The primary findings of this study are as follows: Awake prone positioning improved both V/Q matching and oxygenation in patients with AHRF, irrespective of lung morphology. Among patients with focal lung morphology, V/Q matching was improved by the reduced percentage of lung units with dead space ventilation. Among patients with non-focal lung morphology, V/Q matching was improved by the decreased percentage of shunt lung units.
The beneficial effect of awake prone positioning on the oxygenation improvement has been explored in several studies, especially in the context of the COVID-19 pandemic [11–13]. Nevertheless, discrepancies persist concerning oxygenation endpoints, the duration of prone positioning, and the respiratory support devices used in these studies [6, 9, 24]. A previous study reported that awake prone positioning induced a marked increase of PaO2/FiO2 of 20% or more in up to 85% of patients [25]. In the present study, we observed a significant increase in the PaO2/FiO2 at pp. Consistent with previous studies, our current study revealed that oxygenation improvement was independent of the baseline degree of hypoxemia, suggesting that basing the decisions on implementation of awake prone positioning on PaO2/FiO2 levels may not be reliable[25]. Furthermore, we confirmed that the effect of awake prone positioning on the oxygenation improvement was lost after repositioning to the supine posture, which was in line with previous studies [12, 13, 26]. Almost 70% of patients were classified as responders, showing a clinically significant increase in PaO2/FiO2 of 20% or more in the present study. This is comparable to the 65% reported in the previous study [11].
The physiological effects of awake prone positioning in the non-intubated patients with AHRF are not yet fully understood. The fact that oxygenation improved in awake patients after prone positioning may suggest that similar pathophysiological considerations are valid as in the case of intubated patients, irrespective of the nature triggering the underlying lung injury. Following PP, the decrease of pleural pressure gradient from non-dependent to dependent regions reopens non-aerated or poorly aerated regions, therefore, reinforcing a more homogeneous ventilation with subsequent favorable effect on V/Q matching [17]. In the present study, V/Q matching increased in all patients after awake prone positioning regardless of the lung morphology.
However, there were still some differences in the effects of awake prone positioning among patients with different lung morphology, which were revealed in our study. According to morphological patterns, the majority of patients with a non-focal pattern (91%) were responders, whereas only half of those with a focal pattern (54%) were responders. This indicated that identification of patients who were likely to benefit from awake prone positioning on the oxygenation improvement could be achieved by the lung morphology. In the present study, awake prone positioning improved V/Q matching mainly by decreasing the shunt fraction in patients with non-focal pattern, while decreasing the dead space fraction in patients with focal pattern. One possible explanation for this discrepancy is that non-aerated lung tissue, which can be reopened with prone positioning (PP), is more prevalent in AHRF patients with non-focal patterns. Pervious study has shown that non-focal pattern is associated with elevated lung inflammation, potentially resulting in increased lung injury [27, 28]. Moreover, compared to focal pattern, non-focal pattern had a lower overinflation and a higher lung recruitability. This can be attributed to the higher amount of lung edema which represents tissue that can be re-opened [29]. These features suggested awake prone positioning may be likely to recruit the non-aerated tissue and further decrease the percentage of shunt in non-intubated patients with AHRF. For patients with focal morphology pattern, the overinflation may be the main feature. This indicated that V/Q matching improved in the patients with focal pattern after awake prone positioning may be mainly governed by a decrease in overinflated lung tissue.
To date, the effect of awake prone positioning on the work of breathing (WOB) in non-intubated patients was controversial. Most patients with AHRF are characterized by vigorous breathing efforts and a higher RR. Several studies have reported that awake prone positioning, in combination with non-invasive ventilation in non-intubated patients with COVID-19, decreased RR and excessive WOB, further resulting in a trend towards reduced intubation rate [11, 23, 30]. The decrease of RR after awake prone positioning may be generated by the decrease in the respiratory strain, and this is clinically important in avoiding intubation. In contrast, RR was not different after awake prone positioning in the present study. The contrary results may be associated with the respiratory support and patients’ tolerance.
Our study has some limitations. First, the respiratory parameters, including esophageal pressure, trans-diaphragmatic pressure, tidal volume, and work of breathing was not measured which may affect the evaluation of the effects of awake prone positioning. Second, the long-term effects of awake prone positioning are missing, whether the short-term beneficial effects translate into improved clinically relevant outcome is unclear. Third, EIT cannot provide images of the whole lung, so the assessment of the entire spectrum of V/Q matching in the whole lung was not accessible.