This study demonstrates that in elderly patients undergoing laparoscopic rectal cancer surgery, individualized PEEP guided by LUS can significantly reduce the severity of atelectasis within postoperative seven days. It also led to a substantial 34.5% decrease in postoperative atelectasis incidence and an 18% reduction in postoperative hypoxemia. These improvements can be attributed to the optimization of PEEP settings, guided by intraoperative LUS, which effectively prevents atelectasis during general anesthesia mechanical ventilation, lowers ΔP, enhances oxygenation, improves lung ventilation, and mitigates pulmonary inflammatory responses. Previous studies have indicated that the incidence of postoperative pulmonary complications (PPCs) ranges from 6–80%1,21–23 primarily depending on factors, such as surgical type, definition, and severity of PPCs. It is worth noting that in our study, the incidence of PPCs was significantly lower in the PEEP Ind group compared to the PEEP 5 group (48.6% vs. 77.8%). The significant reduction in PPCs is evidently attributed to the decreased occurrence of atelectasis in the study group. However, in both groups, the incidence of postoperative atelectasis was high. This elevated occurrence could potentially be attributed to a higher prevalence of male smokers among patients in China, a greater number of underlying pulmonary diseases in the elderly population, and a correlation with infections related to COVID-19.24
Many previous studies25–28 have utilized a decremental PEEP titration approach and reported that high PEEP levels have a significant impact on hemodynamics. Our research also observed that during pneumoperitoneum and Trendelenburg positioning, MAP in the study group was lower than that in the control group, but patients in the study group did not experience severe hemodynamic disturbances (Fig. 5, h). This may be attributed, in part, to our incremental PEEP titration strategy, which produced favorable outcomes in mitigating the adverse effects of elevated PEEP on hemodynamics and preventing pulmonary overdistension. Additionally, during laparoscopic surgery, the Trendelenburg position and pneumoperitoneum can lead to a significant 35% increase in mean arterial pressure (MAP), this increase returns to baseline levels after surgery.29 This observation provides a reasonable explanation for why our study did not detect severe hemodynamic fluctuations when employing higher individualized PEEP settings during pneumoperitoneum and the Trendelenburg position. Throughout the entire surgical procedure, the PEEP values in PEEP Ind group were dynamically adjusted. For instance, during pneumoperitoneum and Trendelenburg position, PEEP reached its maximum, and following the over of pneumoperitoneum and Trendelenburg position, we would lower PEEP to ensure hemodynamic stability. Furthermore, our research highlights the importance of individualized PEEP settings during laparoscopic rectal cancer surgery, as evidenced by PEEP levels in the PEEP Ind group ranging from 3 to 14 cmH2O, with a median of 9 cmH2O [7–11]. This finding emphasizes the importance of individualized PEEP settings throughout the entire surgical process.
The findings from this study highlight that ΔP in the PEEP Ind group demonstrated markedly lower when compared to the PEEP 5 group (Fig. 5, d). ΔP plays a crucial role in reducing PPCs. Existing research has consistently identified a direct correlation between elevated ΔP and the occurrence of PPCs during anesthesia.30 The observed differences in driving pressure may help explain the partial effectiveness of the study intervention.30 To mitigate this risk, previous studies have often adopted individualized PEEP titration methods, focusing on minimizing driving pressure.22,31 In our study, we utilized bedside, user-friendly, and visual LUS guidance for individualized PEEP titration, employing LUS assessment to assist in diagnosing PPCs. While our study did not directly measure the influence on ΔP, it was evident that ΔP in the PEEP Ind group exhibited significantly lower compared to the PEEP 5 group. This observation strongly suggests that LUS-guided individualized PEEP titration serve to optimize intraoperative respiratory mechanics, achieve a delicate balance between averting pulmonary overdistension and atelectasis, ultimately reducing the risk of lung injury.
Mechanical power (MP) is a novel concept in mechanical ventilation and is associated with postoperative lung injury.32,33 We observed that MP in the individualized PEEP group (10.1 ± 2.5 J/min) exhibited slightly higher than that in the fixed PEEP group (8.9 ± 1.5 J/min) (see Fig. 5, i). A study by Zhang et al.22 suggests that MP below the threshold for lung injury (12 J/min) 34 do not appear to exacerbate PPCs. This explains why, in our study, the increase in mechanical power in the individualized PEEP group did not worsen PPCs, even though it was slightly elevated.
In the present study, the incidence of postoperative atelectasis is up to 75% in elderly patients undergoing laparoscopic rectal cancer surgery. This atelectasis is particularly common in gravity-dependent lung regions, consistent with prior research results.22,35–41 Furthermore, the combined application of pneumoperitoneum and the Trendelenburg position during general anesthesia exacerbates atelectasis, aligning with findings from other studies.5,8,17,27,35 A study indicates that postoperative atelectasis following general anesthesia can persist for several days, potentially leading to severe complications such as hypoxemia and pulmonary infections.42 This also explains the higher incidence of PPCs in the PEEP 5 group. There is still controversy regarding the persistence of atelectasis during the emergence from general anesthesia. In our study, all patients in both groups continued to experience ventilation impairment after the return of spontaneous ventilation, contrary to previous research.40 Additionally, differences in lung ventilation and oxygenation were observed between the two groups, suggesting that low PEEP mechanical ventilation may not effectively prevent the occurrence of atelectasis in such surgeries (Fig. 5, a). The lung-protective ventilation strategy employed in this study can offer sustained benefits post-extubation. This may be particularly pronounced in older patients undergoing laparoscopic procedures, where the incidence of atelectasis is higher,43 and intraoperative lung injury increases with age, especially in patients aged 65 and above,44 Therefore, the benefits of individualized PEEP might be more useful in the elderly patient population.
The preceding text highlights that during mechanical ventilation, atelectasis predominantly occurs in gravity-dependent areas (zones 5 and 6). The optimal PEEP represents a compromise between lung recruitment and lung over-distension. The ideal PEEP may not align with the hemodynamic optimum and could potentially elevate pulmonary vascular pressures, impede venous return, decrease preload, and reduce cardiac output. Therefore, PEEP selection necessitates balancing its potential to prevent atelectasis while considering its impact on cardiac preload. The optimal PEEP should aim to prevent both lung over-distension and atelectasis. In our pilot study, we observed that some patients in the study group, even with PEEP increased to 15 cmH2O, there was no significant improvement in atelectasis in zones 5 and 6. At the same time, there were significant hemodynamic fluctuations, with airway pressures reaching up to 30 cmH2O. To avoid lung over-distension, for such patients, we opted to decrease the PEEP value to optimize ventilation in zones 1–4.
In this study, we examined plasma biomarkers related to lung injury and found that, in comparison to baseline values, CC16 plasma levels in the PEEP Ind group increased less than that in the PEEP 5 group after the patients entered the PACU. A previous study indicated that elderly patients with reduced lung function have lower circulating CC16 concentrations.45 This may potentially explain the lower baseline levels of CC16 observed in our study before surgery. In the context of ventilator-induced lung injury, FGF21 is involved in lung injury repair by inhibiting the NLRP3/Caspase-1/GSDMD pyroptosis pathway.46,47 In our study, both groups of patients showed an increase in FGF21 postoperatively, suggesting that mild lung injury may occur in both groups following general anesthesia mechanical ventilation. However, due to the limited sample size in our study, it may have been challenging to detect subtle differences in FGF21 between the two groups. The plasma concentration of IL-6 in both groups increased significantly on one day postoperatively, possibly related to surgical trauma and the inflammatory response to lung injury. However, by the third day postoperatively, the increased level of IL-6 in the PEEP 5 group exceeded that in the PEEP Ind group, indicating that the lung-protective effect of individualized PEEP titration guided by LUS can persist for up to three days postoperatively.
Strengths: Firstly, our study progressively increased PEEP levels in real-time, facilitating gradual lung re-expansion without causing lung overdistension guided by LUS. We kept the maximum PEEP pressure below 15 cmH2O and stopped increasing PEEP when LUSs was ≤ 1. This strategy ensured stable lung recruitment while effectively avoiding hemodynamic issues. Secondly, our study employed an individualized PEEP adjustment strategy. We dynamically adjusted PEEP levels based on changes in the Trendelenburg position and pneumoperitoneum during surgery, maintaining stable alveolar recruitment, minimizing shear injury, preventing intraoperative atelectasis, and consequently improving postoperative lung function. Thirdly, we utilized LUS technology for convenient and accurate assessment of perioperative pulmonary complications in patients, including lung infections, atelectasis, pleural effusions, and more.
Limitation: Firstly, surgical positioning can restrict the range of lung ultrasonography, particularly in scanning zones 5 and 6, which may not be fully examined. We used grooves to position the patient's arm to ensure as comprehensive a scan as possible of the patient's chest sides and back. Secondly, this study is based on a small single-center sample, and further validation with larger multi-center samples is needed. Third, the specificity of the study population limits the generalizability and applicability of the conclusions.