The efficacy of chemotherapeutic agents in the treatment of breast cancer is progressively on the rise. Following NAC, the incidence of axillary pCR may escalate to 50%. Notably, rates of pCR are even more pronounced in HER-2-positive and triple-negative patients (13). The notable efficacy of NAC warrants deliberation on the necessity of ALND in cases of limited axillary residual disease, thereby advocating for the adoption of less invasive techniques in axillary surgery. Particularly, SLNB is the preferred approach for patients who are converted from cN + to cN0 post-NAC.
Although SLNB is often performed in patients who have converted to cN0 after NAC, some surgeons are concerned about the potential for false-negative results of SLNB. Caudle et al. suggested targeted axillary dissection for this concern (14). Boughey et al. also showed that the false negative rate (FNR) can be reduced to less than 10% with TAD(15). In clinically node-positive (cN+) patients who were converted to clinically node-negative (cN0), various prospective studies have demonstrated that FNR of the SLNB was higher than 10%, and if the dual mapping is used and ≥ 3 Lymph nodes are excised, and FNR can be reduced to acceptable rates of < 10% (4.9%-9.1%) regardless of TAD (16–18). In the SENTINA trial, the FNR was 24.3% for patients with one sentinel node removed and 18.5% for patients with two sentinel nodes removed (17). Three or more lymph node excisions and dual methods are recommended to reduce FNR (19).
In contrast, Galimberti et al. published 10-year follow-up results of patients who were initially cN + and became cN0 after NAC. Inclusion criteria were SLNB alone (one node is enough) without TAD, single tracer (no dual mapping), and nodal radiotherapy was not mandatory. Axillary failure occurred in 1.8% of the initially cN1/2 patients and 1.5% of the initially cN0 patients (20). Although there is a risk of false negativity of SLNB, nodal recurrence rates are not increased in patients with negative SLNB who do not undergo ALND (21, 22). Despite the lack of evidence regarding the negative impact of FNR on axillary recurrence and survival, the surgical community is actively pursuing strategies such as dual mapping and targeted axillary dissection to reduce FNR. It is recognized that despite diligent efforts, the FNR of SLNB cannot be reduced to zero, resulting in the presence of minimal residue in the axilla of a subset of patients. For patients undergoing upfront surgery, we have substantial evidence from prospective trials with 10 years of follow-up, such as ACOSOG Z0011 and AMAROS (5, 23). It is established that even if there is a limited residual disease in the axilla, ALND does not decrease axillary recurrence rates or extend overall survival as long as adjuvant RT is administered.
Now is the time to discuss avoiding ALND for N + disease following NAC. Reports of ongoing prospective trials, such as Alliance 11202 and NSABP B-51/RTOG 1304, are expected to clarify this topic (24, 25). A trial including SLNB + patients after NAC was presented in ASCO 2023. The study evaluated cN1 breast cancer that became ycN0 but remained node positive following NAC, according to findings from a retrospective analysis of patients treated in phase 3 prospective NSABP B-40 and B-41 trials. Results showed that more intense axillary surgery (ALND) was not associated with better cancer outcomes when compared with SLNB. 5-year loco-regional recurrence was 9% in the ALND group, compared with 12% for those who underwent SLNB (p = 0.790) in unselected patients. 5-year risk of metastasis was 31% and 26%, respectively, and 5-year risk of any recurrence was 33% and 32%, respectively (26). Similarly, in a few recently published studies, the superiority of ALND in oncological terms could not be demonstrated for neoadjuvant breast cancer patients with limited axillary residual disease (27–29). In a multicentric registry trial, Cabioglu et al. showed that ALND could be avoided in selected cN (+) patients who underwent SLNB after NAC having low-volume residual nodal disease with luminal pathology, as long as axillary radiotherapy is provided (29). Almaharic et al. analyzed a total of 1617 patients from the National Cancer Database to compare survival following SLND and ALND in breast cancer patients with residual LN disease. Subgroup analysis demonstrated that SLNB was comparable with ALND in patients with luminal A or B tumors with a single metastatic lymph node (28). Unlike these studies, Our study showed no difference in local recurrence rates between luminal and non-luminal subtypes. In the database study of Kantor et al., 6554 HR+/her- cN0 patients receiving neoadjuvant endocrine therapy were evaluated, and > 90% of patients had less than three positive lymph nodes. No survival difference was found between SLNB and ALND in these patients (30).
Axillary involvement is generally defined as N0 and N + without considering the volume of nodal disease (number and size of pathological nodes). The absence of image-tailored localization of suspicious lymph nodes places all N + patients in the same category and prevents individual decision-making (one size fits all). Our aim should be to determine precise, tailored surgical (need for ALND) and medical treatment (need for additional systemic treatment) approaches for every patient. To achieve this, we need to determine the extent of axillary involvement before NAC and assess the response after NAC using imaging to identify cases with minimal axillary residual disease.
In our study, we observed no axillary recurrences in 4 years of follow-up, despite expecting a high recurrence rate in patients with axillary residual disease after NAC. This suggests that minimal axillary residual disease may not necessitate ALND as long as radiological and pathological findings are consistent. It's worth noting that current guidelines recommend ALND for patients with any axillary residual disease, regardless of tumor burden and NAC response (10).
Our practice is based on multidisciplinary councils where we evaluate the clinicopathological features of patients, pre- and post-neoadjuvant imaging, and pathological examination results. Based on this evaluation, we devise a personalized treatment plan that goes beyond the current guidelines. It's important to note that we focus on the compatibility of imaging findings and pathological examination results. This approach allows us to initiate a personalized treatment for patients with limited axillary involvement without compromising oncological safety.
Most patients had an average of 6 or fewer lymph nodes removed (95% of patients with one pathological lymph node, 87% with two, and 82% with three). The number of lymph nodes removed in our study appears to be higher than standard SLNB. This is because we also removed palpable and suspicious lymph nodes guided by imaging. Excising more lymph nodes helps obtain a better correlation between imaging and final pathology, leading to safer decisions to avoid ALND. The number of excised lymph nodes could be decreased, but this may cause an increase in second axillary surgery rates.
Radiological evaluation of post-neoadjuvant axilla can be challenging. While imaging techniques are effective in identifying axillary involvement, they may be insufficient, particularly in assessing the complete response to NAC (31, 32). Our study focused on differentiating between high-volume axillary disease and limited disease (< 3 lymph nodes). Our objective in evaluating post-neoadjuvant response was not to discern complete response, and we included patients with a good partial response, so the constraints of imaging methods did not impact our study.
The study's main limitation was the absence of a comparison group. Additionally, interpreting the palpation findings requires experience. Our team consists of breast specialist surgeons and radiologists, and our center deals with a high volume of breast cancer cases. A comprehensive multidisciplinary tumor board evaluated all patients and determined individualized treatments. Therefore, conducting this prospective study in a tertiary referral center is feasible.