The activation of C−C bond of benzocyclobutenones under mild reaction conditions remains a challenge. We herein report a photoinduced catalyst-free regio-specific C1−C8 bond cleavage of benzocyclobutenones, enabling the generation of versatile ortho-quinoid ketene methides for aza-[4 + 2]-cycloaddition with imines, which offers a facile route to isoquinolinone derivatives, including seven family members of protoberberine alkaloids, gusanlung A, B, D, 8-oxotetrahydroplamatine, tetrahydrothalifendine, tetrahydropalmatine, and xylopinine. Furthermore, the catalytic enantioselective version of this strategy was realized by merging synergistic photocatalysis and chiral Lewis acid catalysis. Mechanistic studies provided compelling evidence to rationalize the photoisomerization/cycloaddition cascade process.
Article
Aza-[4+2]-cycloaddition of benzocyclobutenones into isoquinolinone derivatives enabled by photoinduced regio-specific C–C bond cleavage
https://doi.org/10.21203/rs.3.rs-4887525/v1
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C−C bond activation streamlines synthetic routes of complex compounds and serves as a crucial methodology for molecular skeleton editing1–7. Benzocyclobutenones (BCBs)8–12, a type of sought-after synthon, have been widely applied into organic synthesis enabled by transition metal-catalyzed activation of proximal C1−C2 or distal C1−C8 bonds, generating two types of reactive five-membered metallacycle intermediates. DFT calculations revealed that the aryl-metallacycle intermediate is more thermodynamically stable than benzyl-metallacycle intermediate13–18. Thus, BCBs normally prefer to undergo regio-selective C1−C2 bond cleavage and followed by diverse migratory insertion reactions to construct bridged and fused ring compounds (Fig. 1a, left), especially for the synthesis of complex natural products and bioactive molecules. Even more, several elegant catalytic enantioselective transformations of BCBs mediated by chiral precious metal Rh(I) and Ru(0) complexes have also been accomplished. Dong19–22, Krische23,24, and Xu25,26 have made significant contributions to this area in the past ten years. Despite the significant advances, high temperatures are generally required due to the intrinsic inertness of the C−C bonds of BCBs, which was oftentimes incompatible with more functionalized and sensitive backbones. Meanwhile, current reports were primarily restricted to intramolecular reactions of C3-substituted BCBs19–41, by contrast, the C − C bond activation-triggered transformations of C3-unsubstituted BCBs are uncommon42–46 and of high challenge.
Photocatalysis has attracted much attention due to its unique advantages in realizing cleavage and recombination of inert chemical bonds under mild reactions47–59. Among them, Norrish type I reaction of ketones provides an efficient and facile tool for the homolysis of C−C bond at the α-position of carbonyl group60–62. To the best of our knowledge, the seminal work on photoinduced C−C bond cleavage of BCBs was reported by Cava and Spangler as early as 196763. Because of the lower bond dissociation energy (BDE) of C1(sp2)−C8(sp3) bond than C1(sp2)−C2(sp2) bond and the higher stability of generated 1,4-diradical intermediate (Fig. 1a, right)64–66, BCBs prone to experience regio-specific C1−C8 bond cleavage and the subsequent intersystem crossing (ISC) to form the effective ortho-quinoid ketene methides, which could couple with nucleophiles or serve as a versatile 4C synthon to participate in [4 + n] cycloadditions, such as activated carbonyl and dienophiles67–69. Needless to say, this photocatalysis strategy is complementary to the aforementioned thermocatalytically dominated C1−C2 bond cleavage, and may broaden the substrate scope and reaction type of BCBs. However, the related studies were grossly overlooked in the past five decades, and the synthetic application using this strategy was almost blank70–75.
Nitrogen heterocycles are prevalent in pharmaceuticals, agrochemicals, dyes and natural products76–79. We envisioned that the cycloaddition of ortho-quinoid ketene methides with imines would offer an intriguing protocol to construct nitrogen-containing cyclic compounds. Herein, we describe the first photoinduced catalyst-free [4 + 2]-cycloaddition of BCBs with imines through regio-selective C1–C8 bond cleavage under mild reaction conditions, affording an array of polycyclic 3,4-dihydroisoquinolinones alkaloids. Furthermore, as a continuity of our interest in synergistic photocatalysis and chiral Lewis acid catalysis80–85, the highly catalytic asymmetric version was also accomplished using an inexpensive chiral nickel(II) Lewis acid catalyst (Fig. 1b).
Investigation of reaction conditions
Initial experiment of aza-[4 + 2]-cycloaddition was performed between 3,4-dihydroisoquinoline B1 and benzocyclobutenone A1. The mixture in Et2O was irradiated under 365 nm light at 10 oC (see SI for detailed optimization), directly delivering the product tetrahydroisoquinolinone C1 with nearly quantitative yield (99%). BCB derivatives bearing substituents at C3, C4, C5-positions and 8,8-difluoro substitutions, or cyclobuta[a]naphthalenone underwent successful cyclization upon light irradiation, forming the corresponding products C2-C8 in 75–99% yields (Fig. 2). Variation of 3,4-dihydroisoquinolines (C9-C17) also proved effective in this catalyst-free system, especially 7,8-dihydro-[1, 3]dioxolo[4,5-g]isoquinoline, which enabled one-step formation of protoberberine alkaloids86,87 gusanlung B, D, and oxotetrahydroplamatine (C11-C12 and C16, 62–99% yields). Moreover, several other alkaloids, such as gusanlung A, tetrahydropalmatine, tetrahydrothalifendine, and xylopinine, could be precisely synthesized upon straightforward deprotection or reduction of the photoinduced cyclization products C13, C15-C17.
Encouraged by the success of this photoactivation strategy, we turned attention to the asymmetric photo-driven cycloaddition between benzocyclobutenone A1 and benzosulfonimide D1 using chiral N,N'-dioxide/metal complexes88–94 as Lewis acid catalysts to control the enantioselectivity (Table 1). The racemic product E1 could be observed under irradiation (365 nm) in CH2Cl2 with a yield of 76% without any catalyst (Table 1, entry 1), indicating a strong background reaction and a high challenge for enantiocontrol. Delightedly, N,N'-dioxides, a type of promising chiral ligands, exhibited a pronounced impact on enantioselectivity upon coordination with Ni(OTf)2 (entries 2–6). The aromatic amine-derived N,N'-dioxide L3-PiMe2Br displayed lower enantioselectivity compared to the aliphatic counterparts (entry 2 vs entries 3–6). L3-PisEPh derived from S-pipecolic acid and S-phenylethylamine, provided a moderate yield and the highest enantioselectivity (entry 6, 62% yield, 91% ee). Other metal ions,
|
Entry |
Variation |
Yield (%) |
ee (%) |
|---|---|---|---|
|
1 |
without a catalyst |
76 |
- |
|
2 |
L3-PiMe2Br instead of L3-PisEPh |
86 |
45 |
|
3 |
L3-PitBu instead of L3-PisEPh |
99 |
55 |
|
4 |
L3-PiBn instead of L3-PisEPh |
99 |
72 |
|
5 |
L3-PiAd instead of L3-PisEPh |
92 |
83 |
|
6 |
- |
62 |
91 |
|
7 |
La(OTf)3 instead of Ni(OTf)2 |
63 |
0 |
|
8 |
Mg(OTf)2 instead of Ni(OTf)2 |
77 |
0 |
|
9 |
Zn(OTf)2 instead of Ni(OTf)2 |
83 |
5 |
|
10 |
385 nm LED |
74 |
90 |
|
11 |
400 nm LED, 24 h |
13 |
74 |
|
12 |
Ni(NTf2)2 instead of Ni(OTf)2 |
37 |
92 |
|
13 |
Ni(NTf2)2 (12 mol%), 12 h |
96 |
93 |
|
14b |
Ni(NTf2)2 (12 mol%), 3 Å MS, 10 °C |
95 |
95 (S) |
a Unless otherwise noted, all reactions were carried out with A1 (2.0 equiv.), D1 (0.1 mmol), and metal salt/ligand (1:1, 10 mol%) in CH2Cl2 (2.0 mL) at room temperature under N2 atmosphere and irradiation (20 W UV LED, λmax = 365 nm) for 5 h. The yield was determined by 1H NMR with 1,1,2,2-tetrachloroethane as the internal standard. The ee was determined by UPC2 analysis on a chiral stationary phase. b Ni(NTf2)2/L3-PisEPh (1.2:1, 10 mol%), 3 Å MS (25 mg) in CH2Cl2 (3.0 mL) at 10 °C for 24 h.
including LaIII, MgII, and ZnII, yielded E1 with no more than 5% ee (entries 7–9). Further exploration of wavelength revealed UV light dependence in the C−C bond cleavage of BCB. Specifically, a slightly higher yield (74%) was obtained with 90% ee under 385 nm light (entry 10). However, visible light (400 nm) resulted in sharply diminished reactivity, providing only 13% yield and 74% ee (entry 11). When the counter ion of nickel salt was changed to NTf2¯, higher enantioselectivity was achieved with a lower yield (entry 12, 37% yield, 92% ee). Delightfully, a slightly excessive Ni(NTf2)2 enabled up to 96% yield with enhanced enantioselectivity (93% ee, entry 13), which is likely to accelerate the dissociation of chiral catalyst from the product. Given the existence of photo-mediated hydrolysis and reduction of the imine95–97, the inclusion of 3 Å MS in this system, along with adjustment of concentration and temperature, is expected to further improve enantioselectivity to 95% ee with 95% yield (entry 14). The absolute configuration of E1 was determined to be S through X-ray crystallographic analysis98.
Subsequently, we conducted a comprehensive examination of benzosulfonimides (Fig. 3). Modifying the ester substituent of D led to efficient yields and enantioselectivities (E1-E4, 90–96% yields, 94–95% ee). Regardless of the position and electronic nature of substituents on the phenyl ring, benzosulfonimides underwent the desired cycloaddition to afford the products E5-E16 with yields ranging from moderate to excellent (40–93%) and high enantioselectivities (84–96% ee). The lower yield of some substrates was primarily due to the photohydrolysis and photoreduction of imines95–97. Generally, imines bearing an electron-donating group exhibited lower reactivity and higher enantioselectivities than those with electron-deficient imines. An imine with a fused naphthyl could also be transformed into the desired product (E17), albeit with 55% yield and 86% ee.
A detailed examination of the BCB scope was also undertaken. A series of substituted BCBs reacted smoothly with D1 to afford the corresponding products E18-E25 with 54–99% yields and efficient enantioselectivities (92–97% ee) except for those bearing an electron-donating group at the C5 position (E22-E23, 31–78% yields, 73–85% ee). BCB with a fused ring was tolerated well in this reaction, giving the target product E26 with a 94% yield and 93% ee. The 8-methyl or 8-cyclopropyl substituted BCBs also underwent exclusively C1-C8 bond cleavage using this photoinduced strategy, giving the product E27-E28 in 86–98% yields and 90–98% ee, albeit with lower diastereoselectivity (1:1.6-3:1 dr). 8,8-Disubstituted BCBs were also compatible with this reaction system. For instance, a dimethyl substituted substrate exhibited moderate enantioselectivity probably due to its larger steric hindrance (E29, 64% yield, 73% ee), while the BCB containing a spiro framework generated E30 with 99% yield and 87% ee. The 8,8-difluoro substituted BCB provided an efficient result as well (E31, 92% yield, 96% ee).
Gram-scale experiment
To demonstrate the synthetic potential of the current protocol, the synthesis of E1 was conducted on a gram-scale under slightly modified optimal conditions. Given the difference in the reaction vessel, six 15 W LEDs (λmax = 365 nm) were utilized (see SI for details). As depicted in Fig. 4a, the selective C−C bond activation of A1 was achieved and reacted smoothly with D1 to produce E1 (1.30 g) with maintained yield and enantioselectivity. Upon treatment E1 with NaBH4 and AlCl3, it was converted into tetrahydroisoquinoline derivative F1 in 96% yield and 96% ee (Fig. 4b). When LiAlH4 was employed as a reducing agent, the C−S bond was further hydrolyzed to yield phenylsulfonic acid derivative F2 (70% yield, 96% ee).
Mechanistic studies
To elucidate the mechanism of C−C bond activation of BCBs, radical capture experiments were performed to verify the homolysis of the C−C bond of BCBs. When TEMPO was used as a radical scavenger, the coupling product G1 was isolated with 54% yield in the absence of D1 through C1−C8 bond cleavage (Fig. 5a). This compelling evidence strongly supports the occurrence of C1−C8 bond homolysis. However, when TEMPO (3.0 equiv.) was added to the standard reaction, the desired cycloaddition product E1 could be obtained with maintained yield (95%), and G1 was detected with only 1% yield. The negligible influence of TEMPO on this reaction may be attributed to the quick ISC of 1,4-diradical species Int-1. To further validate the intermediary of ortho-quinoid ketene methide, two sets of in situ preparation experiments were carried out (Fig. 5b). Remarkably, heating led to the successful production of ortho-quinoid ketene methide, yielding the target product with a 64% yield and 27% ee, emphasizing the superiority of the photoactivation strategy. Additionally, a mixture of Aa1 with CsF for desilylation99 to generate the ortho-quinoid ketene methide was also feasible which reacted with D1 to give racemic E1 with 63% yield.
Based on the aforementioned experimental results, the absolute configuration of E1 and our previous work82, a possible reaction pathway was proposed (Fig. 5c). Upon excitation of A1 with UV light, it reaches the excited singlet state S1 and subsequently undergoes ISC to reach the excited triplet state T1, enabling the homolysis of the C1−C8 bond and generating the diradical Int-1. The following fast ISC yields the ortho-quinoid ketene methide Int-2, which approaches the N,N'-dioxide/Ni(II) complex-activated D1 from its Re face, ultimately affording the product E1 with S configuration.
We achieved a type of photo-driven aza-[4 + 2] cycloaddition of BCBs through C1 − C8 bond homolysis to generate ortho-quinoid ketene methide in situ, offering a straightforward methodology for synthesizing 3,4-dihydroisoquinolinones and protoberberine alkaloids under mild conditions. In addition, catalytic asymmetric version between BCBs and benzosulfonimides was also realized by merging chiral N,N'-dioxide/Ni(II) complex catalysis, producing a series of optically active nitrogen heterocyclic ring compounds containing a tetrasubstituted stereocenter. Control experiments have confirmed the plausible mechanism. Further studies on photoinduced C1 − C8 bond activation to extend the potential applications in preparing other optically pure valuable compounds are ongoing.
General procedures for photoinduced aza-[4 + 2]-cycloaddition between benzocyclobutenones and 3,4-dihydroisoquinolines. To a 20 mL dry quartz tube was added benzocyclobutenones A (0.1 mmol), 3,4-dihydroisoquinoline B (0.1 mmol) and Et2O (3.0 mL) under N2 atmosphere, the resulting mixture was stirred under UV LED (5 W, λmax = 365 nm) irradiation at 10 °C. After the starting material was fully consumed (detected by TLC), the mixture was purified by column chromatography (petroleum ether:ethyl acetate = 5:1) on silica gel to afford the product C.
General procedures for photoinduced asymmetric aza-[4 + 2]-cycloaddition between benzocyclobutenones and benzosulfonimides. To a 20 mL dry quartz tube was added L3-PisEPh (10 mol%), Ni(NTf2)2 (12 mol%), 3 Å MS (25 mg), benzocyclobutenones A (0.2 mmol), benzosulfonimides D (0.1 mmol) and CH2Cl2 (3.0 mL), the mixture was stirred at 35 °C for 30 minutes and then was stirred under UV LED (20 W, λmax = 365 nm) irradiation at 10 °C. After the benzosulfonimide was fully consumed (detected by TLC), the solvent was removed in vacuo, and the residue was purified by column chromatography (petroleum ether/ethyl acetate = 2:1) on silica gel to afford the product E.
DATA AVAILABILITY
The X-ray crystallographic coordinates for structures reported in this study have been deposited at the Cambridge Crystallographic Data Centre (CCDC), under deposition numbers CCDC 2293174 (E1). These data can be obtained free of charge from The Cambridge Crystallographic Data Centre via https://www.ccdc.cam.ac.uk/data_request/cif. All other data supporting the findings of this study are available within the article and Supplementary Information files, and also are available from the corresponding author upon request.
COMPETING INTERESTS
The authors declare no competing interests.
AUTHOR CONTRIBUTIONS
Y. L. K., L. S. Y., Z. H. S., and Z. L. performed the experiments. Y. L. K., C. W. D., and F. X. M. prepared this manuscript and the supplementary information.
ACKNOWLEDGEMENTS
We appreciate the National Key Research and Development Program of China (2022YFA1504301) and the National Natural Science Foundation of China (92256302 and 22071160) for financial support. We thank Dr. Yuqiao Zhou from Sichuan University for the assistance in X-ray analysis.
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