Setting
Nepal is one of the poorest countries in south Asia, and has a total population of approximately 26.4 million with 69.1 years life expectancy at birth. Nepal’s gross national income per capita at purchasing power parity (PPP) was $2500 in 2017, ranking 193, out of 226 countries [23]. The study was conducted in Chitwan, a district in southern Nepal. The total population of Chitwan district is 579,984 (279,087 male and 300,897 female), with approximately 132,462 households. On average, 4.38 people live in each household in the district. The literacy rate of Chitwan is 78.9%, which is higher than the national average of 67% [24]. Although mental health services are restricted to a few hospitals located in big cities in Nepal; in Chitwan mental health services (both inpatient and outpatient services) are available in the district hospital and private medical colleges operating in the district.
Study design
We used a repeat population-based cross-sectional survey design to assess the change in treatment contact coverage and barriers to mental health care among adults with depression and alcohol use disorder. The baseline community survey was conducted between May and July 2013 (before the implementation of the PRIME MHCP) and the follow-up community survey was conducted between December 2016 and February 2017 (three years after the start of the implementation of the PRIME MHCP).
Sampling and sample size
Two different samples were recruited for the baseline and follow-up surveys. Sample size was calculated to allow detection of a change in contact coverage between the baseline and the follow-up study with 80% statistical power and two-sided alpha of 0.05 [17]. The estimated contact coverage for depression and AUD in the baseline was between 0 to 5%, and hypothesized to increase to between 20 to 30% at the end-line. The estimated sample size for both baseline and follow-up surveys was 1500.
Participants were recruited from 10 Village Development Committee (VDCs) of Chitwan district. VDCs are the lowest administrative units in a district covering a population size of 5000 to 25,000. Households were used as the sampling unit for the surveys, and the same multi-stage random sampling technique was used to recruit participants at baseline and in the follow-up study. First, the total sample size was divided into 90 wards (9-wards in each VDC based on the proportion of the total population of each ward. Second, the required numbers of households from each ward were selected using a systematic random sampling technique. For this purpose, we prepared a list of all households (with the name of head of households) for each of the 90 wards. We calculated a sampling frame for each ward using the proposed sample size and total households of a particular ward. At the end, we selected the required number of households by using the calculated sampling frame. Finally, the research assistants selected one adult from each household by using simple random selection procedure. The field workers first prepared a list (roster) of all the members living in each household. A member of each household drew a name of one eligible participant from within that household. If no one was found at the household after three visits, or the selected adult was not willing to participate in the study then the research assistant visited the nearest neighbouring household to assess its members for the inclusion criteria. In total, we recruited 1983 and 1499 adults in the baseline and the follow-up study, respectively.
Participants and procedure
The inclusion criteria were age 18 years or above, resident of the study VDCs, ability to provide informed consent and fluency in the Nepali language. The exclusion criteria included having severe mental illness and unable to provide informed consent. Twelve Nepali-speaking research assistants having with an undergraduate degree were hired for data collection. Research assistants visited each sampled household, assessed eligibility criteria, performed sampling procedures within the household, and obtained informed consent from the selected participants for the interview. Interviews were conducted in the respondents’ place of residence by using Android tablets with questionnaire application. The research assistants provided information about the survey in both oral and written format prior to the recruitment of the participants. The selected literate adults then signed the consent form to participate in the study. The study was approved by Nepal Health Research Council (NHRC), the national ethical body of the government of Nepal; ethical review board of World Health Organization (WHO) Geneva, and University of Cape Town.
Instruments
Standardized and validated instruments were used to screen people with depression and AUD and to assess barriers to mental health care. We have described each of the study measures in detail below.
Demographic characteristics: Basic socio-demographic characteristics of the respondents such as age, sex, education, caste/ethnicity, marital status, religion, occupation, and family income were collected for each of the study participants in both baseline and follow-up study.
Patient Health Questionnaire (PHQ9): The PHQ9 was used to screen people with depression. PHQ9 is a widely used self-report screening tool for patients with depression in various medical settings [25]. The PHQ9 has nine common symptoms of depression and respondents are asked to score those symptoms based on their experiences in the past two weeks. The PHQ9 has been translated and validated in Nepal [26]. The validated cut off score of ≥10 (sensitivity =0.94, specificity =0.80) has been recommended for moderate to severe depression symptoms [26]. In addition to the PHQ9, we also asked an additional question to assess depressive episodes in the past 12-months period. We considered those with an affirmative response to the additional question or a score of 10 or more on the PHQ9 to have depressive disorder.
Alcohol Use Disorder Identification Test (AUDIT): The AUDIT has been used to screen people with alcohol abuse or dependence. The AUDIT is a 10 item tool developed by the World Health Organization (WHO) to assess alcohol consumption, drinking behaviours, and alcohol related problems among people presenting with current symptoms or symptoms over the past one year [27]. AUDIT has been translated, adapted and validated in Nepal. A cut off score of 9 or more has been recommended for alcohol dependence or alcohol abuse for both males (sensitivity 0.97 and specificity 0.92) and females (sensitivity 0.94 and specificity 0.91) [28].
Barriers to Access to Care Evaluation (BACE): Barriers related to stigma and discrimination and other non-stigma related barriers were assessed using the BACE scale, which was developed by involving both experts and service users at Kings College London [29]. The BACE is a 30-item self-report instrument where respondents are asked whether each of the items has ever stopped, delayed or discouraged them for receiving or continuing care for their mental health problems. It has a four-point response scale ranging from 0 (not at all) to 3 (a lot) along with ‘66’ for non-applicable responses. The total score of BACE ranges from 0 to 90; a higher score indicates more barriers. We followed a systematic approach that has been developed in Nepal for translation and adaptation of standardized tool for translation and contextualization of BACE in Nepal [30].
Treatment contact coverage: Respondents who had reported depressive episodes in the past 12 months or a score of 10 or more on the PHQ9 or score of 9 or more on the AUDIT were subsequently asked whether they had sought treatment for that disorder in the past one year. Based on the framework described by Tanahashi [31], contact coverage was defined as the proportion of individuals with depression or AUD who accessed any health care providers for that condition in the past 12 months. Health care providers were disaggregated into mental health specialists, generalists, primary health care workers and other community-based care providers.
Statistical analysis
Data were transferred from the online data collection application [32] to Stata version-13, where data were cleaned. First, we described the demographic and screening-related characteristics of the participants who were recruited into the baseline and follow-up survey. As all socio-demographic variables were categorical, we presented numbers and proportions, and used Chi-square tests to compare demographic characteristics in the baseline and follow-up survey. We also used Chi-square tests to assess if the change in the proportion of the participants who accessed mental health care (treatment contact coverage) differed between the baseline and follow-up survey. Chi-square tests were conducted separately for participants with depression and AUD. To assess changes in barriers to seeking mental health care from baseline to follow-up, we compared the overall scores on the BACE scale, and scores on BACE sub-scales (i.e. stigma, financial barriers, cultural beliefs and practices, low perceived needs, perceived ineffectiveness of available services, lack of support, and lack of knowledge) between baseline and follow-up surveys. As the BACE data were not normally distributed, non-parametric Mann-Whitney U Test was used separately for depression and AUD. Finally, unadjusted logistic regression analysis was performed to assess the association between ‘help seeking’ behaviour and barriers to mental health care in the baseline survey. As the number of people receiving treatment for depression and AUD was relatively small, both disorders have been combined for regression analysis.