2.1 Study design
This study is a single center, randomized, assessor-blind, parallel-group clinical trial. This clinical trial will be conducted at Daejeon Korean Medicine Hospital of Daejeon University. This protocol (version 1.2, October 2022) complies with the Recommendations for Interventional Trials (SPIRIT) Standard Protocol guidelines.
2.2 Study procedure
Before conducting this clinical trial, the investigator will explain the "Informed consent form" to the participants and receive written consent from the participants for the clinical trial based on their free will after ensuring that they have sufficiently understood what is required of them. The subjects will be given a screening code after obtaining their consent.
# DJ-S-ZZZ [DJ: Daejeon Korean Medicine Hospital of Daejeon University, S: initial screening, ZZZ: Serial number (001, 002~)] (ex. DJ-S-012: 12th applicant for screening of Daejeon Korean Medicine Hospital of Daejeon University)
The eligible subjects who meet the inclusion and exclusion criteria will be selected based on a demographic survey, vital signs (blood pressure, pulse rate, and body temperature), medical history (including chief complaint, onset, motif, past history, smoking, and alcohol ingestion), chest X-ray, electrocardiography (EKG), laboratory tests, Beck Depression Inventory (BDI), and Hwa-Byung Diagnostic Interview Schedule (HBDIS) at screening. The included subjects will be assigned an identification code.
# DJ-E-ZZZ [DJ: Daejeon Korean Medicine Hospital of Daejeon University, E: initial enrollment, ZZZ: Serial number (001, 002~)] (ex. DJ-E-014: 14th registered subjects of Daejeon Korean Medicine Hospital of Daejeon University)
Screening tests should be conducted within ten days prior to visit 1 (baseline visit) and visit 13 should be conducted within 16 weeks (± 7 days). At visit 1, the investigator will check the results of the screening test (including chest X-ray and laboratory tests), physical examination and changes in medical history and concomitant medication between the screening and visit 1. The subjects will be randomized and allocated to experimental 1,2 or control groups and provided with an identification code. Before the intervention, subjects will complete the Likert Scale for Major Symptoms of Hwa-Byung (HB-M), The Core Seven-Emotions Inventory Short Form(CSEI-S), Patient Health Questionnaire-15 (PHQ-15), Stress Response Index (SRI), State-Trait Anxiety Inventory (STAI), State-Trait Anger Expression Inventory (STAXI), fNIRS (device name: NS1-H20AM), Heart Rate Variability (HRV), efficacy analysis (EQ-5D, EQ-VAS), and cost analysis. The experimental group 1 will be treated with ETE, and experimental group 2 will be treated with VR based ETE, while the control group will receive Hwa-Byung management training materials only. At visits 1–12, the investigator will check for adverse effects and changes in medical history and concomitant drugs, patient compliance, subjects will receive ETE or VR based ETE according to the corresponding intervention schedule at each visit. Tests and assessments will be conducted according to the following schedule: visit 8 (efficacy analysis;EQ-5D,EQ-VAS, cost analysis); visit 12 (HB-M, CSEI-S, PHQ-15, SRI, BDI, STAXI, STAI, fNIRS, HRV, efficacy assessment;EQ-5D,EQ-VAS, cost analysis, laboratory tests); and visit 13 (follow-up visit; HB-M, CSEI-S, PHQ-15, SRI, BDI, STAXI, STAI, efficacy assessment;EQ-5D,EQ-VAS, cost analysis, physical examination, adverse effect, changes in medical history and concomitant drugs).
Additional visits may be made at any time, other than the scheduled visit, when deemed necessary at the request of the subject or discretion of the researcher. If subject visits on an unscheduled day, adverse reactions, concomitant medications, results of tests performed, and subsequent medical treatment must be recorded in the case record. Even in the case of subjects who drop out, laboratory tests, pregnancy diagnostic tests, and efficacy evaluation tests can be performed during additional visits.
2.3 Clinical assessments
In this study, the clinical assessments are as follows: vital signs (blood pressure, pulse rate, and body temperature); laboratory tests (complete blood cell count: hemoglobin, hematocrit, red blood cell count, white blood cell count, platelet count, erythrocyte sedimentation rate; blood chemistry test: total protein, albumin, aspartate transaminase, alanine transaminase, gamma-glutamyl transpeptidase, total bilirubin, blood urea nitrogen, creatinine, glucose, Na+, K+, Cl-, free thyroxine, thyroid-stimulating hormone; urine analysis: specific gravity, pH, erythrocyte, leukocyte, nitrite, protein, glucose, ketone, urobilinogen, bilirubin, microscopy); pregnancy test (urine human chorionic gonadotropin, only for fertile women to ensure that the results are negative, but for menstruation will be conducted in visit 1); EKG (12 leads electrocardiography); chest X-ray; HB-M; CSEI-S; PHQ-15; SRI; BDI; STAXI; STAI; fNIRS; HRV; EQ-5D; EQ-VAS; cost analysis.
2.4 Study populations
2.4.1. Inclusion criteria
1) Aged 19 to 65 years
2) Diagnosed with Hwa-Byung through HBDIS
3) Participants who voluntarily decided to participate and signed the consent form
2.4.2. Exclusion criteria
1) Participants with risk of suicide (scoring 2 or more points in BDI question 9, with specific suicidal thought or plan)
2) Participants with a history or present illness of severe psychiatric disorders (e.g. hallucination, delusion, etc. will be judged by a specialist in oriental neuropsychiatry or a resident who has been educated by a specialist in oriental neuropsychiatry and has clinical experience in neuropsychiatry of traditional Korean medicine for over 1 year.) taking antipsychotic drugs to treat psychosis or receiving psychosis-related treatment.
3) Participants who have received Korean medical treatment or psychiatric treatment to improve symptoms of Hwa-Byung within the previous four weeks
4) Seriously unstable medical conditions (the investigator will decide based on laboratory test, vital sign, etc.)
5) Participants with hyperthyroidism or hypothyroidism (over 1.5 times the upper reference limit or under 0.75 times the lower reference limit of TSH, Free T4 or taking medication due to hyperthyroidism or hypothyroidism)
6) Participants who are thought to be not appropriate to participate in this trial by the investigator.
2.4.3 Sample size
The statistical hypothesis test of the evaluation variable is two-sided, and the significance level will be set at 5%. The type 2 error(β) will be set to 0.2, and the power will be maintained at 80%. The ratio of the experimental 1, 2 and control groups should be 1:1:1. We expect the HB-M reduction of the control group and experimental group to be 2.52 and 6.84 respectively, and pooled standard deviation 5.178 based on previous studies conducted with a design similar to this study[24]. Therefore, the required sample size for each group is expected to be ‘2*6.9^2*(1.96 + 0.84) ^2 / (7.8–2.8)2 ≃ 30/group’. In addition, considering the dropout rate of 25%, we have decided to register 32participants per group, with a total of 96 participants.
2.4.4 Randomization, blinding
The people in charge of other assignments (or independent statisticians), who are not involved in conducting and evaluating this clinical trial, will generate a random assignment list in a specific and reproducible manner. Randomization of experimental group 1, 2 and the control group will be performed with a block randomization method in a 1:1:1 ratio. The random assignment table will be sealed and kept in a way that can be checked for unsealing, managed separately by the research manager in the presence of the participants. Each group will be randomly assigned with the same probability of each individual being selected using the statistical program StataMP 16 program (StataCorp LLC, 4905 Lakeway Drive College Station, Texas 77845 USA). The investigators and assessors will be separated so that the assessors will not know what kind of treatment the subjects have received. It is not possible to maintain investigator blindness.
2.5 Interventions
The ETE group (experimental group1) and VR-based ETE group (experimental group2) will receive ETE two times per week for first four weeks and once a week for next four weeks (a total of 12 times). The daily management group (control group) will receive Hwa-Byung management training materials and wait for eight weeks living a daily live. Hwa-Byung management training materials will be the same in the experimental and control groups.
ETE will be performed by a specialist in oriental neuropsychiatry or a resident who has been educated by a specialist in oriental neuropsychiatry and has over one year of clinical experience in neuropsychiatry of traditional Korean medicine.
We will follow the ETE protocol. It consists of five stages: 1) Assessment of emotion and physical symptoms(CSEI-S, Mentalizing the Room of Mind(MRM), SUDS), 2) Analyze relationship between emotion and physical symptoms; analyzing emotion and sensation with oriental neuropsychiatric perspective; finding core emotion 3) Training; depending on the patient's emotional state, choose from exposure mindfulness meditation, breathing meditation, somatic mindfulness meditation, upper danjeon meditation, joy meditation, lower danjeon meditation, middle danjeon meditation, resource mindfulness meditation, and integrated-triple danjeon meditation 4) Assessment of emotion and physical symptoms after intervention(CSEI-S, MRM, SUDS), 5) Managing emotion education.
VR-based ETE will follow the above ETE protocol using head mounted displays (HMDs), or virtual reality software implemented computers and project sets. Software and applications containing the contents of ETE will be installed and used in commercial equipment such as existing desktop computers or gear VR. With VR setting, subjects will conduct training to stabilize their emotions with opposing emotions for problem emotions in a virtual environment that is not limited to the clinical environment.
2.6 Criteria for concomitant drugs
2.6.1 Possible drugs
If the dose of psychiatric drugs (e.g., anti-depressants, anti-anxiety medication, tranquilizers, and sleeping pills) is constant for 4 weeks before participating the trial, it is permissible. However, when taking drugs, the history of the drug is investigated at the time of the visit, and if there is a change in the type and dose of the drug, it is used as a side effect variable or a correction variable. Drugs for transient care of other diseases will be medicated after confirmation by the researcher. When concomitant drugs, including drugs for other diseases or adverse events, are administered, information about the drugs, including name, purpose, dose, and duration, will be recorded in a progress note.
2.6.2 Prohibited drugs
There are no specific drugs prohibited from concomitant use, but the drugs that may affect results can be prohibited at the discretion of the researchers’ decision (e.g., starting with new medications, such as anti-depressants, anti-anxiety drugs, anti-psychotics, corticosteroids, female hormones, L-dopa, digitalis, bromide, cyclosporin, disulfiram, isoniazid, and yohimbine, during the clinical trial.).
2.7 Adverse event report
The investigator will report any severe adverse events to the principal investigator (PI) regardless of whether they are related to the intervention during the trial within 24 hours. In addition, events considered seriously by the investigator or that suggest significant risks, contraindications, side effects, or precautions that may be associated with the intervention will be recorded in the progress note as serious adverse events. In this study, the following are considered as severe adverse events: death; life-threatening events; the need for hospital admission or to extend the admission period; events resulting in continuous or severe disability or impairment of function; deformity or abnormality of the fetus.
When severe adverse events occur, the PI will notify the client (Daejeon Korean Medicine Hospital of Daejeon University) immediately and provide an additional report, containing detailed information, within five days. The trial should be halted until further instructions are provided. The client should promptly report any severe or unexpected adverse events including onset, severity, treatment taken, progress, casualty to other relevant investigators, the Institutional Review Board (IRB), and the Director of the Ministry of Food and Drug Safety.
2.8 Criteria for discontinuation or Dropout
2.8.1 Discontinuation
In the case of an adverse event, side effect, having adverse effect on the safety of subjects or progress of clinical trial, the ongoing test should be discontinued, excluding the safety assessment which will be carried out. The PI and the client will discuss the safety of the intervention and decide whether to proceed or discontinue the trial, and the decision is reported to the IRB and the Ministry of Food and Drug Safety.
2.8.2 Dropout
Subjects will be dropped if they fail to complete the trial due to adverse events or other reasons. The investigator can stop the interventions and tests and drop the subjects from the trial, or the subjects can always drop out of the trial with their own free will. The subjects may be dropped in the following cases: severe adverse events occurred to the subjects; difficulty proceeding with the trial due to adverse events; discovering systemic disease that was not detected in the pre-intervention examination; the subject or a legal representative of the subject requests to stop the trial due to unsatisfaction; the subject does not comply with the instructions of the investigator; the subject withdraws consent to participate in the trial; the subject cannot be tracked to follow-up; the subject is prescribed a treatment that can affect study result, without the direction or consent of the investigator during the trial period or follow-up period; progression of the trial is considered inappropriate by the investigator.
2.9 Compliance assessment
Compliance assessment will be performed as follows:
Compliance (%) =
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Number of performed interventions
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X 100
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Number of planned interventions
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Compliance (%) during the trial should be at least 75%. If the compliance (%) of the subjects is less than 75%, it is considered poor and is excluded from the per-protocol (PP) analysis.
2.10 Statistical analysis
Efficacy analysis will be evaluated primarily based on the full analysis set (FAS) principle and secondarily according to the PP principle of the primary outcome. Missing values will be imputed appropriately according to why they occur. Subjects are excluded from FAS analysis in following cases; failure to meet eligible criteria, no intervention specified in the clinical study plan has been received, no data has been collected because it has never been evaluated since randomization. Subjects who completed the trial as specified in the plan are analyzed, and the following cases are excluded from the PP analysis; dropped out during the trial, violating the inclusion/exclusion criteria, less than 75% overall intervention compliance, can be considered as other serious violations of the plan. The demographic data of the study subjects included in this trial and baseline clinical history data will be presented with mean and standard deviation (SD) for continuous data for each group and frequency and percentage for categorical data. For each group, independent sample t-test or Wilcoxon rank sum test will be performed depending on normality in the case of continuous variables, and for categorical variables, a Pearson chi-square test or Fisher's practice test will be performed.
2.11.1 Primary outcome
The primary outcome will be assessed based on the change in the HB-M score from baseline to 8 weeks. The total HB-M score of subjects who received at least one intervention and score was measured at least once before the trial or after the intervention will be analyzed. If there is a missing HB-M score, after diagnosing the amount and mechanism of missing values, FAS analysis will be performed by selecting an appropriate imputation method. The change in the HB-M score between the two groups will be verified using an independent t-test. We will use analysis of covariance (ANCOVA) if there is a significant difference in the baseline and multiple regression analysis if there is a significant difference in the other underlying variables.
2.11.2 Secondary outcome
The secondary outcome will be assessed by changes in the HB-M score from baseline to 16 weeks, changes in the CSEI-S, PHQ-15, SRI, BDI, STAXI, STAI from baseline to 8 and 16 weeks, and changes in the fNIRS, HRV from baseline to 8 weeks. We will use ANCOVA or baseline variables corrected multiple regression analysis for the efficacy assessment of CSEI-S, PHQ-15, SRI, BDI, STAXI, STAI, fNIRS, and HRV variables. The baseline score will be used as a covariate, in which case a PP analysis will be performed without handling missing values.
2.12 Safety assessment
Changes in laboratory test results before and after the trial will be clinically evaluated. All adverse events during the trial will be listed with a detailed descriptive explanation. Data will be collected through patient self-reporting and researcher observation. The frequency of adverse events related to and unrelated to interventions will be recorded and presented as descriptive statistics. A list of adverse reactions, including frequency, expression rate, definite occurrence time, occurrence rate, severity, and intervention casualty, will be presented with graphs if necessary. If statistical analysis is required, the paired t-test, McNemar test, analysis of variance (ANOVA), t-test, chi-square test, and/or Fisher’s exact test will be performed according to the characteristics of the variables and the purpose of the statistical evaluation.
2.13 Economic efficiency assessment
An economic evaluation alongside clinical trial will be performed to check the cost-effectiveness among the interventions in this trial. The primary economic endpoint will be assessed using the cost per quality-adjusted life-year (QALY). The estimation of quality of life for the QALY calculation will use the quality-of-life derived EQ-5D as the main evaluation variable, and the calculation will use the area under the curve method.[25] The costs will be calculated by combining the number of treatments and cost units. The secondary economic endpoint will be assessed using the effectiveness evaluation indicators such as cost per EQ-VAS calculated with EQ-VAS
The economic analysis will be primarily evaluated based on the FAS principle and secondarily based on the PP principle to check the sensitivity of the missingness. Missing values will be imputed properly based on analysis of mechanism in the same manner as in the efficacy analysis. The first analysis period is 18 weeks (total follow-up period), and if an estimation of the subsequent period is necessary, the second analysis will be estimated by extrapolating the cost and effect after the tracking period through a regression model, or by performing decision modeling analysis. If the total analysis period (Time Horizon) is extrapolated after the clinical study period, the cost unit will be settled to the Korean currency unit (KRW) in 2021, and a 5% discount rate will be applied based on the economic evaluation guidelines of the Health Insurance Review and Assessment Service.
The analytical perspective of this study is a social perspective. In the baseline analysis, the representative values (such as average) of parameters will be used, and in the sensitivity analysis, probabilistic sensitivity analysis will be performed through the distribution and representative values of all possible estimated parameters.
The results will be presented in tables including the incremental cost-effectiveness ratio, cost-effectiveness plane, cost-effectiveness acceptability curve (CEAC), and value of information analysis graph. The cost-effectiveness plane will include confidence interval confirmed by non-parametric methods. The CEAC will confirm the sensitivity of cost-effectiveness according to changes in national threshold. The value of the information analysis graph will estimate the value of the information of the target population group.
When the number of samples in this study is less than 30, the statistical analysis will be performed after verifying the normality of all continuous variables through the Shapiro-Wilk test and the statistical significance level will be tested with a p-value 0.05. The analysis programs are Stata program(MP 16.1 Version) and R program (4.3.2 Version), and extrapolation through modeling is performed using Treeage Pro (Healthcare Version 2023).
2.14 Data management
The investigators will collect medical information and record it in each patient's case report form (CRF). The data will be saved confidentially in accordance with the personal information protection policy of the National Institute for Korean Medicine Development (NIKOM) and will be destroyed after the retention period of up to 10 years has ended. A separate place to store various data and records related to the conduct of this trial will be prepared with security maintained. A copy of the documents related to this trial including patient informed consent, records of participants, and CRFs will be kept for three years in document storage.
2.15 Monitoring
Monitoring oversees the progress of clinical study and regularly reviews and checks whether the study is conducted and recorded in accordance with plans, standard work guidelines, clinical research management standards and relevant regulations. Monitoring will be conducted regularly by phone calls and visits. The monitoring staff will be composed of the A-CRO (Academic Contract Research Organization) of Daejeon Korean Medicine Hospital, who is independent of investigators and funders. The staff will periodically check and review the data storage and the progress of the trial and consults with the investigator if there is a problem. In this trial, monitoring will be conducted according to the monitoring plan but monitoring period and frequency can be coordinated under mutual agreement.
2.16 Ethics and dissemination
This study is conducted in compliance with all applicable regulations, including the ICH GCP Guidelines, the Helsinki Declaration[26], the Korean GCP Guidelines, the Korean Pharmaceutical Affairs Act, IRB, and regulations on data protection.
It was approved by the Institutional Review Board at Daejeon University Daejeon Medical center (DJDSKH-21-BM-04) and registered via Clinical information Services (CRIS) on February 25, 2021 (identifier: KCT0005964). All participants will receive an explanation about this trial details. The written Informed Consent Form will be obtained from all participants prior to enrollment.
2.17 Study protocol modifications
When revising this protocol, the date, the details of the revision, and the reason for the revision must be reported to the IRB and approved by the IRB. The change of the study protocol will also be notified to participants.