A significant decrease of permafrost has been observed in the Alpine region over the last two decades (Krautblatter et al., 2018). Also, permafrost is known to be very sensitive to climate change, i.e., its size responds to noticeable changes in air T (Czekirda et al., 2019). Thus, retreat of permafrost coincides with trends of climate warming in the European Alps (Nogués-Bravo et al., 2007). Retreating permafrost results in reduced slope stability, especially in mountainous regions, which in turn leads to mass movements such as rockfalls, land subsidence and slides (e.g. Ravanel and Deline, 2011; Krautblatter et al., 2013, Mamot et al., 2021). Subsequently, these processes can also deteriorate the stability of building foundations (Gruber et al., 2004a; Gude and Barsch, 2005). Therefore, it is important to foresee climate change effects on the permafrost extent and character. Consequently, to evaluate potential risks of a permafrost degradation, permafrost monitoring stations (PMS) have been established and mathematical models have been developed.
To address the above issues for the European scale, the PermaNET project (Permafrost Long-Term Monitoring Network) was launched in 2007 (Mair et al., 2011). The main objective of this project was to establish a research network for monitoring permafrost in the European Alps and to produce, by mathematical modeling, a permafrost distribution map (Boeckli et al., 2012). A classical example is the PMS at Zugspitze, which was established in 2007. Additionally, similar stations were created in Switzerland at Gemsstock (Phillips et al., 2016), in France at Aiguille du Midi (Magnin et al., 2015) and in Austria at Kitzsteinhorn (Keuschnig et al., 2017). Moreover, a permafrost index map, showing possible permafrost presence, was generated by Boeckli et al. (2012). This map is applicable mainly to surficial deposits and is of limited use for the specific local conditions, such as occurrence of rock faces. Consequently, more specific permafrost models, accounting for local conditions and geometries, were developed and applied to the sites, e.g., the PMS, and compared with recorded permafrost data (e.g. Noetzli et al., 2010, Magnin et al., 2015). For the site of the Zugspitze PMS, Noetzli et al. (2010) concluded that the modeling could predict permafrost presence with an accuracy of about 0.5 to 1 degrees Celsius.
Permafrost extent is very sensitive to changes in air T. Therefore, reliable projections of the dynamics of climate change on permafrost extent require transient models that can predict the rock T evolution in the range of the accuracy of T sensors (about 0.1°C). Permafrost modeling in Alpine environments is well understood (e.g. Hoelzle et al., 2001; Gruber et al. 2004b, Noetzli et al., 2010, Magnin et al., 2015) but there is a lack of permafrost models with such accuracy applied to specific sites.
Consequently, the main objective of this study concentrated on a development of a versatile transient permafrost model, specifically adapted to the site of the Zugspitze PMS. This model is able to analyze the following: (i) Rock T trends influenced by air T, solar and rock radiation, and snow depth. (ii) Better understanding of the past permafrost extent (prior to 2007), based on the available meteorological database. (iii) Potential scenarios for the future permafrost presence at the Zugspitze, using available climate models.
Zugspitze Permafrost Monitoring Station
The borehole of the PMS at the Zugspitze (2,962 m a.s.l.) is located below the Eibsee Cableway Mountain Station (“Eibseebahn East”, Fig. 2), at an altitude between 2,907 (northern end) and 2,922 m a.s.l. (southern end). It is situated in the Northern Calcareous Alps; the immediate surroundings of the peak consist of massy, fine-grained dolomised limestone of the Triassic Wetterstein Formation (“Wettersteinkalk”) (Krautblatter et al., 2010; Hornung and Haas, 2017). First permafrost data in that area was reported by Knauer (1933). He described “ice stalactites” in a vertical rock crevice at 2,400 m a.s.l. during the construction of a tunnel for the Zugspitze cogwheel railway. Later, permafrost presence was found during construction of the Zugspitze Cableway Mountain Station (Ulrich and King, 1993). More recently, the permafrost in the Zugspitze ridge at 2,800 m a.s.l. (“Kammstollen gallery”) has been studied using electrical resistivity tomography (Krautblatter et al. 2010).
For the PMS construction, a borehole (diameter 125 mm) was drilled in August 2007 through the permafrost-affected ridge, about 30 m below the cableway mountain station, in a S-N direction over a length of 44.5 m with an inclination of 20° (Fig. 1). The borehole goes entirely through the mountain, i.e. it had two open ends. The drilling was carried out with the down-the-hole-hammer technique, which only produces cuttings. Therefore, no drill cores are available from the borehole. Subsequently, the northern end was sealed by a concrete filling, while the southern end is covered by a control cabinet that connects the T sensors to the data logger.
The borehole was equipped with an airtight measurement chain consisting of 16 T sensors. This chain was made by Stump ForaTec AG, Russikon, Switzerland. It is equipped with “YSI 44031RC Precision Epoxy NTC” sensors located at the following distances from the southern end of the borehole (in m): 0, 0.5, 4.0, 8.85, 13.65, 18.65, 21.15, 23.65, 28.65, 31.15, 33.65, 35.65, 37.65, 39.65, 41.65, 43.55 (see Fig. 2b for positions in the PMS borehole). The sensor accuracy is 0.1°C. Calibration and recalibration were carried out in 2007 and 2012, and no problems with drift or shift of the sensors were detected. The T is measured at hourly intervals and recorded with a data logger.
Figure 2 shows the location of the Zugspitze PMS. The topographic map of the Zugspitze summit is depicted in Fig. 2a with an enlargement of the area marked in red showing the Zugspitze summit buildings and position of the PMS borehole. Figure 2b shows a schematic profile section through the summit ridge along the borehole. Here the summit buildings and the borehole geometry with the positions of the T sensors and the numerical grid for the modeling are given. The southern side of the borehole has a smaller slope and is more exposed to solar radiation, while the north side has a steep rock face that does not receive direct sunlight all year round. Due to this specific topography, there is a snow cover on the southern side of the borehole during a cold season, while the north side is largely free of snow.
The PMS is listed as a climate indicator for the Bavarian Climate Adaptation Strategy (LfU, 2017b). Specifically, the T sensor at 23.65 m from the southern end of the borehole (as shown in scale of Fig. 2b) is used as an indicator of permafrost development because it has the lowest annual T amplitude and thus represents the point with the least short-term influence of weather in the ridge.
Permafrost thermal state: transient modeling
In the permafrost model development the following processes were considered: heat conduction through rocks, heat convection at rock surfaces, shortwave solar radiation on rock surfaces, long-wave heat radiation from the rock surfaces and ice/water phase changes.
A transient 3-D model of heat conduction in solids (rocks) can be written as follows (Groeber et al., 1988, Baehr and Stephan, 2019):
$$c \bullet \rho \bullet \frac{dT}{dt}= \lambda (\frac{{d}^{2}T}{d{x}^{2}}+\frac{{d}^{2}T}{d{y}^{2}}+\frac{{d}^{2}T}{d{z}^{2}})$$
1
where
c = heat capacity of the (porous) rock
ρ = rock density
x = distance x
y = distance y
z = distance z
T = rock temperature
t = time
λ = thermal conductivity of (porous) rock
For the one-dimensional (1-D) case, the conduction heat transport equation has the following form:
$$\frac{dT}{dt}= a\bullet \frac{{d}^{2}T}{d{x}^{2}}$$
2
where a is a rock thermal diffusivity: a = λ ⁄ (c ∙ ρ)
Values for density ρ, heat capacity c and thermal conductivity λ are obtained from weighted volume contents of respective rock fractions, water/ice contents and air-filled pores. In addition, different rock λ can also be considered. When modeling latent water/ice phase changes, the temperature in the respective node is kept constant at phase change temperature, while any heat fluxes only cause the water/ice to freeze or thaw. When the phase change process is complete, the temperatures change again. The fraction of time-dependent water/ice phase changes φfl during the freezing/thawing process is calculated as follows:
$$\frac{{d{\phi }}_{fl}}{dt}= \frac{\lambda }{h \bullet \rho \bullet {\Phi }} \bullet \frac{d²T}{dx²}$$
3
where
φfl = fraction of liquid phase
h = enthalpy of phase change ice/water
Φ = rock porosity
Finite difference numerical model
The section of the PMS borehole could be described by a fitted 2-D or 3-D finite difference grid. However, due to numerous unknown physical parameters (such as the distribution of rock thermal parameters) and boundary conditions, it would be too difficult to achieve the required accuracy of T calculations in the borehole. This was one of the main reasons for the decision to proceed with a much simpler and easier to control 1-D model.
The finite difference domain is shown in Fig. 2c, where the x-axis closely follows the 20° inclined borehole. The T distribution, along the permafrost borehole, was calculated for an equally spaced grid length of 0.5 m over the total length of 44.5 m (Fig. 2c). Time steps of 60 minutes were used for all simulation runs. The spatial increments and time steps used for the numerical model were optimised to obtain stable model results with reasonable computational effort. No numerical stability problems occurred under these spatial and temporal conditions (see also Press et al., 2007). Accordingly, rock T was obtained using the 1-D finite difference method (Crank-Nicholson scheme) (Baehr and Stephan, 2019).
Rock properties, starting and boundary conditions
Initial thermal parameters of the Wetterstein formation were taken from literature (Cermák and Rybach, 1982 in Noetzli et al., 2010): thermal conductivity λ = 2.5 W/(m K), volumetric heat capacity c · ρ = 2 ∙ 106 J/(m3 K), porosity of the rock Φ = 5 Vol.-%. Uncertainties for those parameters were taken into account in the calibration process (see chapter model calibration). For the phase-change T (water/ice) of the Wetterstein limestone at the Zugspitze, Krautblatter et al. (2010) determined a value of -0.5°C, for the porosity 4,4 Vol.-%.
For modeling the past permafrost condition, the starting conditions for the T distribution in the PMS borehole are unknown. Since a complete T equilibration of the Zugspitze permafrost borehole requires a period of about 10 years (LfU, 2017a), the model results were evaluated only after a simulation period of 15 years from the starting point. The data from the Zugspitze automatic weather station (AWS) of the DWD (2021) were used for the boundary conditions of the energy balance: air T, snow presence and incoming solar radiation. The AWS is located near to the summit of the Zugspitze (see Fig. 2a) at 2,960 m a.s.l., about 45 m above the permafrost borehole (between 2,922 and 2,907 m a.s.l.). The radiation data for the borehole surfaces on the southern and northern sides were adjusted to their exposure. For this purpose, the orientation and inclination of the rock surfaces at the borehole ends were measured with a Freiberg geological compass.
Model calibration
Heat flow in the rocks at Zugspitze is influenced by several factors whose exact values remain largely unknown, such as for example: spatial variability of rock thermal parameters, convective heat fluxes due to precipitation and heat flows transverse to the direction of measurement (Noetzli, 2010). Therefore, to achieve the required accuracy of the model (approx. 0.1°C difference between measured and modeled T) the model was calibrated by fitting obtained data to measured T sensor data. For this purpose, the two calibration factors z1 and z2 were introduced into the 1-D equation of heat transfer:
$$\frac{dT}{dt}=z1+z2 ·a\bullet \frac{{d}^{2}T}{d{x}^{2}}$$
4
In the first step, z1 and z2 were determined for each node (i.e., approximately 170 adjustment factors) using a least squares method for a calibration period from 2013 to 2014. Then, z1 and z2 were iteratively varied until the deviations of calculated and measured T reached a minimum. In this way, information from the measured data was implemented into the model. As applied in Eq. 4, z1 takes into account unknown heat sources and sinks and z2 unknown variations of rock thermal diffusivity. In the second step, heat transfer parameters between the rock surfaces and the atmosphere were also optimized using a least squares approach based on a comparison of measured and calculated T.
The snow cover has a strong influence on the distribution of permafrost (Hoelzle et al. 2001, Krautblatter, 2009). On the southern exposure snow can accumulate due to the less steep terrain. In turn, on the north side, an insulating effect of snow is expected to be less relevant due to the steep rock surface. Therefore, an insulating effect of snowpack was taken into account in the modeling for the southern exposure based on the snow depths provided by the Zugspitze AWS.
Meteorological data
Meteorological data from the Zugspitze AWS of the German Weather Service (DWD) were used for past permafrost modeling at the Zugspitze. The DWD-measurements at this station began in August 1900 and the following data relevant for permafrost modeling were collected: air T, snow depth, cloud cover and global radiation (measured since January 2013). The 30-year moving average of air T was minus 4.9°C in 1930, while in 2015 it was minus 4.0°C; i.e. 0.9 K rise in 85 years.
Station data from global climate projections (Table 1) were used to model future development of permafrost. Representative Concentration Pathway (RCP) scenarios of the 5th IPCC report (IPCC, 2014: Climate Change) include an additional radiative forcing, i.e. atmospheric warming caused by increased CO2 concentrations. The RCP8.5 represents a scenario without climate change mitigation, while the RCP2.6 denotes a scenario for compliance with the 2 K cap of atmospheric warming. These two scenarios are considered in this study to project future permafrost development through the end of the 21st century.
Table 1
Global climate models and associated forcing scenarios for the WETTREG2013 realizations (last two columns show the scenarios covered by the models).
Abbreviation global model
|
Long name global model
|
RCP8.5
|
RCP2.6
|
CA2
|
CCCMa-CanESM2_r1
|
x
|
|
CM5
|
CNRM-CERFACS-CNRM-CM5_r
|
x
|
|
ECE
|
ICHEC-EC-EARTH_r12
|
x
|
|
HG2
|
MOHC-HadGEM2-ES_r1
|
x
|
|
MI5
|
MIROC-MIROC5_r1i1p1
|
x
|
|
MP1
|
MPI-M-MPI-ESM-LR_r1
|
x
|
x
|
The abbreviations originate from the project “Regionale Klimaprojektionen Ensemble fuer Deutschland” (Regional Climate Projections Ensemble for Germany) (ReKliEs-DE, Huebener et al., 2017).
For the specific Bavarian conditions, the Bavarian Climate Projection Ensemble was compiled, which is based on the most plausible representation of measured climate by the models (LfU, 2020). Regarding the climate data, the permafrost modeling is based exclusively on WETTREG2013 (CEC, 2015) because only for this model generation, Zugspitze station data are available. In total, WETTREG2013 provides 60 realizations with RCP8.5 (10 realizations each with 6 different global model drives) and 10 realizations with RCP2.6 (10 realizations with one global model drive) (Table 1). For the permafrost modeling presented here, a total of 9 realizations were chosen for the RCP8.5 scenario and 4 realizations for the RCP2.6 scenario. For the differences between the realizations see “Meaning of symbols of the station data” as explained in the caption of Fig. 3. The different realizations of the scenarios were chosen to visualize the uncertainty ranges and to reflect the temperature signal of the Bavarian Ensemble.
Figure 3 displays the thermopluviogram of realizations selected for the "far future" period (30-year normal period to the end of the century 2071 to 2100). The figure shows changes of T and precipitation signals for the RCP8.5 and RCP2.6 scenarios of the Bavarian Ensemble (+ and x signatures). In addition, the position of the 13 WETTREG2013 realizations used for the future modeling is depicted by the colored symbols. The symbols indicate the criteria used to select the realizations (e.g., triangle = minimum/maximum in hydrologic year, Figure 3). To reflect the bandwidth of the models, the realizations representing the minimum, maximum and median T signal changes were selected. As expected, the RCP8.5 scenarios show a much larger T increase of +3.5 to +5.3 K than the RCP2.6 with a range between +0.8 and +1.1 K.