Although CFD has previously been compared with TCD methods under static conditions (Groen et al. 2018; Panerai et al. 2016; Rivera et al. 2016; Shen et al. 2020), few studies have compared these approaches in response to ecologically valid physiological stimuli (Coverdale et al. 2014). This study aimed to investigate waveform velocities at rest and during hypercapnia and exercise. We compared measurements derived from TCD to velocities calculated via CFD simulations (derived from 3D MRA combined with ICA and VA duplex ultrasound). In contrast to our hypothesis, we observed that CFD and TCD-derived waveform velocity metrics were different and did not correlate at rest, but that changes in response to physiological stimuli were similar and significantly related.
5.1 Differences between TCD and CFD Data
The higher velocity data we observed using TCD compared to CFD at rest could potentially be explained by overestimation from TCD methods, underestimation from CFD simulations, or a combination. Although TCD velocity is a well-established method for measuring MCA BFv, higher TCD velocities have been observed previously due to phenomenon such as spectral broadening, which can exaggerate peak BFv by up to 35% when lower MHz probes are used (Eicke et al. 1995; Hoskins 1996). When comparing BFv between TCD and MRI based methods, Seitz et al. (2001) found that TCD velocities exceeded MRA velocities by around 30%, and they also reported low correlations between these approaches. Chang et al. (2011) also reported 30% greater velocities via TCD, but found that phase contrast MRA techniques correlated strongly with TCD. Conversely, a study by Meckel et al. (2013) compared 4D phase contrast MRI and transcranial color-coded duplex sonography and also observed that TCD derived data were higher, with weak to mild correlations between these approaches. Leung et al. (2013) also reported higher peak velocities using TCD than phase contrast MRA, but reported strong correlations when data were compared between approaches. Taken together, these studies indicate that, at rest and in response to some physiological stimuli, TCD approaches generate higher velocities compared to MRI based methods, and the degree to which they correlate is variable. In our study we also found higher TCD values, although our differences in comparison to CFD were larger than those previously reported for TCD versus MRI methods, suggesting that additional factors (discussed below) may explain the discrepancies we observed.
We also observed that TCD derived velocities were not significantly correlated with duplex ultrasound tCBF (measured in the ICA and VA), either at rest or during exposure to stimuli. This is despite both approaches being based on Doppler ultrasound. This suggests that cerebral autoregulation may affect MCA BFv in a manner distinct from any impact on extracranial ICA and VA blood flows. Hypercapnia is generally considered to induce MCA dilation (Coverdale et al. 2014; Coverdale et al. 2015; Verbree et al. 2014; Willie et al. 2012), and changes in MCA diameter could increase the variability of measured TCD velocities, compared to the corresponding ICA and VA duplex ultrasound derived flows. It is important to note, however, that MCA diameter change due to ventilatory effects is debated in the literature (Ainslie and Hoiland 2014; Brothers and Zhang 2016; Hoiland and Ainslie 2016; Willie et al. 2012), with some studies reporting that MCA diameter does not change in response to hypercapnia (Serrador et al. 2000). Hence, hypercapnic responses may vary between individuals and study populations. Furthermore, whilst hypercapnia may dilate the ICA and VA, the mechanisms responsible may relate to increased shear stress secondary to downstream intracranial dilation, rather than direct effects of CO2 which are more apparent in the MCA. Distinct time courses of dilation may contribute to the lack of correlation in responses we observed between these arteries and techniques. Interestingly, in response to exercise, cerebral vessels can undergo vasoconstriction, associated with hyperventilatory effects (Ogoh and Ainslie 2009), with the magnitude of diameter change being smaller than that associated with hypercapnia (Verbree et al. 2017). This may explain our observation that, in contrast to our hypercapnic findings, changes in TCD-derived MCA time-averaged BFv in response to exercise were significantly correlated with tCBF based on ICA/VA duplex ultrasound (r = 0.588, P = 0.044).
Another potential factor affecting differences between CFD and TCD derived data may relate to differences in posture. MRA scans and subsequent 3D geometries used in the CFD simulations are collected with subjects supine. This contrasts with the semi-recumbent position during physiological testing (trunk angle ~ 60°). An increase in MCA diameter due to this difference in posture could contribute to lower calculated CFD MCA BFv, although data regarding postural impacts on MCA diameter remain limited and variable. Sato et al. (2012a) measured neck artery flows and MCA BFv using TCD in supine and 60° head-up tilt, finding that both MCA BFv and ICA volumetric blood flows were significantly higher supine. Garrett et al. (2017) also found that MCA BFv was significantly higher supine compared to upright. Serrador et al. (2000) used a combination of TCD and MRI to measure MCA BFv and diameter in supine participants who underwent simulated orthostatic stress via lower body negative pressure, finding that although MCA BFv was significantly higher supine compared to during lower body pressure, no significant changes in MCA diameter were observed. Despite documented changes in velocity in the MCA between postures, the limited evidence reviewed above suggests that MCA diameter may not change in distinct postures. Therefore, differences in calculated CFD BFv may be more attributable to the incoming blood flow, rather than postural variations in MCA lumen diameter.
The differences we observed between TCD and CFD calculated MCA BFv data cannot be ascribed to differences between the CFD data and duplex ICA and VA derived blood flow, as the latter were highly correlated. This is not surprising, given that duplex ICA and VA derived blood flows were inputs for the CFD simulations from which MCA BFv data were derived. Indeed, ICA and VA flows derived from duplex ultrasound have been found to correlate with MRI based estimates (Khan et al. 2017; Oktar et al. 2006). The average ICA and VA ultrasound flows collected in our study were similar to previous studies at rest and during exposure to stimuli (Oktar et al. 2006; Sato et al. 2012b; Skytioti et al. 2016; Steventon et al. 2018; Tallon et al. 2022; Willie et al. 2012).
In summary, we found that MCA BFv derived from TCD was higher than that calculated from CFD, potentially due to TCD-related phenomena such as spectral broadening. In addition, we observed that TCD BFv metrics were not correlated with extracranial duplex ultrasound derived flows in the ICAs and VAs. In contrast, CFD calculated BFv was significantly correlated with ICA and VA flows at rest and in response to stimuli. Nonetheless, future studies interested in using CFD to aid in calculating velocity, shear stress, oscillatory shear and other important cerebrovascular haemodynamics in response to physiological stimuli may require further model refinement.
5.2 Relative Change Responses between TCD and CFD Data
Despite the differences between TCD and CFD measured in absolute terms that we describe above, an arguably more important question is whether changes in velocity responses to physiological stimuli derived using each technique are correlated. We observed that relative changes from baseline data in response to hypercapnia and exercise were similar and highly correlated in our study when TCD and CFD approaches were compared. Comparison of relative changes in velocity may minimise the impact of systematic sources of variability in either method, since relative changes could serve to reduce consistent within-subject error through normalisation. In concert with this, it is plausible that inherent physiological variability between individuals may be reduced when a standardised stimulus (hypercapnia, exercise) is applied. Hypercapnia induced similar changes in velocity metrics between TCD and CFD sources. In response to exercise, average velocity was also similar, but systolic velocity was higher by TCD assessment (in keeping with findings above). These data suggest that hypercapnia may induce a more consistent response among individuals compared to exercise, which is a compound and complex stimulus. Nonetheless, relative changes in average MCA BFv derived from TCD and CFD approaches, in response to both hypercapnia and exercise, were significantly correlated. Our findings therefore indicate that TCD or CFD methods result in similar changes in physiological responses in MCA BFv in humans. CFD simulations therefore provide relative change data, which is consistent with that derived from TCD, with the added benefit of being able to derive further haemodynamic metrics such as time averaged wall shear stress or oscillatory shear in response to ecologically relevant stimuli such as hypercapnia and exercise.
5.3 Limitations
Due to fundamental limitations in MRI scanning, the axial slice thickness direction is likely aligned with the cross-section of the MCA in most cases. This may lead to reduced resolution in the MRA scans about the MCA cross-section, which may then influence the flow in the CFD simulations and hence the CFD derived MCA velocities. Given the nature of the imaging modality used and orientation required for collecting images, this variation in slice thickness is difficult to account for, but could be rectified by manually adjusting the MCA cross-sectional region of the 3D models using surface meshing tools to reflect a diameter from an axial plane selected closest to the centerline of the MCA. Additionally, and as discussed above, MRA scanning was performed in resting supine participants. Ideally, provided availability of specialised equipment, MRA scans should be captured during or in response to stimuli, allowing any individual changes in vessel diameters to be embedded into each of the CFD simulations. Similarly, true validation of CFD methods was unable to be performed in this study. Independently captured time varying image datasets using 4D flow MRI methods may provide additional validation for future cerebrovascular CFD simulations.
While we used previously established methods (Kurmanavichius et al. 1989; Thomas et al. 2020) for ultrasound waveform averaging, additional averaging of cardiac cycles may also serve to reduce the variability in results. Similarly, the flow in the ICAs and VAs was calculated using previously established methods assuming Poiseuille flow (Tallon et al. 2022; Thomas et al. 2020). Although flow calculation using this method has been found to be relatively consistent with Womersley-derived flow in larger arteries such as the common carotid (Mynard and Steinman 2013), it may nonetheless have contributed to flow variation. Future CFD simulations should consider calculating Womersley-derived flow from duplex ultrasound data.
In the CFD simulations, outlet boundary conditions were distributed using resting regional flow measurements derived from literature and diameter-based flow splitting exponents which were constant across all outlets. In the absence of regional brain blood flow data, particularly in response to stimuli, an exponent value appropriate for cerebrovascular vessels was used (Thomas et al. 2020). However, research has suggested that this exponent may vary for each individual outlet (Chnafa et al. 2017; Chnafa et al. 2018). A localised outlet splitting method as described by Chnafa et al. (2018), provided access to measured flow data in the brain, may be more appropriate in future CFD based cerebrovascular research.
Finally, with only 12 participants, the number of cases investigated in this study is relatively small and was limited to young, healthy individuals with no pre-existing cardiovascular diseases. However, despite the low number of cases, we nonetheless observed statistically significant results which may have important implications for future physiological research.
5.4 Conclusion
In this study we aimed to compare data in the cerebral vasculature under resting conditions, and in response to physiological stimuli (hypercapnia, exercise), using TCD ultrasound and independently constructed flow-conserving CFD simulations. Although we found differences between absolute velocity data obtained between CFD and TCD, measurements of change in velocity in response to stimuli showed good agreement, particularly for relative changes in time-averaged velocity. Therefore, in addition to absolute measurements, investigation of relative-changes in velocity in response to physiological stimuli may be an important tool for future research using TCD ultrasound or for haemodynamic analysis using CFD cerebral vasculature simulations.