5.1. Why the C32H/C31H ratio is needed
Redox conditions are known to affect the distribution of terpanes [8]. Our data from the Dongying Depression illustrate that high values of C32H/C31H correspond with high values of HHI and G/C30H, suggesting that C32H/C31H is sensitive to depositional environment as well. However, HHI and gammacerane index have been applied as depositional environment indicators for decades, why the C32H/C31H ratio is needed. Our first concern is maturity sensitivity. The thermal maturity influence on HHI is a well-documented phenomenon. In our studied samples, no C34 and C35 homohopanes can be reliably detected in the Es4 bitumens when Ro > 0.75% in well LY1, which limits the utility of HHI as redox indicator. The decrease of HHI with increasing thermal maturity has also been reported in related mature oils [8, 34]. While maturity influence on C32H/C31H has not been systematically documented, the correlation between C32H/C31H and TT/PT ratios in our studied samples suggests that C32H/C31H ratio suffers similar influence as the C35H/C34H ratio but much less dramatically. HHI was deteriorated at early oil generation stage and no reliable HHI can be obtained from source rocks Ro ⁓ 0.75%, while reliable C32H/C31H ratio can be calculated up to Ro ⁓ 1.0% when regular hopanes are largely vanished and the C32H/C31H ratio remains valid until Ro ⁓ 0.85% in the Dongying Depression. Pan et al. [35] documented the results of pyrolysis experiments performed on a source rock (YHS1) deposited in a saline environment. The samples were heated to temperatures of 180, 210, 240, 270, 300, and 320°C during 2 h and isothermally hold for 72 h in a confined system (Au capsules) under 50 MPa. The original sample shows obvious elevated C32 and C35 homohopanes with C35H/C34H and C32H/C31H ratios of 1.29 and 1.12, respectively. Once heated to 180°C, the C35H/C34H and C32H/C31H ratios drop to 0.93 and 0.99, respectively, with 28% and 12% of reduction. The C35H/C34H and C32H/C31H ratios in pyrolysates at 320°C are 0.89 and 0.82, a 31% and 26% of reduction. Hydrous pyrolysis experiments performed by Peters and Moldowan [8] for Monterey shale delivered the similar results. The unheated siliceous member (GC-MS No. 767) has C31 to C35 homohopanes in relative percentage of 30.8, 25.2, 17.3, 8 and 18.7, respectively. Once heated at 290°C, relative percentage of C31 to C35 homohopanes becomes 38.9, 27.1, 17.6, 8.2 and 8.2, respectively. The C32H/C31H ratio drops from 0.82 to 0.7 with 14.5% of reduction, while the HHI and C35H/C34H ratios drop from 18.7 to 8.2 and from 2.3 to 1.0, with 56.1% and 57.2% of reduction. The pyrolysis results are consistent with our observations for the Es4 source rocks where no reliable HHI can be obtained when TT/PT ratios are > 0.4 and C32H/C31H ratios decrease accordingly with increasing TT/PT ratios. However, much slow reduction of C32H/C31H ratio as compared to HHI and C35H/C34H ratios attests a wider valid range of C32H/C31H ratio during maturation.
High gammacerane abundance is a strong indicator of hypersalinity and/or water column stratification during deposition of sediments [7, 36]. Gammacerane mainly originates from tetrahymanol in bacterivorous ciliates living in hypersaline water [37]. High G/C30H ratios in the Es4 source rocks and related oils (Table 1) reflect salinity stratification and are a marker for photic zone anoxia during source rock deposition, which is supported by the high sulfur content of the Es4 oils [25]. Low gammacerane index values (G/C30H generally < 0.4) in the Es3 source rocks and related oils indicate no stratified water or very low salinity in the palaeolake during the deposition of sediments. However, gammacerane is thermally more stable than C30 hopane. Once hopane thermal cracking was initiated, gammacerane index increases linearly with maturity (Fig. 6). Zhang et al. [38] noted that some abnormally high gammacerane indexes in source rock bitumen might be caused by preferential cracking of C30H and cannot be regarded as a proxy for depositional environment in the Dongying Depression. While maturity inevitably affects relative abundance of C31 and C32 homohopanes, thermal stability difference between them is less significant than the difference between C30H and gammacerane [11], which makes validity range of the C32H/C31H ratio less sensitive to maturation than the G/C30H ratio.
The second consideration is biodegradation influence. Homohopane distributions can be altered by biodegradation. Peters et al. [39] demonstrated that biodegradation can result in selective loss of low molecular weight homologs, while C35 homohopanes are more resistant. The HHI increase dramatically with the extent of biodegradation because C35 homohopanes are demethylated less readily than their lower homologs. Similarity, gammacerane has much higher biodegradation resistivity than other regular hopanes and becomes the dominant component in the m/z 191 mass chromatograms of heavily biodegraded oils [40]. While heavily biodegraded oils have not been selected in the present study, selective preservation of C35 homohopanes and gammacerane have been noted from biodegraded oils in the Dongying Depression [32]. However, biodegradation preference between C31 and C32 homohopanes is much less distinctive compared to compounds in the HHI and G/C30H. Therefore, the C32H/C31H ratio is more robust than HHI and G/C30H in biodegraded oils.
The third advantage to use the C32H/C31H ratio is its sensitivity in redox conditions. High C35-homohopane indices are typical of marine, low Eh environments of deposition. The elevated C35-homohopanes for the lacustrine oil indicate a highly reducing source rock depositional environment, most likely related to hypersalinity during the deposition. However, in anoxic, freshwater lacustrine environments, this enhanced preservation of higher hopane homologs does not occur, probably because the appropriate mechanism for sulfur incorporation is not operative [8]. Therefore, low C35-homohopane index does not imply the oxic depositional system. Similarly, high gammacerane index may reflect hypersaline and strong reducing conditions in lacustrine depositional system, but low gammacerane index does not necessary reflect oxic conditions. On other hand, the C32H/C31H ratio can differentiate reducing from oxic depositional environments in a similar manner as Pr/Ph ratio. The Pr/Ph ratio is one of the most commonly used geochemical parameters and has been widely invoked as an indicator of redox conditions in the depositional environment and source of organic matter [2]. Organic matter derived from terrigenous plants would be expected to have high Pr/Ph ratios of > 3.0 (oxic conditions), while organic matter formed under anoxic conditions normally has low Pr/Ph ratios of < 1.0 [2]. High C32H/C31H ratio (> 0.8) indicates reducing conditions, while low C32H/C31H ratio (< 0.8) reflects oxic conditions and extremely low C32H/C31H ratio (< 0.4) is indicative of coal (see further discussion in next section).
5.2. Does C32H/C31H ratio work for other petroleum systems
The geochemical significance of the C32H/C31H ratio as a redox proxy needs more supportive data from different environments. Here are a few case histories documented in the literature. Pan et al. [35] reported six Oligocene lacustrine source rock samples from the Qaidam Basin, NW China. Those samples are formed under sulfidic conditions in the Ganchaigou Formation and are thermally immature near the oil generation threshold. Pan et al. [35] found that C31-C35 homohopanes show unusual distribution patterns. In addition to high C35H/C34H ratios ranging from 1.27 to 3.42 (average 1.91), five samples have the C32H/C31H ratios above the unit with the highest value of 1.69 (average 1.31). The co-variation of the C32H/C31H and C35H/C34H ratios provides supportive evidence that elevated C32H/C31H ratio (> 1.0) can reflect highly reducing environment (Fig. 7A). Gülbay and Korkmaz [41] documented the Tertiary immature oil shale deposits in NW Anatolia, Turkey. The Miocene Beypazarı oil shale is unconformably set above the Paleocene-Eocene red-colored clastic deposits and interbedded with lignite. The Oligocene Bahçecik oil shale consists of marl, shale and tuff. Himmetoğlu and Gölpazarı oil shales are normal clastic deposits formed in the Paleocene-Eocene and Oligocene, respectively. Those oil shales are typically characterized by high hydrogen index and low oxygen index values. The relationship among HHI, G/C30H and C32H/C31H explored here may further clarify the reducing intensity. Both C33 and C34 homohopanes are absent in the Himmetoğlu and Gölpazarı oil shales but C35 homohopanes were well preserved, whereas no C35 homohopanes can be detected from the Beypazarı oil shale and the C35 homohopanes are lower than C34 homohopanes in the Bahçecik oil shale (Fig. 7B). The G/C30H ratios in the Himmetoğlu and Gölpazarı oil shales are 0.32 and 0.31, while values for the Beypazarı and Bahçecik oil shales are 0.13 and 0.08, respectively. The C32H/C31H ratios in the Himmetoğlu and Gölpazarı oil shales are 1.80 and 0.81, while values for the Beypazarı and Bahçecik oil shales are 0.74 and 0.42, respectively. All HHI, G/C30H and C32H/C31H values suggest that Himmetoğlu and Gölpazarı oil shales were formed under stronger reducing environment than Beypazaran and Bahçecik oil shales.
Peters and Molddowan [8] reported a suite of Monterey oils from offshore California. The Monterey Formation was deposited in silled marine basins under highly reducing conditions without hypersalinity. The gammacerane occurs in very low abundance in these oils. The C35H/C34H ratios in all oils are > 1.0, whereas the C32H/C31H ratios are in the range of 0.88 to 1.08 (average 0.95). Only one low mature sample (#549 in original paper) out of nine studied oils has C32H/C31H ratio > 1.0 (Fig. 7C). Data from the Monterey oils may suggest that hypersalinity likely facilitates the preservation of C32 homohopanes, although maturity interference with the distribution of homohopanes cannot be ruled out.
ten Haven et al. [42] studied the Messinian marl (late Miocene) formed in an evaporitic basin from Utah, USA. All samples have very low Pr/Ph ratios (< 0.1), high abundance of gammacerane, and extended hopanes maximizing at C35, indicating hypersaline environments. While no relative abundance of homohopanes has been mentioned in the original paper, elevated C32 homohopanes with C32H/C31H ratio > 1.0 was illustrated in the m/z 191 mass chromatograms for the Rozel Point oil (Fig. 2 in ten Haven et al. [42]). Mello et al. [9] studied a wide range oils from the major Brazilian offshore basins. Group III oils are characterized by a slight even/odd preference of n-alkanes, the predominance of phytane over pristane, high concentration of gammacerane, and C35H/C34H ≥ 1.0. Inferred depositional environment for the source rock of this oil group is marine evaporitic under hypersaline conditions. Again, no C32H/C31H ratio has been measured in the original paper, but the m/z 191 mass chromatograms for Group III oils show similar abundance of C31 and C32 homohopanes (Fig. 5 in Mello et al. [9]).
On the other hand, samples from typical oxic depositional environments have very low C32H/C31H ratio. Peters and Molddowan [8] used the Brac and Famoso bitumens derived from oxic carbonate sediments as comparison for HHI variation. Their C35H/C34H ratios are 0.50 and 0.65, respectively, and C32H/C31H ratios are 0.46 and 0.71, respectively (Fig. 7D). Both C35H/C34H and C32H/C31H ratios are systematically lower than these formed under highly reducing conditions. Wang [17] recorded anomalous hopane distributions in marine sediments of the Meishan section at the Permian–Triassic boundary. While no full homohopane distribution has been documented, the C32H/C31H ratios in 67 samples ranging from 0.38 to 0.72 (average 0.57), showing typical feature of coals and soils. These hopanes were originated from acidified soil and peat and signified the end-Permian mass extinctions and marine ecosystem collapse [17]. A coal from early Eocene in the Fushun Basin, North China has been illustrated in Fig. 7D for the comparison purpose. It is a low maturity coal with vitrinite reflectance about 0.5%. The C31 homohopanes account for 82% of extended hopanes and the C32H/C31H ratio is only 0.15. The unusual enrichment of C31-homohopanes results in extremely low C32H/C31H ratio (< 0.4) is a defined terrigenous organic matter, especially in coals and soils under strong oxic conditions.
A plot of C32H/C31H ratio vs. HHI using above mentioned case studies shows positive correlation, indicating that both parameters can be applied for redox condition assessment (Fig. 7E). Limited data in the present study (Fig. 4A), coupled with these published in literature, show a clear boundary between strong reducing and suboxic conditions at C32H/C31H ratio of 0.8, whereas a boundary of redox conditions is difficult to define on the base of HHI.
5.3. Mechanisms for the C32H/C31H ratio as a redox proxy
Preferential preservation of C35 homohopanes was attributed to the incorporation of sulfur into the bacteriohopanoid side chain during diagenesis, which mainly occurs in marine sediments formed under anoxic depositional conditions [14]. Abnormally high HHI encountered in lacustrine saline/hypersaline sediments [21], such as the Es4 source rocks and related oils, may share the same mechanism as the marine one, where sulfurization prevails in the organic-rich source rocks. However, this enhanced preservation of C35 homohopanes does not occur in freshwater sediments deposited under oxic or suboxic conditions. A narrower carbon number range of homohopane distributions commonly ranging from C31 to C33 and relatively lower HHI as illustrated by the Es3 petroleum system indicate unique freshwater bacterial and/or terrigenous organic matter input.
The mechanisms for the C32H/C31H ratio as a redox proxy are generally similar to HHI but operate in slightly different ways. The availability of free oxygen during deposition likely plays the dominant role on the C32H/C31H ratio variation. As homohopanes are mainly derived from bacteriohopanetetrols, diagenetic and catagenetic alteration during burial result in complex reactions including sulfurization, cyclization, side chain cleavage and condensation [15]. Farrimond et al. [12] revealed that both Priest Pot (freshwater lake) and Framvaren Fjord (sulfidic) samples released high amounts of C32 and C35 bound homohopanes by hydropyrolysis from kerogen, but the relative abundance of C35 homohopanes is much higher for samples from Framvaren Fjord than from Priest Pot. The C30 and C35 are biohopanoids incorporated into the kerogen, while C32 hopanoic acids and hopanols are the main diagenetic products. The C31, C33, and C34 are likely derived by side-chain cleavage of higher molecular weight bound hopanoids (C35 and/or C32) during the hydropyrolysis procedure [12]. Richnow et al. [43] noted that oxygen-linked hopanoids showed a greater proportion of side-chain shortened homologues, which is consistent with early diagenetic products that had become incorporated into the macromolecular structure. Thiel et al. [44] found high concentrations of free C32 bis-homohopanoic acids occur in microbial mats at methane seeps in anoxic Black Sea waters. The carboxyl group might be reduced to C32-homohopanes under anoxic conditions, otherwise, the C32 acid would be oxidized to C31-homohopane if free oxygen was available [8]. Therefore, the C32H/C31H ratio ultimately preserved in organic matter and related oil may be sensitive to oxic vs. anoxic conditions.