9 Study setting
The study is being conducted in nine general practices in rural areas of Rhineland-Palatinate, Germany. GPs interested in participating in the study were invited to apply and were selected by the project team of Catholic University of Applied Sciences (CUAS). The main criteria for selection were the number of suitable multimorbid patients and the willingness of the practice to implement the intervention. The number of treatment cases in the participating general practices ranges between 2000 to 6000 patients per quarter. About 30% of them are multimorbid. With the size of the practice, we have ensured that the number of potentially eligible patients is sufficient to achieve the number of cases targeted in the study.
10 Eligibility criteria
Patients (or a legal representative) must provide written informed consent before any study procedures occur. The inclusion criteria are: minimum age 18 years; medical diagnosis of at least three chronic diseases that have given rise to GP treatment in at least three out of four quarters in the last twelve months; insured in a statutory health insurance. As exclusion criterion the following was considered: life expectancy less than 12 months as assessed by the treating physician.
11 Interventions
11a Intervention description
The intervention is to introduce person-centred and evidence-based APN care for multimorbid patients in general practices in rural areas in Germany. To be eligible for participation the general practice must confirm its willingness to change some structural and process routines to integrate APN work into its workflow. Examples include making a treatment room and a car for home visits available as well as ensuring weekly case conferences to support APN work.
The qualification profile of APNs combines a professional nursing licence, at least two years of professional experience in nursing and an academic degree at master’s level in a nursing-related program. In addition, the APNs complete a project-specific training to the extent of 500 hours.
Within the scope of the study, APNs take over the care of multimorbid patients. Implementing APN care for multimorbid patients in practice means implementing a complex intervention (13). The complexity arises for various reasons. First, multimorbidity is defined by the number of diseases without further delineation, which meangenerals that the diseases and their combinations can vary greatly from one individual to another. The varying care needs lead to individual care goals. To achieve these different goals, APNs must take on a number of possible roles, depending on the need, and their activities must be selected and implemented flexibly.
In order to stabilize the individual healthcare situation, APNs implement the care process, establish or improve a supportive network and intensify the communication between all those involved in the provision of care. Furthermore, APNs actively involve patients in the care process and specifically promote patient autonomy. Conducting the care process means to develop, carry out, monitor and evaluate a person-centred and evidence-based care plan.
APNs generally begin the care process with an in-depth assessment of cognitive capabilities, nutritional status, pain status, mobility status and psychosocial status. In a first step, the cognitive performance is checked with a Dementia Detection test (DemTec )(14). Depending on the result, different instruments or different data sources are used. If the DemTect Score is above eight points, the following instruments are used: Mini Nutritional Assessment (MNA)(15), Numeric Rating Scale (NRS) (16), Pain Disability Index (PDI) (17), Health Assessment Questionnaire (HAQ) (18), Mannheim Inventory of Living Conditions in Old Age [Mannheimer Inventar der Lebensverhältnisse im Alter (MILVA)] (19). In this case, the data source is represented by the self-statements of the patients. If the DemTect score is less than or equal to eight points, the MNA and MILVA are also used, but based on a third-party observation, mainly by relatives. To measure the presence or extent of pain in this group we use the Pain Assessment in Advanced Dementia Scale (PAINAD-G) (20, 21). The De Morton Mobility Index (DEMMI) (22) is used to assess mobility. In addition, a clinical assessment is performed. Based on the values of the assessment instruments and the clinical assessment, a needs assessment is prepared, which forms the basis for the care plan. Taking the patient's individual needs and requirements into account, APNs plan specific interventions together with the patients and their relatives, as appropriate, to improve the patient's overall health and autonomy. In doing so, they implement the principle of shared decision-making. The interventions of the care plan are aimed at stabilizing or improving physical health such as mobility, nutrition, neuropsychiatric state, continence status, skin condition/wounds, pain status and also medication management, psychosocial situation, self-management skills, home living situation and social situation around loneliness. Where possible, the APNs involve family members and other related parties in the provision of care. In addition, the APNs include other stakeholders from the healthcare sector like outpatient care services, care advice centres, physiotherapists, occupational therapists or initiate further support services such as volunteer visitating services or citizens’ buses.
The initial assessment takes place in the patient's home. Depending on the patient's condition, this initial examination is performed over one or two visits. Due to the patient’s condition and also to his/her often reduced mobility, most of the follow-up visits also take place in the patient’s home. If possible, patients are seen at the APN consultation, which is held in the rooms of the GP‘s office. All patients receive a business card with the APN's contact information so they can contact them by phone or email between scheduled visits if needed.
Weekly case conferences are scheduled for consultations with the GP. If necessary, short-term consultations are possible at any time. In the regular case conferences APNs and GPs discuss the health status and the care situation of the participating patients. Thereby, APNs make suggestions for further treatments while the GPs decide on the medical procedure. Following German law, the medical side of care is provided under the delegation model.
11b Modifications
The range of possible activities of APN nursing is broad and flexible. A deviation from the protocol could arise if a patient wishes to be cared for by the physician instead of the APN more than actually intended, thus preventing APNs from fulfilling their potential. In this case, the primary care physician will be involved in the care as needed.
11c Adherence
The introduction of APN roles and APN care in primary care practices is new for everyone involved: APNs, primary care physicians and patients. The primary burden for this implementation process falls on APNs but physicians are also involved. Therefore, pioneer APNs are supervised by experienced mentors during their role development process in primary care. This mentoring consists of weekly short phone calls and monthly structured evaluation interviews. In addition, mentors conduct quarterly structured interviews with primary care physicians. Depending on the needs that become clear in the various conversations, supportive activities by the mentors can follow, with the aim of ensuring the implementation of the planned intervention.
11d Concomitant care
Based on patient needs, other healthcare providers besides the APN and GPs (e.g. physiotherapists, medical specialists) might be required, which is accepted in this study.
12 Outcomes
Primary endpoint
The primary endpoint is the number of emergency contacts per patient within one year. Emergency contacts are visits to the on-call medical service, GP contacts outside office hours and unplanned hospital admissions.
Secondary endpoints
The secondary endpoints in question are the use of continuing care institutions (inpatient hospitalizations, specialist visits, and nursing home stays), hospital readmission and home visits by primary care physicians. In addition, the expectations and experiences of participating physicians, APNs, and patients are mapped and the financial impact of the intervention will be measured. The primary and secondary endpoints will be assessed by the IMBEI.
Outcomes of the internal evaluation are the health status of the patients and the satisfaction of physicians, patients and relatives with the APN care. In addition, the role development of the APNs and the experiences of the medical assistants are evaluated.
13 Participant timeline
The initial data of the participating patients include age, gender, medical diagnoses, number and duration of illnesses. These data are collected during the phase of enrolment. Each patient enrolled in the project takes part in the APN care for twelve months. The initial assessment lasts on average 1.5 hours. Follow-up contacts for the implementation and continuation of the care plan usually take place every four weeks. Depending on the need, however, the intervals can also be significantly shorter, or significantly longer. APN contact is held at least quarterly. Routine contacts last on average 30 minutes. Depending on patient concerns and needs, the time frame may vary.
Routine data are used to count emergency contacts as the primary outcome measure, which means that there is no time stress for the patients. Secondary data are supplied by the ASHIP and by one health insurance company. However, there are patients for whom not all data regarding hospital and emergency contacts are available from the routine data. For them, data are collected by the APNs. These data are also used for the analysis of secondary endpoints and health economic analyses. In addition, 30 patients will be interviewed about their experiences after completion of the 12-month intervention. A follow-up data collection is not foreseen.
The assessment tools mentioned in item 11a are used to measure the health status of the patients in the internal assessment. Data will be collected at the beginning (t0) and at the end (t1) of the 12-month intervention. Patient satisfaction with APN-care is measured using a project-specific questionnaire.
The participants timeline in relation to the individual steps that occur during enrolment, intervention and evaluation is shown in Table 2:
Table 2: Participant timeline
14 Sample size
The number of cases was calculated on the basis of the number of emergency contacts after twelve months (primary outcome). Based on literature estimates, it was assumed that the expected number of 2.7 emergency contacts per patient per year could be reduced by about 15% to 2.295 emergency contacts. The alpha was assumed to be 0.05. Taking into account the cluster effect and a dropout of 30% and a target power of 80%, this results in 817 patients in the intervention group and 1634 patients in the control group.
15 Recruitment
Recruitment of patients is carried out by the participating general practitioners through direct approach. Patients trust their GPs, so a recommendation to participate made by primary care physicians is likely to result in a high participation rate. The recruitment process is supported by the offer of a personal contact between APN and potential participant in the phase of enrolment. In addition, to support recruitment the patients are provided with comprehensive information and educational material about the project in easy-to-understand language, informing them about the project, its objectives and the data collection and processing which will be carried out to achieve the project goals. Posters and flyers are placed in the waiting rooms of the participating GP offices and are customized with the individual data of the general practice and the APN.
Methods: assignment of interventions
The study reported here is a non-randomized and non-blinded study. This means that the issues on allocation and blinding are not applicable.
Methods: data collection, management, analysis
18 Data collection methods
For the independent evaluation, data from ASHIP and the health insurance fund will be used for primary and secondary endpoints. To fill in missing data, such as hospital visits for patients with other health insurance, APNs collect health-related data and document patients' emergency and routine visits to any health-related facility (doctor's office, hospital, emergency room). The health insurer provides a data pool for control group matching. All data are transferred to IMBEI in a pseudonymized form. Patients, GPs, and APNs are informed by mailed invitations about the possibility of interview participation and asked to complete a feedback form. Potential interviewees are called via the feedback form and appointments are made. The qualitative interviews are conducted by telephone using a previously prepared standardized interview guide. There is a separate guide for each interview group, which are finalized after piloting. Interviews are audio recorded and transcribed verbatim.
As part of the internal evaluation, the health status of each participating patient was measured before (t0) and at the end of the patient-individual intervention phase (t1) using the assessment instruments mentioned in the intervention section under item 11a, as we use the data from these instruments for care and research purposes. Their psychometric data are: DemTect: inter-rater reliability r= 0.993, sensitivity 85,1%, specificity 97% (14); MNA: internal consistency α =0,701, test-retest reliability r =0.697 (23) ; NRS: with a cut-off point NRS > 4, sensitivity of ‚unbearable pain‘ is 83%, while specificity is 96.7%, with a cut-off point NRS > 5, sensitivity is 94%, while specificity is 85% (24); PDI: internal consistency α = 0.86, (17); HAQ: internal consistency α = 0,78-0,98 (25, 26). The psychometric results of the German translation are: test-retest reliability 0.94, internal consistency α = 0.92, criterion validity 0.76 (27); MILVA: internal consistency range between α = 0.61-0.94, sensitivity 72%, specificity 59%; (17). PAINAD-G: internal consistency α = 0.85, inter-rater stability r = 0.80, retest reliability r = 0.90 (21); DEMMI: internal consistency α = 0.83, inter-rater reliability ICC 0.94 (28) .
For the internal evaluation of patients’ satisfaction with the APN care, a standardized questionnaire is used before and at the end of the patient-individual intervention phase. As a basis we take the APN-BQ (Advanced Practice Nurse- counselling quality) questionnaire and modify it for project-specific concerns. The APN-BQ aims to measure the quality of advanced practice nurse counselling in home care settings. The APN-BQ has shown itself to be a reliable instrument with good content and construct validity. α = 0.86 (29). The questionnaire for relatives was adapted to the patient questionnaire in so far as it made sense from a thematic point of view. The timing of the data collection runs parallel to the data collection from the patients. All GPs in the participating practices are questioned via standardized project specific questionnaires at the beginning (t0) and the end (t1) of the project intervention. In addition, qualitative interviews are conducted with medical assistants as well as with the APNs. Two medical assistants from each participating general practice are interviewed before (t0) and at the end of the 24-month period of project intervention (t1) and all nine APNs are interviewed before (t0), after 12 (t1) and after 24 months (t2) of intervention. The interviews of both groups are guideline based.
19 Data management
Data from patients in the intervention group will be entered by the APNs. For this purpose, a special secure software that stores all data securely and also provides secure data transfer to the trust centre has been developed. The IMBEI receives the pseudonymised data from the trust centre as well as from the health insurance funds and the ASHIP by means of Qiata File Transfer Appliances. All data, which have already been checked and cleaned by the ASHIP and the health insurance fund, as well as the data of the APN entries, are again subjected to a quality and plausibility check by the IMBEI.
Both quantitative and qualitative data received by the IMBEI are stored in a secure network at the University Hospital of the Johannes Gutenberg University Mainz. The appropriate technical and organizational measures according to General Data Protection Regulation (GDPR) are listed in a separate document. Upon completion of the project, all data will be archived and secured in accordance with applicable laws.
20 Statistical and further methods
20a Statistical and further methods for primary and secondary outcomes
Statistical analyses of the independent evaluation take place as a comparison between intervention and control groups. Poisson regression is used for both the primary and secondary endpoints. Adjustments are made for relevant confounders but not for matching variables. APN practices in the intervention group are not considered as clusters because a comparable cluster variable is not available for the control group.
Users of the new form of care (patients, participating primary care physicians, and APNs) will be interviewed in qualitative interviews. The interviews will take place at the end of the intervention period to reflect the experiences made. Additionally, primary care physicians will be interviewed at the beginning of the project to map expectations of the new form of care. It can be assumed that a theoretical saturation - the point at which new interviews no longer provide additional information - will be reached with N=5 GPs and N=5 APNs. A full data collection from all 9 practices participating in the project will nevertheless be targeted. For patients, a number of N = 30 participants is expected to reach theoretical saturation.
Cost analysis from the social health insurance perspective will be performed in order to evaluate potential savings. Costs will be compared between the intervention and the control group. Total cost analysis and cost analysis within subgroups will be carried out in order to identify areas with the highest costs or cost savings. These subgroups will be identified through the primary and secondary endpoints. Data for the health economic analysis will be obtained from the participating health insurance. Intangible or non-medical costs will not be analyzed since this data is not available in the insurance data set.
In the internal evaluation, descriptive and analytical statistical methods are used. The patient’s situation at the beginning and at the end of the APN-intervention and the nursing process will be described by statistical indicators like percentual distribution, mean and standard deviation or median and quartile deviation. Depending on the kind of data and on its distribution, parametric or non-parametric statistical analyses will be conducted (e. g. variance analysis, t-test, U-test or Wilcoxon-test).
20b Additional analyses
Additional analyses will take place for the individual endpoints which are combined into the aggregate endpoint of emergence contacts. Subgroup analyses as well as sensitivity analyses will done.
20c Analysis population and missing data
The data for the analyses come from different sources. The data of the control group and the data of the insured persons of the participating health insurers are assumed to be complete. Data from the ASHIP are available for all patients. Therefore, it can be assumed that the data of the outpatient care of all patients are complete. Inpatient data of patients who are not insured by the participating health insurance company will be requested from the APN and entered into a database. Subgroup analyses are performed to assess the data quality of these data. Data can be supplemented by means of imputation procedures.
Methods monitoring
21 Data monitoring
Due to the low risk, no data monitoring committee (DMC) will be established. Interim analyses will not be conducted.
22 Harms
Adverse events are not to be expected. APNs will be in regular contact with patients, so they should be able to detect any deterioration in their health status. If the APNs notice any unclear change in the health status of the patients, they will discuss this with the GPs. In addition, the GPs have regular contact with the patients. If any adverse event should occur, the APN will report to the mentor accompanying her.
23 Auditing
The routine data provided by the health insurance company and ASHIP are controlled and quality-checked through well-established procedures. These high control standards are necessary beyond the research requirements because the routine data are usually the basis for billing modalities.
The documentation form, which is used to document the patients' health status and the activities of the APNs, is continuously monitored by the experienced mentors who accompany the APNs. In the monthly structured evaluation meetings or - if necessary - in between, the mentors provide the APNs with feedback and discuss any need for improvement.
Mentors are part of the project team, which holds weekly meetings to discuss the progress of the project and to make steering decisions as necessary.
Ethics and dissemination
24 Research ethics approval
The protocol, informed consent forms, participant education and recruitment materials, and other requested documents are approved by the Ethic Committee of the German Society of Nursing Science. The ethical reference issued (No. 21-012). All methods were carried out in accordance with relevant guidelines and regulations. Informed consent was obtained from all subjects or their legal guardian.
25 Protocol amendments
Any change to the protocol that may affect the conduct of the study, potential benefit to patients, or patient safety, including changes in study objectives, study design, patient population, sample size, study procedures, or significant administrative aspects, will require a formal amendment to the protocol. Such a change will be submitted to the Ethics Committee of the German Society for Nursing Science and will only be implemented if approved.
Administrative changes to the protocol are minor corrections and/or clarifications that do not affect the conduct of the study. The Ethics Committee of the German Society for Nursing Science will be informed about these administrative changes.
26a Consent or assent
Patients who meet the inclusion criteria are informed verbally and in writing by their GP. If desired, patients will have the opportunity to speak with their potential future APN. She/he will explain the APN care program again. General practitioners take the informed consent of patients if they decide to participate in the study. Participants document their informed consent by signing a treatment contract. If necessary, the information is passed on to the legal representatives and their signature on the treatment contract is obtained.
27 Confidentiality
In accordance with the GDPR and the project-specific data privacy concept, all study-related information is kept securely at the study site. All participant information is kept in locked file cabinets. All reports, data collection, process, and administrative forms will be marked with a coded ID (identification number) only to maintain participant confidentiality. All records containing names or other personal identifiers, such as consent forms, are kept separate from study records, which are marked with a code number. All local databases are secured by a password protected access system. The health record consists of two parts: Part one contains the data identifying the person, and part two contains the health-related data. The person-identifying data and the health-related data are hosted on different servers. This supports that only pseudonymized data are made available to the external evaluator.
28 Declaration of interests
All authors have completed the International Committee of Medical Journal Editors (ICMJE) uniform disclosure form at http://www.icmje.org/disclosure-of-interest/ and declare that they have no support from any organisation for the submitted work (with the exception of the funding by the Innovation Fund); no financial relationships with any organisations that might have an interest in the submitted work in the previous three years; no other relationships or activities that could appear to have influenced the submitted work.
29 Access to data
The Principal Investigator will have access to the cleaned data sets by the independent evaluator. All other partners involved in the project may have access to the data upon request (see 31a). There are no contractual agreements restricting this access.
30 Ancillary and post-trial care
During the intervention phase, care is provided by the APN within the framework of delegation. This means that the physicians are informed at all times about the patient's state of health and the treatment steps. After the end of the intervention, the patients are returned to the normal care of the general practice.
31a Dissemination policy
The study group aims to publish the results in scientific papers, present them at scientific congresses and use all appropriate channels from a scientific point of view to inform the scientific community. In addition, the study group will inform policy makers and healthcare providers involved in this area about the outcomes. The various partners of the study group are informed in advance of planned publications as contractually agreed.
The main publication will be prepared by the study director. All active project partners are co-authors, according to the guidelines of the ICMJE (30).
All partners involved in the project are allowed to publish the data obtained. To do so, they must first prepare an exposé, which is submitted to the Publication Steering Committee, which is composed of the study director and the head of the independent evaluation. If the exposé is approved, an application for data export can then be submitted to the IMBEI. All publications must be submitted to and approved by the FAMOUS Publication Steering Committee prior to submission.