1.1. NCDs in South Africa
Non-communicable diseases (NCDs) – cancer, type 2 diabetes mellitus, respiratory illnesses (such as chronic obstructive pulmonary disease) and mental health disorders – are an increasing global burden (WHO 2018a). An estimated 41 million people could die prematurely from NCDs, potentially costing USD47 trillion over the next few decades (Allen and Feigl, 2017). NCDs disproportionately affect low- and middle-income countries (LMICs), where over 75% of NCD-related deaths occur and NCDs are likely to become the biggest cause of death (Alwan 2011; Allen and Feigl, 2017; WHO 2018b).
South Africa, has a quadruple burden of disease – communicable diseases, NCDs, maternal and child health, and injury-related disorders (Maimela et al 2016; Mayosi et al 2009; Pillay-van Wyk et al 2016, 2017). Furthermore, there is extensive interpersonal violence and there is evidence of increasing multimorbidity, which raises both the demand for and cost of healthcare, when health budgets are limited (Berkowitz et al 2018; Folb et al 2015; Isaacs et al 2014; Lee et al 2015; Murphy et al 2020; Nojilana et al 2016; Roomaney et al 2022). By 2010, NCDs were amongst the top causes of death, with a large share of deaths being premature, before age 60 (Norman et al 2010). Relatively recent estimates of NCD burdens suggest that they account for approximately 30% of disability-adjusted life years (DALYs) and nearly two-thirds of catastrophic health expenditure (CHE) (Haakenstad et al 2022).
NCDs are commonly associated with socio-environmental and behavioural factors, including tobacco and alcohol use, sedentary lifestyles and unhealthy diets, which have become more common in less developed countries (Maimela et al 2016; Mayosi et al 2009; Silvaggi et al 2019). In this study, we evaluate the potential health improvement that can be derived in South Africa from reductions in NCD behavioural risk factors, such as excessive consumption of salt, tobacco and alcohol, as well as insufficient intake of fiber, fruits and vegetables, analyzing data from 2018 through the lens of the Preventable Risk Integrated Model (PRIME). Although there is some recent evidence of a small reduction in NCD-related deaths, the burden remains high, partly due to associations with antiretroviral therapy, and therefore continues to deserve attention (Mashinya et al 2015; Pillay-van Wyk et al 2016, 2017).
1.2. Background and policy context
Inequality is rife in South Africa. Its Gini coefficient hovers around 0.69, while 83% of households without at least one employed member experience poverty, which contributes to NCD prevalence(Finn 2015; Mosomi 2020; Samodien et al 2021; Stringhini et al 2017; Sulla and Zikhali 2018). There are also inequities in education, malnutrition outcomes and access to food and energy, similar to those related to ill-health (Ataguba and Akzili 2011; Day et al 2014; Jonah and May 2019; Koch 2022, 2023; May and Timaeus 2014; Spaull 2013; Ye and Koch 2023).
Although access to food and nutrition is unequal, consumption of sugar-sweetened beverages (SSB), packaged, and fast foods, has increased overall, including amongst the poor (Igumbor 2012). 40% of South Africans consume enough energy, but not enough nutritional quality (Shisana et al 2013). This increase in unhealthy consumption has been fuelled by marketing, product placement and the increased availability of high-energy products (Freudenberg 2014).
Along with an ageing population, there is evidence of high salt consumption, which correlates with hypertension, and ultimately, increased cardiovascular disease (CVD) (Charlton et al 2005; Maimela et al 2016; Mayosi et al 2009). Premature mortality and long-term disability, which affect government health expenditure, labour productivity and economic growth, are obvious problems associated with CVD (Marquez and Farrington 2013; McIntyre 2009). CVD is also likely to out-of-pocket (OOP) expenditures, which tend to be higher in lower-income households, rural and underserved communities (Goudge et al 2009; Harris et al 2011). A modest salt reduction could have substantial health gains (Bertram et al 2012; Watkins et al 2016).
The literature on tobacco consumption and health effects in South Africa captures tobacco-attributable deaths, as well as race-based differences in mortality rates and economic costs associated with tobacco-related diseases (Boachie et al 2021; Groenewald et al 2007; Sitas et al 2004; Sitas et al 2013). While the smoking prevalence has dropped in most countries, it increased from 19% in 2017 to 24% in 2021 in South Africa (GATS 2021)Tobacco consumption is mainly driven by male adults, with a smoking prevalence of 39% in 2021. The increase in smoking prevalence has potentially been fuelled by illicit cigarette trade. Between 2017 and 2021, illicit trade rose from 35–54% (Vellios 2022; Vellios and van Walbeek 2020). The illicit cigarette market not only endangers individual health – due to potentially poor cigarette quality – but also constrains the government budget, due to tobacco tax losses. An illicit market share of 54% means that the South African government could double its tobacco tax revenues, if smokers could be convinced to switch to legal tobacco products. Tobacco is responsible for approximately 10% of deaths, while the costs of premature death, morbidity and healthcare are estimated at near 1% of GDP; larger cost estimates also exist (Boachie et al 2021; Groenewald et al 2007; Pearce et al 2018).
Alcohol consumption also tends to be high, while binge and other risky drinking patterns are common. Of particular concern is annual per capita alcohol consumption, which is around 9.5 litres (WHO 2019a; Vellios and van Walbeek 2018). Furthermore, South Africa is one of only nine countries globally with the second-highest (4 out of 5) patterns-of-drinking score (WHO 2014a). While illicit alcohol trade has not yet reached the levels of illicit cigarette trade, it is responsible for a substantial loss to South Africa’s budget. Illicit alcohol trade constituted 22% of the total market in 2020, producing a fiscal deficit of R11.3 billion (Witt and Nagy 2022).
The United Nations High-Level NCD Meeting focused on the potential impact of an increasing NCD burden on LMIC health systems, while the World Health Organization (WHO) has emphasised ‘best buys’ – cost effective, feasible and inexpensive interventions, that offer large improvements in public health (Assembly UN 2011; OAU 2001). Given that public health spending has not generally met the 15% government budget share proposed in the Abuja Declaration in Africa, and that both health insurance and access to healthcare is incomplete, many costs are likely to be covered by OOP expenditures (Abegunde et al 2007; Ebrahim et al 2013;WHO 2011; Xu et al 2003). OOP costs are associated with poor health outcomes especially for the poor, elderly and those with chronic conditions (Chandra et al 2010; Choudhry et al 2011; Trivedi et al 2010). Thus, there is a need to manage costs, if not at the national level, then at least at the individual level, via prevention.
The government has responded to the NCD threat via its NCD plan, which includes multiple stakeholders and focuses on reducing prevalence, and, therefore, burden (Cecchini et al 2010; DoH 2013). Amongst the government’s goals and targets are (Day et al 2014; DoH 2013):
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25% reduction in relative NCD premature mortality (< 60 years) by 2020
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20% reduction in alcohol and tobacco consumption by 2020
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Salt intake reduction to < 5 g per day by 2020
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10% reduction in the rate of obesity and/or overweight by 2020
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20% reduction in the prevalence of high blood pressure by 2020
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10% increase in physical activity prevalence
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Cervical cancer screening for every woman: three screens per lifetime or every five years for those with an STD, or according to policy for HIV-positive women
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30% increase in the share of those able to control their hypertension, diabetes and asthma by 2020
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30% increase in screening for mental disorders by 2030
NCD policies are meant to drive behavioural change and eventually reduce NCDs; such policies were generally based on community and public participation, although this does not appear to have affected implementation or NCD prevalence (Ndinda et al 2018; Uwimana-Nicol et al 2021). In support of the NCD plan, the government has enacted reforms meant to reduce: tobacco consumption, advertising for unhealthy foods, and the consumption of certain ingredients or components in unhealthy foods, such as fatty acids, salt and sugar (Ndinda and Hongoro 2017). By 2021, 8 policies were designed to affect smoking, a further 7 for alcohol, 8 for unhealthy diets and 5 on inactivity (Uwimana-Nicol et al 2021). Thus, NCD policies are in place, but only tobacco control has been at least partially effective, likely contributing to the small reduction reported in NCD deaths (Pillay-van Wyk 2016,2017; Uwimana-Nicol et al 2021). South Africa is not unique in this regard – NCDs are increasing almost everywhere, especially in LMICs (WHO 2014a,b; WHO 2016a,b). Some of the problems are related to limited physical activity, as a lack of green or safe spaces, especially in urban informal settlements, deters outdoor activities (Ndinda et al 2016).
The country’s endeavours were supported by international developments, such as the UN endorsement of the declaration for controlling and preventing NCDs along with international NCD reduction targets(OAU 2001; WHO 2014b). Even though international agreements could be used to support NCD policy, many regulations were not easily implemented due to industry pushback (Boseley 2017). By 2021, only 13 (6 unhealthy diets, 3 tobacco control and 4 physical activity) of the identified programs had been implemented (Afroz et al 2018; Aminde et al 2018; Anderson et al 2000; Brouwer et al 2015; Cecchini et al 2010; Day and Booysens 1998; Edwards et al 1998; Gheorghe et al 2018; Husereau et al 2013; IMF 2021; Ker et al 2008; Ndinda et al 2016; Ndinda et al 2018; Reddy et al 2013; Suhrcke et al 2012; Uwimana-Nicol et al 2021; WHO 2016a,b; WHO 2014b?; Ysusf et al 2004; ). The government has also been moving, in fits and starts, towards universal health coverage via a national health insurance scheme (Ataguba 2010; Matsos and Fryatt 2013).
In summary, the current approach seems to be rather ineffective in curbing behavioural risks and thus NCDs. If the South African government aims to reach its NCD goals and improve the healthcare system, it needs to follow a different harm-based approach. Additional measures do not necessarily require costly interventions but could be built upon consumer education and awareness-raising. If consumers were more conscious about their lifestyles, they might make less harmful choices, i.e. healthier diets, lower alcohol consumption and reduced-risk tobacco products instead of smoking.