Hypothesis
We conducted this RCT to hypothesize that the application of Tuina will reduce the level of pain, improve the quality of life, and improve physical function in KOA patients. The objectives of this study are twofold: (1) to validate the efficacy of Tuina in relieving pain and improving physical function in individuals with mild-moderate KOA compared to celecoxib, and (2) to investigate the intricate relationship between pain and lower extremity physical function more comprehensively.
Study design and settings
This study is a 12-week, multicenter randomized controlled trial and will be conducted in a total of eight public hospitals at various levels(Shanghai Municipal Hospital of Traditional Chinese Medicine, Yueyang Hospital of Integrated Traditional Chinese and Western Medicine, Shanghai General Hospital, Shanghai Jing 'an District Hospital of Traditional Chinese Medicine, Shanghai Jiading District Hospital of Traditional Chinese Medicine, Shanghai Qingpu District Hospital of Traditional Chinese Medicine, Shanghai Jing 'an District Central Hospital, Shanghai Jiangning community health service center).
Patients who meet the inclusion criteria will be recruited and randomly assigned equally into one of two groups: the Tuina Group (TG) or the Celecoxib Group (CG). Participants in TG will receive Tuina treatment 2 times a week for 4 weeks, each treatment lasts for 30 minutes. In CG, participants will be required to take 200 mg of celecoxib orally daily for 4 weeks. At the end of the intervention, an 8-week follow-up will be conducted, and relevant outcome measures will be assessed at 8, 12 weeks of the follow-up phase. All participants will complete the assessments by the WOMAC, 36-item short form health survey (SF-36), Time up and go test (TUG), Short Physical Performance Battery (SPPB) and Gait analysis (Detailed trial process seen in Fig. 1 and Table 1). All patients will be fully informed the potential benefits, potential risks and responsibilities, those who will sign the informed consents once they are included.
Participants
The trial will recruit patients who had symptomatic, radiologically confirmed KOA according to criteria from the American College of Rheumatology[41]. To precisely screen the target patients, the following criteria were developed for this clinical trial.
Inclusion criteria
All patients with symptomatic KOA will be assessed to see if they meet the following inclusion criteria:
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Men or non-pregnant women.
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Aged ≥ 40 years and ≤ 70 years.
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Be consistent with the diagnostic criteria for OA of the knee[41].
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Mild-moderate radiographic tibiofemoral osteoarthritis (Kellgren and Lawrence Grade I-II) in at least one knee;
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WOMAC pain sub-score ≥ 3 on at least one of five questions;
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Unilateral knee involvement.
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Understand Chinese and speak Mandarin Chinese
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No previous knee surgery and no accompanying other knee problems.
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Volunteer to participate in this trial and provide written informed consent.
Exclusion criteria
Participants who meet any of the following criteria will be excluded from this trial:
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History of trauma and surgery on knee.
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History of other treatment in last 6 months.
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Have tumors, tuberculosis, osteomyelitis and other diseases in knee.
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Have severe liver and kidney dysfunction, severe cardiovascular disease, diabetes mellitus and mental illness.
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Suffer physical pain caused by other diseases.
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Non-steroidal drug allergy.
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Alcohol and drug abuse.
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Voluntary withdrawal.
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Have joint in another intervention study.
Recruitment
We will recruit participants from eight public hospitals by recruitment posters. Patients with KOA who show interest in this trial could make a call or scan the QR code on the poster to get in touch with our trial contact person and will be informed to have a face-to-face interview in any of eight public hospitals. Upon meeting the inclusion criteria and expressing their willingness to participate in this study, participants will be requested to provide written informed consent and undergo a comprehensive baseline assessment.
Sample size calculation
The calculation of sample size was based on the hypothetical changes in the outcome measurement, WOMAC pain subscale, at week 4. According to our previous clinical trial[39], we formulate expected effects with WOMAC pain subscale as the primary outcome. We hypothesized that a 2-point improvement in WOMAC pain subscale occurred in the Tuina group. Group sample sizes of 142 achieve 90% power to detect non-inferiority using a one-sided, two-sample t-test with the significance level (alpha) of the test is 0.025 through PASS software (v.15.0.5)[42]. According to the conservative principle and the ability of each center to enroll patients, considering a dropout rate of about 20%, the study will require 360 patients in total.
Randomization and blinding
This trial adopts stratified block randomization and will be completed by an independent statistical expert team. Eligible patients will be randomly allocated on a 1:1 basis to either TG or CG by a computer-generated random sequence in R (R Project for Statistical Computing, cloud.r-project.org). Randomization will be stratified among the eight public hospitals and the random block design will be adopted in which the block sizes will be changed randomly. Random allocation hiding will be implemented through random envelopes. Two copies of the random envelope will be given to researchers and each hospital. The randomized envelope of group information stored with the study researchers shall not be opened during the duration of the study.
Due to significant differences in intervention, this trial is an open one that neither the researchers nor the participants implemented the blind method. However, group concealment can still be implemented through blinding outcome evaluators, data monitors, and statistical analysts. Data monitors who will perform data entry, query and data management and statistical analysts will be blinded as to the allocated intervention until all statistical analyses are completed. Each part of this trial will remain separate and independent.
Intervention
Before the trial officially starts, all the physicians and therapists involved in this study will be trained in a standardized operating procedure to acquire a full understanding of this trial. We do not recommend that patients continue to receive other interventions during this trial. Medications will be permitted if necessary, and the type and dosage of medications will be recorded timely.
Celecoxib Group (CG)
Participants in CG will take 200 mg of oral celecoxib (Pfizer Inc. USA.) daily for four weeks. After randomization, the patients will be required to make weekly visits to the hospital in order to collect their medications for the upcoming week and will be reminded to take their medications by daily text message or e-mail. The whole process will be carried out under the guidance of physicians and medication records will be completed by regular tele-monitoring.
Tuina Group (TG)
Tuina treatment will be performed in the outpatient department of each pilot. The Tuina doctors involved in this study must hold the Chinese medicine practitioner license from the Ministry of Health of the People's Republic of China. In order to minimize the gap of the manipulation caused by the different doctors, we will select those who have more than five years of experience for clinical experience and familiarize them with the treatment process. They will be required to strictly adhere to established procedures. Participants in TG will receive 30-minute Tuina treatment two times a week for four weeks. The interval between two treatments for at least 24 hours. Details of the treatment process are attached in Fig. 2.
Outcome Measurements
Based on the study schedule, all outcome measurements will be collected at different time points as the trial progresses.
Primary outcome
The primary outcome is WOMAC pain subscale (standardized range, 0–10 cm; 0 cm = asymptomatic, 10 cm = extreme symptoms) to be assessed at baseline, week 4, 8 and 12. WOMAC is a self-reported visual analogue scale specifically designed to assess osteoarthritis symptoms, knee pain in five states will be assessed through five items. Participants will rate these five items according to their actual situation and will get a total score to reflect the pain level of the knee joint. The higher the score, the worse the knee pain and the worse the physical condition[43].
Secondary outcomes
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WOMAC total score and WOMAC stiffness and function subscale
WOMAC stiffness subscale which contains 2 items will be used to measure the stiffness of the patient's knee joint and the WOMAC function subscale also contains 17 items to assess knee joint physical function. The score of each item in both scales are from 0 to 10 and will be assessed at baseline, 4 weeks of treatment, 8, 12 weeks of follow-up. WOMAC total score ranges between 0 and 240 (higher scores indicate more severe symptoms). The reliability, validity and sensitivity of the knee joint assessment will be evaluated objectively through these scores.
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Short form 36-item health survey (SF-36)
SF-36 covers eight health concepts in separate scales: physical functioning, role limitations due to physical functioning, bodily pain, role limitations due to physical health problems, general mental health, role limitations due to personal or emotional problems social functioning, energy/fatigue or vitality, and general health perceptions. The 8 scales are also scored to produce 2 summary component measures of physical and mental health and will be assessed at baseline, 4 weeks of treatment, 8, 12 weeks of follow-up[44–46].
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Time up and go test (TUG)
The functional status of the knee joint is tested on a fixed time schedule. The study included the subject assessment through the TUG test. The test is performed so that the patient is properly positioned on the test stand. The patient sits in a steady chair, and after declaring readiness, the task is to get up, cover a distance of 3 m, and return to the chair. The tests were performed in triplicate and the mean value was calculated. Normal value for a healthy adult is 10 s(s) or less.
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Short Physical Performance Battery (SPPB)
The SPPB is a performance-based test that includes 3 components: walking velocity, time for five repeated chair stands, and a balance test. A 0- to 4-point score is assigned to each test (4 = best), and scores are summed to yield an overall score ranging from 0 to 12 (12 = best). This test is used to evaluate lower extremity function.
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Gait analysis
Gait analysis parameters are associated with an increased odds of KOA onset and progression[47]. In this trial, 28 retroreflective markers will be affixed to the pelvis and bilateral lower extremities. Kinematic and kinetic data will be captured with a 16-camera motion analysis system (Vicon Vero 2.2, Vicon, UK, 100 Hz) as participants walked over an embedded 6-meter pressure distribution measurement platform (FDM-3, Zebris, Germany). Participants will complete over-ground gait analysis and these data will be recorded and held consistent within individuals across trials. 10 non-invasive wireless EMG electrodes (Noraxon Ultium, Noraxon, USA) will be used to calculate 3D kinematic and kinetic gait data. Ground reaction force data will be tested by 4-channel force plates (AMTI BP400600, AMTI, USA, 1000 Hz). Maximal knee compressive force, external knee adduction moment, AP shear force, vertical ground reaction forces, 3D moments and forces of hip, knee and ankle joints will all be collected and analyzed at the same time. And gait kinematics of the lower limbs also include total time of one gait cycle (s), velocity (cm/s), step length (cm), knee joint angles (°) during walking. All data will be processed using Visual 3D, and gait analysis will provide us with functional descriptions of knee joints by comparing the objective differences in gait data before and after the intervention.
Dropouts and adverse events
Considering the age of patients with KOA, it is possible that they have other chronic diseases. We will truthfully record the standard medication content of relevant diseases instead of discontinuing the drug medication during the course of the trial. Participants in all groups will continue taking in their individual routine dosage from baseline to follow-up. If their conditions obviously change during the study, they will be free to consult our therapist from eight hospitals to make adjustments based on actual conditions. For better implementation of standard medical therapy, researchers will try to carry out proper health education for all patients and supervise them in recording their daily medication dosage.
Any adverse events including unfavorable or unintended signs, symptoms or diseases due to oral administration of celecoxib need to be reported by participants and will be recorded during this trial. Participants who refuse to continue taking celecoxib medication could be considered a dropout in the study.
Tuina therapy is a non-invasive, safe, manual treatment and does not rely on other equipment but we won’t completely rule out the occurrence of adverse events. Common adverse events were skin breakage, bruising due to local subcutaneous hemorrhage, and soft tissue injury. Therapists are required to report any adverse events in a timely manner. And these adverse events will be recorded.
Statistical analysis
The data will be analyzed independently by professional statisticians who are blinded to group assignment and patients’ basic information. All participants who pass the screening will be considered as the intention-to-treat analysis population for efficacy analyses. The outcome of the primary analysis will be based on the primary endpoint (WOMAC pain subscale) collected from participants that have received treatments for four weeks. The outcomes of secondary analyses will compare the changes of secondary outcomes (WOMAC stiffness and function subscales, WOMAC total score, SF-36, TUG, SPPB, Gait parameters) between either two groups from baseline to four weeks after treatment. The data collected during the follow-up will also be analyzed in order to observe the duration of effect after treatment. Differences in outcome measurements (WOMAC, SF-36, Gait parameters) will be analyzed using an independent t-test or a rank-sum test if these data follow a normal distribution with homogeneity of variance. Analysis of covariance will be used for comparison between groups, and linear mixed effects model will be used for comparison between multiple time points. Otherwise, non-normal distribution will be described by Median (P25, P75). Mann-Whitney U non-parametric test will be used for comparison between groups. Missing data will be accounted by multiple imputation with baseline variables as predictors in the imputation model and a complete-case analysis without imputation of missing data will be performed to compare the consistency of results. Continuous data will be presented as mean ± SDs for normally distributed data or median and interquartile range for skewed data. Categorical data will be presented using frequencies and proportions (as percentages). All data will be analyzed by using the statistical software SPSS (v.24.0). Values of p < 0.05 (two-sided) are considered to have statistical significance.
Data management
The raw data will be captured using Case Report Forms (CRFs, paper) at the designated time. Two data administrators, who are not affiliated with the research team and blinded to group allocation, will independently receive the completed CRFs and enter the raw data into an Excel database (Microsoft, Redmond, WA, USA). Simultaneously, they will input real-time data into China Clinical Trial Registry (http://www.chictr.org.cn). Both administrators must undergo comprehensive training in data monitoring. To enhance data authenticity, we have established an independent Data Safety Monitoring Board (DSMB) responsible for reviewing and monitoring trial data. The DSMB comprises experts in Tuina therapy, orthopedics, methodology, and statistics who ensure overall quality and completeness of the collected information. Committee members will conduct spot checks on raw data during meetings with evaluators to ensure adherence to protocol guidelines. They possess authority to terminate the study prematurely if necessary. Upon completion of the study period, all collected data will be locked and researchers will not have access to modify it thereafter. All CRFs will be securely preserved for a minimum of five years following article publication. In case reviewers have any concerns regarding our trial's validity or reliability, they can contact the corresponding author for access to raw data.
Quality control
To ensure consistent procedures at all the hospitals before the official start of the trial, a trial kick-off meeting was scheduled, and all staff (except statisticians) were trained on the participants and content of the trial, patient recruitment, treatment scheduling, the precautions of patient-physician communication, and outcome assessment. Uniform and standardized operating procedures are developed and provided to all hospital staff. After undergoing centralized training, the Tuina doctors in each sub-center will undergo assessment and be required to strictly adhere to the established Tuina process and time. Additionally, they are expected to provide appropriate knee joint health guidance verbally during treatment sessions. Dedicated personnel will be stationed at the sub-center hospitals to establish regular contact with the participants via telephone or e-mail, ensuring timely medication intake, providing health guidance, and maintaining accurate records of all medications and dosages administered throughout the study period. If the patient proactively discontinues medication due to significant symptom improvement, they will provide feedback to the attending physician through the dedicated personnel, signifying the completion of intervention. The established plan will be used to evaluate primary and secondary outcomes, record relevant data, and proceed to the follow-up phase. Comprehensive review of completed cases and clinical procedures by independent monitors was required. Once they find problems or serious adverse events during the intervention, they can raise direct objections and even discontinue this trial.
Patient and public involvement
Prior to the design, the principal investigators consulted with patients with KOA in clinical departments. The number and duration of treatments were designed from clinical experience and patient feedback. We will recruit all participants from outpatient clinics at the eight hospitals described above. Patients who have previously participated in trial design consultation will not be recruited as participants. We will write a draft journal article based on the results of the trial data, and participants will receive a brief report in which changes before and after the intervention are demonstrated after this trial. Treatment costs during the course of this trial will not need to be borne by the participants.
Ethics and dissemination
This study protocol has been approved by the Ethics Committee of Shanghai Municipal Hospital of Traditional Chinese Medicine (2023SHL-KY-16-01), and any revisions or corrections of this protocol will be discussed by the Ethics Committee of Shanghai Municipal Hospital of Traditional Chinese Medicine. Changes of detailed information will be kept. The trial will not officially begin until written informed consent has been collected from all patients. After the study completed and the data analyzed, results of this trial will be presented as articles in peer-reviewed journals or at academic conferences.