3.1. Characteristics of NSCLC patients
58 NSCLC patients (including 10 (17.2%) females and 48 (82.8%) males) with mean age of 63.0 ± 12.0 years were enrolled (Table 1). There were 10 (17.2%), 36 (62.1%) and 12 (20.7%) patients showed ECOG score of 0, 1 and 2 respectively. Regarding the histological type, 35 (60.3%) patients were identified as SCC and 23 (39.7%) patients were identified as ADC. As to TNM stage, 30 (51.7%) patients were with TNM stage Ⅲ B and 28 (48.3%) patients were with TNM stage Ⅳ. Besides, other detailed information of tumor biomarkers such as CEA, CA125, CYFRA21-1 and NSE was exhibited in Table 1.
Table 1
Patients’ characteristics
Items | NSCLC patients (N = 58) |
Age, mean ± SD | 63.0 ± 12.0 |
< 65 years, No. (%) | 30 (51.7) |
≥65 years, No. (%) | 28 (48.3) |
Gender, No. (%) | |
Male | 48 (82.8) |
Female | 10 (17.2) |
Smoking, No. (%) | 35 (60.3) |
ECOG score, No. (%) | |
0 | 10 (17.2) |
1 | 36 (62.1) |
2 | 12 (20.7) |
Histological type, No. (%) | |
SCC | 35 (60.3) |
ADC | 23 (39.7) |
TNM stage, No. (%) | |
IIIB | 30 (51.7) |
IV | 28 (48.3) |
CEA, No. (%) | |
Normal (< 5 ng/mL) | 49 (84.5) |
Abnormal (≥ 5 ng/mL) | 9 (15.5) |
CA125, No. (%) | |
Normal (< 35 U/mL) | 51 (87.9) |
Abnormal (≥ 35 U/mL) | 7 (12.1) |
CYFRA21-1, No. (%) | |
Normal (< 3.3 ng/mL) | 33 (56.9) |
Abnormal (≥ 3.3 ng/mL) | 25 (43.1) |
NSE, No. (%) | |
Normal (< 17 ng/mL) | 45 (77.6) |
Abnormal (≥ 17 ng/mL) | 13 (22.4) |
NSCLC, non-small cell lung cancer; SD, standard deviation; ECOG, Eastern Cooperative Oncology Group; SCC, squamous cell carcinoma; ADC, adenocarcinoma; CEA, carcinoembryonic antigen; CA125, carbohydrate antigen 125; CYFRA21-1, cytokeratin 19; NSE, neuron-specific enolase. |
3.2. Association of pre-chemoradiation CTCs with clinicopathologic characteristics
According to the pre-chemoradiation CTCs level, 45 patients were categorized as CTCs positive patients and 13 patients were categorized as CTCs negative patients (Table 2). CTCs positive was associated with increased TNM stage in NSCLC patients (P = 0.007). Whereas no correlation of CTCs status with age (P = 0.421), gender (P = 0.301), smoking (P = 0.457), ECOG score (P = 0.189), histological type (P = 0.457), CEA (P = 0.988), CA125 (P = 0.167), CYFRA21-1 (P = 0.701) or NSE (P = 0.490) was observed in NSCLC patients.
Table 2
Correlation of pre-chemoradiation CTCs with clinicopathologic characteristics
Items | Pre-chemoradiation CTCs | P value |
Positive (n = 45) | Negative (n = 13) |
Age, No. (%) | | | 0.421 |
< 65 years | 22 (48.9) | 8 (61.5) | |
≥65 years | 23 (51.1) | 5 (38.5) | |
Gender, No. (%) | | | 0.301 |
Male | 36 (80.0) | 12 (92.3) | |
Female | 9 (20.0) | 1 (7.7) | |
Smoking, No. (%) | | | 0.457 |
No | 19 (42.2) | 4 (30.8) | |
Yes | 26 (57.8) | 9 (69.2) | |
ECOG score, No. (%) | | | 0.189 |
0/1 | 34 (75.6) | 12 (92.3) | |
2 | 11 (24.4) | 1 (7.7) | |
Histological type, No. (%) | | | 0.457 |
SCC | 19 (42.2) | 4 (30.8) | |
ADC | 26 (57.8) | 9 (69.2) | |
TNM stage, No. (%) | | | 0.007 |
IIIB | 19 (42.2) | 11 (84.6) | |
IV | 26 (57.8) | 2 (15.4) | |
CEA, No. (%) | | | 0.988 |
Normal (< 5 ng/mL) | 38 (84.4) | 11 (84.6) | |
Abnormal (≥ 5 ng/mL) | 7 (15.6) | 2 (15.4) | |
CA125, No. (%) | | | 0.167 |
Normal (< 35 U/mL) | 41 (91.1) | 10 (76.9) | |
Abnormal (≥ 35 U/mL) | 4 (8.9) | 3 (23.1) | |
CYFRA21-1, No. (%) | | | 0.701 |
Normal (< 3.3 ng/mL) | 25 (55.6) | 8 (61.5) | |
Abnormal (≥ 3.3 ng/mL) | 20 (44.4) | 5 (38.5) | |
NSE, No. (%) | | | 0.490 |
Normal (< 17 ng/mL) | 34 (75.6) | 11 (84.6) | |
Abnormal (≥ 17 ng/mL) | 11 (24.4) | 2 (15.4) | |
Comparison was determined by Chi-square test. CTCs, circulating tumor cells; ECOG, Eastern Cooperative Oncology Group; SCC, squamous cell carcinoma; ADC, adenocarcinoma; CEA, carcinoembryonic antigen; CA125, carbohydrate antigen 125; CYFRA21-1, cytokeratin 19; NSE, neuron-specific enolase. |
3.3. Comparison between post-chemoradiation CTCs and pre-chemoradiation CTCs
The number of post-chemoradiation CTCs was decreased than the number of pre-chemoradiation CTCs (1.0 (0.0–3.0) vs. 4.0 (2.0–10.0), P = 0.004) (Table 3), meanwhile, the percentage of post-chemoradiation CTCs positive cases was reduced compared with percentage of pre-chemoradiation CTCs positive cases (P < 0.001).
Table 3
Comparison between pre-chemoradiation CTCs and post-chemoradiation CTCs
Items | Pre-chemoradiation | Post-chemoradiation | P value |
Number of CTCs, median (IQR) | 4.0 (2.0–10.0) | 1.0 (0.0–3.0) | 0.004 |
CTCs status, No. (%) | | | < 0.001 |
Positive | 45 (77.6) | 22 (37.9) | |
Negative | 13 (22.4) | 36 (62.1) | |
Comparison was determined by Wilcoxon signed-rank test or McNemar's test. CTCs, circulating tumor cells; IQR, interquartile range. |
3.4. Association of CTCs status with treatment response to chemoradiation
Pre-chemoradiation CTCs positive was associated with lower PR (P = 0.039), while no correlation of pre-chemoradiation CTCs status with CR (P = 0.439), SD (P = 0.326), PD (P = 0.320), ORR (P = 0.073) or DCR (P = 0.320) was observed in NSCLC patients (Table 4). Moreover, post-chemoradiation CTCs positive was associated with increased PD (P = 0.025) and reduced DCR (P = 0.025), while no correlation of post-chemoradiation CTCs status with CR (P = 1.000), PR (P = 0.837), SD (P = 0.141) or ORR (P = 0.940) was observed in NSCLC patients. Additionally, the CTCs’ change during chemoradiation was not associated with treatment response in advanced NSCLC patients (all P > 0.05).
Table 4
Correlation of CTCs status with treatment response
Items | Pre-chemoradiation CTCs | Post-chemoradiation CTCs | CTCs’ change |
Positive (n = 45) | Negative (n = 13) | P value | Positive (n = 22) | Negative (n = 36) | P value | Up (n = 15) | Down/ unchanged (n = 43) | P value |
CR, No. (%) | 2 (4.4) | 0 (0.0) | 0.439 | 1 (4.5) | 1 (2.8) | 1.000 | 0 (0.0) | 2 (4.7) | 1.000 |
PR, No. (%) | 20 (44.4) | 10 (76.9) | 0.039 | 11 (50.0) | 19 (52.8) | 0.837 | 8 (53.3) | 22 (51.2) | 0.885 |
SD, No. (%) | 17 (37.8) | 3 (23.1) | 0.326 | 5 (22.7) | 15 (41.7) | 0.141 | 4 (26.7) | 16 (37.2) | 0.460 |
PD, No. (%) | 6 (13.3) | 0 (0.0) | 0.320 | 5 (22.7) | 1 (2.8) | 0.025 | 3 (20.0) | 3 (7.0) | 0.172 |
ORR, No. (%) | 22 (48.9) | 10 (76.9) | 0.073 | 12 (54.5) | 20 (55.6) | 0.940 | 8 (53.3) | 24 (55.8) | 0.868 |
DCR, No. (%) | 39 (86.7) | 13 (100.0) | 0.320 | 17 (77.3) | 35 (97.2) | 0.025 | 12 (80.0) | 40 (93.0) | 0.172 |
Comparison was determined by Chi-square test or Fisher's exact test. CTCs, circulating tumor cells; CR, complete remission; PR, partial remission; SD, stable disease; PD, progressive disease; ORR, objective response rate; DCR, disease control rate. |
3.5. Association of CTCs status with PFS
The pre-chemoradiation CTCs positive showed a trend to be correlated with shorter PFS, while no significant difference was observed (P = 0.053) (Fig. 1A). Moreover, post-chemoradiation CTCs positive (P = 0.016) (Fig. 1B) and CTCs up after treatment (P = 0.034) (Fig. 1C) were associated with reduced PFS in NSCLC patients.
3.6. Association of CTCs status with OS
No correlation of pre-chemoradiation CTCs status (P = 0.584) (Fig. 2A), post-chemoradiation CTCs status (P = 0.131) (Fig. 2B) or CTCs’ change with OS (P = 0.292) (Fig. 2C) was observed in NSCLC patients.
3.7. Analysis of factors affecting PFS and OS
Backward stepwise multivariate Cox’s proportional hazard regression model analysis displayed that pre-chemoradiation CTCs positive (P = 0.008) (HR: 3.346, 95% CI: 1.379–8.121) was an independent predictive factor for decreased PFS, so did CTCs’ change (up vs. down/unchanged) (P = 0.002) (HR: 3.130, 95% CI: 1.504–6.516) and NSE (abnormal vs. normal) (P = 0.026) (HR: 2.199, 95% CI: 1.099-4.400) (Table 5). In addition, NSE (abnormal vs. normal) (P = 0.022) (HR: 2.504, 95% CI: 1.144–5.483) was an independent factor predicting worse OS in NSCLC patients.
Table 5
Independent factors predicting PFS and OS
Items | Backward stepwise multivariate Cox’s proportional hazard regression model |
P value | HR | 95%CI |
Lower | Higher |
PFS |
Pre-chemoradiation CTCs positive | 0.008 | 3.346 | 1.379 | 8.121 |
CTCs’ change (up vs. down/unchanged) | 0.002 | 3.130 | 1.504 | 6.516 |
NSE (abnormal vs. normal) | 0.026 | 2.199 | 1.099 | 4.400 |
OS | | | | |
NSE (abnormal vs. normal) | 0.022 | 2.504 | 1.144 | 5.483 |
Factors independently predicting PFS and OS were analyzed by backward stepwise multivariate Cox’s proportional hazard regression model. PFS, progression-free survival; OS, overall survival; HR, hazard ratio; CI, confidence interval; CTCs, circulating tumor cells; NSE, neuron-specific enolase. |