The present study was conducted to investigate the CSS and OS associated with SLR and lobectomy in 308 patients with stage IA LCNEC retrieved from the National Cancer Institute’s SEER database, by using Cox proportional hazards regression model and PSM to adjust the potential confounding factors. We found that SLR was not inferior to lobectomy for CSS and OS. However, multivariate analyses demonstrated that advancing age and right-sided lung resection were significant risk factors for CSS and OS; in addition, patients receiving lymph nodes dissection less than five was associated with decreased CSS.
In line with the published literatures on patients with stage IA LECNEC of the lung who underwent lobectomy (27.0–67.0%), the 5-year OS rate was 67.8% in this population-based study, which was worse than other NSCLC [18, 20–23]. However, owing to the low incidence and a lack of evidence-based surgical treatment for LCNEC, there was limited study to evaluate the survival after SLR [6, 18, 22, 24]. Reported by the NETs Working Group, 24 patients collected from eight high-volume European Thoracic Surgery Institutions received SLR, including 13 WR and 11 lobectomy; furthermore, compared to 81 patients received lobectomy, these patients received SLR showed a equivalent 5-year OS rate [6]. Similar survival outcome was vertified by another single-institution study, which was the largest study cohort between 1991 and 2006 [22]. Conversely, in 2019, a prognostic analysis comparing SLR (133 cases) versus lobectomy or bilobectomy (425 cases) utilizing the SEER database found the five-year OS rate was 22.5% and 42.5%, respectively (P < 0.001) [24]. However, of note, patients diagnosed with stage I through IV were all enrolled in above studies and most of the statistical analyses were performed on small size samples.
Recently, Waseem et al. identified 1011 patients diagnosed with stage I LCNEC (≤ 3 cm) from the National Cancer Database (NCDB) between 2004 and 2014, and the findings showed patients who underwent lobectomy had better OS when compared with those with SLR (before PSM: 56.6% vs. 37.9%, P < 0.001; after PSM: 60.3% vs. 41.5%, P = 0.001), which was the largest study cohort for stage I LCNEC until now [18]. The constituent ratio of WR, segmentectomy and lobectomy for stage IA LCNEC was parallel between the NCDB database and the SEER database (22.1%, 4.0% and 74.0% vs. 20.1%, 5.5% and 74.4%, respectively). In addition, fully consistent with our findings, patients receiving SLR were more likely to have increased age, smaller size, and less likely to have lymph nodes dissection than those receiving lobectomy. However, SLR showed no inferior to lobectomy for CSS and OS of stage IA LCNEC by multivariate analysis and propensity score analysis in present study. We speculate that only PSM performed in the study of Waseem et al. may strengthen the power to identify statistical difference in survival. As known, if the ratio of the patients in control group (lobectomy) to the patients in study group (SLR) is less than 10-to-1, plenty of patients in study group could not match the nearest control cases during the process of PSM, which may increase the man-made selection bias [25]. Therefore, it is necessary to conduct the multivariate analysis to adjust potential confounding factors before PSM and/or after PSM [2, 13, 23, 25]. Additionally, the reasons for SLR include intention-to-treat and compromise-to-treat in clinical practice, and the intentional SLR is appropriate for patients with poor pulmonary reserve or other major comorbidity; moreover, the sufficient parenchymal resection margin is vital when surgeons perform the SLR [26]. Regrettably, these variables were not available within the SEER database. On the whole, the above weaknesses in the published and our studies may be preliminarily explain why the results were different between the two large size samples, and the debate on the oncological outcomes following SLR compared to lobectomy for patients with stage IA LCNEC remains [6, 18, 22, 24].
We observed notable difference in the number of lymph nodes dissected by lobectomy and SLR, and the proportion of the patients without lymph nodes dissection in SLR group was significantly higher than that in lobectomy group, which were fully consistent with other studies for comparing lobectomy and SLR for stage IA NSCLC based on the NCDB [14, 27]. It meant that patients receiving SLR for stage IA lung cancer in the NCDB and SEER database may not receive adequate lymph nodes dissection. Previous studies have found that adequate lymph nodes examination for lung cancer, especially in SLR, was associated with more accurate pathological staging and better survival [14, 27, 28]. Similarly, our result showed that the number of lymph nodes dissection greater than six yielded improved long-term benefit in CSS for stage IA LCNEC patients, and more lymph nodes dissection did not increase the operative mortality. In addition, line with other studies on early-stage LCNEC, Cox regression analysis revealed advancing age to be associated with worse survival [23].
Right-side radiation or pneumonectomy for lung cancer was regarded as independent risk factor for long-term survival [29, 30]. The study on the right ventricular (RV) response to lung resection by using cardiovascular magnetic resonance imaging, reported by Philip et al., found that RV dysfunction occurred immediately following lung resection, especially right-sided resection, and persisted two months or more, which may associated with the dyspnea and reduced functional capacity [29]. In addition, Carolyn et al. reported that RV end-diastolic volume and center venous pressure would significantly increased after right-sided lung resection as well [30]. Therefore, the right-sided lung resection for early-stage LCNEC may also have negative impact on the cardiopulmonary function, postoperative complications, and long-term survival, which was similar to a prognostic analysis in patients with stage IA SCLC [15].
Undeniably, this population-based study had several limitations. First, the prospective study was difficult to carry out due to the rarity of early-stage LCNEC, therefore, this study was conducted from a retrospective viewpoint. However, multivariate analysis and PSM were performed to reduce the confounding factors and selection bias. Second, several important variables associated with the oncological outcomes after limited resection, such as reason for SLR, preoperative cardiopulmonary function, status of resection margin, local recurrence etc, were not documented in the SEER database. Third, limited by the number of patients who underwent SLR for stage IA LCNEC, we could not further compare the outcomes of segmentectomy and WR.