Ethical Approval: This ongoing study is approved by the Institutional Ethical Committee of Tata Memorial Hospital, Mumbai, on 03.02.2017 (TMC IRB Project No: 29093). This trial is prospectively registered with the Clinical Trial Registry of India (CTRI) (Reg no: CTRI/2018/08/ 015531).
Design: This is a single institutional, prospective, parallel design, open-label, two-arm randomized controlled trial with a superiority design conducted in India for HNSCC who are planned treatment with curative intent definitive Chemoradiation.
Patients are stratified by
- Primary site: Oropharynx or Other Head and Neck Cancer (Larynx or Hypopharynx)
- Nodal Status: N0 or N+
Randomization: Randomization is done in a ratio of 1:1 by stratified block randomization with a block size of 4. The two study groups are:
- Control Arm (Arm A): Standard IMRT Radiotherapy schedule
- Experimental Arm (Arm B): Adaptive Radiotherapy (ART) with margin reduction.
Inclusion & Exclusion Criteria:
The trial includes
- Biopsy proven Squamous Cell Carcinoma of the Oropharynx, Larynx, and Hypopharynx
- AJCC (8th edition) Stage cT1-4a N0-3 M0
- Patients older than 18 years but less than 70 years
- Good performance status (Karnofsky Performance Status 70)
- Patients willing & reliable for follow up
- Nutritional & Physical conditions of patients compatible with definitive Chemoradiation
- Signed study-specific consent forms
The exclusion criteria are
- Stage cT1-2N0M0 vocal cord cancers,
- Patients with a history of surgery for primary disease or node in the neck region;
- Patients with distant metastasis
- Patients with a previous history of radiation for head & neck cancer;
- Patients with a diagnosis of other histology other than SCC;
- Patients receiving neoadjuvant chemotherapy
- Patients with diagnosed cases of nasopharyngeal and paranasal sinus cancer;
- Previous history of malignancy within five years;
- Pregnancy or lactating woman
- Active untreated infection, which interferes with the completion of treatment;
Patient & Public Involvement: All patients are served a patient information sheet. Patients are randomized to either of the two arms after willingly consenting and understanding all the aspects of participating in the trial.
Treatment Details:
Baseline Evaluation: The baseline evaluation includes a complete history and physical examination, comprehensive dental and nutritional assessment, and complete blood investigations, (complete blood hemogram, renal function tests, serum electrolytes, and liver function tests) for assessing the suitability of systemic therapy. Contrast-enhanced Magnetic Resonance Imaging (CE-MRI) scan for the local extent of the disease, and a Positron Emission Tomography-Contrast Enhanced Computerized Tomography (PET-CECT) scan of the whole body to rule out any distant metastasis are advised for all patients as part of the staging workup. After clinical staging & confirmation of diagnosis, the treatment plan is decided in a multi-disciplinary tumor board.
After consenting, all patients undergo a salivary scintigraphy scan for baseline salivary function. European Organization for Research and Treatment of Cancer (EORTC) Quality of Life Questionnaire C30 and HN35 (QLQC30 & HN35) and Xerostomia questionnaires are also filled up at baseline.
Simulation & Contours: A CECT scan (2.5 mm slice thickness) is taken by positioning the patient supine on a flat table couch with a base plate and headrest with arms by the side and using a 4-point head-neck thermoplastic mask. Fiducials are placed at Glabella and two lateral temporal ones, one on each side. Diagnostic MRI & PET CECT scans are co-registered with the planning CECT scan. Gross Tumor Volume (GTV) is delineated from clinical information and with the help of diagnostic scans. A CTV-primary of 5 mm (including regions with a high risk of subclinical spread) is generated around the GTV for potential microscopic disease. The high-risk nodal CTV volume includes the entire involved nodal level after generating a 5 mm margin around the lymph node. In low-risk nodal CTV volume, uninvolved lymph nodal levels are contoured (24, 25).
Intervention: In the standard arm, IMRT group, per existing institutional practice, a PTV margin of 5 mm is generated for high-risk and low-risk PTV. The setup verification is done using Electronic Portal Imaging Device (EPID) or Cone Beam CT (CBCT) in the first three fractions and weekly after that as per institutional practice or maybe more often if necessary. In the standard arm, re-planning may be undertaken if significant weight loss or tumor shrinkage affects the fixation of the thermoplastic mold.
In the study arm, ART group, a PTV margin of 3 mm is used for primary disease and involved nodal level & a PTV margin of 5 mm is used for other prophylactic levels of the neck nodes. Daily image guidance using kilo-voltage (KV) CBCT is done. The adaptive scan is taken two times at pre-specified intervals during treatment, once at the 10th fraction and another at the 20th fraction of radiation. The re-planning scans are taken per the same protocol as the baseline scan. After taking the planning scan, deformable image registration, contour propagation, adaptive re-planning, and deformable dose accumulation are carried out. The new plan is implemented for the remaining radiation dose.
Radiotherapy & Chemotherapy Details: Definitive radiotherapy is planned to use a simultaneous integrated boost (SIB) technique as per institutional protocol. Our treatment protocol is described in detail in some of our previously reported studies (26). High-risk volume is planned with a modest hypofractionation (220cGy) for a total dose of 66Gy in 30 fractions over six weeks, whereas low-risk elective volumes are treated with a 180cGy per fraction for a total dose of 54Gy in 30 fractions over six weeks.
All patients in both arms receive cisplatin-based chemotherapy in a concurrent setting if fit for the same, along with standard antiemetic and hydration. If unfit, cisplatin is replaced by cetuximab, Nimotuzumab, carboplatin or docetaxel-based chemotherapy weekly as per institutional practice.
RT Plan: The RT plan is evaluated according to ICRU 83 and QUANTEC guidelines (27, 28). This is shown in Table 1.
Review: During treatment, acute toxicity is assessed weekly using Radiation Therapy Oncology Group (RTOG) and Common Terminology Criteria for Adverse Events (CTCAE) scales. All patients are monitored regularly with weekly blood investigations, e.g., complete blood count, renal function tests, and serum electrolytes, before every cycle of systemic therapy. At the end of treatment, EORTC QLQ C30 and HN35, and Xerostomia questionnaires are filled.
Follow-up: After completion of treatment, all patients are followed up with a response PET CT scan 10-12 weeks after completion of treatment and repeated thereafter in case of any suspicion of recurrence. The follow-up schedule is clinical evaluation every 3–4 months till the first two years, six months thereafter till five years, and then annually. Clinical evaluation and toxicity assessment are done at each follow-up visit. QOL and Xerostomia questionnaires are filled up every six months during follow-up. Salivary scintigraphy is advised after three months, six months, and 12 months of completion of treatment, then annually till three years after completion of treatment.
Endpoints & Statistics: The primary objective of this study is to compare salivary toxicity after 12 months post-radiation. The salivary function at 12 months is determined by the ratio of salivary excretion fraction (SEF) at 12 months after treatment compared to the baseline SEF (pre-treatment) x 100%. The primary efficacy analysis will be an intention-to-treat analysis.
The alternative hypothesis of this study is that the patients in the study arm would have lower rates of salivary toxicity at 12 months post-radiation compared to IMRT with a 25% superiority margin (40% SEF ratio in the IMRT arm and a 65% SEF ratio in the ART arm. This assumption of 40% SEF in the IMRT arm one year after completion of radiotherapy is based on the results of a study published by the same institute (29).
The secondary endpoints are to compare acute/late toxicities, locoregional control (LRC), disease-free survival (DFS), overall survival (OS), response rates, QOL and xerostomia score between the two arms.
OS is defined from the date of randomization to the date of death due to disease or any cause. Similarly, DFS is the time interval from randomization to recurrence, progression, or death due to any reason. LRC is defined as the interval from the date of randomization to the date of local or regional recurrence or progression. The response is measured using the Response Evaluation Criteria in Solid Tumors (RECIST Vr1.1).
The Mann-Whitney U test or Chi-square test (or equivalent parametric test)s will be used to compare the toxicity and Quality of life between the two arms. Kaplan Meier method will be used to estimate the survival endpoints in the two arms. Survival will be compared between the two groups by log-rank test. Schoenfeld residuals will be used to test the assumption of proportional hazards between the arms. If assumptions are met, a Cox proportional model will be used for multivariable analysis. A p-value of 0.05 will be considered statistically significant. All statistics will be done on R version 2020 (https://www.R-project.org/.) and SPSS version 24 (IBM Corp. Released 2016. IBM SPSS statistics for Windows, Version 24.0. Armork, NY: IBM Corp).
Sample size Estimation: To detect a difference in the primary endpoint of salivary toxicity at 12 months (40% in the IMRT arm and 65% in the ART arm) with a two-sided 5% alpha value and a power of 80% with a 10% attrition ratio, a sample size of 130 patients is required. This amounts to 65 patients in each arm (1:1 randomization).
The planned accrual period for this study is four years, along with a minimum of 1 year for outcome measures.