The aim of this study was to determine whether the SGLT2i Empagliflozin improves post-stroke recovery in T2D when administered chronically in the post-stroke recovery phase. We demonstrated that Empagliflozin significantly improves stroke recovery, and this effect occurs in association with attenuated hyperglycemia, elevated serum FGF-21 levels and normalization in parenchymal pericyte density in the infarct core. Five weeks after stroke, Empagliflozin-treatment did not affect the production of ketone bodies, post-stroke neurogenesis or inflammation.
Our experimental design was conceived with the idea to prove potential recovery effects mediated by Empagliflozin independently from acute neuroprotection (recently demonstrated, see below). Therefore, we initiated the treatment only 3 days post-stroke. Indeed, Empagliflozin treatment after stroke improved recovery without affecting infarct size.
Whether improved stroke recovery by Empagliflozin was due to direct effects on the brain or secondary to glycemia regulation could not be determined in our study since a group of SD-fed mice treated with Empagliflozin was not included. This represents a limitation of this study and will have to be investigated in the future. However, recent literature suggests that direct effects of SGLT2i in the brain cannot be disregarded. It has been shown that SGLT2i may pass the blood-brain barrier (53–55), and several studies have demonstrated SGLT2 expression in various brain areas (29, 56, 57). Moreover, SGLT2 is also expressed in the human brain, and its expression is upregulated after traumatic brain injury (58). Dapagliflozin enhances neuronal c-Fos, indicating direct increased neuronal activity (56), and stimulated GABAergic neurons in a rat model for Alzheimer’s disease in association with decreased anxious behavior (59). An intraventricular administration of the SGLT2i Tofogliflozin also stimulated food intake in rats, whereas the same effect was not observed with an intraperitoneal administration (60). These studies indicate that SGLT2i exert direct specific effects in the brain.
Post-stroke recovery effects might be associated with the regulation of stroke-induced adult neurogenesis (61) and/or neuroinflammation (62). We have shown in previous studies that the DPP-4 inhibitor Linagliptin enhances the number of stroke-induced DCX+ neuroblasts in association with improved stroke recovery, even though T2D per se did not affect this cellular process (50, 63). However, in the present study, we found no effect of Empagliflozin on DCX+ neuroblasts, suggesting that SGLTi and DPP-4 inhibitors exert their beneficial effects on stroke recovery via different mechanisms of action.
Stroke-induced neuroinflammation is a complicated and multifaceted, yet vital process for stroke recovery (40, 64). Diabetes disrupts the intricate balance between pro- and anti-inflammatory responses after stroke, thereby hampering stroke recovery (65). We have recently demonstrated exacerbated neuroinflammation in the post-stroke recovery phase of T2D mice after prolonged HFD feeding (49–51) as well as the effect of different T2D drugs to counteract this effect (49, 50). Since SGLT2i have been shown to dampen exacerbated neuroinflammation induced by T2D both in vitro and in vivo (66–68), we hypothesized that Empagliflozin dampened the neuroinflammatory process in the recovery phase after stroke. As expected, we found that stroke increased ipsilateral microglia-infiltration which was significantly higher in the T2D-VH group compared to non-T2D controls. However, Empagliflozin treatment did not affect the amount of Iba-1+ microglia in the ipsilateral hemisphere, suggesting that the beneficial effect of Empagliflozin on stroke recovery was not due to attenuated T2D-induced inflammation, at least not at the 5 weeks post-stroke timepoint, when the mice were sacrificed.
The positive effect of ketone bodies on the brain is well known (37, 69, 70). Since SGLT2i increase ketone production (36, 71, 72) and this mechanism has been proposed to play a role in cardiovascular outcome (73), we hypothesized that this mechanism could be also involved in Empagliflozin-improved stroke recovery. However, serum BHB-levels were not increased in the obese/T2D-E group after 2 or 5 weeks of treatment. An inherent characteristic of our stroke model is that obese/T2D mice lose 30% of their weight in the first 2 weeks after tMCAO. Ketone bodies are produced during fasting and calorie restriction and this effect likely occurred in all groups due to post-stroke diet change and stroke-induced weight loss. This makes us speculate that increased levels of ketone bodies after stroke were masking potential effects of Empagliflozin, or that the assessment was not performed at the optimal time point. In addition, ketone bodies production following treatment with SGLT-2i are much more pronounced in T2D patients vs impaired fasted glucose individuals, and our HFD animal model resembles more a mild T2D (74). This suggests that it is unlikely that the improved post-stroke recovery by Empagliflozin occurs via increased ketone production in this study.
Here, we show that the improved stroke recovery in the T2D-E group was associated with elevated post-stroke FGF-21 serum levels.
FGF-21 is an important regulator of glucose and lipid metabolism, that has also been shown to have beneficial effects on stroke recovery (75–77). In accordance with a recent study by Wang et al, we found that FGF-21-levels were reduced after stroke in the non-diabetic mice (78). Moreover, we demonstrated that this FGF-21 reduction is not affected by T2D. Interestingly, Empagliflozin treatment inhibited this stroke-induced decrease both at 2 and 5 weeks after stroke. This is in line with existing literature indicating that SGLT2i treatment increases plasma FGF-21 levels (52, 79, 80). Interestingly, FGF-21 has been positively associated with improved stroke recovery, both in pre-clinical and clinical studies (34, 81). Furthermore, an intervention with recombinant FGF-21, either acutely or in the chronic phase after stroke, significantly improved recovery in diabetic mice (75, 76, 82). Therefore, although speculative, our results highlight FGF-21 as a potential mechanism for improved stroke recovery mediated by SGLT2i treatment.
Efficient post-stroke angiogenesis and vascular remodeling are crucial for effective stroke recovery (83). T2D disrupts these processes, thereby impairing stroke recovery (41), whereas anti-diabetic treatments can revert aberrant vascular remodeling, thus restoring BBB-integrity (84). Moreover, we recently showed that the post-stroke administration of the GLP-1R agonist Exendin-4 restored vascular remodeling after stroke, in association with improved recovery (49). Emerging evidence indicates beneficial effects of SGLT2i on vascularization (23, 24). Indeed, SGLT2i improve remodeling of the neurovascular unit in T2D (85) and stroke (29). Similar effects were observed in diabetic mice with a post-stroke administration of recombinant FGF-21 (35). Therefore, we investigated the potential role of Empagliflozin on post-stroke vascular remodeling. Our results show that a post-stroke intervention with Empagliflozin normalizes parenchymal pericyte density in the infarct core in T2D mice.
Following stroke, angiogenesis and vascular remodeling are essential to restore the ischemic tissue with oxygen and nutrients and therefore favor the recovery of the tissue after stroke (86). In general, enhanced tissue perfusion and increased vessel density are beneficial in recovery; but at the same time, extended angiogenesis might be accompanied by BBB leakage (87–89). While we observed clear stroke-induced effects when comparing contralateral and ipsilateral hemispheres, diabetes did not determine relevant effects in terms of vascularization, except for an increase in pericyte density which, interestingly, was normalized by Empagliflozin treatment. The changes in pericyte density were not complemented by alterations in vessel density, pericyte coverage or pericyte activation and were in accordance with the fact that BBB leakage was also not detected, perhaps due to the late time point selected for the analysis after ischemic injury. Since T2D was associated with a higher pericyte density which was not reflected in increased vascular coverage, we assessed the density of parenchymal pericytes. Previous studies in literature report that following a stroke, platelet-derived-growth-factor beta (PDGFRß) positive cells (a marker of pericytes) within the infarct core migrate away from the blood vessels into the parenchyma (90–92). It has been proposed that these parenchymal PDGFRß+ cells are involved in the formation of the fibrotic scar following stroke by depositing extracellular matrix proteins (93). T2D increased parenchymal pericytes density compared to non-T2D controls, and treatment with Empagliflozin normalized this effect. Therefore, our data suggest that Empagliflozin treatment might prevent or resolve this T2D-induced shift in the location of the pericytes from a perivascular to a parenchymal location. The functional significance of this phenomenon is unclear, but a relation to the improved functional recovery cannot be ruled out.
There are limitations to the present study that need to be acknowledged. First and as mentioned above, an additional group of non-diabetic mice treated with Empagliflozin would have allowed us to understand whether the improved functional recovery after stroke by Empagliflozin depends on the anti-T2D effects of the treatment (i.e. glycemic regulation). Indeed, SGLT2i are recommended to reduce the risk of cardiovascular disease also in people without T2D (28). Therefore, future studies addressing the potential role of SGLT2i on stroke recovery in normal non-diabetic mice will be needed. Secondly, an additional timepoint to perform IHC studies would have helped to more thoroughly characterize cellular processes involved in stroke recovery such as neuroinflammation and neurogenesis. In addition, although we showed a positive association between Empagliflozin-induced improvement in stroke recovery and increased FGF21 levels, we did not address whether this is indeed a causative mechanism of improved functional recovery. In this respect, new studies using Empagliflozin in the presence of FGF21 antagonists (94) will be needed. Finally, our study demonstrates the potential of a post-stroke intervention with SGLT2i to improve recovery in T2D. Of interest in this respect was a recent study of Takashima and colleagues, demonstrating that a low-dose pre-stroke treatment with Luseogliflozin in non-diabetic mice, not affecting urinary glucose levels, could significantly decrease infarct size and improve neurological recovery (29).
Based on the mechanistic action of SGLT2i in enhancing glucose excretion, which is compensated by an increased hepatic glucose production, we are currently establishing a suitable experimental design to test a pre-stroke intervention with SGLT2i in HFD animals. In particular, the catabolic status of the animals during weight loss after stroke, together with a shift in diet after tMCAO that might impact ketone body generation will also need to be taken into account.