Salivary Cytokine Profile in Patients with Ischemic Stroke. Can Salivary TNF-α be a Non-invasive Biomarker of Cognitive Impairment in Stroke Cases?

DOI: https://doi.org/10.21203/rs.3.rs-494834/v1

Abstract

Inflammation plays a crucial role in stroke pathogenesis. Thus, it is not surprising that cytokines, chemokines, and growth factors have been advocated in stroke diagnostics. Our study is the first to evaluate the salivary cytokine profile in patients with ischemic stroke. Twenty-five patients with subacute ischemic stroke and an age-, sex-, and oral hygiene status-matched control group were enrolled in the study. The number of patients was set a priori based on our previous experiment (α = 0.05, test power = 0.9). Salivary concentrations of tumor necrosis factor α (TNF-α), interleukin 6 (IL-6), and interleukin 10 (IL-10) were assessed using an ELISA method. We showed that salivary TNF-α and IL-6 were significantly higher, whereas IL-10 content was statistically lower in both non-stimulated (NWS) and stimulated (SWS) whole saliva of ischemic stroke patients. However, evaluation of cytokines in NWS rather than in SWS may be of greater diagnostic value. Of particular note is salivary TNF-α, which may indicate cognitive/physical impairment in post-stroke individuals. This parameter distinguishes stroke patients from healthy controls and correlates with cognitive dysfunction and severity of functional impairment. It also differentiates (with high sensitivity and specificity) stroke patients with normal cognition from mild to moderate dementia patients. Saliva may be an alternative to blood for assessing cytokines in stroke patients, although further studies on a larger patient population are needed.

Introduction

Stroke is a clinical syndrome characterized by the sudden onset of focal and sometimes generalized brain damage with symptoms lasting longer than 24 hours 1. According to the World Health Organization (WHO), stroke is the third leading cause of death in the adult population 2. It is estimated that 5.5 million people die annually from this disease, accounting for 10% of all deaths 3. Stroke is also the leading cause of long-term functional impairment and disability in adults 4. There are two types of stroke: 10–15% are hemorrhagic strokes, and the rest are ischemic strokes 5.

Inflammation plays a crucial role in stroke pathogenesis 2,6,7. Acute cerebral ischemia induces cellular-molecular mechanisms involving both the central nervous system (CNS) and the vascular system. In response to ischemic brain injury, acute inflammatory reactions are induced, mediated by various cytokines, chemokines, and growth factors 8. Among them, a unique role is attributed to TNF-α (tumor necrosis factor α), which is the first mediator synthesized in response to acute cerebral ischemia 6. Under these conditions, other pro-inflammatory cytokines are activated (e.g., interleukin-6 (IL-6) and interleukin-8 (IL-8)). TNF-α also upregulates the expression of matrix metalloproteinases (MMPs), which increases endothelial cell permeability and results in blood-brain barrier (BBB) dysfunction 9,10. Pro-inflammatory mediators exert direct damaging effects on neurons and astrocytes and promote prostaglandin release and leukocyte migration 2,6,7. It has been shown that IL-6 and TNF-α stimulate the synthesis and secretion of several chemotactic factors, which activate and attract peripheral blood leukocytes (neutrophils and monocytes) to the site of stroke lesions 9,11. Therefore, adhesion molecules' expression on the endothelial surface is increased, which potentiates leukocyte penetration into the ischemic brain area. Simultaneously, the secretion of interleukin-10 (IL-10) increases, inhibiting the inflammatory response 12.

Stroke diagnosis is based on physical examination and imaging studies (CT) 13. Despite the precise definition of stroke, up to 20–25% of diagnoses may be conditions that mimic stroke 14. Availability of the latest diagnostic techniques (CT perfusion, MRI) is also often limited 15. Therefore, it is not surprising that new diagnostic methods are still being sought 16. In particular, biochemical biomarkers are being searched extensively to facilitate early diagnosis of stroke or to establish further patient’s prognosis 17,18. Given the critical role of inflammation in stroke pathogenesis, the use of cytokines and chemokines in laboratory diagnostics has been increasingly advocated 16,19. Of particular note is the evaluation of TNF-α and IL-6, whose serum levels increase in the acute phase of stroke as well as correlate with its cerebrospinal fluid (CSF) levels and stroke focus size 2023. The high diagnostic utility also seems to be demonstrated by IL-10, whose levels decrease in patients with ischemic stroke and indicate the predominance of pro-inflammatory processes in the early stroke phase 12,24.

Nowadays, the use of biological materials collected in a non-invasive manner, without special equipment and medical personnel, is gaining interest in laboratory diagnostics 25,26. This reduces the patient's anxiety associated with the examination, promotes more frequent monitoring of health condition, and thus diagnoses the disorder at an early stage 27. Saliva is an interesting alternative to blood or CSF that are commonly used in laboratory medicine 25,28. Saliva is a secretion of major and minor salivary glands containing water (94–99%) and numerous proteins, lipids, carbohydrates, hormones, immunoglobulins, cytokines, growth factors, and vitamins 2931. Its composition is therefore very similar to blood plasma. Indeed, the level of many compounds in saliva correlates with their content in blood/CSF, indicating a solid diagnostic potential 25,28,32−34. Although salivary cytokines are used to diagnose many systemic diseases 3539, there is no data on salivary inflammatory mediators' diagnostic utility in stroke individuals. Considering the continuous increase in stroke morbidity/mortality and the lack of non-invasive biomarkers of the disease, our study aimed to evaluate TNF-α, IL-6, and IL-10 levels in the non-stimulated (NWS) and stimulated (SWS) whole saliva of stroke patients.

Material And Methods

Study population

The study was carried out from June to August 2019 in a health center (Bonifraterskie Centrum Zdrowia) in Piaski–Marysin (Piaski, Poland). In this center, patients with various disorders are hospitalized, including the individuals after the cerebral stroke that arrive from different country provinces. At the time of the research, there were 315 patients in the neurorehabilitation unit following different incidents, including vascular brain damage, brain injury, spinal cord injury, surgically treated patients with a brain tumor, sclerosis multiplex, myelopathy, and polyneuropathy. It was determined that 218 (65.71%) patients were stroke survivors, and the individuals were admitted to the neurorehabilitation ward immediately from the hospital, directly after the acute phase cessation, in a subacute phase of the stroke. A medical doctor assessed each patient at the beginning of the stay at the unit, and afterward, he/she was suggested to comprehensive individual and similar rehabilitation. Most of the patients were able to cooperate, understand instructions, and communicate. In addition, the majority of the individuals followed the same diet, including a baseline diet for most patients or a diet for people with diabetes mellitus. All the meals were prepared in the hospital and were distributed to the patients at the same time daily.

Decisively, 97 (30.79%) individuals with other diseases than stroke were excluded from the study, and 25 (11.47% of stroke survivors; 7.94% of all individuals rehabilitated at the health center fully completed the examination, saliva sampling, and were considered in the analysis (Table 1). The other stroke patients had to be excluded from the study because of the following reasons: 80 (36.70%) patients refused to participate in the study; 42 (19.27%) people were uncooperative since they could not give conscious written informed consent for participation in the research and/or entirely communicate; 28 (12.84%) patients did not report for a sampling of saliva and dental examination, although they gave informed consent and were reminded up to 4 times; 11 (5.04%) subjects withdrew from the research after sampling of non-stimulated saliva due to physiological or psychological fatigue; 5 (2.29%) people were not able to gather the saliva due to issues concerning understanding the procedure because of cognitive and language deficits, and 2 (0.92%) patients were transferred to another hospital because of deterioration of general health.

Essential information on the general condition and health status of patients were obtained from individuals' files and contained: gender, age, the medication used, time since diagnosis of cerebral stroke, and medical history (Table 1).

Table 1

General characteristics of patients.

 

Control

n = 25

Stroke

n = 25

p value

Mean ± SD

95%CI

Mean ± SD

95%CI

Sex (male/female)

12/13

12/13

> 0.9999

Age

63.52 ± 8.545

59.99–67.05

63.52 ± 8.545

59.99–67.05

> 0.9999

Cognitive and physical functional status

ACE III

97.24 ± 1.422

96.65–97.83

69.8 ± 22.97

60.32–79.28

< 0.0001

BI

20 ± 0

20–20

10.92 ± 3.662

9.408–12.43

< 0.0001

BBS

55.52 ± 0.5099

55.31–55.73

31 ± 16.27

24.28–37.72

< 0.0001

FIM

125.3 ± 0.6904

125–125.6

86.88 ± 30.31

74.37–99.39

< 0.0001

Comorbidities

hypertension n (%)

18 (72)

17 (68)

> 0.9999

diabetes n (%)

4 (16)

4 (16)

> 0.9999

epilepsy n (%)

4 (16)

3 (12)

> 0.9999

arteriosclerosis n (%)

7 (28)

8 (32)

> 0.9999

limb thrombosis n (%)

2 (8)

2 (8)

> 0.9999

atrial fibrillation n (%)

3 (12)

3 (12)

> 0.9999

Drugs

< 5 drugs/day n (%)

10 (40)

9 (36)

> 0.9999

≥ 5 drugs/day n (%)

15 (60)

16 (64)

> 0.9999

Abbreviations: ACE III – Addenbrooke’s Cognitive Examination; BI – Barthel Index; BBS – Berg Balance Scale; FIM – functional independence measure; differences statistically significant at: * p < 0.05; ** p < 0.005; *** p < 0.0005; **** p < 0.0001.

For measurement of the functional status of the individuals the following scales were used:

  1. Addenbrooke’s Cognitive Examination III (ACE III) for differentiation between patients without and with cognitive impairment 40.

  2. The Barthel Index (BI) to measure performance in activities of daily living (ADL)41.

  3. The Berg Balance Scale (BBS) to determine an individual's ability or inability to safely balance during a series of predetermined tasks 42.

  4. The functional independence measure (FIM) for exploration of the patient's psychological, physical, and social functioning 43.

One experienced medical doctor, a neurorehabilitation specialist, qualified all the patients for the examination according to study criteria (Table 2).

Table 2

Inclusion and exclusion criteria for the subjects in the study group.

Inclusion Criteria

Exclusion Criteria

age of consent (> 18 years)

nonage (< 18 years)

consciousness

unconsciousness

giving of written and informed consent for saliva sampling and oral examination

lack of written and informed consent for saliva sampling and oral examination from patient

good general condition

poor general condition

confirmed cerebral infarction or cerebral hemorrhage based on CT and magnetic resonance imaging (MRI)

unconfirmed cerebral infarction or cerebral hemorrhage based on CT and magnetic resonance imaging (MRI)

adequate capacity to follow instructions, i.e., understanding how to perform the procedures, ability to collect a saliva sample, and being able to answer questions during the examination

inadequate capacity to follow instructions, i.e., not understanding how to perform the procedures, inability to collect a saliva sample, and being unable to answer questions during the examination

recovery from the acute phase of ischemic or hemorrhagic stroke in all brain areas

no recovery from the acute phase of ischemic or hemorrhagic stroke in all brain areas

no stroke recurrence during the subacute phase

stroke recurrence during the subacute phase

good cooperation

insufficient cooperation due to cognitive and/or language deficits

ischemic stroke treated without thrombectomy or thrombolysis

ischemic stroke treated with thrombectomy or thrombolysis

capability to collect a saliva sample

incapability to collect a saliva sample

no legal guardianship

legal guardianship

patients without psychiatric or cognitive disorders

patients with psychiatric or cognitive disorders

no autoimmune disease (rheumatoid arthritis, systemic lupus erythematosus)

autoimmune disease (rheumatoid arthritis, systemic lupus erythematosus)

no lung disease (chronic obstructive pulmonary disease) or cardiovascular disease (angina or uncontrolled hypertension)

lung disease (chronic obstructive pulmonary disease) or cardiovascular disease (angina or uncontrolled hypertension)

good general condition

heart failure above NYHA II

no intake of dietary supplements and vitamins for the last three months

intake of dietary supplements and vitamins for the last three months

non-smokers

smokers

women/men without malnutrition

patients with malnutrition, i.e., having body mass index < 18kg/m2 or with weight loss > 10% during the previous three months

the first admission to cure stroke unit was more than 5–6 (to 10) hours from the onset of the early neurological symptoms

 

 

Control group

The control group included 25 generally healthy patients who reported for oral examination to the Department of Restorative Dentistry of the Medical University of Bialystok (Bialystok, Poland) from March to September 2017. Controls were similar to the stroke patients regarding age and gender, oral hygiene, dentition, and periodontium status (Table 1). All participants were provided with medical clearance by clinicians before involvement in the research. Individuals from the control group followed a regular, balanced diet (which was not restricted), and they were given standard physical activity recommendations.

Sampling of saliva

The research material was total mixed non-stimulated saliva (NWS) and stimulated saliva (SWS), and both samples were collected via spitting. Saliva sampling was done in the health center during summertime, i.e., between June and September, to keep similar weather conditions outside. Before the procedure, individuals were instructed not to intake any solid food and/or liquid, other than clean water, at least two hours before saliva sampling. All individuals were in the subacute phase of the stroke. The study and control group individuals had not taken any medication eight hours before sampling of saliva 44,45. The oral bioliquid was gathered, from subjects that had restrained from intensive physical activity for the preceding twelve hours, i.e., between 7:30 a.m. and 9:00 a.m. The patients were also indicated not to carry out any oral hygiene practices (i.e., mouth rinsing, teeth brushing, gum chewing, etc.) 45,46. The saliva was collected after a five‐minute adaptation to the environment in a separate, private room. The oral cavity was rinsed two times with distilled water at room temperature before gathering saliva to avoid possible impurity from other sources. During the procedure, subjects were seated in an adjustable chair, individually adapted to each individual's height, with the head slightly bent downwards and resting in a convenient position, and they tried to limit their lips and face movements 45,46. The samples of saliva that were stored during the first minute were ejected. Saliva was accumulated into a sterile Falcon tube placed in a container with ice. The non‐stimulated saliva was collected for 10 minutes and stimulated saliva was gathered in the same manner for 5 minutes to avoid the patients' physiological and/or psychological fatigue. The secretion of this oral bioliquid was stimulated by ten µL of 2% citric acid applied to the tongue's central part every 30 seconds. Afterward, the volume of saliva was measured using a calibrated pipette with an accuracy of 0.1 mL 47. The minute flow of NWS and SWS was measured by dividing the saliva volume by the time essential for its secretion (mL/min). Forthwith, after collection of saliva, it was centrifuged (+ 4°C, 20 min, 3000 × g; MPW 351, MPW Med. Instruments, Warsaw, Poland). To protect againts sample oxidation, butylated hydroxytoluene (BHT, Sigma‐Aldrich, Saint Louis, MO, USA) was added into the acquired supernatants in the amount of 10 µL 0.5 M BHT in acetonitrile (ACN)/1 mL of saliva 48. The samples of NWS and SWS were frozen at − 80°C and stored for no more than three months for further investigation.

Oral examination

The dentition was evaluated in a separate room shortly after saliva sampling. According to the World Health Organization criteria, the individual's check-up was carried out using a plain mouth mirror and a dental probe in artificial lighting 49,50. The dentist performed the dental examination in front of the chair where the patient was seated and with the individual's head resting against the wall. Each accessible tooth surface was assessed and scored as generally healthy, decayed (DT), extracted due to the carious process (MT), or filled because of caries (FT). The data collected were used to calculate the DMFT index, that expresses dental caries experience, and it is the sum of the following components: DT, MT, and FT. Additionally, the prevalence of dental caries was determined as a percentage of patients with DMFT > 0. Gingival index (GI) and Plaque Index (PlI) were evaluated on the teeth 16, 12, 24, 36, 32, 44 using four-degree scales (from 0 to 3) 51. The oral examination was performed by two dentists (P.G. and K.G.), subsequently after sampling of non-stimulated (NWS) and stimulated (SWS) whole saliva, and after previous training and calibration by an experienced dental specialist (A.Z.). The inter‐examiner and intra‐examiner agreement for DMFT, PlI and GI was evaluated by another dental examination in 10 patients with a κ > 0.94.

Patient’s consent and Bioethical Issues

All individuals, i.e., stroke patients and healthy controls, voluntarily took part in the study, and they were provided with comprehensive information concerning its purpose, procedures, risks, and benefits. Full written consent was obtained from all participants in accordance with the Declaration of Helsinki for a sampling of saliva and dental examination.

Before the research, it was approved by the Bioethics Committee of the Poznan University of Medical Sciences (resolutions 59/19 and 890/19).

Salivary cytokine profile

Salivary concentrations of tumor necrosis factor α (TNF-α), interleukin 6 (IL-6), and interleukin 10 (IL-10) were assessed using commercial enzyme-linked immunosorbent assay (ELISA) kits according to the manufacturer’s instructions (EIAab, Wuhan, China). Briefly, specific antibodies suitably labeled with an enzyme were added to the antigen-coated plate. Depending on the amount of antigen, antibodies specifically bound to the antigen and unbound antibodies were eluted. After adding the substrate/chromophore, the enzyme-catalyzed the reaction, and the colored reaction product was measured colorimetrically at 405 nm using Mindray MR-96 Microplate Reader. All determinations were performed in duplicate samples.

Salivary total protein content was determined in duplicate samples by the bicinchoninic acid (BCA) method (Pierce BCA Protein Assay Kit; Rockford, IL, USA). All results were presented as concentration (pg/mL), salivary output (pg/min), and specific content (mg/mg protein). The TNF-α /IL-10 and IL-6/IL-10 ratios were also calculated.

Statistical data analysis

Statistical analysis was carried out using GraphPad Prism 8 for macOS (GraphPad Software, La Jolla, CA, USA). Due to the fact that most of the results were characterized by a normal distribution (Kolmogorov-Smirnov test), the t-student test was used to compare two groups. If the distribution was not normal, the Mann-Whitney U test was used. ANOVA analysis of variance with Tukey's post hoc test was used to compare the 3 groups, and p values were calculated with correction for multiple comparisons. Correlations between salivary biomarkers and clinical data were performed using the Pearson correlation coefficient. The results were presented as mean ± SD and 95% confidence interval (95% CI). The assumed statistical significance was p < 0.05.

Cohen Kappa (online calculator) was used to establish the inter-and intracorporeal agreement between the evaluated dental indicators.

The diagnostic usefulness of salivary cytokines was determined using ROC (Receiver Operating Curve) analysis by evaluating the area under the curve (AUC). The sensitivity and specificity and the cut-off point, which was characterized by the highest sensitivity and specificity, were given.

The number of patients was set a priori based on our previous study. For this purpose, an online sample size calculator (ClinCalc) was used. The level of significance was set at 0.05, and the power of the study was 0.9. Variables used for sample size calculation were concentration of salivary IL-6 and IL-10. The minimum number of patients was 21 (for one group).

Results

Table 3

Salivary gland function and dental characteristics of the stroke and healthy controls.

 

Control

n = 25

Stroke

n = 25

p value

Mean ± SD

95%CI

Mean ± SD

95%CI

NWS

Flow rate (mL/min)

0.33 ± 0.08461

0.2951–0.3649

0.394 ± 0.2459

0.2925–0.4955

0.2245

Total protein (µg/mL)

1220 ± 174

1148–1292

1141 ± 281.5

1025–1257

0.2391

SWS

Flow rate (mL/min)

0.9112 ± 0.2629

0.8027-1.02

0.5796 ± 0.2454

0.4783–0.6809

< 0.0001

Total protein (µg/mL)

1310 ± 172.3

1239–1382

947 ± 244.8

846–1048

< 0.0001

DMFT

24.4 ± 7.848

21.16–27.64

23.08 ± 7.989

19.78–26.38

0.5584

GI

0.8136 ± 0.8085

0.4799–1.147

0.72 ± 0.7294

0.4189–1.021

0.6693

PlI

1.254 ± 0.9743

0.8514–1.656

1.234 ± 0.9953

0.8228–1.644

0.9431

Abbreviations: NWS – non-stimulated whole saliva; SWS – stimulated whole saliva; DMFT index - a sum of decayed teeth (DT), teeth missing due to carious process (MT), and teeth filled because of caries (FT); GI – Gingival Index; PlI – Plaque Index.

Salivary gland function

The secretion of non-stimulated saliva did not differ significantly between the study and control groups. Stimulated saliva secretion was significantly decreased (↓36%) in the stroke population than the controls (Table 3).

The concentration of total protein in non-stimulated saliva did not differ significantly between healthy controls and stroke individuals. The total protein concentration in stimulated saliva of the stroke population was significantly lower (↓28%) than in the control group (Table 3).

Oral health status

DMFT, GI, and PlI were not significantly different between the study and control group (Table 3).

Salivary cytokines

Non-stimulated saliva of stroke patients was characterized by significantly higher concentration (↑135%), output (↑196%), and specific amount (↑170%) of TNF-α. Similarly, these parameters were increased regarding IL-6 (respectively: ↑85%, ↑124%, 103%). On the other hand, the concentration (↓47%), output (↓78%), and specific amount (↓42%) of IL-10 decreased. As a result of these changes, the TNF-α/IL-10 ratio (↑507%) and IL-6/IL-10 ratio (↑378%) increased markedly.

The results of measurements in stimulated saliva were comparable to those in non-stimulated saliva. The concentration (↑68%) and specific amount (↑147%) of TNF-α were significantly higher in patients with stroke than in control. Mentioned parameters were also higher in relation to IL-6 (concentration: ↑62%, specific amount: ↑57%). The output of TNF-α and IL-6 remained statistically insignificant. IL-10 concentration, output, and specific amount decreased, similarly to NWS (respectively: ↓65%, ↑36%, ↑48%). In consequence, TNF-α/IL-10 (↑611%) and IL-6/IL-10 (↑568%) ratios increased greatly (Table 4).

Correlations

Statistically significant correlations were summed up in Table 5. The positive correlations were revealed only in non-stimulated saliva between IL-6 concentration and ADL, and IL-6 specific amount and ADL.

The strong negative correlations in non-stimulated saliva were observed between TNF-α concentration and BBS, TNF-α concentration and ACE III or TNF-α concentration and ADL. Moreover, IL-6 specific amount and PlI and IL-6 output and FIM correlate negatively in unstimulated saliva. The negative correlation between TNF-α output and BBS was noted in either stimulated or non-stimulated saliva.

In stimulated saliva, TNF-α output correlated negatively with BBS, ADL and ACE III. On the other hand, IL-6 output was observed to correlate negatively with BBS and ADL.

Results of all correlations were presented in the supplementary material.

ROC analysis

The results of ROC analysis were presented in Tables 6 and 7.

The majority of analyzed cytokines significantly differentiated the patients with ischemic stroke from healthy controls. What is worth mentioning, many of given parameters in stimulated saliva, were characterized by AUC = 1, sensitivity and specificity reaching up to 100%, e.g. TNF-α/IL-10 ratio, IL-6/IL-10 ratio, TNF-α specific amount, and IL-6 concentration. In non-stimulated saliva, TNF-α/IL-10 and IL-6/IL-10 ratios distinguished themselves with high AUC and both great sensitivity and specificity.

TNF-α diagnostic significance

Salivary TNF correlates remarkably negatively with cognitive function in the ACE III scale. Therefore, we examined how this parameter differentiates stroke patients according to cognitive impairment. For this purpose, stroke patients were divided into 3 groups: normal cognitive function (100 − 89 in the ACE III scale), mild dementia (88 − 61 in the ACE III scale), and moderate dementia (< 61 in the ACE III scale) 52,53. Salivary TNF-α differentiates (with high sensitivity and specificity) stroke patients with normal cognitive function from patients with mild to moderate dementia (Fig. 1).

Table 4

Salivary cytokines in stroke patients and healthy controls.

Salivary biomarker

NWS

SWS

Control

n = 25

Stroke

n = 25

p value

Control

n = 25

Stroke

n = 25

p value

Mean ± SD

95%CI

Mean ± SD

95%CI

Mean ± SD

95%CI

Mean ± SD

95%CI

TNF-α

concentration (pg/mL)

11.72±3.503

10.27-13.16

27.93±6.021

25.44-30.41

<0.0001

4.02±0.6272

3.761-4.279

6.776±0.8391

6.43-7.122

<0.0001

output

(pg/min)

3.731±1.181

3.244-4.218

11.07±7.472

7.989-14.16

<0.0001

3.649±1.189

3.158-4.14

3.947±1.768

3.217-4.677

0.4884

specific amount (ng/mg protein)

9.846±3.591

8.364-11.33

26.63±11.21

22-31.25

<0.0001

3.106±0.5689

2.871-3.341

7.702±2.53

6.658-8.746

<0.0001

IL-6

concentration (pg/mL)

15.81±3.715

14.28-17.34

29.27±9.684

25.28-33.27

<0.0001

6.996±0.8605

6.64-7.351

11.3±1.065

10.86-11.74

<0.0001

output

(pg/min)

5.213±1.863

4.443-5.982

11.68±8.251

8.27-15.08

0.0004

6.37±2.004

5.543-7.197

6.487±2.655

5.391-7.583

0.8614

specific amount (ng/mg protein)

13.27±3.674

11.75-14.79

26.89±9.536

22.95-30.82

<0.0001

5.449±1.094

4.997-5.9

12.8±3.838

11.21-14.38

<0.0001

IL-10

concentration (pg/mL)

3.934±0.7284

3.634-4.235

2.078±0.8456

1.728-2.427

<0.000

0.5012±0.07068

0.4721-0.5304

0.1753±0.085

0.1402-0.2104

<0.0001

output

(pg/min)

0.4502±0.1308

0.3962-0.5042

0.09977±0.05173

0.07842-0.1211

0.0031

1.287±0.3666

1.136-1.438

0.8238±0.6476

0.5564-1.091

<0.0001

specific amount (ng/mg protein)

3.303±0.8475

2.953-3.653

1.927±0.9295

1.543-2.31

<0.0001

0.3881±0.07196

0.3584-0.4178

0.2015±0.1105

0.1559-0.2471

<0.0001

TNF-α/IL-10

ratio

3.119±1.285

2.588-3.649

18.96±17.54

11.71-26.2

<0.0001

8.186±1.776

7.452-8.919

58.24±56.44

34.94-81.54

<0.0001

IL-6/IL-10

ratio

4.156±1.28

3.627-4.684

19.88±22.59

10.56-29.21

0.0011

14.33±3.247

12.99-15.67

95.8±86.71

60.01-131.6

<0.0001

Abbreviations: TNF-α - tumor necrosis factor α; IL-6 – interleukin 6; IL-10 – interleukin 10

Table 5

Statistically significant correlations in patients with ischemic stroke.

Pair of variables

r

p value

NWS

TNF-α concentration and BBS

-0.612

0.001

TNF-α concentration and BI

-0.789

< 0.001

TNF-α concentration and ACE III

-0.832

< 0.001

TNF-α output and BBS

-0.398

0.045

IL-6 concentration and BI

0.464

0.02

IL-6 output and FIM

-0.41

0.042

IL-6 specific amount and PlI

-0.481

0.015

IL-6 specific amount and BI

0.418

0.037

SWS

TNF-α output and BBS

-0.474

0.017

TNF-α output and BI

-0.761

< 0.001

TNF-α output and ACE III

-0.801

< 0.001

IL-6 output and BBS

-0.512

0.009

IL-6 output and BI

-0.796

< 0.001

IL-6 output and ACE III

-0.754

< 0.001

Abbreviations: NWS – non-stimulated whole saliva; SWS – stimulated whole saliva; TNF-α - tumor necrosis factor α; IL-6 – interleukin 6; PLI – Plaque Index; ACE III – Addenbrooke’s Cognitive Examination; FIM – functional independence measure; BBS – Berg Balance Scale;

Table 6

Receiver operating characteristics of salivary cytokines in non-stimulated saliva of stroke patients and healthy controls.

Salivary biomarker

NWS

AUC

95% CI

P-value

Cut off

Sensitivity%

95% CI

Specificity%

95% CI

TNF-α

concentration (pg/mL)

0.992

0.9760–1.000

< 0.0001

> 17.46

96

80.46–99.79

96

80.46–99.79

output (pg/min)

0.8544

0.7470–0.9618

< 0.0001

> 4.727

76

56.57–88.50

80

60.87–91.14

specific amount (ng/mg protein)

0.9712

0.9340–1.000

< 0.0001

> 15.61

92

75.03–98.58

92

75.03–98.58

IL-6

concentration (pg/mL)

0.8976

0.7944–1.000

< 0.0001

> 22.08

84

65.35–93.60

96

80.46–99.79

output (pg/min)

0.7376

0.5897–0.8855

0.004

> 5.602

76

56.57–88.50

72

52.42–85.72

specific amount (ng/mg protein)

0.9104

0.8168–1.000

< 0.0001

> 18.03

84

65.35–93.60

92

75.03–98.58

IL-10

concentration (pg/mL)

0.9568

0.9078–1.000

< 0.0001

< 3.014

88

70.04–95.83

92

75.03–98.58

output (pg/min)

0.776

0.6400–0.9120

0.0008

< 1.140

80

60.87–91.14

68

48.41–82.79

specific amount (ng/mg protein)

0.8848

0.7883–0.9813

< 0.0001

< 2.173

72

52.42–85.72

96

80.46–99.79

TNF-α/IL-10

0.9984

0.9931–1.000

< 0.0001

> 5.577

100

86.68–100.0

96

80.46–99.79

IL-6/IL-10

0.9792

0.9426–1.000

< 0.0001

> 7.625

92

75.03–98.58

100

86.68–100.0

Abbreviations: TNF-α - tumor necrosis factor α; IL-6 – interleukin 6; IL-10 – interleukin 10.

Table 7

Receiver operating characteristics of salivary cytokines in stimulated saliva of stroke patients and healthy controls.

Salivary biomarker

SWS

AUC

95% CI

P-value

Cut off

Sensitivity%

95% CI

Specificity%

95% CI

TNF-α

concentration (pg/mL)

0.9984

0.9931 to 1.000

< 0.0001

> 4.941

100

86.68–100.0

96

80.46–99.79

output (pg/min)

0.5616

0.3950 to 0.7282

0.4551

> 4.211

52

33.50–69.97

76

56.57–88.50

specific amount (ng/mg protein)

1

1.000–1.000

< 0.0001

> 4.249

100

86.68–100.0

100

86.68–100.0

IL-6

concentration (pg/mL)

1

1.000–1.000

< 0.0001

> 8.986

100

86.68–100.0

100

86.68–100.0

output (pg/min)

0.536

0.3704–0.7016

0.6624

> 6.640

60

40.74–76.60

60

40.74–76.60

specific amount (ng/mg protein)

0.9968

0.9882–1.000

< 0.0001

> 8.366

96

80.46–99.79

100

86.68–100.0

IL-10

concentration (pg/mL)

0.9984

0.9931–1.000

< 0.0001

< 0.3165

96

80.46–99.79

100

86.68–100.0

output (pg/min)

1

1.000–1.000

< 0.0001

< 0.2250

100

86.68–100.0

100

86.68–100.0

specific amount (ng/mg protein)

0.9136

0.8353–0.9919

< 0.0001

< 0.2665

76

56.57–88.50

96

80.46–99.79

TNF-α/IL-10

1

1.000–1.000

< 0.0001

> 17.01

100

86.68–100.0

100

86.68–100.0

IL-6/IL-10

1

1.000–1.000

< 0.0001

> 24.60

100

86.68–100.0

100

86.68–100.0

Abbreviations: TNF-α - tumor necrosis factor α; IL-6 – interleukin 6; IL-10 – interleukin 10.

Discussion

Our study is the first to evaluate the salivary cytokine profile in patients with ischemic stroke. We have demonstrated that assessment of TNF-α, IL-6, and IL-10 levels in both NWS and SWS significantly differentiates stroke patients from healthy controls. However, particular attention should be paid to salivary TNF-α, which may be a non-invasive biomarker of cognitive function/physical status in stroke subjects.

In recent years, increasing attention has been given to the potential use of saliva in laboratory diagnostics. This biomaterial allows for repeated, non-invasive, and stress-free sampling, which is especially important in disabled and elderly patients 54. Saliva is also a non-infectious and relatively durable bioliquid 29,55. The concentration of many biomarkers in saliva highly correlates with their blood/CSF levels, allowing saliva to be used in the diagnosis of various systemic diseases 5659. Indeed, saliva can be an alternative to blood for the determination of enzymes, hormones, immunoglobulins, and redox biomarkers 60,61. Saliva has also been shown to be valuable in assessing cytokines, chemokines, pro-inflammatory enzymes, and growth factors 6264. Although salivary cytokines' diagnostic utility has been demonstrated in metabolic and neurodegenerative diseases 3539, there are no data on ischemic stroke patients.

We showed that salivary TNF-α and IL-6 were significantly higher, whereas IL-10 content was statistically lower in ischemic stroke patients than healthy controls. TNF-α/IL-10 and IL-6/IL-10 ratio were also significantly higher in NWS and SWS of stroke patients, indicating an intensification of the inflammatory process and a limited anti-inflammatory role of IL-10. As we have shown by ROC analysis, salivary biomarkers are also characterized by a high diagnostic utility in stroke diagnostics. Salivary TNF-α, IL-6, and IL-10 as well as TNF-α/IL-10 and IL-6/IL-10 ratio significantly distinguish stroke patients from controls with high sensitivity and specificity. This fact should not be surprising because inflammatory and immune factors have been indicated as potential stroke biomarkers 65,66. Indeed, in stroke patients, activation of CNS cells (mainly microglia and astrocytes) and increased expression of blood cytokines, interleukins, chemokines, adhesion molecules, and pro-inflammatory enzymes is observed 67. Interestingly, the severity of inflammation correlates with brain infarct size and neurological deficits in CT and physical examination 68−70. However, cytokines' diagnostic utility has only been demonstrated in plasma/serum and CSF of ischemic stroke patients 70−72. Our study is the first to show the utility of saliva to determine cytokine levels in stroke subjects. This raises hopes for non-invasive, painless, and non-stressful stroke diagnostics. It is believed that cytokines synthesized in the stroke focus pass through the damaged BBB into the blood and then into saliva by passive transport (diffusion or ultrafiltration) or by a specific transporter (facilitated diffusion or active transport) 73,74. The BBB has a prominent role in the development of the inflammatory response by increasing the cytokine circulation between the CSF and the bloodstream 9. Unfortunately, in our research, we did not assess the cytokine content in blood, so further studies are needed to evaluate stroke patients' saliva-blood relationship. Nevertheless, it can be speculated that, as in other CNS diseases, salivary cytokine concentrations reflect their plasma/CSF levels 25,28,75.

In our patients, the content of pro-inflammatory TNF-α and IL-6 was higher, and anti-inflammatory IL-10 was lower in both NWS and SWS of stroke patients. However, it is important to note that saliva's cytokine profile depends on the type of salivary gland involved in saliva secretion. Indeed, up to 70% of non-stimulated saliva is produced in the submandibular glands, making the NWS composition very similar to blood plasma. During stimulation, the parotid gland's contribution to saliva formation increases 76. Stimulated saliva is characterized by significantly higher concentrations of Na+, HCO3 and Cl ions and lower contents of K+ and phosphate ions and mucins compared to non-stimulated saliva 77. Cytokine production in salivary gland cells also increases, making the composition of SWS more different from that of plasma 78. Therefore, evaluation of cytokines in NWS rather than in SWS may be of greater diagnostic value. In our study, among all assessed cytokines, tumor necrosis factor α deserves special attention. Salivary TNF-α differentiates stroke patients from controls with high sensitivity and specificity and correlates with cognitive dysfunction in the ACE III scale and severity of functional impairment in the BBS and ADL scale. Therefore, in the next step, we examined how this parameter distinguishes stroke patients according to cognitive impairment. For this purpose, stroke subjects were divided into three groups: normal cognition (100 − 89 in the ACE III scale), mild dementia (88 − 61 in the ACE III scale), and moderate dementia (< 61 in the ACE III scale) 52,53. Salivary TNF-α differentiates (with high sensitivity and specificity) stroke patients with normal cognitive function from patients with mild to moderate dementia (Fig. 1). Although further studies in a larger patient population are needed, TNF-α may be a potential biomarker of cognitive impairment/functional status in stroke cases. As shown in previous studies, elevated TNF-α serum level was noted already in the first few hours after the ischemic stroke 10,16. Serum TNF-α also correlates with brain infarct volume and severity of neurological symptoms as well as reflects the degree of patients' functional disability 79,80. Indeed, TNF-α has a unique role in stroke pathogenesis. Primarily, it is the first inflammatory mediator produced in the ischemic area 6,80. Secondly, it stimulates the synthesis/secretion of chemotactic factors that stimulate peripheral blood leukocytes and activates other cytokines like IL-1, IL-6, and interferon-gamma (IFN-γ) 10. TNF-α also enhances MMPs activity 81, thereby increasing endothelial cell permeability and BBB dysfunction 82. Our study is the first to demonstrate that salivary TNF-α can be a potential biomarker of stroke patient’s functioning. Interestingly, the level of TNF-α in NWS correlates more strongly with the cognitive and physical functional status of stroke patients. Thus, non-stimulated saliva has a better diagnostic potential than SWS.

Despite the unquestionable advantages, the use of saliva in diagnostics also has some drawbacks. The biomarker concentration in saliva may be highly dependent on the degree of salivary gland secretion 83. Because salivary hypofunction may occur in stroke patients 84,85, in our study, the concentration of inflammatory biomarkers was standardized to total protein content and salivary flow rate. Nevertheless, both the concentration (pg/mL), salivary output (pg/min), and specific content (per mg protein) of TNF-α and IL-6 were significantly higher, whereas IL-10 was statistically lower in NWS and SWS of stroke patients compared to controls. Importantly, we did not observe a relationship between salivary gland function and the assessed cytokines. This suggests a negligible effect of salivary hypofunction on salivary TNF-α, IL-6, and IL-10 levels. Nevertheless, aging, medications, diet supplements, smoking, as well as oral and systemic diseases can also modify the cytokine profile of saliva 8688. At this time, it is important to emphasize the careful selection of the control group in the presented study. Control individuals are matched not only by age and sex to the study group but also by other clinical features, including concomitant diseases, medications, oral hygiene status, etc. This significantly reduces the impact of confounding factors on the obtained results.

In summary, stroke patients have increased salivary secretion of pro-inflammatory cytokines and decreased anti-inflammatory mediators. Salivary TNF-α, IL-6, and IL-10 may be potential non-invasive biomarkers that distinguish stroke patients from controls with high sensitivity and specificity. Of particular note is salivary TNF-α, which may indicate cognitive/physical impairment in post-stroke individuals. Further studies are needed in a larger stroke population to assess cytokines at both the salivary and central (plasma/serum) levels. Evaluation of other inflammatory mediators for their potential diagnostic significance also requires research.

Declarations

Author Contributions:

Study concept and design: M.M. and K.G. Preparation of dental examination: P.G., K.G., and A.Z. Carrying out dental examination: P.G., K.G., and A.Z. Carrying out general examination: P.G and K.H. Collection of literature data: M.M and K.G. Analysis and interpretation of epidemiological data: M.M., K.G, and A.Z. Sample preparation: M.M and K.M.M. Laboratory determinations: M.M and K.M.M. Statistical analysis: M.M. Drafting of the manuscript: M.M, K.M.M. and K.G. Critical revision of the manuscript for important intellectual content: M.M., P.G., K.G., A.Z., and K.H. Study supervision: M.M., K.G. and A.Z. All authors approved the manuscript. All authors have read and agreed to the published version of the manuscript.

Funding:

This work was granted by the Medical University of Bialystok, Poland (grant number: SUB/1/DN/21/002/3330, SUB/1/DN/21/002/1209. Dr. Mateusz Maciejczyk was supported by the Foundation for Polish Science (FNP).

Institutional Review Board Statement:

The study was conducted according to the guidelines of the Declaration of Helsinki, and approved by the Ethics Committee of the Poznan University of Medical Sciences (resolutions 59/19 and 890/19) in Poland.

Informed Consent Statement:

Informed consent was obtained from all subjects involved in the study.

Data Availability Statement:

The datasets generated for this study are available on request to the corresponding author.

Acknowledgments:

The authors would like to thank the head and staff of the health care center (Bonifraterskie Centrum Zdrowia) in Piaski–Marysin (Piaski, Poland) for consent and help in organization of examination of the patients and all patients who participated in the research for their consent and cooperation. In addition, we would like to express our gratitude to neuropsychologist, Mrs. Hanna Norman, for her help in cognitive assessment of the patients.

Conflicts of Interest:

The authors declare no conflict of interest.

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