Study Design {8}
This study is a parallel-group, randomized controlled trial conducted by Shuguang Hospital affiliated to Shanghai University of traditional Chinese Medicine in Shanghai, China. A total of 72 patients were recruited and participants were randomly assigned to the control group and the test group at 1:1. This trial scheme has been registered with China Clinical Trials Registry (No. ChiCTR2000040769). Written informed consent will be provided for all participants in this study. The Tai chi group will participant in Tai chi twice a week for eight weeks. The control group will receive health care education. After the 8-week intervention period there will be a 16-week follow-period with no active intervention in either group. The detailed test flow and study design are shown in figures 1 and 2 respectively.
Study Setting and Recruitment
Study setting {9}
The study was conducted at Shuguang Hospital Affiliated to Shanghai University of Traditional Chinese Medicine.
Recruitment {15}
The study would recruit patients through hospital outpatient clinics, the official Wechat account of Shi's Center of Orthopedics and Traumatology (one of China's popular social media platforms) and brochures. Only knee osteoarthritis patients who meet the diagnostic criteria of "guidelines for diagnosis and treatment of Osteoarthritis (2018 Edition)" [23] formulated by the Chinese Academy of traditional Chinese Society in 2018 will be recruited. The recruitment was launched in January 2021.
Participants{26a}
Information and informed consent forms have been prepared in accordance with the guidelines of China registered clinical trial ethics review committee. Potential participants receive both forms at least
1 day before their screening visit. During this visit, a study physician explains all study procedures, and written informed consent is only given after participants had adequate time to ask questions. We include male and female subjects with knee osteoarthritis aged 40-70 in this study. Each subject should voluntarily sign an informed consent form before testing begins in the study.
Eligibility criteria{10}
Inclusion Criteria
- In accordance with the diagnostic criteria of medial one-compartment KOA in the "guidelines for the diagnosis and treatment of Osteoarthritis (2018 Edition)" issued by the Joint surgery Group of the Orthopaedic Branch of Chinese Medical Association;
- The knee joint X-ray film was evaluated by 0 grade, Ⅰ grade, Ⅱ grade or Ⅲ grade according to kellgren-lawrence(K-L) grade;
- Male or female aged 40 to 70;
- Complete walking for at least 10 minutes without assistive devices;
- Be with a high school and above education background, understanding the requirements of researchers correctly;
- Agree to and sign the informed consent.
Exclusion Criteria
- Do not meet the inclusion criteria;
- The K-L classification of knee joint was grade IV, or joint deformity, with serious complications affecting knee joint function;
- Be complicated with serious cardiovascular and cerebrovascular diseases, digestive system diseases, autoimmune diseases, psychosis, acute or chronic infection, or be suffered from other neuromuscular diseases affecting gait;
- Female with pregnancy and lactation;
- Patients who had received other treatment in the last 2 months may have a potential impact on the study;
- Other situations being considered as inappropriate to the participants.
Shedding Criteria: This study can be excluded if one of the following conditions is met.
- Those who fail to meet the inclusion criteria and are mistakenly included;
- Can not accurately and fully understand the research-related problems, resulting in a serious lack of information and data collection;
- Subject gives up or asks to quit voluntarily.
Randomization
Sequence generation {16a}
In this study, a randomized parallel controlled trial design is adopted, and the KOA subjects who meet the test and research criteria are randomly divided into two groups (proportion of 1:1), which are the test group and the control group. The random number table was generated by special statistical staff in Shanghai University of T.C.M.according to strict random procedures by using SAS software (version 9.4, SAS Company, Cary, NC, USA). The randomized list is stored on a secure database (Microsoft Office Access 2007) by the data manager, and is inaccessible by the relevant case observer or other researchers. Participants will only be given one chance to register at random, and no information about KOA subjects will be deleted from the database. This makes the allocation sequence of subjects unpredictable and allows KOA subjects to be assigned to different interventions to prevent selection bias.
Concealment mechanism {16b}
The digital randomization scheme corresponding to serial number 1-72 was generated by the SAS software, which was hidden by a sequentially numbered opaque sealed envelope. After signing the informed consent form, the participants were randomly divided into the test group and the control group according to the order in which they were included in the study.
Allocation and implementation{16c}
Upon the participants signed the informed consent, the diagnostic intervention physician is responsible for asking the person in charge of the random number and corresponding group information, and then the person in charge of clinical immediately asks for the random number and corresponding group code from the “random center” by telephone, and then informs the patient of the random number, corresponding group code, and intervention measures by telephone or WeChat. The intervention physicians are not allowed to disclose the above information to subjects and physicians who collect information about symptoms and signs.
Blinding{17a,17b}
Because of the limitations of the treatment methods in this study, participants and researchers were unable to assign treatment blindly. However, in order to reduce the risk of bias in the study, the researchers will apply blind methods to evaluators, data managers and data statistical analysts in result evaluation, data collection and data analysis.
Interventions {11a}
During the study, subjects prohibited the use of other non-drug or drug treatments for KOA, including acupuncture, needle knife, as well as arthroscopy and surgery. If the subjects need other treatments, they need to notify the relevant researchers and obtain approval before using them. Participants should fill out the treatment record card in a timely and objective manner and present it at each agreed follow-up time, along with any symptoms of discomfort and adverse reactions during the treatment, including related drugs they need for other complicated diseases.
Control Group
Participants in the control group attended a 60-minute group meeting once a week, which would included 30 minutes of health care education, followed by a 30-minute discussion for eight weeks. health care education covers health-related topics, such as diet, daily activities, and fitness tips for osteoarthritis of the knee. Participants in the control group will be asked to maintain their previous lifestyle and will not need to participate in any other regular rehabilitation programs.
Test Group
Select Tai Chi to starting posture, brush knee and twist step on both side, hold the lute, forearm rollings on both sides, single whip, cloud hands, part the wild horse's mane on both side, closing form. According to the "eight-style Tai Chi standard operating procedures" formulated by the project team members and sports associate professors. According to the tolerance of the subjects, formulate appropriate exercise prescriptions, and guide, teach and supervise the subjects. The subjects concentrated on practicing twice a week and once a day at other times, and filled out the exercise log card for 8 weeks.
Criteria for discontinuing or modifying allocated interventions {11b}
Participants have the right to discontinue their participation in the study if they have an adverse reaction, a new change in their condition, or any unexpected situation, whether related to the study or not, during the study period. The researchers will judge the adverse reactions and give additional medical treatment to the participants' diseases. In the study, we will try our best to prevent and treat the injury that may be caused by this study. if the patient withdraws from the study because of adverse reactions or ineffective treatment, participants should take emergency analgesic or sedative, muscle relaxant drugs for intervention. Whether or not to participate in the study is entirely up to you. Participants may refuse to participate in the study, or withdraw from the study at any time during the study, without prejudice to the relationship between the participant and the physician, and without prejudice to the loss of medical or other benefits to you.
Strategies to improve adherence to interventions {11c}
First of all, adequate communication can increase participants' adherence to treatment and help them build confidence in the treatment of the disease. In order to improve the compliance of participants, weekly TCM health lectures will be conducted during the study period to explain the current condition, the long-term nature of treatment and the expected benefits to participants in detail. In addition, the researcher will keep in touch with the participants through telephone or WeChat, so that the participants can effectively understand that every step of treatment in the study is standard and normative, so as to improve the participants' self-efficacy in the study. Finally, participants will receive reimbursement for their time and transportation in the form of a gift card.
Relevant concomitant care permitted or prohibited during the trial {11d}
In principle, participants are not allowed to use other drugs and treatments for KOA during the study period, including painkillers, muscle relaxants, and acupuncture. Participants taking drugs or treatments for other diseases during the study should be recorded in detail in the CRF. If a participant's condition worsens or does not improve during the study period, you can ask the investigator for alternative treatments and record them in the Treatment Record Form.
Provisions for post-trial care{30}
Once the project is completed, relevant researchers will review the participants' research records if necessary. Participants who have completed clinical trials but are not in remission will be able to continue to receive clinical care or other alternative treatments for the disease from their doctors, such as combined drug therapy, acupuncture and other comprehensive conservative treatment, or arthroscopy, surgery and other treatments. Participants can also be identified as hospitalized patients for further treatment if their knee pain is severe, affecting their sleep, or their quality of life is severely affected.
Outcome Measurements
Participant timeline {13}
The visit time window was 0th day, 4th weekend and 8th weekend during the treatment period, and 12th weekend and 24th weekend of the follow-up after treatment respectively. The basic demographic information data such as age, sex, height and weight of the participants were collected on 0th day and 8th week respectively. The participants' knee joint WOMAC questionnaire, knee static and dynamic palpation information, knee specialized physical examination information and information related to adverse events were collected for each visit. The biomechanical information of the lower limbs of the participants was collected on the 0th day, 8th weekend and 24th weekend respectively.
Outcomes {12}
Primary outcome measurements
WOMAC Score
The Western Ontario and McMaster University osteoarthritis index (WOMAC), proposed in 1988 for the first time, is a scoring system for hip arthritis and knee arthritis invented by Bellamy and her colleagues. And the reliability, effectiveness and sensitivity of WOMAC scoring scale in evaluating knee joint were objectively evaluated[24].
WOMAC score is used to evaluate the severity of arthritis and its therapeutic effect according to the symptoms and signs of patients. From the content point of view, this scale evaluates the structure and function of knee joint from three aspects: pain, stiffness and joint function.There are 24 items in total, including the basic symptoms and signs of osteoarthritis of the whole knee. There are 5 items in pain with 2 items in stiffness and 17 items in joint function. The Visual Analogues Scale(VAS) scale can be used to record the scores, ranging from 0 to 10. The higher the score is, the worse the limb function is and the higher the score is the more severe the pain is.
Secondary Outcome Measurements
The Vicon 3D motion capture system (vicon, UK), software version (Nexus1.8.5), 16 ViconT40s infrared high-speed cameras (SamplingSize100Hz) and 4 AMTI 3d force measuring tables (AMTIOR6Series, USA; SamplingSize1000Hz) and NORAXON(TelemyoDTS, USA)16-channel wireless surface electromyography (Sampling Size1500Hz) were used in the study.
The data used to collect lower limb biomechanics is Cast reverse dynamics model. Static Markers include: bilateral greater trochanter of femur, medial and lateral condyles of femur, medial and lateral ankles, metatarsal heads (1st, 2nd and 5th metatarsal bones), heel, anterior superior iliac spine, posterior superior iliac spine and iliac spine. Dynamic Markers are composed of four cursor points which are not in the same line. Five groups of Cluster cursors are respectively placed at the lateral edges of left and right thighs and legs, and 2 centimeters below the posterior superior iliac spine. Surface electromyography electrodes are placed at the muscle belly for the test. Then, the subject was instructed to practice in the trail for 5 to 10 minutes. After finding a suitable starting position, he/she walked in a uniform natural state and passed through the dynamometer area. The movement track of cursor is collected by 3D motion capture system, and the data of 3D force table and surface electromyography are recorded. When the data is obtained completed, the measurement is repeated at least 10 times.
Muscle Co-contraction
The surface electromyography (SEMG) data obtained by walking in natural state is converted into the corresponding muscle peak voltage obtained by maximum voluntary contraction (MVIC), so that the percentage of each muscle in MVIC during exercise is obtained. Then, according to the muscle function, they were paired: ① external femoral muscle/peroneal muscle, ② external femoral muscle/biceps femoris muscle, ③ external femoral muscle/anterior tibial muscle, ④ internal femoral muscle/peroneal muscle, and ⑤ internal femoral muscle/semitendinosus muscle. The formula of co-contraction: EMGL/EMGH×(EMGL+EMGH) was used to calculate the co-contraction ratio of knee muscles.(EMGH is a muscle with high degree of activation, and EMGL is a muscle with low degree of activation).
Kinematics Data of the Knee
Measure the maximum (flexion/extension) range of motion of the sagittal plane of the knee joint when the foot touches the ground, the one at the early stage of the supporting phase and the swing phase during the natural walking of the lower limbs; Maximum (varus/valgus) range of motion of the coronal plane of knee joint in support phase and swing phase; Maximum (internal rotation/external rotation) range of motion of knee joint horizontal plane in support phase and swing phase.
Kinetics Data of the Knee
The peak values (flexion/extension) of the first wave and the second wave in the sagittal plane of knee joint were measured during the natural walking of lower limbs on the AMTI 3D force measuring tables. At the same time, the force moment of coronal plane (varus) of knee joint, force moment of knee joint horizontal plane (internal rotation/external rotation) and knee adduction angular impulse were measured as well.
Follow-up
To evaluate the short-term efficacy, long-term efficacy and the safety of manipulation therapy, we will follow up the participants on the 8th weekend, as well as the 12th and 24th weekends. The researcher will inform the participants to come to the hospital and collect their basic information, disease-related indicators, biomechanical indicators and safety indicators.
Data collection and management
Data collection {18a}
When recruiting the patients, researchers will collect basic demographic information such as age, sex, height, and weight, as well as relevant information about the condition. The knee WOMAC score, static and dynamic palpation information, physical examination information, adverse events and treatment compliance were recorded in each interview. On the 0th day, 8th weekend and 24th week of the visit, the information of lower limb kinematics, dynamics and muscle co-contraction of the participants were collected. Then, two unsuspecting data administrators who did not participate in clinical research will independently receive the completed clinical trial table and input it into an EXCEL database. They need to complete strict training in data monitoring.
Plans to promote participant retention and complete follow-up {18b}
To ensure retention of participants, follow-up visits will be scheduled to coincide with routine clinic appointments as far as possible.The study staff will contact participants, either over the phone or WeChat, before their scheduled follow-up appointment, at immediately after the 0th day, and 8th weekend after intervention, and at 12 and 24 weeks after treatment follow-up.
Data management{19}
Then they input the data into the China Clinical Trial Registration Center, which will use the electronic data management system to track and monitor the test data of the Science and Technology Department of Shuguang Hospital affiliated to Shanghai University of Traditional Chinese Medicine in real time. Finally, the evaluator will complete the human biomechanics test and its data processing and analysis. The data obtained will be compared and analyzed between groups according to the time point of each visit to evaluate and analyze the effectiveness and safety of Tai Chi exercises, to analyze the effects of Tai Chi on the kinematics, dynamics, and muscles of the participants’ lower limbs, to analyze the knee joint flexor and extensor muscle group muscle contraction, the characteristics of the stress and strain changes in the medial compartment and their relationship Correlation between changes in condition.
Confidentiality{27}
The medical records (CRF, report form, etc.) of the participants will be completely saved in the research center of the project. All the privacy data of the subjects are stored in encrypted protection, only to be seen by the main researchers of the project, only for the research of the project, not for other purposes.
Plans for collection, laboratory evaluation, and storage of biological specimens for genetic or molecular analysis in this trial/future use {33,26b}
Not applicable in this study.
Statistical Analysis
Statistical methods{20a}
After all the clinical data are collected and summarized, someone will be in charge of inputting the data into Excel according to the serial number of subjects, and inputting the original data into the database by SPSS20.0 statistical software, and carrying out statistical processing and analysis. If it obeys normal distribution or approximate normal distribution, it will be expressed by mean ± standard deviation (). If it doesn't obey normal distribution, it will be expressed by median (m) and interquartile distance M((Q)).The demographic data and the measurement data of baseline scores between groups were examined by T test for measurement data and the counting data were examined by Χ2 test. WOMAC score, biomechanical data and other observation indicators, the comparison of changes within groups was examined by paired sample t-test, the comparison of differences between groups was examined by two independent sample t-test (corrected t-test). P < 0.05 indicates that the difference between them is statistically significant.
Methods for additional analyses (e.g., subgroup analyses){20b}
There will be no other additional analyses beyond the main analyses for the primary and secondary outcomes.
Methods in analysis to handle protocol non-adherence and any statistical methods to handle missing data {20c}
All subjects who signed the informed consent form and screened to be qualified for the randomized trial were regarded to be dropped cases once they did not complete the observation period stipulated in the scheme. However, for the subjects who have no more symptoms or stop the treatment on their own during the process will not be regarded as shedding cases even if their treatment time is less than one course of treatment. The following points should be highlighted in the treatment of shedding cases:
- When the subject withdraws, the researcher should contact the subject, ask for reasons, record the
- time of the last treatment, and complete the assessment items as much as possible by visiting the subject's home, making an appointment for follow-up, communicate by telephone call and letter, etc.
- In case of withdrawal from the trial due to adverse reaction and ineffective treatment, the researcher should take corresponding treatment measures according to the actual situation of the subject.
- For shedding cases, researchers must fill in the detailed reasons for shedding in the case report form.
- The statistical analysis should be combined with the actual situation. If adverse reactions occur, they should be included in the statistics of adverse reactions.
- The shedding rate should be controlled less than 10% as far as possible.
Plans to give access to the full protocol, participant level data,and statistical code {31c}
The protocol of the study is publicly available on on the website of China Registered Clinical Trial Registration Center with No.ChiCTR2000040769. Due to Chinese laws on privacy protection, the data sets generated and/or analyzed in this study cannot be made public for the time being, but the data will be uploaded to China national knowledge internet (CNKI) within 6 months after the completion of the study and can be viewed on the website. Experimental data can also be obtained by contacting the corresponding author on reasonable request.
Oversight and Monitoring
Composition of the coordinating center and trial steering committee {5d}
This project is directly supervised and managed by the research group of Shanghai University of TCM. The research team and the special case inspector of Shuguang Hospital, the responsible unit of this project, have established a research supervision group, formulated standardized operating standards, and trained the participants in the research, including the communication with patients, the specific implementation process of the treatment plan, the specific implementation of eligibility criteria and shedding criteria, and the statistics and input of observation index, etc. The purpose is to ensure the smooth progress of the clinical research program and the authenticity and objectivity of the clinical data.
Data monitoring {21a}
The Data and Safety Monitoring Board (DSMB) will be composed of a physician, medical statistician, ethicist, orthopedic surgeon, radiologist and clinical manager and will supervise the study throughout the study period. They will review the clinical treatment methods and all the original data of the project. The committee will review the authenticity and reliability of the trial data, as well as the safety of the clinical efficacy. Finally, the committee will report the results of the review and relevant recommendations to the Chief researcher of Shanghai University of TCM.
Interim analyses {21b}
In the middle stage of the project, the project research operation SOP, the researcher training manual and the case observation report form will be revised and improved. The interim review meeting of the study will be held, and the data safety monitoring committee reviews the effectiveness and safety of the study intervention, and provides detailed training and explanation to the researchers again. The purpose of the study analysis was to control the bias of the study and ensure the authenticity of the clinical trial results in the middle stage of the project.
Adverse event reporting and harms {22}
During the trial, the treatment reactions of all patients were observed and recorded throughout the trial, and the adverse reactions and events occurred during the treatment shall be recorded in detail on the case observation form. Adverse events refer to the following events during the clinical trial: (1) resulting in hospitalization; (2) prolong the length of hospital stay; (3) disability; (4) affect the ability to work; (5) endanger life or death. Synthetically analyze whether the correlation between adverse events and experimental treatment methods is relevant. If an adverse reaction occurs, the clinical observer may decide whether to discontinue the trial based on the patient's situation. Patients who stop treatment due to adverse reactions should be tracked and investigated, and the results should be recorded in detail.
Auditing {23}
This project is directly supervised and managed by the research group of Shanghai University of TCM. The relevant personnel of the research group of Shuguang Hospital and the research quality control personnel of this project have established a research supervision group and formulated the relevant standardized operation standards and rules of the study. Formulate relevant operational standards and standardized actions in the process of clinical research and implementation with specific and clear quality control measures. The training of researchers should be unified so that they are familiar with the implementation plan and master it, as a result, they are able to improve the consistency level of observation and thus improve the reliability of research conclusions. The quality control specialist shall conduct strict quality supervision and control over the whole research process to ensure that the records and reports of research data are consistent with the original data. The research plan, schedule and observation indicators should be detailed and clear. There should be unified regulations on the division of labor, organization and coordination of personnel to ensure the smooth progress of the research.
Sample Size {14}
In this study, the test group and the control group are to be set up. According to the improvement of WOMAC score based on previous research,α= 0.05 (bilateral test), β= 0.10, boundary value 0.08, sample size ratio k = 1 in both groups. Considering that the sample size loss rate is about 10%–20%, the final sample size was 36.
Plans for communicating important protocol amendments to relevant parties (e.g., trial participants,ethical committees) {25}
After careful discussion and modification by members of the research group, the research project was registered on the website of China Clinical Trial Registry, and further improved and modified according to the modification comments provided by the expert group. The approval number was ChiCTR2000040769. The research project has formulated standardized operating standards and procedures, and trained the participants. In order to ensure the smooth progress of the clinical research program and the authenticity and objectivity of the clinical data, each researcher should execute the research plan in strict accordance with the SOP and investigator’s manual for the research scheme. This study plan was submitted to the Ethics Review Committee of the Chinese Clinical Trial Registration for review, and was modified and implemented according to experts' opinions. The approval number is ChiECRCT20200335.
Dissemination plans {31a}
We plan to disseminate study results through peer reviewed journal publications and conference presentations.Study findings will also be shared with relevant clinical and scientific groups.