3.1. Primary data collection and defining the Analytical Target Profile
In accordance with the ICH Q14 guideline, collecting prior data from either the company’s proprietary development or from external knowledge is crucial for choosing suitable analytical technology and development strategy. At this stage, clear method objectives (performance criteria) — independent of the analytical technology in use — should also be set up and captured within the Analytical Target Profile (ATP).
Although there are no enantioseparation methods explicitly described in the literature for ozanimod, Németh and Horváth previously investigated this compound as a model substance in PO mode. Utilizing an amylose tris(3,5-dimethylphenylcarbamate) chiral stationary phase, they effectively achieved enantioseparation [18].
Furthermore, the molecular formula of ozanimod suggests lipophilic properties (logP = 3.73), with a pH-sensitive basic secondary amine embedded within its structure (pKa=8.96).
From a chromatographic perspective, employing a high pH with a basic additive is necessary to minimize the ionization of the secondary amine. Considering the logP value and available literature, it is advisable to dissolve ozanimod in methanol.
With all of this in view, we defined our ATP goals: The enantiomeric purity testing method should accurately quantify R-ozanimod in the ozanimod sample, meeting accuracy and precision requirements of 100.0% ± 3.0% and ≤ 2.0%, respectively. It should also be able to allow quantification of the enantiomeric impurity of at least 0.05% in ozanimod samples, while also ensuring adequate peak symmetry (Tf in the usual range of 0.8-2.0) Additional expectations included short run time, preferably less than 20 minutes, fixed EEO (distomer eluting before the eutomer) and resolution values (Rs) > 2.0 even if the method is in routine use (established robustness). Building upon these considerations, chiral HPLC employing polysaccharide columns under PO mode has been selected as the preferred technique. Furthermore, environmental concerns were taken into consideration, with the polar organic mode chosen for its eco-friendliness, avoiding toxic eluents such as hexane.
3.2. Risk Assessment (RA) and identification of potential critical analytical procedure parameters (APPs)
As a subsequent step, the ICH Q14 guideline strongly advocates for the implementation of quality risk management to support the development of a robust analytical procedure, thereby mitigating the risk of poor performance and the potential reporting of inaccurate results.
In the context of quality risk assessment, straightforward tools such as the Ishikawa diagram, risk matrix, and Failure Mode and Effects Analysis (FMEA) analysis are frequently employed. When the risk is clearly defined, selecting an appropriate risk management tool, and identifying the necessary information to address the risk become more straightforward [38].
Ishikawa diagrams are typically well-suited for categorizing APPs to select critical parameters [38]. In our scenario, parameters concerning the separation system—specifically, the type of stationary phase and applied conditions — have been identified as critical APPs. The resulting heat map from the risk matrix outlined in Table 1 further highlights the risks associated with column chemistry and eluent composition. In this representation, red denotes situations of higher risk, necessitating further investigation, analysis, or attention. Conversely, green, and yellow boxes indicate a low to medium impact on performance criteria, accompanied by a reduced likelihood of occurrence. In our case, both the identified APPs and the critical APPs with potential impact on analytical procedure attributes (APA) are shown in Fig. 2.
Table 1. Risk assessment regarding chiral HPLC (red denotes situations of higher risk, yellow medium, while green no or low risk)
3.3. Initial stationary phase selection
Previous RAs have underscored the critical significance of selecting the appropriate stationary phase. However, due to the complex separation processes in chiral chromatography, it is not possible to reliably predict the accurate resolving capability of a chiral selector. Consequently, preliminary screening studies are typically necessary. To evaluate the enantioseparation capabilities of various stationary phases, we selected eight chiral columns (Chiralpak AD, Chiralcel OD, Lux i-Amylose-1, Lux Amylose-2, Lux Cellulose-1, Lux Cellulose-2, Lux Cellulose-3, and Lux Cellulose-4) and conducted some initial experiments on them using methanol and acetonitrile as mobile phases, supplemented with 0.1% diethylamine (DEA) as a basic additive to control the ionization of ozanimod.
Moreover, drawing from our prior expertise and scientific literature on amylose-based columns, we explored the feasibility of DEA-modified IPA and various binary mixtures of IPA - MeOH. As known, in case of an amylose-based column, the tridimensional structure of the chiral selector can be influenced by different alcohol ratios, potentially leading to distinct chiral environments and, consequently, varied enantiorecognition properties. Throughout the preliminary study, we maintained other parameters fixed, with the column temperature set to 25°C. For Lux columns the flow rate was set to 0.5 mL/min, while for Daicel columns, it was programmed to 0.7 mL/min, irrespective of the chosen eluent. The results of the preliminary experiments are summarized in Table 2, and representative chromatograms depicted in Fig. 3.
Table 2
The results of preliminary screening with the retention factor of the ozanimod enantiomers (k1 and k2), resolution (Rs) and enantiomeric elution order (EEO).
Column
|
Mobile phase*
|
k1
|
k2
|
Rs
|
EEO
|
Lux Cellulose-1
|
MeOH
|
1.16
|
-
|
-
|
ACN
|
0.88
|
0.98
|
0.32
|
S < R
|
Lux Cellulose-2
|
MeOH
|
1.88
|
2.23
|
2.52
|
S < R
|
ACN
|
2.59
|
3.20
|
3.23
|
S < R
|
Lux Cellulose-3
|
MeOH
|
1.08
|
1.22
|
1.21
|
S < R
|
ACN
|
0.47
|
-
|
-
|
Lux Cellulose-4
|
MeOH
|
1.25
|
1.62
|
3.60
|
S < R
|
ACN
|
1.94
|
2.14
|
1.23
|
S < R
|
Chiralcel OD
|
MeOH
|
1.97
|
2.09
|
0.55
|
R < S
|
ACN
|
1.05
|
-
|
-
|
Lux i-Amylose-1
|
MeOH
|
0.85
|
-
|
-
|
MeOH:IPA 70:30
|
0.58
|
-
|
-
|
MeOH:IPA 50:50
|
0.54
|
-
|
-
|
MeOH:IPA 30:70
|
0.56
|
-
|
-
|
IPA
|
0.42
|
-
|
-
|
ACN
|
1.33
|
-
|
-
|
Chiralpak AD
|
MeOH
|
2.30
|
-
|
-
|
MeOH:IPA 70:30
|
1.65
|
1.96
|
2.10
|
R < S
|
MeOH:IPA 50:50
|
1.52
|
1.77
|
1.51
|
R < S
|
MeOH:IPA 30:70
|
1.50
|
1.65
|
1.10
|
R < S
|
IPA
|
0.57
|
-
|
-
|
ACN
|
1.97
|
2.48
|
0.51
|
S < R
|
Lux Amylose-2
|
MeOH
|
0.01
|
-
|
-
|
MeOH:IPA 70:30
|
0.03
|
-
|
-
|
MeOH:IPA 50:50
|
0.05
|
-
|
-
|
MeOH:IPA 30:70
|
0.14
|
-
|
-
|
IPA
|
0.52
|
-
|
-
|
ACN
|
1.34
|
2.20
|
2.03
|
R < S
|
* with 0.1% DEA |
These results indicated that except for the Lux i-Amylose-1 column, all chiral selectors successfully were able to deliver the desired chiral selectivity for the enantiomers. In some cases, initial resolution values far exceeded the ATP specified minimum of 2.0. Notably, on the Lux Cellulose-2 column with ACN and MeOH (Fig. 3A and B), and the Lux Cellulose-4 column with methanol, resolution values reached as high as Rs=3.6 (Fig. 3C). However, with cellulose-based columns — except for Chiralcel OD in combination with MeOH — the elution order enantiomer (EEO) was found to be not ideal, as the distomer tended to elute first. It is important to acknowledge that despite this undesired EEO, the high-resolution values could potentially facilitate the quantification of enantiomeric impurities without significant interference with the eutomer.
In contrast, both the EEO and the targeted minimum resolution threshold were conveniently achieved with Lux Amylose-2 when operated with ACN (Fig. 3E) and Chiralpak AD with MeOH-IPA mixtures (Fig. 3F).
While further optimization on Lux Amylose-2 with ACN might seem logical, a closer examination of the chromatogram revealed concerning results: despite achieving a high-resolution value and the appropriate EEO, peak symmetries were unacceptable. Additionally, observed plate numbers were significantly lower than anticipated, even after reasonable adjustments to the flow rate, column temperature and DEA amount, indicating that further improvement in peak shapes was hardly possible. As a result, we decided to proceed with the selection of the Chiralpak AD column with IPA - MeOH mixtures containing 0.1% DEA for further method development instead.
3.4. Design Space Modeling
After the initial selection of the stationary phase, the subsequent step involved establishing a systematic connection between the identified critical APPs and critical APAs. To unveil these correlations, we utilized the DryLab modeling tool. Like the modeling methodologies employed in achiral developments, we began by selecting a meaningful DoE. Building upon the findings of the previous RA step, we chose to investigate the simultaneous effect of the critical APPs within the model: eluent composition (%B = %IPA in MeOH), temperature (T), and flow rate (F).
Given this scenario, the software necessitated a comprehensive 2x2 full factorial experimental plan with two parameters — %B and T — changed experimentally. Variation in flow rate on an experimental basis was deemed unnecessary, as the applied theories of the tool account for this parameter's variability. Following the modeling software’s recommendations, when selecting appropriate ranges for the four model input experiments, it was preferable for the two temperature values to differ by at least 20–30°C. Considering that the manufacturer's recommendation for a polysaccharide column typically sets the maximum operational temperature at 40°C, choosing 10°C and 40°C as input values seemed reasonable. However, selecting the two inputs for %B presented a more compelling challenge. While the proprietary modeling functions have been proven effective in reliably modeling more complex separation cases, in this instance, it was imperative to identify an input range that would yield reproducible results and an optimal modeling fit, ensuring that there was no critical change in chiral recognition. Similar best practices and modeling principles have also been described by Fekete for large molecule applications [39].
As previously mentioned for amylose-based CSPs, such as Chiralpak AD, enantiorecognition is influenced by both the choice of eluent and the ratio of IPA to MeOH. Therefore, it was necessary to conduct a preliminary screening to assess how the percentage of IPA in MeOH affects enantiorecognition, selectivity, and retention. In this screening, the percentage of IPA was incrementally increased by 10% in MeOH, ranging from 0% IPA to 100% IPA. All mobile phases contained 0.1% DEA. The results are illustrated in Fig. 4.
It is evident that enantioseparation can only be achieved in specific eluent mixtures, and notably, the elution order of enantiomers also changes after reaching 30 v/v% of methanol in 2-propanol. However, it is observed that between 40 and 70 v/v% MeOH in IPA, enantiorecognition remains relatively consistent, indicating that this range is well-suited for subsequent modeling. At the same time, it is important to emphasize that selecting inputs outside this range may result in significant changes in separation mechanisms. In such cases, modeling algorithms may only provide results with limited accuracy. Based on these considerations, we selected the following conditions as inputs:
- Chiralpak AD column, 40 °C, IPA:MeOH:DEA 30:70:0.1 (v/v/v), 0.7 mL/min
- Chiralpak AD column, 10 °C, IPA:MeOH:DEA 60:40:0.1 (v/v/v), 0.7 mL/min
- Chiralpak AD column, 40 °C, IPA:MeOH:DEA 60:40:0.1 (v/v/v), 0.7 mL/min
- Chiralpak AD column, 10 °C, IPA:MeOH:DEA 30:70:0.1 (v/v/v), 0.7 mL/min
The four acquired chromatograms are depicted in Fig. 5.
Based on the input experiments, DryLab computed a 2-dimensional (%B-T) heat map, showcasing by default the changes in separation (Rs) across the calculated modeling range. This contextualized information can be utilized to delineate the region(s) where the ATP is fulfilled (Fig. 6A). It is evident that around 30%B and 10–15°C, the required enantioseparation can be attained. As the initial objective of the method was also rapid analysis (< 20 min), this heat map was expanded to a third dimension, incorporating flow rate within the range of 0.50-1.00 mL/min. The resultant 3D model is illustrated in Fig. 6B. Here, it's important to emphasize that according to chromatographic fundamentals, modifying the flow rate or column dimensions generally doesn't influence selectivity in isocratic elution. However, such adjustments may affect kinetic performance of the column, as well as changes in backpressure.
Flexible modeling options also allowed us to compute, visualize and study all combination of method parameters fulfilling the selected single or multiple method attributes—within the red displayed area the required analytical targets will be met. Obviously, when considering all critical APAs captured within the ATP, a more restricted space, termed the Method Operational Design Region (MODR), could be derived, illustrating all parameter combinations where both Rs > 2.0 and the analysis time is under 15 min (Fig. 6C).
In our study, the final modeling step involved validating the MODR. We meticulously chose nine work points (Table 3) within the model and conducted measurements to compare the real retention time (measured data) with the virtual retention time (modeling results), as depicted in Fig. 7. While the modeling results showed a general good agreement with reality, there was slightly more deviation compared to typical accuracy results reported by other authors [40].
Table 3
The selected working points for the model’s MODR-verification. These points were deliberately selected at various percentages of %B (IPA%), temperatures, and flow rates to comprehensively assess the MODR within the model.
Working point
|
%B
|
Temperature (°C)
|
Flow (ml/min.)
|
1
|
25
|
10
|
0.7
|
2
|
30
|
10
|
0.9
|
3
|
30
|
10
|
1.0
|
4
|
30
|
15
|
0.8
|
5
|
30
|
15
|
0.9
|
6
|
30
|
15
|
1.0
|
7
|
32
|
15
|
0.8
|
8
|
32
|
15
|
0.9
|
9
|
32
|
15
|
1.0
|
.
The high R² coefficient value (0.988) obtained from the total MODR-verification indicated excellent and reproducible modeling capability across the range of selected points. Run times were tightly clustered around the fitted linear curve, with a root mean square error (RMSE) of approximately 0.5 minutes. The calculated reduced R² coefficient (RR²) value was close to 1 (0.86), suggesting that a satisfactory number of verification points were selected to validate the correlative capabilities of the fitted model.
These verification values, especially in consideration of the added flow rate experimental points, underscore the modeling software’s suitability to reliably predict the enantioseparation within the previously selected modeling range in polar organic mode using various MeOH - IPA mixtures (as shown earlier in Fig. 4.).
3.5 Method validation
The final stage of our development process involved evaluating the performance of a chosen working point for the Chiralpak AD column. We aimed to ensure that the developed analytical procedure meets the related performance criteria objectives outlined in ICH Q2(R2).
Building on the validated MODR, we first selected our final working condition: IPA:MeOH:DEA 30:70:0.1 (v/v/v) with a flow rate of 0.8 ml/min and a column temperature of 10°C. Figure 8 displays the chromatogram obtained for ozanimod, containing 0.1% chiral impurity, using these optimized parameters.
Furthermore, through the integration of AQbD principles, we enhanced the rationalization of development processes by leveraging information from the previous modeling dataset and generated model. With the utilization of flexible modeling options, we assessed the prospective method performance under the selected working conditions. The experiment-free model robustness option considered all likely deviations for each chromatographic parameter, considering their specified tolerance levels. It then conducted a full-factorial analysis around the chosen point to assess the impact of these deviations on the overall performance of the method.
Specific values for in silico testing of the selected working condition and the defined tolerances are outlined in Table 4.
Table 4
Optimal working conditions selected based on the model and parameters intervals selected for in silico robustness testing.
Parameter
|
Optimal value
|
Level/Limit
|
Flow rate
|
0.8 mL/min
|
+/- 0.2
|
Temperature
|
10°C
|
+/- 5
|
IPA %
|
30%
|
+/- 5
|
The software calculated results indicated that 100% success rate, meaning that all the virtual combinations (33 = 27 cases) passed Rs > 2, and tR < 15 min.
Once the modeling tool affirmed robust separation was achieved, subsequent validation steps aimed to determine precision, accuracy linearity, limits of detection (LOD), and limit of quantification (LOQ) for the determination of R-ozanimod in ozanimod samples was investigated.
The limit of detection (LOD) and limit of quantification (LOQ) of R-ozanimod in ozanimod samples were established at concentration levels where signal-to-noise ratios of 3:1 and 10:1 were achieved, respectively. The LOD was 0.27 µg/mL, while the LOQ was 0.90 µg/mL for R-ozanimod, respectively. The linearity range was investigated in the range of 0.1% − 0.3% regarding a target concentration of 1 mg/mL ozanimod.
The equation y = 1.1542x + 0.1224 with R2 = 0.9991 using 7 different points was derived to represent the relationship between concentration in µg/ml and peak area. The 95% confidence intervals of the y-intercepts included zero, and the residuals exhibited random distributions. Accuracy and precision were evaluated through intraday and interday (intermediate precision) assessments, which involved performing five replicate injections at three different concentration levels. Injections were performed on the same day and repeated over two consecutive days.
The accuracy for R-ozanimod, expressed as average recovery percentages, ranged from 99.08–101.04%. Intraday precision, represented by RSD percentages, fell within the range of 0.09–1.56%, while the RSD for intermediate precision was below 1.79%. These validation results confirm that the method is sensitive, linear, accurate, and precise for determining the chiral impurity in an ozanimod sample.
In line with the recommendation of ICH Q14, as part of method lifecycle management the classification of the most relevant APPs was summarized in Table 5. According to ICH Q14 critical APPs with high impact on method performance are marked as established conditions (ECs). Moreover, the proven acceptable ranges (PARs) for other (non-critical or non-EC) APPs calculated with the aid of in silico robustness testing are also summarized in Table 5. The role of PARs is to facilitate routine applicability of the method by providing higher flexibility compared to a traditional rigid workpoint report.
Table 5
Classification of most relevant APPs in accordance with ICH Q14 and established PARs based on in silico robustness testing.
Analytical procedure parameter (APP)
|
Optimal value
|
Proven acceptable range (PAR)
|
Classification
|
Stationary phase type
|
Chiralpak AD, 150x4.6mm, 10 µm
|
-
|
EC
|
Flow rate (ml/min.)
|
0.8
|
± 0.2
|
non-EC
|
Column temperature (°C)
|
10
|
± 5
|
non-EC
|
Mobile phase composition (% IPA)
|
30
|
± 5
|
non-EC
|