Lower-limb amputations cause serious physical and psycho-social disabilities that can compromise an individual’s quality of life and necessitate diverse prosthetic solutions (e.g. artificial limbs) to increase mobility (Sauter et al., 2013). However, locomotion post-amputation is altered. Gait parameters reported to change in persons with unilateral lower-limb amputation (LLA) include altered joint load distribution caused by gait asymmetry and dangerous compensations, poor prosthetic fit or alignment, and increased sound limb contact time (Yang et al., 2012). These biomechanical factors increase the risk of long-term complications, including lower back pain (LBP), sound limb knee osteoarthritis (KOA) (Hungerford & Cockin, 1975; Lemaire & Fisher, 1994), and osteoporosis in the bones of the amputated leg. Persons with LLA spend less time on their amputated limb (Breakey, 1976), leading to osteopenia and subsequent osteoporosis due to insufficient loading of the bones, and overloading-induced KOA in the joints of sound limb. Although these long-terms complications can be related (e.g. pain in the joints can affect gait), in this protocol we will focus specifically on LBP.
Epidemiology of limb amputations
The number of people with limb loss is growing steadily. Globally, the incidence and prevalence number of people living with traumatic amputation increased from 11.37 million and 370.25 million (16.4% rise) in 1990, to 13.23 million and 552.45 million (49.2% rise) in 2019 (Yuan et al., 2023). The global annual incidence of individuals living with diabetes-related LLA is approximately 94.82 cases per 100,000 individuals with diabetes between 2010–2020 (Ezzatvar & García-Hermoso, 2023). Public Health England (2019) statistics show a 14% rise in amputations between 2015–2018 compared to 2012–2015. This is due to increased life expectancy and a corresponding higher incidence of diabetes and vascular diseases (Dillon et al., 2018; WHO, 2015). The UK has approximately 55,000–60,000 individuals with limb loss (Meffen et al., 2021), 86% of which are LLA (Dillingham et al., 2002). Transtibial (below knee-level) amputations (TTA) account for approximately 31% of LLA and transfemoral (above knee-level) amputations (TFA) account for 24% (Imam et al., 2017). Approximately 65–90% of LLAs are attributed to vascular problems, and ~ 5% are caused by trauma, malignancy, and congenital limb deficiencies (Imam et al., 2017).
Prevalence of lower back pain amongst persons with lower-limb amputation
LBP is a serious global health problem and is considered the leading cause of disability worldwide, with 11–38% of the general population experiencing LBP over a one-year duration (Buchbinder et al., 2013; Hoy et al., 2010; Johannes et al., 2010). The annual cost of LBP in the United States is approximately $100 billion, with two-thirds attributed to socio-economic factors including reduced productivity (Katz, 2006). LBP is an important cause of secondary disability amongst persons with LLA (Morgenroth et al., 2010), with national annual prevalence rates in four countries (United Kingdom, United States, Sweden, and Vietnam) between 50–90% (Ehde et al., 2001; Ephraim et al., 2005; Foote et al., 2015; Hammarlund et al., 2011; Kulkarni et al., 2005; Smith et al., 1999). Following amputation, a one-month prevalence rate of 20–30% (Manchikanti et al., 2014; Sadowski et al., 2022) and a two-year prevalence of 60% (Kulkarni et al., 2005) have been reported. Approximately 25–50% of individuals with LBP report the condition as ‘bothersome’ and experience difficulties performing activities of daily living (ADL), including ambulating and standing up from a chair (Ehde et al., 2001).
Lower Back Pain Characteristics and Gait amongst Persons with Lower-Limb Amputation
The experience of pain is a complex biopsychosocial problem, however the interplay between biological, psychological, and social stressors, which may play a role in pain development, is poorly characterised amongst both individuals with and without LLA (Sivapuratharasu et al., 2019; Smith et al., 2022). Persons with LLA often experience different types of pain, including residual limb pain (RLP), phantom limb pain (PLP), joint pain, and LBP, which can limit individuals from achieving ADLs and pursuing meaningful goals. RLP occurs in the remaining part of the amputated limb often attributed to physical peripheral factors (e.g. local wound healing, neuromas, or poor socket fitting). PLP is defined as a sensation relating to a limb or organ which has been amputated (Davis, 1993; Smith et al., 1999), involving peripheral and central nervous system adaptations. LBP is defined as pain around the lumbar spine, it can be multidimensional, and is described by pain location, intensity, frequency, and its impact on ADLs (Smith et al., 1999). The experience of frequent (daily or weekly) LBP amongst persons with LLA is associated with moderate/severe physical disability and difficulties performing ADLs (Ehde et al., 2001; Hammarlund et al., 2011; Kulkarni et al., 2005). Common examinations for LBP diagnosis and monitoring are radiology, validated questionnaires, and functional outcome measures (Koes et al., 2006).
Although numerous studies have assessed persons with LLA walking ability (Golbranson, 1980; Golbranson, 1981; Sanders et al., 1993; Skinner & Effeney, 1985), few have investigated the experience of pain as a variable that may affect walking performance and discrepancies exist regarding the influence of pain on gait outcomes. Currently, there are no longitudinal studies investigating when LBP starts and the consequences, and key variables which may be associated with LBP, including psycho-social factors and muscle activations, are rarely reported. Furthermore, the contributory role of gait analysis factors, such as increased ground reaction forces (GRF), joint loads, and greater time spent on the sound limb (Khodadadeh et al., 1988; Lemaire & Fisher, 1994), have been heavily debated (Sivapuratharasu et al., 2019). This is due to studies inaccurately reporting pain location and few specified pain frequency, severity, or intensity (Sivapuratharasu et al., 2019). Additionally, others used pain questionnaires which have not been validated in the literature (Sivapuratharasu et al., 2019).
Previous research has found an association between prosthetic use and the prevalence of LBP amongst persons with traumatic LLA (Gailey et al., 2008; Tranberg et al., 2010). As persons with traumatic LLA are generally younger and more active compared to individuals with vascular LLA (Sivapuratharasu et al., 2019), greater prosthetic use amongst this population may predispose individuals to LBP. Research has proposed that the severity of LBP is greater with more proximal amputation locations (Ebrahimzadeh et al., 2013; Friel et al., 2005; Smith et al., 1999; Taghipour et al., 2009). However, discrepancies exist within the literature regarding the accuracy of these findings (Sivapuratharasu et al., 2019). When studying LBP prevalence amongst persons with LLA, it is important to account for one’s activity levels, time spent active on the prosthesis, the number of years of prosthetic use, and psycho-social factors, such as anxiety and depression (Sivapuratharasu et al., 2019).
The association between amputation and pain is unclear due to the multifactorial nature of each condition. In addition, variables such as age, pre-existing pain, and clinical characteristics of people with limb loss are rarely taken into account, and with that, small sample sizes typically engaged in this research domain makes inferences greatly limited for specific patient groups. There is evidence that LBP is more bothersome than PLP and RLP (Smith et al., 1999), and is associated with shorter walking distances one-year post amputation (Helm et al., 1986; Pohjolainen & Alaranta, 1991). Risk factors for LBP include type and level of amputation and prosthesis, poor prosthetic fit, gait modifications, limb-length discrepancies, and psycho-social factors such as fear avoidance and depression (Shin et al., 2018).
Psycho-Social Risk Factors for Lower Back Pain amongst Persons with Lower-Limb Amputation
Although psycho-social factors do not appear to be predictive of the initial onset of LBP (Koes et al., 2006), factors such as anxiety, depression, and fear avoidance have been associated with an increased risk of chronic LBP development in both individuals with and without LLA (Hoogendoorn et al., 2000; Pincus et al., 2002). A national survey amongst persons with LLA found that depression was significantly associated with ‘bothersome’ LBP (Ephraim et al., 2005). Depression is more common amongst persons with LLA compared to the general population (Cansever, 2003; Singh et al., 2009), therefore depressive moods may present a greater risk for LBP (Farrokhi et al., 2017).
Persons with LLA who display fear of using the prosthetic limb may develop dysfunctional movement patterns and subsequent LBP (Farrokhi et al., 2017; Picavet et al., 2002; Swinkels-Meewisse et al., 2006). Chou and Shekelle (2010) reported that higher fear-avoidance scores were associated with worse functional outcomes and a greater risk of LBP development at 3-, 6-, and 12-months. However, due to the small body of literature, the potential contributory role of psycho-social risk factors to LBP development requires further attention (Devan et al., 2014). Acute pre-amputation pain may increase the likelihood of individuals displaying post-operative fear of movement behaviour, which in turn may lead to pain chronification, disability, and reduced patient function (Markfelder & Pauli, 2020). Pre-amputation pain has been associated with a greater risk of post-operative pain 3- and 6-months post-amputation, and a greater duration (> 1 month) and intensity of pre-amputation pain is a risk factor for chronic pain (Jensen et al., 1983, Jensen et al., 1985, Nikolajsen et al., 1997).
Objectives and hypotheses
To address this gap, the proposed protocol will explore the bio-behavioural, psychological, and social characteristics of LBP amongst persons with unilateral LLA over a period of 12-months after their amputation. To date, this has not been explored in the current literature, and is therefore a novelty and strength of the proposed protocol. Specifically, interactions between bio-behavioural factors of movement (i.e. gait characteristics, trunk and lower-limb muscle activations), and the psycho-social aspects of pain and function will be investigated. Here, the term ‘function’ refers to the comprehensive overview of each participant’s everyday interactions and long-term targets, defined by the participant in terms of person-specific activities and goals. Consideration of these variables aim to improve an understanding grounded in patient-specific function, helping to decipher the relationships between the biopsychosocial characteristics of LBP in individuals with LLA. In doing so, this investigation looks to inform tailored care management and rehabilitation processes.
We hypothesise that individuals who display fear avoidance behaviours will have altered joint range of motion, which in turn will influence muscle activation patterns, leading to greater loading on one side and asymmetries between the sound and residual limb, and therefore increase the risk of LBP development.
Hypothesis 1
(HA1): Gait characteristics will change with time post-amputation and will stabilise following a reduction in movement pattern and trunk muscle activation asymmetries.
Hypothesis 2
(HA2): Individuals with a greater risk factor pattern of stressors will experience more pain following the amputation.
Hypothesis 3
(HA3): Persons with LLA who experience different types of pain will be at a greater risk of reduced functionality over time.
Hypothesis 4
(HA4): Greater scores on psycho-social assessment of pain questionnaires, asymmetric gait patterns, greater and asynchronous activation of trunk muscles, and changes in spatiotemporal characteristics of gait, such as slower gait speed, will be associated with altered pain and function.