Study Design
Our trial was designed as a monocentric, block-randomized, controlled, parallel-group trial. The study protocol was approved by the local Ethics Committee project N° 2021–02165, and the study is registered on the clinicaltrials.gov website (study N° NCT05156944). All patients gave written informed consent before inclusion. Data are presented according to the Consolidated Standards of Reporting Trials Guidelines. [20]
Selection of participants
Patients aged 65 years and older who presented to the ED of the University Hospital Basel between January 2022 and June 2023 and had experienced at least one fall within 7 days of ED presentation were screened for inclusion. A fall was defined as “an event which results in a person coming to rest inadvertently on the ground or floor or other lower level and other than as a consequence of the following: sustaining a violent blow, loss of consciousness, sudden onset of paralysis, or an epileptic seizure”. [21, 22] Exclusion criteria were: admission to hospital after ED work-up (as these patients most likely benefit from physiotherapy during hospital stay), immobilizing fractures of the lower extremities, inability or contraindications to undergo the intervention or follow the study procedures e.g. due to neurological disorders (such as hemiplegia), non-Swiss German speaking, inability to follow instructions or to provide consent due to cognitive impairment, and prior enrolment in this trial. Patients were recruited during weekdays from 8 AM to 5 PM due to the presence of the study physicians.
Randomization
A block-randomization was performed. A physiotherapist (PT) was present in the ED for 50% of the inclusion timeframes (randomized by REDCap), and patients were assigned depending on the presence or absence of a PT. Eligible patients were approached by the study physicians, who were not blinded. Patient blinding was achieved by giving patients written informed consent in the ED without informing them on their allocation and the exact aims of the study. At the first follow-up on day 7, patients were informed on group allocation.
Groups
At presentation, a detailed falls and medical history was taken, and a clinical examination was performed by the ED physician in charge. Where indicated, a further assessment for organic causes, e.g. an electrocardiogram and orthostatic blood pressure was conducted. Blood tests and screening for cognitive impairment [23, 24] were conducted where deemed necessary. A depression and anxiety screening (using the Hospital Anxiety and Depression Scale (HADS), which is a validated screening tool consisting of 14 questions with 7 each for depression and anxiety [25, 26]) was performed on all patients, as was an assessment for frailty using the Clinical Frailty Scale (CFS). [27–29] An evaluation of FOF was done using the sFES-I (which includes questions regarding everyday activities such as getting dressed or undressed, taking a bath or shower, getting in or out of a chair, going up or down stairs, reaching for something overhead or on the ground, walking up or down a slope, and going out to a social event). [30]
Intervention
The intervention in the ED consisted of a physiotherapeutic assessment, the short physical performance battery (SPPB) [31], information on the expected course of the condition and instructions on self-management (e.g. staying active, adaptation of behavior and surroundings at home). Additionally, as recommended in the world guidelines for falls prevention and management [17], a strength exercise (sit-to-stand) and a balance exercise consisting of three difficulty levels (1. Stand behind a chair, feet shoulder-width apart. Try to let go of the chair for 30 seconds; 2. Same as exercise 1 but with feet together; 3. Same as exercise 2 but in a tandem stance) for daily, self-guided therapy were instructed and practiced with the patients. We recommended the patients do these exercises at least 5 times a day, while trying to incorporate them into daily routine activities. In addition, a fall prevention booklet issued by the Swiss Council for Accident Prevention with an activity plan, an exercise description, a checklist on fall hazards at home and fall prevention behavior was handed out. [32] The intervention was conducted at the bedside in the ED examination room and took an average of 23 minutes.
Over the course of the study, two different PTs administered the intervention, one for the first 7 months and the second for the remaining 11 months. Both PTs adhered strictly to the study program. Fall prevention is an integral part of the curriculum of studies in physical therapy, with both PTs being equally qualified.
Control
Patients in the control group were given the same booklet as the intervention group with exercises for daily self-guided therapy, but without an instruction by a PT. No SPPB was performed as no PT was present at inclusion for this group. The control group “intervention” took an average of 2 minutes.
Follow-up
At the first follow-up on day 7, patients in both the control and intervention group received a scheduled, in person consultation by a PT, either at home or at the study site. During this visit, patients were asked for the number of exercises performed and which recommended interventions had been implemented. In addition, objective functional levels were assessed using SPPB, and patients were instructed to answer questionnaires concerning their FOF (sFES-I) and the use of medical resources since inclusion. The follow-ups on day 21 and day 42 consisted of telephone interviews conducted by study physicians using the same questionnaires as on day 0 and 7.
Outcomes
The primary outcome was the difference in FOF between groups at day 7, assessed by sFES-I. The sFES-I was validated and shown to have excellent reliability and construct validity (Cronbach’s alpha 0.92). [30] Cut-offs were defined to differentiate between low, moderate, and high FOF (7–8, 9–13 and 14–28). [33]
Secondary outcomes were the feasibility of the PT intervention as assessed by eligibility, recruitment, loss to follow-up, dropout rates, and a questionnaire (designed by the authors of the study to best assess feasibility from a PT point of view) filled out on the day of inclusion by a PT. Additional outcomes were QoL (relevant sFES-I improvement), objective functional levels in the intervention group, as measured by SPPB at day 7, patients’ satisfaction with their ED work-up (which was assessed using a questionnaire on day 7), the occurrence of falls following randomization from patient recollection, and the use of medical resources.
Statistical Analysis
For the sample size calculation, we considered studies using the FES-I and sFES-I to derive the estimated benefit of our intervention. [34–37] We calculated a necessary population of 64 patients per group to detect a mean difference of 3 points (power = 80%, α = 0.05) with an effect size of 0.5. Based on expert consensus, we defined a priori that a mean difference of 3 points could be deemed clinically meaningful. Assuming a 10% drop out rate or secondary exclusion due to hospitalisation, our study population was set at 70 patients per group, 140 patients total.
An intention-to-treat analysis was conducted. Missing data were handled with available case analysis. The data was tested for normal distribution; a Student’s t test was used for normally distributed data and a Wilcoxon Test for non-normally distributed data. The level of significance was two sided, with a significance level of α = 0.05. The results were corrected for the confounding factors age, sex, and frailty (measured by CFS) using a logistic regression model. All analyses were done using R (Version 4.3.1).