System design and characterization
The design of multivalent ligand architectures for virus inhibition requires attention to the structural features of the receptor in terms of ligand receptor binding affinity and specificity, receptor valency, site separation, virus size and virus mechanical properties.3,9,10 Influenza A type viruses (IAV) are pleomorphic enveloped RNA virus with diameters of 100-150nm containing 290-340 hemagglutinin (HA) trimers and 24-50 neuraminidase (NA) tetramers on their surface. The SA binding site separation has been estimated to ca 4 nm within the HA trimer and on average 12 nm between individual HA trimers. Infection is initiated by the virus attaching to the host cell through formation of multiple (estimated to ca 10-20 per particle) weak (Kd ≈ 10-3 M) interactions between HA and abundant cell surface sialic acids (SA), the latter modulated by the SA cleaving enzyme NA. Use of fluidic models of the host cell membrane has demonstrated a strong dependence of virus adhesion on SA surface coverage and tether length with an onset of virus binding occurring at an SA coverage of 1-5 pmol/cm2 beyond which superselective virus binding is seen.8,9 This coverage corresponds to an approximate SA-lipid/lipid ratio of 1-2 %.
The key parameters investigated to optimize avidity for this virus have therefore been the density of ligands, linker length and rigidity, nature of scaffold and its rigidity/fluidity as well as the contact area between virus and inhibitor.3,7,13,15 Knowledge based on other host cell receptor models and inhibitor designs made us reason as follows for the rational design of rSAM based inhibitors.
Nature of the scaffold. Gold nanoparticles (AuNPs) have been extensively investigated as core for immobilizing appropriate ligands in a controlled manner exploiting the ease of synthesis and precisely controlled surface chemistry achievable in SAMs of thiols on gold.35,36 Moreover AuNPs are biocompatible scaffolds of tunable size and optical properties with a surface plasmon band position and width strongly influenced by the gold core size and nature of ligands on its surface. The latter also influence their colloidal stability in addition to their concentration, pH and ionic strength. AuNPs have also been used as scaffolds for multivalent pathogen inhibition.13,17,18 In one notable example, multivalent inhibition of hemagglutination in the nanomolar range was demonstrated using hyperbranched SA terminated dendron-coated AuNPs.17 As a logic extension of our previously demonstrated 2D rSAM based IAV receptors using planar gold 30 we wanted to explore whether this chemistry could be transferred to 3D in the form of rSAM modified gold nanoparticles. This was inspired by our previous findings that bisbenzamidines interact strongly and rapidly precipitate negatively charged carboxylated AuNPs.37 The particle size is expected to strongly influence the inhibitor performance. Since the number of ligand-receptor pairs increase with the contact area, a tighter binding has been found for size matched inhibitors.16 We therefore decided to investigate 50nm and 100nm gold as carriers for the rSAM shell which we anticipated would lead to sizes in the same range as the IAV particles (100-150nm). Also, we included differently shaped particles (rods, cubes) to account for the pleomorphic nature of the IAV particles. To optimize colloidal stability of the NPs in aqueous media we decided to perform ligand exchange of the citric acid stabilized particles with two different thiols, an aromatic (MBA) and a mercaptoundecane-tetraethylenglycol-based (MUA-TEG) carboxylic acid thiol (Fig. 1). The latter combines a long hydrophobic aliphatic chain promoting the formation of an ordered SAM, and a short oligo(ethylene glycol) spacer that increases the NP colloidal stability in aqueous media and reduces non-specific binding. The carboxylic headgroups allow the interaction with the amidinium ion promoting the formation of the reversible self-assembled monolayers (rSAMs).
Ligand density and presentation. The minimum ligand density required for superselective virus binding depends on whether the ligands are attached to static or fluidic scaffolds and the length of the linker connecting the SA with the scaffold.8,9 As discussed above the density in fluidic scaffolds typically show superselective binding at low ligand densities i.e. at 1-2% ligand modified lipids or even lower using SLB scaffolds whereas static scaffolds require higher densities. With regards to the linker length, long linkers allow the SA ligands to better access the lectin binding site further reducing the ligand density onset for superselective binding. We previously showed that mixed rSAMs of the SA functionalized amidines (Fig. 1) and filler amidines display strongly enhanced affinity for HA and VLPs at SA coverages of 15 mol % (χE4-SA=0.15) and linkers containing 4 ethylene glycol repeat units such as in E4-SA (Fig. 1).29,38 In contrast, rSAMs of E4 lacking E4-SA or with slightly increased E4-SA densities (χE4-SA=0.20) led to a complete suppression of binding, the latter ascribed to a paralell abrupt drop in ligand lateral diffusivity. As a starting point we therefore decided to compare these rSAM compositions and whether similar effects would be observed for the 3D format.
rSAM-modification results in stable colloids of ligand decorated nanoparticles
To first confirm formation, structure and properties of the films on planar substrates we used in situ ellipsometry (ISE) and infrared reflection absorption spectroscopy (IRAS). Fig. 2a shows the average film thickness during adsorption of a mixture of E2 and E4-SA (χE4-SA=0.15) on a SAM of MUA-TEG and Fig. S1 the corresponding IRAS spectra after rinse with two different buffers. The rapid adsorption kinetics, the limiting film thickness and the rinse stability (Fig. 2a) are indicative of well ordered films of densely packed amphiphiles oriented perpendicularly to the surface.29 Fig. S1 and Table S1 support this picture revealing the significant vibrations with orthogonal transition dipole vectors of the anchor SAM (MUA-TEG) and the two component rSAMs as we reported previously.
The functionalization of the nanoparticles was then carried out in two steps, the success of each step being verified by DLS, FTIR, MALDI-TOF-MS and UV-Vis spectroscopy (Fig. 1c-g, Fig. S2-S4, Table S2, S3). First, the citrate stabilized nanoparticles were functionalized with MUA-TEG via ligand exchange. This led to a 4 nm increase in the hydrodynamic diameter and a pronounced redshift (Δλ=5 nm) of the surface plasmon band (Table 1; Table S2) manifested in a color change from red to bourdaux. The subsequent attachment of the amidines induced an additional red shift in the plasmon peak position of about 2 nm resulting in a change in color of the colloidal solution from bordaux to purple (Fig. 1 c, d).
Table 1. Plasmon peak position and hydrodynamic size of the AuNPs in HEPES buffer (10 mM, pH 8) before and after functionalization with MUA-TEG (SAM-NPs) and an rSAM (χE4-SA=0.15) (rSAM-NP). a
Ligand
|
λ (nm)
|
Dh (nm)
|
ζ-potential (mV)
|
Au-NP
|
533 ± 2
|
67± 2
|
-24 ± 4
|
SAM-NP
|
538 ± 0.3
|
71 ± 1
|
-40 ± 2
|
rSAM-NP
|
540 ± 0.4
|
73 ± 1
|
-25 ± 1
|
a. Error bars represent standard deviations based on three independent measurements.
This was accompanied by a 2 nm increase in the NPs hydrodynamic diameter. These particles formed stable colloids with no signs of agglomeration. Interestingly, the particle surface charge density reflected in the Z-potential (Table 1) decreased for these particles from -40 for the SAM-NPs to -25 after rSAM modification, the latter corresponding to the original Z-potential of the citrated capped NPs. This indicates that the negatively charged carboxylate anchor SAM is to a large part neutralized by the rSAM amidinium counterions.
To confirm the presence of the rSAM shell we then characterized the rSAM-NPs by mass and infrared spectroscopy. MALDI-TOF-MS was used as it features a mild ionization technique allowing analysis of neat samples of the NPs. Fig. S3 shows a representative MALDI-TOF-MS spectrum of rSAM-NPs and the masses of the amphiphile molecular ions. The identification of signals arising from E2 at 501 m/z, and E4-SA at 975 m/z provide evidence for the incorporation of both amphiphiles in the ligand shell.
FTIR-spectroscopy can be used to derive information regarding both the composition and molecular conformation of alkanethiol stabilized AuNPs.39 Although the FTIR band positions of the SAMs on such curved surfaces are similar to the IRAS spectra of planar SAMs, the bands are typically broader and lack the orientation-sensitive intensity dependence seen in IRAS. This is confirmed by Fig. S4 showing the normalized attenuated total reflection infrared spectra (ATR-IR) of the SAM- and rSAM-NPs deposited on the ATR crystal from a pH 8 buffered solution. Noting here in brief that the rSAM modification results in the appearance of bands at 1620, 1273 and 838 cm-1 (for assignements see Table S3) that reasonably well match the rSAM spectral signature and a conformational change reflected in a pronounced shift of the C-O-C ether stretch to lower frequencies (from 1186 to 1178 cm-1 upon rSAM modification) we refer to the supporting information for a more detailed spectral interpretation.
To finally visualize the NP architectures we analysed the particles by transmission electron microscopy (TEM) (Fig. 2e,f). The samples were stained with PTA to determine whether the self assembled coatings could be observed and to estimate their thickness. The average thickness of the MUA-TEG shell (2.4±0.1 nm) and the rSAMs shell (3.2±0.2 nm) agreed with the data obtained by DLS (Table S2). Collectively, the above results support the presence of the rSAM on the MUA-TEG modified NPs.
rSAM-NPs interact strongly and selectively with viral proteins
To explore the affinity of the prepared rSAM-NPs for IAV, we first investigated their interactions with hemagglutinin (HA) from avian H5N1 (Table S4) by UV-vis spectroscopy and DLS. Assessing the plasmon band shift dependence of the AuNP core size and buffer medium showed that the use of smaller 50 nm AuNPs and phosphate buffer led to the strongest shifts (Table S2, Fig. S5). Hence, we fixed these parameters in all further experimentation. Selectivity was assessed using the galactose-binding lectin Concanavalin A (ConA) as reference with the anchor NPs functionalized with MUA-TEG used as control. The NPs were incubated with different concentrations of the proteins (0-12 nM), and the changes in the absorption spectra and the size of the nanoparticles were recorded 1h after protein addition (Fig. 3). The shift in the peak position was calculated by fitting the plasmon peak with the pseudoVoigt function using at least 40 data points.
As shown in Fig. 3a, the interaction with HA induced a gradual red shift in the SPR peak position of the rSAM-NPs with an estimated limit of detection of ca 1 nM. In contrast, only minor shifts were observed using the MUA-TEG based SAM-NPs. Moreover, no significant SPR and DLS shifts were observed for the reference protein ConA. These results were consistent with the data obtained by DLS (Fig. 3b) revealing a pronounced size increase of the rSAM-NPs after incubation with HA. The increase in NP size corresponds to a shell thickness increase of 15 nm which interestingly coincides with the estimated 14 nm upright dimension of the HA fusion protein. At higher HA concentrations, the rSAM-NPs exhibited an up to 30 nm increase in the hydrodynamic diameter suggesting the formation of multiple binding sites between the rSAM-NPs and the protein. Collectively these data show that the rSAM-NPs, as intended, interact tightly with the IAV lectin through the exposed SA ligands. Interestingly, the increase of the E4-SA concentration to 20 mol % (χE4-SA=0.20) led to a drop of the HA binding (Fig. 3a). This is consistent with our recently reported data obtained for planar substrates.29
The affinity of the rSAM- modified NPs for HA was further investigated in a depletion experiment using highly sensitive ELISA-based detection (Fig. 3c-e). To assess the impact of particle shape on HA binding we compared the spherical NPs with nanorods (NRs) and nanocubes (NCs) and incubated the particles in a 30 pM HA solution. Already at the lowest particle concentration (< 10 pM) a more than 50% reduction in free HA was observed although with no obvious difference between the differently shaped AuNPs. This again indicates an exceptionally high affinity of the rSAM-NPs for the lectin.
rSAM-NPs interact strongly with deactivated H5N1
Next, we studied the interaction of the rSAM-NPs with the whole influenza virus in allantoic liquid, a protein and salt rich liquid originating from fetal membranes and used as medium for virus production. This would test whether the shell architecture would survive in more competitive environments. For this purpose, rSAM-NPs were incubated for 1h with the inactivated H5N1 (A/Anhui/01/2005 H5N1) and then the samples were characterized by UV-vis spectroscopy (Fig. 4) and DLS (Fig 5).
Increasing the virus concentration led to clear changes in both the visual appearance of the solutions (Fig. 4a) and their UV-Vis spectra (Fig. 4b). The plasmon band red-shifted, broadened and decreased in intensity while the absorbance at higher wavelengths increased. These changes indicate the presence of strong interactions between the virus and the particles and the formation of larger aggregates.40 The shift of the plasmon band increased along with the virus concentration and appeared to level off at an IAV concentration of ca 3 HAU with significant shifts observed for IAV concentrations as low as 1 HAU (Fig. 4c). In view of the weak shifts observed for the SAM-NPs we conclude that these high-affinity interactions can be ascribed to the SA functionalized rSAM shell. For IAV concentrations exceeding 7.7 HAU, the plasmon band shift for the rSAM-NPs decreased whereas the apparent measurement error increased. We assigned this phenomenon to the hook effect, a known limitation of immunoassays manifested in a decrease in the measured signal at high analyte concentrations.41
At elevated IAV concentrations, the binding sites on the NPs become saturated which produces an increase in the interparticle distance and hence a decreased interparticle coupling. We therefore attribute the decreasing band shifts to this effect.42 The formation of agglomerates can be assessed by plotting the normalized A600/A539 ratio versus the concentration of the virus in suspension (Fig. 4d) 40. These data showed a quasi-linear correlation between the degree of the rSAM-NPs aggregation and the virus concentration even at high HAU values. DLS confirmed this effect as shown by an additional population of particles of a size ranging from 200 to 450 nm appearing at virus concentrations above 5 HAU (Fig. 5). Increasing the IAV concentration led to a further increase of the cluster peak area reflecting a concomitant increase in the cluster concentration in the sample. In parallel, the area of the peak attributed to the individual rSAM-NPs decreased reflecting the transition from well-dispersed NPs to agglomerates. All in all, these data show that the rSAM shell imparts a very high affinity for the targeted virus which exceeds most previously published multivalent platforms.18,20
rSAM-NPs effectively inhibit virus-cell interactions at picomolar concentrations
Having proven the ability of the rSAM-NPs to interact tightly with IAV we were curious to know whether this translated into an effective multivalent inhibition of IAV-cell interactions. We, therefore, focused on the well-established hemagglutination Inhibition Assay (HAI) (Fig. 6). For this purpose, different concentrations of rSAM- and SAM-NPs were preincubated with 8 HAU of the deactivated IAV for 1h. Thereafter the samples were exposed to glutaraldehyde-fixed turkey red blood cells (RBCs) and incubated for 30 min. In presence of the SAM- and rSAM-NPs formed from E2 only (χE4-SA=0), effective hemagglutination was observed in all samples indicating here a lack of inhibition (Fig. 6c, Fig. S7a,b). This contrasted with the samples treated with SA-decorated rSAM-NPs (χE4-SA=0.15). Here effective hemagglutination was absent even at sub-pM concentrations of the NPs. Hence, the rSAM-NPs can compete with the interaction of the viral particles with the RBCs and completely inhibit their hemagglutination at very low concentrations. As the hemagglutination of the RBCs proceeds via the interaction of the HA with sialic acid on the cell surface, the results again confirm that the binding of H5N1 by the rSAM-NPs indeed proceeds through the interaction between E4-SA and HA.
To relate these findings to previously reported multivalent SA-based inhibitors affinity comparisons have to be performed on a per SA basis, a measure that better reflects the enhanced binding due to multivalency. The number of SAs per NP has been estimated in Table S2 assuming a monodisperse distribution of particles, each particle being a sphere with a diameter of 50 nm and covered with densely packed SAM shells. For the rSAM-NP this leads to an estimated number of SA-ligands per particle of 5355 translating into a minimum inhibitory concentration of the NP per SA basis to ca 18 nM. Hence even per SA basis, our inhibitor appears exceptionally efficient showing complete inhibition at nanomolar concentrations per SA basis. This is in stark contrast with the micromolar concentrations required using similarly sized inhibitors based on covalently linked SA-ligands and the complete absence of inhibition using millimolar concentrations of free SA.16,17