) were randomized to the RCA-two and Saline group in part two trial. Serious clotting events, adverse events and blood analyses were recorded. Results：The primary outcome, Serious clotting events in the RCA-two group were significantly lower than that in the RCA-one and Saline group (7.89% vs. 30.77%, P = 0.011; 3.03% vs. 54.84%, P < 0.001, respectively). The median circuit survival time was 240 min (IQR 240 to 240) in the RCA-two group, which was signiﬁcantly longer than 230 min (IQR 155 to 240, P < 0.001) in the RCA-one group and 210 min (IQR 135 to 240，P = 0.003) in the Saline group. The majority of the AEs were hypotension, hypoglycemia and chest tightness, most of which were mild in intensity. Eight patients (20.51%) in the RCA-one group, 4 patients (12.90%) in the Saline group and 10 patients (26.31%) in the RCA-two group, P>0.05. Conclusions：Our data demonstrated that the modified anticoagulation protocol is more effective and feasible during hemodialysis therapy for patients at high risk of bleeding. Trial registration: GDREC, GDREC2017250H. Registered 2th February 2018-Retrospectively registered. Keywords: regional citrate anticoagulation, hemodialysis, high risk of bleeding, serious clotting, saline flushing, randomized prospective clinical trial.

Urology & Nephrology

regional citrate anticoagulation

hemodialysis

high risk of bleeding

serious clotting

saline flushing

randomized prospective clinical trial.

Chronic kidney disease (CKD) affects 10.8% of the population, and over 460 thousand patients with CKD eventually suffer from chronic hemodialysis (HD) in China [1]. Shorter length dialysis sessions are associated with increased mortality of HD patients, which is partly attributed to inappropriate anticoagulation [2]. Accurate anticoagulation minimizes blood clotting in the extracorporeal circuit (ECC) and guaranteed the efficacy of HD. According to Kidney Disease Improving Global Outcomes 2012 (KDIGO 2012), heparin is the priority in intermittent HD procedures, but not for patients at high risk of bleeding, for whom regular saline flushing (Saline, Figure 1A) of ECC is recommended [3]. However, clotting event rate with this approach exceeds up to 50%, leading to frequent circuit replacement and overconsumption of platelets or erythrocytes [4].Thus, a therapeutic strategy for prolonging the ECC lifetime in patients at high risk of bleeding is economically desirable and a basic guarantee for dialysis adequacy.

Regional citrate anticoagulation (RCA) was introduced into the blood purification procedure in 1983 for its excellent anticoagulation effect and decreased bleeding complication [5]. During blood purification, trisodium citrate (TSC) is imported at the beginning of ECC and binds to calcium (Ca) and magnesium (Mg) ions, and the resulting absence of Ca²⁺ in the blood causes the anticoagulation effect. Usually an adequate amount of Ca²⁺ should be supplemented back to the systemic circulation according to the amount of imported TSC. RCA has been recommended as a priority in the procedure of continuous renal replacement therapy (CRRT) since 2012 because a variety of evidence indicates that RCA has better anticoagulation effects and less bleeding risk than heparin [6-8].

Several studies in recent years have indicated the effectiveness of RCA during intermittent HD procedures. Prior observations have demonstrated that RCA using Ca-free dialysate revealed no serious clotting events; however, electrolytes should be tested frequently and Ca²⁺ supplementation is needed, eventually limiting its clinical application [9-11].Later, RCA has been used in a Ca²⁺ containing dialysate with prefilter citrate in one arm (RCA-one, Figure 1B), and Ca²⁺ supplementation was unnecessary owing to restoration of Ca²⁺ by the Ca²⁺-containing dialysate. However, the anticoagulation effect was not realized, and up to 40% resulted in serious clotting in the venous expansion chamber [9-11]. It is critical to further explore a superior anticoagulation approach to achieve both effectiveness and feasibility.

We previously tested the concentration of iCa²⁺ at several points of the ECC in RCA-one (data not shown) and found that the concentration of iCa²⁺ is particularly high in the venous bubble trap, which would be the key point of clotting. Given this consideration, we innovatively transferred one-quarter of the TSC from the prefilter to the postfilter based on RCA-one, which is called RCA-two in this trial (Figure 1B).

The objective of this study was to compare the efficacy and safety of RCA-two with either saline flushing or RCA-one in HD patients with a high bleeding risk.

Design

This investigator-initiated, multicenter, placebo-controlled, prospective, randomized clinical trial evaluated the efficacy and safety of RCA-two in a population of intermittent HD patients with a high risk of hemorrhage. Ethical approval of the study protocol was obtained from the institutional review boards of each participating hospital, including Guangdong Provincial People`s Hospital (Project Number: 2017250H (R1)), the First Affiliated Hospital of Guangzhou University of Chinese Medicine (Project Number: ZYYECK[2018]008), the Second Affiliated Hospital of Guangzhou Medicine University (Project Number: 2018-hs-06), and Guangzhou Hospital of Chinese Medicine (Project Number: B2017-189-01). The trial was prospectively registered at the international clinical trial registry system with the identifier GDREC2017250H (https://www.clinicaltrials.gov/ct2/show/NCT03419923?term=GDREC2017250H&rank=1).

Inclusion and excluded criteria

Eligible patients were 18 years old or older and suffered from CKD requiring HD with a high risk of bleeding. The HD procedure should carried out with a dialysis fluid more than 500ml/min and blood flow volume more than 3.5-4ml/min.kg. The definition of high risk of bleeding was defined according to the criteria in previous reports [12] as active hemorrhage (within 3 days), pre-invasive operation (within 7 days), and post-operation (within 3 days). Patients were excluded if they had a high risk of citrate accumulation, defined as total bilirubin greater than 60 μmol/L, lactic acid > 3mmol/L; a usage of the drugs that impact the coagulation function within 7 days; and severe hypocalcemia defined as a serum calcium concentration less than 1.9 mmol/L. Written informed consent was obtained from all subjects prior to enrollment and participation. This trial was complied with the Declaration of Helsink and adhered to the International Conference on Harmonisation Guidelines on Good Clinical Practice.

Randomization and interventions.

There were two parts to this trial. In part one, patients were randomized to the RCA-one or RCA-two group in a 1:1 ratio; in part two, patients were consecutively randomized to the Saline or RCA-two group in a 1:1 ratio (Figure 2). RCA-one group: A sterile solution of trisodium citrate (4% TSC; 136 mmol/L; ChengDu QiShan LiKang Pharmaceutical CO. LTD., SiChuan, China) was continuously infused at the beginning of the arterial line. RCA-two group: 4% TSC was infused in two stages: at the beginning of the arterial line and at the venous expansion chamber (Figure 1B). Generally, three-quarters of the total 4% TSC was infused at the beginning of the arterial line, and one-quarter was infused at the venous expansion chamber. The rate of 4% TSC was calculated according to the blood flow supplemented in Figure 1C. Saline group: 0.9% saline ﬂushes with 250 mL were carried out through the arterial line every 30 min (Figure 1A).

The process of randomization was using concealed opaque envelopes. The randomization sequence was computer generated by a statistician. Sequence were enclosed in opaque sealed envelopes. After written informed consent was obtained, one envelope was randomly drawn and opened by the investigator. Patients were withdrawn from the study protocol when bleeding risk had disappeared or after completion of 3 sessions of dialysis treatment or discharged. Patients, treating physicians and nurses were not blinded to the patients’ treatment and Clotting of each circuit. Apart from the trial statistician and the data-monitoring committee, all treating physicians and nurses remained blinded to the trial results until this trial was completed.

Hemodialysis parameters.

High-ﬂux HD therapy for 4 hours with a dialysate ﬂow of 500 mL/min was delivered using a center dialysate delivery system (4008S; Fresenius Medical Care, Germany). The dialyzers applied in this study were triacetate (TAT) membrane (hollow-ﬁber, FB-170U, 1.7 m², Nipro, Japan) or polyethersulfone (PES) membrane (hollow-ﬁber, ELSIO.17H, 1.7 m², Nipro, Japan), which were reported to have similar thrombogenicity and sieving coefficients [13]. The detail dialysate parameters were shown in Figure 1A and 1B. The blood ﬂow was maintained at approximately 180-250 ml/min. Circuits and dialyzers were primed using 1.0 L of 0.9% saline without a heparin pre-dialysis procedure. At the end of the hemodialysis, 4% TSC was used for locking the catheter’s device.

Data Collection.

Demographics and baseline characteristics were collected from electronic databases in the purification centers of each participating hospital. Adverse events (AEs) were assessed by physicians throughout the study. Blood analyses were performed at 0, 1, 2 and 4 hours during the HD session. Arterial pressure, venous pressure and transmembrane pressure (TMP) were observed routinely by nurses throughout HD therapy and measured per hour. At the end of each HD procedure, the clotting scores of the arterial, venous expansion chamber and the dialyzer were evaluated through a semi-quantitative method with a range of 0 to 3 (Table S1) by two experienced nurses and one physician in a blinded method. Interobserver agreement with respect to the total clotting score of the extracorporeal circuit was very high (R² = 0.971, P < 0.001) in part one and (R² = 0.976, P < 0.001) in part two.

Outcomes definition

The primary outcome was measured as therapy interruption based on visible serious circuit clotting or persistent alarms such as venous pressure (> 200 mmHg) or TMP (> 300 mmHg). The secondary outcomes included circuit survival time (the lifetime of the circuit survival was limited to 240 minutes, because achieved the goals of treatment), the total clotting score of ECC and urea clearance (Kt/V and URR). The total clotting score was the sum of the clotting scores for the venous expansion chamber, arterial expansion chamber and dialyzer (Table S1). The formula used for whole body urea clearance (Kt/V) was Kt/V = -In(C_post/C_pre - 0.008 * t) + (4-3.5 * C_post/C_pre) * UF/W, where C_post is the post-dialysis blood urea (mmol/liter), C_pre is the pre-dialysis blood urea (mmol/liter), t is the dialysis session length (hours), UF is the total volume of ultrafiltrate (liters), and W is the post-dialysis weight (kg). The formula used for urea excretion ratio (URR) was URR (%) = (C_pre -C_post)/C_pre*100, where C_post is the post-dialysis blood urea (mmol/liter) and C_pre is the pre-dialysis blood urea (mmol/liter).

Sample size

Based on previous trials, the clinical risk of circuit clotting with RCA-one was approximately 36% during dialysis treatment compared with 45-50% with saline flushes [14-15]. Our clinical preliminary experiment showed that the incidence of circuit clotting with RCA-two was 10%. According to the above data, we aimed to include 48 dialysis sessions in part one and 78 sessions in part two at 80% power and an error of 5%, using the PASS software (NCSS, version 11.0.7, LLC.).

Statistical analysis

Statistical analyses followed the protocol and the primary analysis was intention-to-treat and involved all patients who were randomly assigned. Categorical variables were described as frequencies (n) or percentages (%) and analyzed with Pearson’s chi-square or Fisher’s exact test. The Kolmogorov-Smirnov test was used to check the normal distribution of all continuous data. Parametric continuous parameters are expressed as mean±standard deviation and analyzed with unpaired Student’s t-tests; nonparametric continuous parameters are expressed as medians (interquartile range, IQR) and analyzed with the Wilcoxon test.

A Kaplan-Meier survival curve was drawn to compare the circuit survival time using the log-rank test. The sensitivity analyses for the primary outcome (effect of RCA-two on the time to clotting) were performed used Cox proportional hazards models to adjust potential compounding variables. The main purpose of this analysis was to address potential differential competing risks from other causes of clotting between groups. To reduce the possibility that the same associated variable entered the multivariate model simultaneously, the correlation analysis between the factors screened using univariate analysis was performed. If the Spearman’s correlation coefficient between variables exceeds 0.60, only the variables considering being more important on a clinical basis were entered into the multivariate model. Variables with similar functions were chosen using the likelihood ratio test, which favored those variables with higher statistical values. If there were nonlinear association between continuous variables and the circuit survival, then the continuous variables were divided into clinically appropriate categories based on the lower quartile (Q_L) and upper quartile (Q_U). The main purpose of this analysis was to avoid the chances that the selected continuous variables violate linearity assumption. The Kaplan-Meier survival curves were drawn for each potential variables and the proportional hazards assumption on the basis of Schoenfeld residuals was tested. We accepted departure from the proportional hazards assumption as long as log-rank curves did not cross for the first 4 hours.

The mixed models for repeated measures with an unstructured residual covariance matrix were used to analyze the change of concentrations of serum-ionized calcium from baseline to endpoint by restricted maximum likelihood [16]. The model included treatment of anticoagulation (group effect) and time (repeated measure for time effect) as fixed factors and baseline serum-ionized calcium as covariate, with interactions (interaction effect) between treatment and time included. Adjusted P-values for multiple Comparisons using modified Bonferroni method to analyze the differences between anticoagulation groups at each time points by unpaired Student’s t test.

Statistical signiﬁcance was assumed if the 2-sided P-value was less than 0.05. The SAS software program was used for statistical analysis and data cleaning (SAS Institute, version 9.3, Cary, NC). The survival curves and other graphs were made using GraphPad Prism (GraphPad Software, version 6.1.0 for Windows, San Diego, CA, USA).

Patients and baseline characteristics

Between Sep 10, 2017, and June 6, 2018, a total of 120 patients were enrolled in the trial, and 23 patients were ineligible for the following reasons: 6 were unwilling to receive regional citrate anticoagulation, 6 were discharged from the hospital, 3 did not agree to give a blood sample, and 8 patients met exclusion criteria. The remaining 97 patients were randomized into the trial. In part one of the experiment, 77 HD procedures in 52 patients were randomly assigned to the RCA-one or RCA-two group from Sep 10, 2017 to Mar 2, 2018; in part two of the experiment, 64 HD procedures in 45 patients were randomly assigned to the Saline or RCA-two group from Nov 25, 2017 to Jun 6, 2018. Three patients unexpectedly terminated therapy for adverse events (AEs) of hypoglycemia and medical treatment (Figure 2).

Baseline characteristics and baseline laboratory analyses were generally similar among the groups (Table 1; Supplementary data, Table S2). Compared with the RCA-two group, there were higher amounts of ultrafiltration in the Saline group (P = 0.006) and more catheters in the RCA-one group (P = 0.011). In the internal environment evaluation, the hemoglobin and pH value were not balanced among groups (P<0.05) (Table 1).

Primary outcomes

Therapy-interrupted events based on serious clotting in the RCA-two group were significantly lower than in the RCA-one and Saline groups (3/38 (7.89%) vs. 12/39 (30.77%), P = 0.011; 1/33 (3.03%) vs. 17/31 (54.84%), P < 0.001, respectively) (Figure 3A). The percentage of sessions with persistent venous pressure (> 200 mmHg), TMP (> 300 mmHg) and visible serious circuit clotting in each group were presented in Supplementary data, Figure S1A and S1B. The median circuit survival time was 240 min (IQR 240 to 240) in the RCA-two group, which was signiﬁcantly longer than 230 min (IQR 155 to 240, P < 0.001) in the RCA-one group and 210 min (IQR 135 to 240，P = 0.003) in the Saline group (Figure 3B).

Secondary outcomes

Circuit survival time. Kaplan-Meier analysis showed that the circuit survival time of the RCA-two group was higher than the RCA-one group (HR (95% CI) = 0.211 (0.079-0.562), P = 0.014) (Figure 3C) and Saline group (HR (95% CI) = 0.222 (0.086-0.577), P < 0.001) (Figure 3D). According to the univariate analysis (Supplementary data, Table S3) and clinical observations, we included 7 potential variables that might affect extracorporeal circuit survival time: the anticoagulation protocol, diabetes mellitus, blood flow, access type, pre-dialysis glucose, blood platelets, activated partial thromboplastin time, and hemoglobin.

Cox proportional hazard analysis. Spearman’s correlation analysis demonstrated the correlation coefficients between variables were all under 0.6 in two part trials (Supplementary data, Figure S2 and S3). A multivariable Cox proportional hazard analysis showed that the effect of RCA-two on circuit survival was significant, compared with RCA-one (adjusted hazard ratio (95% confidence interval) (adjusted HR (95% CI) ) = 0.224 (0.084-0.598), P=0.003, Table 2) and the Saline (adjusted HR (95% CI) = 0.184 (0.069-0.491), P<0.001, Table 2). In addition, blood flow and diabetes mellitus could also influence the anticoagulation effects (Table 2).

Total clotting scores and urea clearance. We also estimated the clotting degree by calculating the clotting score at the end of dialysis. The serious clotting score (= 3) in any position (dialyzer, venous expansion chamber or arterial expansion chamber) in the RCA-two group was significantly lower than the RCA-one group and Saline group (5/38 vs. 20/39, P < 0.001; 6/33 vs. 15/31, P = 0.016, respectively) (Table 3). Specifically, the differences in clotting scores for the arterial, venous expansion chamber and dialyzer were all significant between the RCA-two and Saline groups (P < 0.001), while the only critical clotting position was the venous expansion chamber in the RCA-one group, compared with the RCA-two group (P < 0.001) (Supplementary data, Figure S1C and S1D). In addition, the estimation of KT/V and URR were similar between the RCA-two and RCA-one groups (P > 0.05) ; in part two of the experiment, KT/V and URR showed that patients in the RCA-two group had better hemodialysis efficacy than in the Saline group (1.41 (1.27-1.48) vs. 1.13 (0.79-1.41), P = 0.007; 0.70 (0.66-0.71) vs. 0.62 (0.51-0.70), P = 0.005) (Table 3).

Safety outcomes

AEs occurrence. AEs are summarized in Table 3. During the course of the study in part one, 8 patients (20.51%) receiving RCA-one anticoagulation and 10 patients (26.31%) receiving RCA-two anticoagulation had complications, with no statistical differences (P = 0.547). The majority of the AEs were hypotension and chest tightness, most of which were mild in intensity. In part two, 7 patients (21.21%) in the RCA-two group and 4 patients (12.90%) in the Saline group had complications (P = 0.379). A majority of the AEs were hypoglycemia and hypotension, most of which were mild to moderate in intensity.

Trisodium citrate (TSA) accumulation or internal environment disturbances. The TSA overdose was estimated as the ratio of total calcium to ionized calcium (T/I Ca²⁺) above 2.5. All T/I Ca²⁺ ratios at 0h were less than 2.5. T/I Ca²⁺ ratios above 2.5 occurred in 6 of 71 patients (8.45%) at 4h in the RCA-two group, 2 of 39 patients (5.13%) at 4h in the RCA-one group (Figure 4A) and 0 of 31 patients (0.00%) in the Saline group at the end of dialysis (Figure 4B). There were no significant statistical differences in the occurrence of TSA overdose among groups (P>0.05). The change of ionized calcium serum levels from baseline to 4 hours were not significant in two part experiments respectively (main effect of time P=0.193, anticoagulation group P<0.001 and interaction effect P=0.311 in part one, Figure 4C; main effect of time P=0.492, anticoagulation group P<0.001 and interaction effect P=0.021 in part two, Figure 4D). Among groups, the serum ionized calcium level was significantly deceased in the RCA-two group than the RCA-one and Saline groups in most time points ( P<0.05; Figure 4C and 4D). Hypocalcemia (iCa²⁺ <0.9 mmol/L) was only found in a few patients throughout treatment, and there were no statistically differences in the occurrence of hypocalcemia among these groups (P>0.05; Figure 4E and 4F). Moreover, there were no significant internal environment disturbances, including pH values > 7.50, serum bicarbonate > 30 mmol/L, hypernatremia (P > 0.05) in all groups throughout the HD procedures (Figure 5).

In this multicenter, placebo-controlled, prospective, randomized clinical study, we found that our modified regional citrate anticoagulation protocol, namely, RCA-two in a Ca²⁺-containing dialysate, is superior compared to either Saline flushing or traditional RCA-one in HD patients with a high bleeding risk. Patients on HD have a clearly increased risk of bleeding caused by uremia-associated platelet dysfunction, other defects of hemostasis, and anticoagulation with heparin [20-22]. Approximately 8-36% of dialysis patients are treated with oral anticoagulants or antiplatelet agents for cardio-cerebrovascular complications [23,24] with 0.05-0.22 events/year of major bleeding rates worldwide [25,26]. In addition, perioperative management of HD patients for surgery, e.g., for parathyroidectomy, vascular access surgery, trauma or renal transplantation, has become more and more routine with a systemic anticoagulation contraindication [27]. For the medical insurance policy in China, such a large population may not achieve an adequate dialysis dose after interruption by frequent serious clotting.

Prior clinical studies have explored RCA under different conditions. An open-label single-center prospective clinical trial including 33 patients at risk of bleeding demonstrated that RCA using a Ca²⁺-free dialysate (RCA-Ca0) revealed fewer clotting events than RCA-one (RCA-Ca3), or anticoagulant-free hemodialysis, while Ca²⁺ supplementation is necessary for the RCA-Ca0 group [9]. However, the cumbersome and laborious procedure during RCA-Ca0 had limited its clinical application. Subsequent studies next detected an RCA effect in other forms with simpler techniques, for example, in a Ca²⁺-containing dialysate or in a hemodiafiltration (HDF) procedure. Pieter et al found that RCA-one for HD was shown to be safe and relatively effective but still exhibited moderate blood clotting compared with heparin (26% vs. 5%, P = 0.036) [28]. Later studies found that RCA-one resulted in significant clotting (up to 40%) in the venous bubble trap [29, 30]. However, these observational studies had methodological limitations to some extent. Ponikvar only observed RCA efficacy in HDF, without any contrast or necessary safety assessment. There were no adjustments for gender, age, weight, Ca²⁺, or blood platelets. Generally, RCA-one was inferior in the venous bubble trap, probably caused by an elimination of TSC by the dialyzer and restoration of Ca²⁺ by dialysate.

To solve this problem, we modified the RCA-one technique, that one-quarter of the total TSC was imported from the artery line to the venous bubble trap. The strengths of this study include that is was a multicenter, randomized, prospective clinical trial. For the efficiency analysis, we compared RCA-two with saline flushing and RCA-one, and the anticoagulation superiority was significant in RCA-two group, comparing with Saline and RCA-one group. The anticoagulation effect in the RCA-one group in this study was even worse than in previous studies [11, 28]. One possible explanation for the disparity between the results observed in these trials is the methodological differences. Previous studies focused more on dialyzer clotting, but we considered the dialyzer, artery bubble, and venous bubble in this trial because any of the above aspects could interrupt the regular therapy. Another factor might be the different Ca²⁺ concentrations in the dialysate, wherein it was 1.5 mmol/L Ca²⁺ in our study, compared with 1.25 mmol/L Ca²⁺ in previous studies.

Dialysis session length is one of the essential factors associated with all-cause mortality among HD patients [2, 31], and anticoagulation efficiency would theoretically account for the dialysis session length. In this study, results of the ECC survival time indicated that RCA-two would provide the best guarantee of dialysis sufficiency. Frequent ECC high-pressure alarms and circuit replacement would enlarge nurse workloads and economic costs. The efficacy of hemodialysis was also assessed by calculating Kt/V and URR [32]. The Kt/V and URR results in this study demonstrate the best efficacy of the dialysis dose in RCA-two, although the Kt/V and URR were affected by other factors, such as the dialyzer type, blood flow, and access type.

Another strength of this study is that major confounders were analyzed based on the Cox regression models, affirming the independent anticoagulation role of RCA-two (Table 2). The previous trials were feeble in this respect. Compared with the RCA-one group, adjusted HR in the RCA-two group was slightly increased from 0.211 to 0.224 in the Cox proportional hazards models. Compared with the Saline group, adjusted HR was getting smaller from 0.222 to 0.184, suggesting that the anticoagulation of RCA-two is more effective after adjusting other factors (Table 2).

Generally, statistical difference in safety population is not expected given the size sample. So a larger clinical cohort is needed to provide more massy data about safety population. One-quarter of the TSC was imported back to the systemic circulation in the RCA-two procedure. Is it safe enough, especially in patients with a high risk of bleeding? The TSC is mainly metabolized in the liver and skeletal muscle in HD patients, liberating the Ca²⁺ and rapidly producing bicarbonate [33]. Theoretically, it would not accumulate in patients with normal liver and muscle metabolism. We had excluded patients with a serum bilirubin higher than 60 umol/L as liver failure. There were 6 cases in RCA-two (8%) and 2 cases (5%) in RCA-one with a T/I Ca²⁺ concentration higher than 2.5 at 4 hours. We also tested serum citrate concentration by a citrate assay kit, and the average serum citrate concentration of patients with a T/I Ca²⁺ concentration higher than 2.5 was 0.02 mmol/L (Range: 0.01-0.07 mmol/L), within the safety range (<1.0 mmol/L) according to previous recommendations. The correlation of serum citrate and T/I Ca²⁺ was 0.537 (0.123-0.791), P = 0.015 (data not shown). Although several patients took risk of citrate overdose in the end of therapy, the T/I Ca²⁺ recovery occurred in all of them in the beginning of the next HD section two or three days later, but the exact recovery time is unknown, which is also a limitation of this study.

Since TSC functions by binding Ca²⁺, hypocalcemia is a major complication during RCA, which will subsequently cause hypotension and convulsions and even serious arrhythmia [34]. In the modified RCA-two process, we aimed to simplify the procedure so that Ca²⁺ need not be monitored or supplemented into the systemic circulation. Would the small part of TSC imported directly back to the body in RCA-two impact the serum Ca²⁺? As shown in Figure 4C and Figure 4D, the average concentration of iCa²⁺ was significantly declined in the RCA-two group, compared with the RCA-one and Saline group, but the average concentration was above 0.9 mmol/L throughout the trial. Several asymptomatic hypocalcemia occurred in RCA-two and RCA-one group demonstrated that patiants were endurable with such complication. Hypomagnesemia, hypernatremia, and metabolic alkalosis merely occurred throughout the trial. To mention, hyponatremia was observed in several participants, and we supposed that it was partly iatrogenic because we reduced the concentration of sodium to 137 mmol/L in the dialysate. Other complications (e.g., hypotension, convulsions and hypoglycemia) did not differ among the groups. The major complication is hypotension, and this may be partly related with a larger ultrafiltration per hour due to the infusion of TSC.

There are multiple limitations of this study that need to be mentioned. First, a larger clinical cohort is needed further to provide more massy data about safety population mentioned previously. A second weakness may concern uncontrolled confounding. Because of data limitations, we could not exclude all the oral and hemostatic anticoagulants that participants were taking as a potential confounder and bias affecting the results [35, 36]. Other additional markers for coagulation activity such as D-dimer and fibrinogen [37, 38], which would be residual confounders, were not tested in this study.

Third, there were several inevitable biases in this trial. All the hospitals participating in this trial were high-grade hospitals in the urban area. The basic homogeneity of the included participants was relatively stable, and the main safety assessment indexes may be better than those in the real world. In this study, participants could voluntarily take part in one to three sessions during the trial, and therefore, for the open label study design, a choice bias exists to some extent; for example, participants with serious clotting may not be willing to continue for another session. To minimize the bias, additional assessment in separated data including only the first session of all participants showed that serious clotting events in the RCA-two group were still significantly lower than in either the RCA-one or Saline group. (P < 0.05; Supplementary data, Figure S4).

Fourth, to minimize heterogeneity, we did not carry out the research in the real world, limiting its clinical application. For example, we did not observe the effectiveness of the hemodiafiltration (HDF) or hemofiltration (HF) models, which are also major patterns of blood purification in our country. Moreover, we did not compare RCA-two with RCA-Ca0 because all of the participating centers only supplied dialysate containing Ca²⁺. As measured in this study, there would be no necessity to frequently test electrolytes and the Ca²⁺ supplement in RCA-two. So the RCA-two anticoagulation protocol would have greater utility and feasibility than RCA-Ca0 if there were a comparable effectiveness between them. Further studies could explore the comparison of RCA-two and RCA-Ca0 in more blood purification centers.

This study demonstrates the superiority of our modified anticoagulation RCA-two over either saline flushing or RCA-one in a population of intermittent HD patients with a high risk of hemorrhage. Our study clarifies the effectiveness and safety of RCA-two. RCA-two could provide the best guarantee in dialysis sufficiency with the fewest clotting events and better clinical feasibility. At the same time, rare occurrences of TSC accumulation or other complications were found during RCA-two procedure. Finally, a larger clinical cohort in the real world should be carried out in the future.

RCA: Regional citrate anticoagulation; Saline: saline flushing group; RCA-two, two-stage regional citrate anticoagulation group (we innovatively transferred one-quarter of the TSC from the prefilter to the postfilter based on RCA-one, which is called RCA-two in this trial); RCA-one, one-stage regional citrate anticoagulation group (Regional citrate anticoagulation has been used in a Ca2+ containing dialysate with prefilter citrate in one arm); n: number of patients; TSC: trisodium citrate; HD: hemodialysis; CKD: Chronic kidney disease; ECC: extracorporeal circuit; KDIGO: Kidney Disease Improving Global Outcomes; Ca: calcium; Mg: magnesium; CRRT: continuous renal replacement therapy; TAT: triacetate; PES: polyethersulfone; AEs: Adverse events; TMP: transmembrane pressure; R2: Square of correlation coefficient; URR: Urea reduction rate; Kt/V: whole body urea clearance; Cpost: the post-dialysis blood urea (mmol/liter); Cpre: the pre-dialysis blood urea (mmol/liter); t: the dialysis session length (hours); UF: the total volume of ultrafiltrate (liters); W: the post-dialysis weight (kg); iCa: ionized calcium; HDF: hemodiafiltration; HF: hemofiltration; T/I Ca2+: total calcium to ionized calcium; APTT: Activated partial thromboplastin time; IQR: interquartile range; QL: the lower quartile; QU: the upper quartile; HR: hazard ratio; CI: confidence interval.

Ethics approval and consent to participate

Ethical approval of the study protocol was obtained from the institutional review boards of each participating hospital, including Guangdong Provincial People`s Hospital (Project Number: 2017250H (R1)), the First Affiliated Hospital of Guangzhou University of Chinese Medicine (Project Number: ZYYECK[2018]008), the Second Affiliated Hospital of Guangzhou Medicine University (Project Number: 2018-hs-06), and Guangzhou Hospital of Chinese Medicine (Project Number: B2017-189-01). Written informed consent was obtained from the patients or their legal representatives.

Consent for publication

Not applicable.

Availability of data and materials

The datasets used and/or analyzed during the present study are available from the corresponding author on reasonable request.

Competing interests

The authors report no conflicts of interest.

Funding

The Funding of Guangzhou Science and Technology Program (201604020037) supplies the funds for trial medication including 4% trisodium citrate and 0.9% saline. The funding of National Natural Science Foundation of China (81670656, 8187032497, and 81700620) supplies the funds for trial dialyzers, blood test and blood gas analysis. The funding bodies had no influence on the design of the study, the collection, analysis and interpretation of data or in writing the manuscript.

Authors’ contributions

XLL and SXL participated in the study design, analysis and interpretation, and manuscript writing. YHC and LS participated in the study analysis and manuscript writing. RWH, YH and HL participated in the data collection. TL and LS participated in the study design, manuscript preparation and writing. All authors read and approved the final manuscript.

Acknowledgements

We acknowledge all the nephrology nurses who helped implement this Modified regional citrate anticoagulation protocol for hemodialysis.

Publisher’s Note

Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

Author details

¹Department of Nephrology, Guangdong Provincial People`s Hospital, Guangdong Academy of Medical Sciences, Guangzhou, China. ²Department of Nephrology, The Second Affiliated Hospital of Guangzhou Medical University, Guangzhou, China. ³Department of Nephrology, First Affiliated Hospital of Guangzhou University of Chinese Medicine, Guangzhou, China. ⁴Department of Hemodialysis, Guangdong Provincial Hospital of Chinese Medicine, Guangzhou University of Chinese Medicine ,Guangzhou, China. ^#co-first author. ^＆Correspondence: Xinling Liang, E-mail: [email protected] and Shuangxin Liu, E-mail: [email protected]

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Additional file 1：Figure 1. Schematized extracorporeal circuit and dialysate parameters for three anticoagulation strategies. (A). the Saline group. (B). RCA groups. RCA-one: 4% TSC was only continuously infused in position I; RCA-two: 4% TSC was infused in position I and II, simultaneously. (C). The infusion rate of 4% TSC in RCA-one and RCA-two groups. Abbreviations: RCA, regional citrate anticoagulation; TSC, trisodium citrate. (TIF 206 KB)

Additional file 2：Figure 2. Patient flow of the trial.

Abbreviations: Saline, saline flushing group; RCA-two, two-stage regional citrate anticoagulation group; RCA-one, one-stage regional citrate anticoagulation group; n: number of patients. (TIF 162 KB)

Additional file 3：Figure 3. Efﬁcacy endpoints and cumulative probability of survival for the circuit.

(A) Serious clotting rate (the primary outcome) in part one and part two trial. (B) The circuit survival time in each group. The median circuit survival time was 230 min (IQR 155 to 240) in the RCA-one group vs. 240 min (IQR 240 to 240) in the RCA-two group (P<0.001); The median circuit survival time was 210 min (IQR 135 to 240) in the saline group vs. 240 min (IQR 240 to 240) in the RCA-two group (P=0.003). (C) The Kaplan–Meier curves for uncensored circuit survival between the RCA-two and RCA-one groups. (D) The Kaplan–Meier curves for uncensored circuit survival between the RCA-two and Saline groups. The survival analyses were based on the log-rank test. Abbreviations: Saline, saline flushing group; RCA-two, two-stage regional citrate anticoagulation group; RCA-one, one-stage regional citrate anticoagulation group. (TIF 97 KB)

Additional file 4：Figure 4. The evaluation of TSA overdose and hypocalcemia throughout the treatment.

(A) The percentage of Total calcium to ionized calcium (T/I Ca²⁺) levels below 2.5 at hour 0 and 4 in the RCA-one and RCA-two groups. (B) The percentage of Total calcium to ionized calcium (T/I Ca²⁺) levels below 2.5 at hour 0 and 4 in the Saline and RCA-two groups. (C) The mean concentrations of serum iCa from baseline to 4 hours in the Saline and RCA-two groups. The change of concentrations of serum-ionized calcium from baseline to endpoint were analyzed with the mixed models for repeated measures with an unstructured residual covariance matrix (main effect of time P=0.193, anticoagulation group P<0.001 and interaction effect P=0.311). (D) The mean concentrations of serum iCa from baseline to 4 hours in the RCA-one and RCA-two groups. The change of concentrations of serum-ionized calcium from baseline to endpoint were analyzed with the mixed models for repeated measures (main effect of time P=0.492, anticoagulation group P<0.001 and interaction effect P=0.021). (E) The percentage of hypocalcemia events (iCa²⁺ < 0.9mmol/L) between the RCA-one and RCA-two groups. (F) The percentage of hypocalcemia events (iCa²⁺ < 0.9mmol/L) between the Saline and RCA-two groups. (P<0.05, statistical signiﬁcance). Abbreviations: Saline, saline flushing group; RCA-two, two-stage regional citrate anticoagulation group; RCA-one, one-stage regional citrate anticoagulation group; n.s., no significant statistical differences; iCa, ionized calcium. (TIF 247 KB)

Additional file 5：Figure 5. The comparison of values of the internal environmental parameters throughout hemodialysis procedures.

PH values between the RCA-two and RCA-one group (A) / the Saline group(B); Serum sodium values between the RCA-two and RCA-one group (C) / the Saline group(D); Serum bicarbonate between the RCA-two and RCA-one group (E) / the Saline group(F). (P<0.05, statistical signiﬁcance). Abbreviations: Saline, saline flushing group; RCA-two, two-stage regional citrate anticoagulation group; RCA-one, one-stage regional citrate anticoagulation group. (TIF 256 KB)

Additional file 6：Figure S1. Efﬁcacy endpoints in detail.

The percentage of sessions with persistent venous pressure (> 200 mmHg), TMP (> 300 mmHg) and visible serious circuit clotting in part one (A) and part two (B); the clotting scores of ECC in part one (C) and part two (D). Abbreviations: Saline, saline flushing group; RCA-two, two-stage regional citrate anticoagulation group; RCA-one, one-stage regional citrate anticoagulation group; n.s., no significant statistical differences; TMP, transmembrane pressure. (TIF 258 KB)

Additional file 7：Figure S2. Correlation coefficients between variables by Spearman’s correlation analysis in part one trial.

The main purpose of this analysis was to reduce the possibility that the same associated variable entered the multivariate model simultaneously, the correlation analysis between the factors screened using univariate analysis was performed. If the Spearman’s correlation coefficient between variables exceeds 0.60, only the variables considering being more important on a clinical basis were entered into the multivariate model. Variables with similar functions were chosen using the likelihood ratio test, which favored those variables with higher statistical values. Abbreviations: APTT, Activated partial thromboplastin time. (TIF 231 KB)

Additional file 7：Figure S3. Correlation coefficients between variables by Spearman’s correlation analysis in part two trial.

Additional file 9：Figure S4. Efﬁcacy endpoints of the first session of all patients.

(A) Serious clotting rate in part one and part two trial (9/26(34.62%) vs. 2/26(7.69%), P=0.039; 11/22(50.00%) vs. 1/23(4.35%), P < 0.001, respectively). (B) The circuit survival time of part one and part two. The median circuit survival time was 240 min (IQR 173 to 240) in the RCA-one group vs 240 min (IQR 240 to 240) in the RCA-two group (P=0.019); The median circuit survival time was 221 min (IQR 170 to 240) in the Saline group vs 240 min (IQR 240 to 240) in the RCA-two group (P<0.001). Abbreviations: Saline, saline flushing group; RCA-two, two-stage regional citrate anticoagulation group; RCA-one, one-stage regional citrate anticoagulation group. (TIF 226 KB)

Additional file 10：Table 1 Baseline characteristics.

Additional file 11：Table 2 Influencing factors of time to clot in Cox proportional-hazards models.

Additional file 12：Table 3 Secondary outcomes in two parts of the trial.

Additional file 13：Table S1 Criteria of clotting scores of extra corporeal circuit at the end of dialysis.

Additional file 14：Table S2 Supplemental baseline characteristics.

Additional file 15：Table S3 Univariate analysis of influencing factors of serious clotting events.

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Modified regional citrate anticoagulation is optimal for hemodialysis in patients at high risk of bleeding: A prospective randomized study of three anticoagulation strategies

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