HT is one of the important mechanisms of drug resistance in NSCLC and has important implications for the treatment and prognosis of lung cancer. In patients with EGFR mutation, the most common transformation is from LADC to small-cell histology. Here, we analyzed the clinical features and gene mutation characteristics of six patients with LADC transformed into SCLC after EGFR TKIs treatment and found that the incidence of T-SCLC was 1.7% in our single center, which was lower than in multiple studies (2.8%-13.5%). It is suggested that the low rate of re-biopsy in patients may be mainly related to the low awareness of clinicians and the lack of willingness of patients. Most T-SCLC occurs between 10 months and 3 years after TKIs treatment.5,6,9,14,15 The mean time to conversion for patients at our center was 33.3 months, which is at a high level. Clinicians should consider the possibility of histologic transformation to SCLC in patients with changes in clinical presentation and disease progression after TKIs treatment failure, and should actively mobilize patients for re-biopsy to clarify drug resistance mechanisms and determine the next best treatment option.
The specific mechanism of T-SCLC is unclear, and three main hypotheses have been proposed. The first hypothesis is that there may be a composite component in the original tumor tissue, and the small amount of SCLC component present remains after multiple treatments and gradually transforms into the dominant clone. Li et al.16 found that eight of the eleven initial HT samples contained a small amount of SCLC, suggesting pseudo-small cell transformation. However, SCLC transformation was also observed in patients who underwent tumor surgery to remove large specimens. Furthermore, if SCLC remains after LADC treatment, the high malignancy, rapid progression, and short survival of SCLC are inconsistent with the biological characteristics of long-term survival, slow progression, and rapid progression of disease after HT in patients with T-SCLC. In case 2 thoracoscopy pleural biopsy, we took material from multiple parts of the pleura with a large volume of tissue, and the possibility of missing SCLC was extremely small. In contrast, the pathological results of different sites of percutaneous lung puncture in case 2 still did not reveal the tissue type of SCLC. The initial biopsies of the six patients included in the study were all LADC, and no combined small-cell component was seen. So there is less support for the first hypothesis.
A second hypothesis considers T-SCLC as a second primary tumor. Primary SCLC carrying EGFR mutation is rare and does not respond to TKIs therapy.17 The EGFR mutation status carried by LADC at baseline was found to be identical to that carried by T-SCLC in our study, consistent with the results of several studies. 10,18 The current studies do not support this hypothesis.
A third hypothesis suggests that SCLC and adenocarcinoma may originate from common tumor pluripotent stem cells carrying EGFR mutation that transform to SCLC in response to TKIs treatment, and oncogene inactivation factors. Alveolar type II cells may be a common precursor of both.13,18,19 Genome-wide assays and clonal correlation analysis of tumor tissue before and after SCLC transformation have revealed that clonal branching of T-SCLC may occur prior to TKIs therapy, or even prior to the diagnosis of lung cancer.13,20 The absence of EGFR signaling in resistant pluripotent stem cells following EGFR-TKIs therapy accumulation of additional genetic alterations (e.g. Deletion of RB1 and TP53) and in response to different epigenetic factors, eliminates the drive to differentiate along the NSCLC lineage and drives the expansion of tumor pluripotent stem cells along the SCLC lineage.18 The deletion or low expression of two oncogenes, RB1 and TP53, can also promote the transformation of NSCLC to SCLC. Sutherland et al.21 selective targeting of Tp53 and Rb1 in type II alveolar cells led to the development of SCLC, revealing that alveolar type II cells have the potential to transform into SCLC cells. The majority of current studies support this hypothesis. Recent studies have found that activation of the Notch signaling pathway, myc proto-oncogene (MYC) amplification, PIK3CA mutation, PTEN deletion, apolipoprotein B mRNA editing enzyme, catalytic polypeptide-like (APOBEC)-induced hypermutation, and somatic CNV are also involved in SCLC transformation.13,20,22,23 The mechanism of T-SCLC transformation is still unknown and needs to be investigated in more depth.
In EGFR-mutated advanced NSCLC, the common combined mutation are TP53, RB1 or PIK3CA, among which TP53 mutation account for approximately 50%-60%.24,25 TP53 mutation reduce patient PFS and OS and are associated with disease progression and poorer prognosis.26,27 TP53 mutation are a poorer prognosis for patients with EGFR-mutated advanced NSCLC Independent risk factors. Three of the six patients in our study combined with TP53 mutation had a mean PFS and OS of 38.0 and 52.3 months, respectively, with a long PFS and OS. Lee et al13 found that EGFR mutant LADC with RB1 and TP53 inactivation had a 42.8 times higher risk of SCLC transformation than patients without RB1 and TP53 inactivation (95% CI, 5.88–311). EGFR/TP53/RB1 mutant lung cancers have a unique risk of histological transformation and a worse clinical prognosis.28
Serum tumor markers are used as observational indicators for the diagnosis of lung cancer and its outcome after treatment. NSE is an ideal indicator for the assessment of SCLC, and elevated CEA contributes to the assessment of NSCLC. Several case reports have found significantly elevated NSE in T-SCLC.29,30 In our study, CEA levels decreased in 4 of 6 patients at HT and increased in 2; NSE was significantly elevated in all 4 patients at T-SCLC. Significantly elevated NSE levels may be an important marker of SCLC transformation after EGFR-TKIs resistance in NSCLC. In addition, the detection of dynamic changes in plasma NSE may help in the early detection of SCLC transformation after treatment with EGFR-TKIs.
The prognosis of T-SCLC is poor. The latest guidelines do not provide a clear definition or definitive treatment recommendations for T-SCLC. EGFR mutation in T-SCLC have lost EGFR expression and exhibit typical features of classical SCLC from a genetic, mRNA expression profile and clinical perspective, with reduced sensitivity to EGFR inhibition and sensitivity to chemotherapy regimens.6,18 Current treatment options are still dominated by chemotherapy and TKIs therapy. Studies suggest that etoposide-platinum is the first-line treatment of choice.9,14 Several studies have shown a median PFS of 3.2–3.4 months for etoposide-platinum chemotherapy with our study slightly higher than theirs (3.6 months).9,14 The response rate for T-SCLC to paclitaxel or albumin-bound paclitaxel is 71%, while the response rate to docetaxel is zero.9 The small molecule multi-TKI Anlotinib showed good efficacy in these patients (overall efficacy, 66.7%; mPFS, 6.2 months).15 TKIs combined with Enhancer of zest homolog 2 (EZH2) inhibitors may be a promising treatment strategy for T-SCLC and more clinical trials are needed.31 Immunotherapy has not shown satisfactory efficacy in a series of previous reports9,14, even with a median PFS of 1.6 months8, which may be related to the downregulation of PD-L1 expression after treatment. Our patient was treated in a multidisciplinary manner, and an integrated strategy of chemotherapy, Anlotinib and radiotherapy was chosen for follow-up treatment, showing a long OS. The combination of chemotherapy, other TKIs, and anti-vascular therapy may be a better treatment direction for these patients. Novel therapies strategy must be explored in the future.