Forty patients with head and neck cancer were enrolled, and images from 40 simulation CT images and 40 CT rescans of each patient were retrospectively analyzed (Table 1). The patients were diagnosed with oropharyngeal or hypopharyngeal cancer and treated using IMRT. All patients were immobilized using a patient-specific pillow and a four- or five-point thermoplastic mask covering the shoulder. CT datasets were acquired using an Aquilion ONE scanner (Canon Medical Systems, Tochigi, Japan). The decision to perform a CT rescan was based on clinical judgment of worsening of side effects, loss of ≥ 10% of the patient’s weight at the time of initial treatment, and an ill-fitting mask. Patient information was anonymized. Although informed consent was not required, the homepage of the National Cancer Center Hospital East published details of this study and allowed patients to refuse to participate. The study methods, including the investigation procedure and handling of patient information, were approved by the institutional review board of the National Cancer Center Hospital East (IRB No. 2020 − 282).
Treatment planning
Forty VMAT plans based on the initial CT images and 40 VMAT plans based on the CT rescan images were created. Most plans were created using two arcs and collimator angles of 350° and 10°. Three arcs and arbitrary collimator angles were used in some cases with very large targets. All treatments were planned using a RayStation treatment planning system (RaySearch Laboratories AB, Stockholm, Sweden) by a well-trained radiation therapist and medical physicist. The CTV and OARs were contoured on the simulation CT images by a radiation oncologist, and the CTV and OARs on the CT rescan were defined by the medical physicist using a deformed region of interest (ROI) based on the contouring by the radiation oncologist. Treatment plans were generated with 35 or 33 fractions of 2 Gy to give a total dose of 70 or 66 Gy for cases intended for curative treatment. All plans were designed in accordance with the clinical protocol: PTV (high-risk), > 98% of the volume to receive > 95% of 70 Gy; PTV (low-risk), > 98% of the volume to receive > 95% of 54 or 56 Gy; PTV, ≤ 2% of the volume to receive < 110% of 70 Gy; maximum dose to spinal cord, < 45 Gy; maximum dose to brain stem, < 54 Gy; mean dose to parotid gland, < 26 Gy; dose to cochlea, < 40 Gy; mean dose to oral cavity, < 35 Gy; ≤2% of lower jawbone to receive < 105% of 70 Gy. However, if all clinical goals were difficult to achieve, plans were created with the highest priority given to achieving the spinal cord and PTV (high-risk) dose constraints.
Dosimetric evaluation
The IMRT plan based on the initial CT images (initial plan) was replaced with the recalculated plan based on the rescanned CT images. The dose distribution in the replacement plan was determined by importing the initial CT and rescanned CT images into the treatment planning system, aligning both images using the automatic rigid image registration function in RayStation, and then recalculating them using the beam geometry information in the initial plan. The recalculated plan (delivered plan) was compared with the adaptive plan based on the rescanned CT images to evaluate the effects of the ART plan on the following dose indices: parotid gland D50, spinal cord Dmax, and oral cavity D50 for OAR evaluation; conformity index, homogeneity index, low-risk PTV D98, and high-risk PTV D98, D50, and D2 for target evaluation; body Dmax, V105, and V107 for over-dose region evaluation. The ROIs used for dosimetric evaluation of the parotid gland, spinal cord, oral cavity, and PTV were transformed from the initial CT image to a rescanned CT image using the deformable image registration (DIR) function in RayStation. The ROIs for the deformed target and OARs were verified and corrected by a radiation oncologist. The change in each dose index was obtained by calculating the difference in its values between the replacement and adaptive plans.
The 2D image-based WET method
The 2DWET method described in our previous study (26) was changed from a Java to MATLAB environment and improved as outlined below. First, 2D X-ray images (sagittal, 70 kV and 200 mA) obtained on the initial treatment day and the day of the CT rescan were imported into the 2DWET software. The acquired 2D X-ray images were automatically registered using the bone structure as a marker, and then image subtraction was performed. Tables for converting the X-ray intensity into WET were determined for each linear accelerator and used to transform the difference X-ray images into images of WET change. A color map was applied such that an increase or decrease in WET was indicated by a hot or cold color, respectively. On the output WET image, the improved 2DWET method allows an ROI to be created and the mean WET within that ROI to be quantified. The processing time of the improved method was approximately 1 min, depending on the PC environment. Figure 1 shows representative images obtained using the 2DWET method, demonstrating the ability to locate and quantify changes in body and tumor shape. In this study, an ROI was centered on the isocenter of the sagittal image and encompassed the base of the skull and the C1 vertebra, the hyoid bone, the posterior cervical muscles, and the boundary between the shoulder and neck.
Two-dimensional WET images of the head and neck region. Hot and cold colors in the color map indicate an increase and decrease, respectively, in WET. (a) No anatomical changes or positioning errors. (b) Tumor shrinkage and a decreased body thickness. (c) Positioning errors of the mandible and vertebral body. (d) Tumor growth and an increased body thickness. Abbreviations: WET, water equivalent thickness; 2DWET, two-dimensional X-ray image-based WET.
Adaptive score
Increased parotid gland dose, spinal cord dose deviation, and worsening PTV coverage are important factors affecting a clinical oncologist's decision to implement ART [6, 14–16, 21, 30]. In this study, the left and right parotid gland Dmean values, spinal cord Dmax, V107, and D98 were selected as dose indices for head and neck ART. Changes in these indices depend on the geometry of the CTV, tumor size, and tumor location and thus vary greatly among patients during tumor shrinkage. Furthermore, the necessity of implementing ART increases in instances where a single index changes significantly, as well as in cases where multiple indices change slightly. To incorporate these factors into the ART evaluation, the AS was used to categorize and integrate the clinical impact of each dose index. In calculating the AS, the dose difference between the replacement and adaptive plans was assigned a categorical score (C) on a scale of 0 (no clinical impact) to 10 (substantial clinical impact) for the following indices: left parotid gland Dmean (Cparotid L), right parotid gland Dmean (Cparotid L), spinal cord Dmax (Cspinal cord), V107 (CV107), and PTV D98 (CD98). To accurately reflect the impact of the radiation oncologist's clinical judgment, as well as simplify the AS, the categorical score was increased by one in each of the following cases: for each 1 Gy increase in Dmean to the left or right parotid glands; for each 1 Gy increase in Dmax to the spinal cord; for each 1cm3 increase in V107; and for each 1% decrease in the PTV D98. Values exceeding 10 were classified as category 10. The AS was calculated from the categorical scores of each dose index using the following equation:
AS = (Cparotid R + Cparotid L)/2 + Cspinal cord + CV107 + CD98
For example, if the right parotid gland Dmean increases by 1.0 Gy, the left parotid gland Dmean increases by 1.8 Gy, the spinal cord Dmax increases by 4.6 Gy, V107 increases by 0.22 cm3, and the PTV D98 decreases by 3.2%, then AS = 9.4.
Radiation oncologist’s evaluation
To assess the clinical relevance of the AS, dose distributions were reviewed by two head and neck experts in clinical oncology (MD1 and MD2). The review was performed with the dose distributions and dose–volume histograms (DVHs) of the initial and replacement plans displayed on the screen. On the basis of this information, MD1 and MD2 scored the necessity of ART implementation as follows: 1, no need for re-planning; 2, no need for re-planning, although dose distribution effects were observed; 3, re-planning is recommended owing to dose distribution effects; 4, re-planning is mandatory owing to significant dose distribution effects.
Statistics
Patient characteristics were summarized using descriptive statistics, such as mean and standard deviation (SD). Pearson product-moment correlation coefficients (r) were calculated to assess the association between the dosimetric evaluation, clinical oncologist’s evaluation, and 2DWET. To determine the cutoff value for AS that correlates most closely with the oncologist’s evaluation, logistic regression analysis was performed with AS as an explanatory variable and the oncologist’s evaluation level (1–2 vs 3–4) as an outcome variable. To evaluate the effectiveness of 2DWET, a receiver operating characteristic curve was constructed using a logistic regression model with 2DWET as an explanatory variable and the above-determined AS cutoff value as an outcome variable. All statistical analyses were performed using R (version 4.2.2) and SAS (version 9.4) software.