Between November 2022 and March 2023, we enrolled 100 study participants, including 50 patients with DoC and 50 healthy controls. Among the DoC patients, 25 were clinically unresponsive, and 25 were low-responsive. Demographic and clinical characteristics are provided in Table 1. There were no significant differences between the patient groups in terms of age (F(2,97) = 0.31, p = 0.73) or sex (χ² = 1.39, p = 0.50). In both patient groups, hemorrhagic stroke was the leading cause of brain injury (52% in unresponsive and 32% in low-responsive patients), followed by traumatic brain injury (20%) in unresponsive patients and cardiovascular causes (28%) in low-responsive patients.
Pupillary dark and pupillary light reflexes indices
Data regarding the pupillary dark reflex are summarized in Table 2. During the pupillary dark reflex, the absolute and relative increase in pupillary diameter was smallest in unresponsive patients (mean ± SD: 0.5 mm ± 0.6 mm or 20 % ± 21%), followed by low-responsive patients (1.1 mm ± 0.7 mm or 47 % ± 26%) and healthy controls (1.8 mm ± 0.5 mm or 67 % ± 17.4%). This difference in pupillary dilation was significant across the groups (F(2,97)=43.1, p<0.001). Specifically, the increase in pupillary diameter was smaller in unresponsive patients compared to low-responsive patients (M=-20, p<0.001) and healthy controls (M=-47, p<0.001) and smaller in low-responsive patients compared to healthy controls (M=-27, p<0.001). Figures 2a and 3a provide details. Significant differences in dilation velocity were observed for the left (but not the right) pupil across groups (F(2,86) = 6, p = 0.004), with unresponsive patients showing slower dilation velocity compared to healthy controls (M = -1.1, p = 0.006). There were no differences in latency to dilation across any groups.
Similar patterns were observed for the pupillary light reflex (Table 3, Figures 2b and 3b). The decrease in pupillary diameter was smaller in unresponsive patients (M = 17.5 ± 10.6%) compared to low-responsive patients (M = 27 ± 10.5%) and healthy controls (M = 37.5 ± 5.5%). This difference in pupillary constriction was significant across all groups (F(2,93) = 46, p < 0.001). Significant differences in NPi scores were also observed (F(2,97) = 12.3, p < 0.001). NPi scores were lower in unresponsive patients (3.3 ± 1.7) than in low-responsive patients (4.3 ± 0.6, p < 0.001) and healthy controls (4.4 ± 0.4, p < 0.001), but there was no significant difference between low-responsive patients and healthy controls. Constriction velocity varied significantly across groups (F(2,93) = 45, p < 0.001), being smallest in unresponsive patients (1.0 ± 0.7), followed by low-responsive patients (1.7 ± 0.9) and healthy controls (2.6 ± 0.6). There were no significant differences in latency to constriction (F(2,92) = 0.09, p = 0.092). Table 2 and Figures 2a and 3a provide details regarding pupillary dark reflex data.
Pupillary dark and pupillary light reflexes in DoC in the ICU
The association between pupillary reflexes and consciousness levels was assessed using Spearman's rank correlation coefficient and an ordinal regression model. Spearman's rank correlation was 0.62 (p < 0.001) for the pupillary dark reflex, indicating a positive association between greater pupillary dilation and higher consciousness levels. The ordinal regression model confirmed this, showing a significant association between greater pupillary dilation and higher consciousness levels (estimate = 0.051, SE = 0.013, p<0.001). This association remained significant after accounting for sedation, with higher consciousness levels linked to greater pupillary dilation (estimate = 0.032, SE = 0.01, p = 0.021) and increased sedation linked to lower consciousness levels (estimate = -1.24, SE = 0.45, p = 0.006). There was a similar, but less pronounced association between the pupillary light reflex and consciousness levels (r = 0.39, p = 0.005; estimate = 0.089, SE = 0.35, p = 0.02), which remained significant when accounting for sedation (estimate = 1.02, SE = 0.37, p = 0.006).
Among unresponsive patients, three of 25 (12%) exhibited bilaterally preserved pupillary dark reflexes, while an additional four patients (16%) had a pupillary dark reflex in one eye (Figure 4). The clinical and pupillometry characteristics of the seven patients with a unilaterally or bilaterally preserved pupillary dark reflexes are detailed in Supplementary Table S1. All these seven patients were male; four had hemorrhagic stroke, two had traumatic brain injury, and one had post-cardiac arrest ischemic-anoxic brain damage. Four patients received high to very high levels of sedation, while three received none to minimal. Except for two patients diagnosed with UWS/vegetative state, all were diagnosed with coma and were either orally intubated or tracheostomized at the time of measurement. All seven unresponsive patients with preserved pupillary dark reflexes also had preserved pupillary light reflexes in the eye(s) with a pupillary dark reflex. More unresponsive patients had preserved pupillary light reflexes than pupillary dark reflexes: 18 of 25 (72%) had bilateral light reflexes, while an additional three (12%) had pupillary light reflexes in one eye. McNemar's test indicated a significant discordance of 60% between pupillary dark and light reflexes in the unresponsive patient group (p < 0.001). In sum, 21 of 25 clinically unresponsive patients had preserved pupillary light reflexes, but only seven had preserved pupillary dark reflexes (Fisher exact test, p-value < 0.0001).
In the low-responsive patient group, pupillary reflexes were more commonly preserved. Nineteen of 25 (76%) low-responsive patients had preserved pupillary dark reflexes (16 bilaterally, two only in the left eye, and one only in the right eye). All 25 (100%) low-responsive patients had preserved pupillary light reflexes, resulting in a non-significant discordance of 28% between the light and dark reflexes (p = 0.131).
Three months after assessment, 23 of 25 unresponsive patients and 24 of 25 low-responsive patients could be followed up. Fourteen of 23 (75%) unresponsive patients and 21 of 24 (88%) low-responsive patients survived (Fisher’s exact test, p = 0.049). Six of the seven unresponsive patients with a preserved pupillary dark reflex in at least one pupil were available for follow-up: Five regained awareness, with the first signs of clinical awareness appearing after 9±5 days. In four of these five patients, the first sign of awareness was visual fixation as noted by the attending clinicians. The one patient who did not regain consciousness had life-supporting treatment withdrawn on the same day as the pupillometry.