Considering dynamic beam delivery and respiratory motion, 4DDD was calculated for all treatment planning strategies (10phase plan, 2phase plan, 3phase plan, 6Exphase plan, 6Inphase plan, 3D plan) of each patient. Dose metrics calculated from dose-volume histogram (DVH) of the 4DDD were analyzed.
Figure 2. illustrates the impact of 4D robust optimization on dose metrics of CTV, including D98, D95 and D2 for various optimization strategies. The values of D98 and D95 were similar for 2phase and 3phase plans. Conversely, the average values for other plans increased with increasing the number of optimized phases. For D98, the average values of 10phase, 2phase, 3phase, 6Exphase, 6Inphase and 3D plans were 43.75 ± 0.63, 43.48 ± 0.77, 43.45 ± 0.80, 43.51 ± 0.76, 43.59 ± 0.74 and 41.14 ± 2.44 Gy(RBE), respectively; The average values of D95 were 44.18 ± 0.50, 43.99 ± 0.64, 43.95 ± 0.67, 44.01 ± 0.61, 44.02 ± 0.70 and 42.98 ± 1.71 Gy(RBE), respectively. The differences of D98 and D95 for all optimization strategies compared with the scenario of 10 phases were statistically significant (p < 0.05). For D2, the doses of 2phase, 3phase, 6Exphase and 6Inphase plans were similar. The average dose of the 3D optimized method was significantly higher than that of the other five 4D optimization strategies, while the 10phase strategy had the lowest mean value. The mean values of D2 of 10phase, 2phase, 3phase, 6Exphase, 6Inphase and 3D plans were 47.91 ± 1.19, 48.32 ± 0.87, 48.25 ± 0.82, 48.21 ± 0.80, 48.24 ± 0.84 and 48.26 ± 0.85 Gy(RBE), respectively. The differences between 10phase and 2phase, 3phase and 6Inphase were statistically significant (p < 0.05).
Figure 3 shows dose metrics HI, CI and the average decline rate of the optimization time. For HI, the value of HI increased with increasing the number of phases during plan optimization. The differences among the six plans were statistically significant (p < 0.05). The value of HI for the 3D plan was significantly higher than the values of other plans. The difference for HI was statistically more significant (p < 0.001). The average values of 10phase, 2phase, 3phase, 6Exphase, 6Inphase and 3D plans were 0.09 ± 0.04, 0.11 ± 0.04, 0.11 ± 0.03, 0.10 ± 0.03, 0.10 ± 0.03 and 0.16 ± 0.06, respectively.
For CI, the value of CI decreased as the number of phases during plan optimization increased. There was statistical significance between the other five plans and the 10phase plan (p < 0.05). The statistical differences between 2phase, 3phase, 6Inphase and 10phase plans were more significant (p < 0.001). The average values of CI for 10phase, 2phase, 3phase, 6Exphase, 6Inphase and 3D plans were 0.53 ± 0.10, 0.59 ± 0.07, 0.58 ± 0.07, 0.56 ± 0.07, 0.56 ± 0.08 and 0.60 ± 0.08, respectively.
Panel (c) shows the average decline rate of the optimization time of the five plans of 2phase, 3phase, 6Exphase, 6Inphase and 3D compared with the 10phase plan. Points in the graph showed the decline rate for all patients’ studies. The inflection points of the polyline were the average of the decline rate of all for the six optimization strategies. Obviously, the fewer the number of breathing phases considered during optimization, the higher the decline rate and the shorter the time consumed. The average values of 10phase, 2phase, 3phase, 6Exphase, 6Inphase and 3D plans were 73.26 ± 6.54%, 65.80 ± 7.89%, 42.14 ± 13.58%, 37.72 ± 11.70% and 75.52 ± 8.21%, respectively.
Figure 4 shows the dose metrics of OARs including the Dmax of small intestine, the V15 Gy (RBE) of small intestine, the Dmax of duodenum and V36 of the normal issue. V’36 referred to the volume of normal tissue exposed to 80% of the prescription dose. To standardize evaluation criteria, this parameter was expressed as that of the proportion of the 10phase plan. In the five plans (2phase, 3phase, 6Exphase, 6Inphase and 3D), the average values of 6Exphase and 6Inphase plans were closer to the 10phase plan. The more breathing phases selected, the larger the normal tissue volume subjected to 36Gy. Four 4D plans (2phase, 3phase, 6Exphase, 6Inphase plans) showed statistically significant differences compared to the 10phase plan (p < 0.001). The average value of the V’36 for 3D plan was lower than that of the 10phase plan. The difference was statistically significant (p < 0.05). The average values of 2phase, 3phase, 6Exphase, 6Inphase and 3D plans were 0.89 ± 0.09%, 0.90 ± 0.09%, 0.95 ± 0.05%, 0.95 ± 0.07% and 0.93 ± 0.12%, respectively.
As for the maximum dose (D2) received by the small intestine, it can be seen that the average value increased with the increase of selected respiratory phases in the five plans of 10phase, 2phase, 3phase, 6Exphase and 6Inphase. The differences between 2phase, 3phase and 10phase plans were statistically significant (p < 0.05). There was a slightly decrease of the average value for 3D plan compared to the 10phase plan. The difference was not statistically significant (p > 0.05). The average values of 10phase, 2phase, 3phase, 6Exphase, 6Inphase and 3D plans were 38.87 ± 5.19, 37.82 ± 6.08, 38.17 ± 5.75, 38.86 ± 5.25, 38.50 ± 6.00 and 38.31 ± 5.71 Gy(RBE), respectively.
For small intestine V15, the mean of the six plans increased with the number of selected respiratory phases. There was no statistical significance between the 3D plan and the 10phase plan (p > 0.05), while there were statistical significances between the other four plans and the 10phase plan (p < 0.05). The average values of 10phase, 2phase, 3phase, 6Exphase, 6Inphase and 3D plans were 23.97 ± 16.26%, 22.62 ± 15.28%, 22.97 ± 15.77%, 23.34 ± 15.65%, 23.30 ± 16.11% and 22.55 ± 14.46%, respectively.
For the maximum dose (D2) received by the duodenum, there were little differences in the average values of the five plans (10phase, 2phase, 3phase, 6Exphase and 6Inphase plans), the difference were all below 0.5Gy(RBE). Except for 3phase plan, there were no significant differences in other plans (p > 0.05). The average value of 3D plan was higher than that of 10phase plan, and the difference was not statistically significant (p > 0.05). The average values of 10phase, 2phase, 3phase, 6Exphase, 6Inphase and 3D plans were 35.29 ± 18.17, 34.97 ± 18.21, 34.77 ± 18.21, 34.78 ± 18.48, 35.11 ± 18.48 and 36.03 ± 18.04 Gy(RBE), respectively.
Figure 5 shows the dose distributions for one representative example, calculated from the 10phase, 2phase, 3phase, 6Exphase, 6Inphase and 3D plans. The CT images shown in the figure were taken from the reference phase (0%Ex). The pink and yellow lines indicated the outlines of the CTVs. It can be seen that the uniformity of the target dose from all plans was reduced due to the interplay effect.