Study setting {9}
The single study center is located at the University of Bern, Switzerland. All data is collected online using questionnaires programmed in Qualtrics [28]. Data is collected in German-speaking areas (i.e. Switzerland, Germany, Austria and Liechtenstein).
Eligibility criteria {10}
All interested persons must provide full written informed consent and are required to complete a baseline-screening questionnaire prior to randomization to assess eligibility.
Inclusion criteria are:
- To be at least 18 years old
- To exceed a cut-off value of 4 points on the brief Patient Health Questionnaire (PHQ-9) [29]
- To be able to specify an emergency address in the event of an acute crisis
- To have access to the internet
- To understand and master the German language to the degree that one understands the content and instructions of the study
Exclusion criteria are:
- The presence of suicidal tendencies (Score ≥ 8 on the Suicide Behavior Questionnaire Revised (SBQ-R) [30]
- A known diagnosis of a psychotic or bipolar disorder
Who will take informed consent? {26a}
Individuals interested in participating in the study can provide their e-mail address on the study homepage. Subsequently, they receive an e-mail with the detailed study information and the informed consent form. They are also asked to watch a video on the study homepage in which the study information is explained orally by the principal investigator. Individuals have the possibility to ask the study team questions about the study via e-mail. Written informed consent is obtained from individuals willing to participate in the study by the Principal Investigator.
Additional consent provisions for collection and use of participant data and biological specimens {26b}
Not applicable as no ancillary studies are performed.
Interventions
Explanation for the choice of comparators {6b}
The efficacy of the intervention is to be established. This is why we have chosen a waiting control condition as comparator. However, both the participants in the waiting control condition as well as in the intervention condition receive CAU, whereby CAU can range from no treatment at all to psychotherapy and/or drug therapy. Participants in the waiting control condition receive access to the internet-based self-help program after a waiting period of three weeks.
Intervention description {11a}
The intervention is a 3-week internet-based self-help program with guidance on demand called ROCO. The self-help program consists of 6 thematic modules including texts, videos, graphics, exercises and for each module a weekly task. The 6 thematic modules are supplemented by an introduction and a conclusion. For a detailed description, see Table 1. Furthermore, the self-help program comprises a page with information on what to do in an acute crisis, including a list with emergency contacts, as well as a page named Toolbox, where the weekly tasks are listed. Participants also can track their symptoms on a page named Mood-Tracker.
Participants are encouraged to work through two of the 6 thematic modules per week. One module takes between 40 to 80 minutes to complete. However, participants can determine the timing and order of the modules themselves. The first module includes information about possible psychological consequences and challenges concerning the situation surrounding COVID-19. In the second module participants receive information concerning ways to deal with difficult feelings that may arise due to the current situation. The third module focuses on restructuring thought patterns and cognitive thinking traps and the fourth module on promoting resilience and coping skills. The fifth module consists of information about sleep hygiene and relaxation techniques. Finally, the last module addresses self-care and personal growth.
As the self-help program offers guidance on demand, participants have the possibility to contact a psychologist, but there is no scheduled contact per se. Participants can require guidance via chat function in the self-help program. They are informed that a psychologist will answer their request within 3 working days. Otherwise, the self-help program is unguided.
Table 1 Outline of the content of the internet-based self-help program ROCO
Introduction
|
Information about the self-help program
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1. Identifying consequences and challenges
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Information about psychological distress/adjustment problems due to the COVID-19 pandemic, assessment of the current state (bodily sensations, positive and negative feelings), resource-oriented weekly task
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2. Understanding own feelings
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Information about feelings such as anxiety, helplessness, anger, sense of shame and sadness, strategies to cope with these feelings, acceptance-oriented weekly task
|
3. Changing the perspective
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Information about the influence of thoughts, automatic thoughts, rumination and irrational beliefs, exercises to challenge own thinking patterns, weekly task on rumination
|
4. Strengthening resilience
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Information about resilience and three possible ways of gaining resilience, namely coping, joie de vivre and optimism, exercises to promote these, resource-oriented weekly task
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5. Finding rest
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Information about sleep, sleep hygiene and relaxation techniques, progressive muscle relaxation as a weekly task
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6. Taking care of oneself
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Information about the concept of posttraumatic growth and the importance of pleasure, exercises of gratitude and mindfulness, resource-oriented weekly task
|
Conclusion
|
Information about the importance of practicing and transferring what has been learnt to daily life
|
Criteria for discontinuing or modifying allocated interventions {11b}
Since internet-based self-help is not suited as a treatment for acute suicidality, participants reporting an acute crisis during treatment are referred to an appropriate treatment. This will be recorded and reported as an adverse event.
Strategies to improve adherence to interventions {11c}
Participants have the possibility to enable reminders within the self-help program. They can choose whether the reminder is sent via e-mail or text message after a certain time of inactivity. In the reminder, participants are encouraged to log into the self-help program again. We have further adopted a guidance on demand approach, since some form of support appears to increase adherence [19].
Relevant concomitant care permitted or prohibited during the trial {11d}
Participants receiving the intervention, as well as participants in the waiting control condition are allowed to start any concomitant treatment at any time during the trial. However, participants must indicate at each measurement time whether they use concomitant psychological or psychiatric treatment (e.g. psychotherapy or drug therapy).
Provisions for post-trial care {30}
The University of Bern will provide insurance for any harm suffered as a result from this trial.
Outcomes {12}
All assessments are carried out online via self-observation questionnaires. The baseline measurement is at t0, the post-measurement t1 is at 3 weeks, the first follow-up measurement t2 is at 6 weeks, and the second follow-up measurement t3 is at 18 weeks after the baseline. Validated German versions of the questionnaires are used. For an overview of all outcome measures and corresponding measurement time points see Figure 2.
Primary outcome measure
Patient Health Questionnaire (PHQ-9)
The primary outcome measure is the score of the PHQ-9 [29]. The PHQ-9 is a 9-item measure assessing the severity of depressive symptoms. All 9 DSM-IV criteria for depression are scored on a scale from 0 = not at all to 5 = nearly every day. A score of 5 represents a mild depression, a score of 10 a moderate depression, a score of 15 a moderately severe depression and a score of 20 a severe depression [31]. The PHQ-9 showed good internal consistency (Cronbach’s alpha between 0.86 and 0.89) [32, 33].
Secondary outcome measures
Depression Anxiety Stress Scale (DASS-21)
The DASS-21 is a short-form of the DASS and is used to assess depressive mood, anxiety and chronic stress during the past week [34]. The DASS-21 consists of 21 items which are answered on a scale from 0 = did not apply to me at all to 3 = applied to me very much or most of the time. The internal consistencies of the scores for depressive mood, for anxiety and for chronic stress (Cronbach’s alpha = 0.88, 0.76 and 0.86) lie between satisfactory and good [35].
Suicide Behavior Questionnaire Revised (SBQ-R)
The SBQ-R assesses suicidal experiences and behaviour [30]. The SBQ-R consists of 4 items which are not scaled equally. A total score of the 4 items is calculated. The total score can range from 3 to 18 whereas a score greater than or equal to 8 is considered the most useful cut-off score for suicide risk in a clinical sample [30]. This SBQ-R cut-off is also used as an indication for suicidal tendencies (safety outcome). The internal consistency of the SBQ-R is satisfactory (Cronbach’s alpha = 0.72) [36].
12-Item Short-Form Health Survey (SF-12)
The SF-12 assesses health-related quality of life and is the short version of the Medical Outcomes Study 36-Item Short-Form Health Survey [37]. The SF-12 consists of 12 items with varying answer format. There are two versions of the SF-12, one assessing the health-related quality of life over the past week and one assessing it over the past 4 weeks. In this study, the latter is used. From the 12 items of the SF-12, a Physical Component Score and a Mental Component Score can be calculated. The internal consistency of the subscales exceeds the recommended Cronbach’s alpha level of 0.70 [38] .
Life Orientation Test Revised (LOT-R)
The LOT-R is a 10-item scale assessing generalized optimism and pessimism [39] . The items are answered on a scale from 0 = strongly disagree to 4 = strongly agree. 3 items form the score for pessimism and 3 items the score for optimism, whereas 4 items are unscored as they are filler items. The internal consistency is satisfactory with a Cronbach’s alpha of 0.69 for optimism and 0.68 for pessimism [40].
Bern Embitterment Inventory (BEI)
The BEI is a 18-item questionnaire assessing embitterment, whereby embitterment can be understood as the feeling of being disadvantaged by others and fate [41, 42]. The items are answered on a scale from 0 = I do not agree to 4 = I agree. The internal consistency for the total embitterment score is good (Cronbach’s alpha 0.89) [41]. In this study, the 6-item short version of the BEI is used [43].
General Self-Efficacy Scale (GSE)
The GSE is a 10-item questionnaire assessing optimistic self-beliefs [44]. The items are answered on a scale from 1 = not at all true to 4 = exactly true. The internal consistency (Cronbach’s alpha) for the total score ranges between .76 and .90 [44].
Self-report Measure for the assessment of emotion regulation skills (SEK-27)
The SEK-27 assesses adaptive ways of coping with negative emotions [45]. The 27 items are answered on a scale from 0 = never to 4 = (almost) always. Two versions of the SEK-27 are available: a trait version assessing the coping with negative emotions in general and a prolonged state version assessing the coping with negative emotions over the last week. In this study, the latter is used. A total scale as well as the subscales attention, bodily awareness, clarity, understanding, regulation, acceptance, resilience, self-support and goal-oriented readiness for confrontation can be formed. The total scale of the prolonged state version has an excellent internal consistency (Cronbach’s alpha = 0.90). The internal consistency of the subscales of the prolonged state version range from 0.72 to 0.81 [46].
UCLA Loneliness Scale (ULS)
The ULS is a measure assessing one’s subjective feeling of loneliness [47]. The items are answered on a scale from 1 = never to 4 = often. The original version of the ULS consists of 20 items and has an internal consistency (Cronbach’s alpha) ranging from 0.82 to 0.92 [47]. In this study, a 9-item version of the ULS is used.
Connor-Davidson Resilience Scale (CD-RISC)
The CD-RISC assesses resilience [48]. Items are answered on a scale from 0 = not true at all to 4 = true nearly all of the time. In this study, the 10-item version of the CD-RISC is used. The 10-item version has a good internal consistency (Cronbach’s alpha) of 0.84 [49].
Client Satisfaction Questionnaire-8 (CSQ-8)
The CSQ-8 assesses the satisfaction of the participants with the intervention [50]. The CSQ-8 consists of 8 items which are answered on a scale from 1 = poor to 4 = excellent. Since the CSQ-8 measures the satisfaction with the intervention, it can only be used after the intervention phase. THE CSQ-8 has an excellent internal consistency (Cronbach’s alpha) ranging from 0.87 to 0.93 [51].
System Usability Scale (SUS)
The SUS is used to assess the usability of a system such as mobile devices, websites and applications [52]. The 10 items of the SUS are answered on a scale from 1 = strongly disagree to 5 = strongly agree. A score between 0 and 100 can be calculated, indicating the usability of a system, in this case the internet-based self-help program. Since the SUS measures the system usability of the internet-based self-help program, it can only be used after the intervention phase. The English version of the SUS has an excellent internal consistency (Cronbach’s alpha) ranging from = 0.91 to 0.92 [53, 54].
Predictors and moderators
Demographic variables
Demographic variables include sex, age, country of residence, civil status, housing situation, current childcare situation, education, employment situation (before and during COVID-19 pandemic), income (before and during COVID-19 pandemic), current everyday working life, psychiatric medical history, concomitant psychological/psychiatric treatment and COVID-19 specific questions (e.g., belonging to a risk group, own illness or instances of deceased family members due to the pandemic).
Adherence
The intensity and frequency of use of the self-help program is measured by indicators collected within the self-help program such as percentage of accessed pages or number of logins.
Participant timeline {13}
Fig. 2 SPIRIT figure, schedule of enrolment, interventions and assessments
Sample size {14}
To specify the sample size needed for the different analyses, we conducted a power analysis based on a probability level of 0.05 and a power of 0.80 with G*Power [55] for a repeated-measures ANOVA with a within-between-interaction. To test the efficacy of the self-help program compared to the control condition, we expected a small-to-medium between group effect size of d = 0.35 and a correlation between the factors of at least r = 0.4. The expected effect size is based on the results of meta-analyses on the effectiveness of unguided internet-based self-help programs targeting depressive symptoms [17, 56]. We decided to base the expected effect size on unguided internet-based self-help programs as it is yet to be determined if a guidance on demand approach yields higher effect sizes than unguided self-help [23, 24] . Power analysis indicated a necessary sample size of 80 individuals. In consideration of a possible attrition rate between 5.4% to 45.5% at post-assessment, we aim to recruit between 80 and 120 participants at baseline [17].
Recruitment {15}
Participants are recruited from the general population via the study web page. This study web page is advertised on various websites, internet forums and social media. The study web page includes information about the self-help program and the study. People interested in participating can leave their e-mail address on the study homepage and will then be sent the detailed participant information per e-mail.
Assignment of interventions: allocation
Sequence generation {16a}
Eligible participants will be randomly allocated to either the intervention or the waiting control condition with a 1:1 allocation ratio as per a computer generated randomization schedule using randomly permuted block sizes by Randomization.com [57].
Concealment mechanism {16b}
The allocation schedule was generated by an independent researcher and is unknown to the investigators. Allocation takes place after the baseline assessment has been completed. Since the allocated condition is not known until the interested individual has been recruited into the trial, allocation concealment is ensured.
Implementation {16c}
All interested individuals who give written informed consent for participation and who fulfil all the inclusion criteria and none of the exclusion criteria will be randomized. Staff members responsible for recruitment and data management will ask the independent researcher to randomize respective individuals. In return, the independent researcher informs the staff members per e-mail about the allocation. Finally, the staff members inform the individual about the assigned condition per e-mail.
Assignment of interventions: Blinding
Who will be blinded {17a}
The staff members are not blinded to the allocation. However, all assessments are performed online with self-report questionnaires. Since participants either receive direct access to the self-help program or have a waiting period, participants are neither blinded to their allocation.
Procedure for unblinding if needed {17b}
Not applicable since no blinding is performed.
Data collection and management
Plans for assessment and collection of outcomes {18a}
All data is assessed online by means of questionnaires programmed in Qualtrics [28]. In addition, data on the use of the self-help program (e.g. number of logins or processed pages) is collected within the self-help program.
Plans to promote participant retention and complete follow-up {18b}
The participants are asked by e-mail to complete the online questionnaires. If participants fail to complete a questionnaire, they will be reminded by e-mail to do so: For post measurement, they will be reminded after 5 and 10 days and for follow-up measurements after 7 and 14 days. All participants are asked to complete the online questionnaire at each point of measurement, regardless of protocol adherence or any previously uncompleted online questionnaires.
Data management {19}
Data quality is ensured through several mechanisms, including referential data rules, valid values, range checks and consistency checks. The option to choose a value from a list of valid codes and a description of the meaning of the code will be available where applicable. Checks are applied at the time of data entry into a specific field. All data collected is stored on a firewall-encrypted back-upped server of the University of Bern with strictly regulated access only for researchers directly involved in the study.
Confidentiality {27}
All data concerning participant information will be stored in locked file cabinets only accessible for staff members. All collected data will only be traceable by a code. All files containing names or other personal identifiers, such as the informed consent forms, will be stored separately from data containing this code number.
Plans for collection, laboratory evaluation and storage of biological specimens for genetic or molecular analysis in this trial/future use {33}
Not applicable since no biological specimens are used.
Statistical methods
Statistical methods for primary and secondary outcomes {20a}
We will use linear mixed models with time (pre versus post-intervention measures) as a within-group-factor and study condition (immediate access versus control condition) as a between-group-factor to evaluate the efficacy of the internet-based self-help intervention. This primary analysis will be performed using the data from the baseline and the 3-week post assessment. To analyze the stability of the effects of the internet-based self-help intervention, we will primarily conduct paired t-tests (pre-intervention, post-intervention and follow-up measures).
Moreover, we will exploratory analyze possible predictors, mediators and moderators for the relationship between the internet-based self-help program and the outcomes. The significance level is set at 5%. Analyses will be conducted using SPSS and R.
Interim analyses {21b}
Not applicable since no interim analyses are planned.
Methods for additional analyses (e.g. subgroup analyses) {20b}
Not applicable since no additional analyses such as subgroup analyses are planned.
Methods in analysis to handle protocol non-adherence and any statistical methods to handle missing data {20c}
Statistical analyses will be carried out according to the intention-to-treat approach and therefore will include all randomized participants. The extent of missing data will be analyzed. We will explore missing data patterns and determine the type of missing data (missing completely at random, missing at random, not missing at random). We will use multiple imputation to substitute missing values and will conduct sensitivity analyses for both the datasets with and without the imputed data.
Plans to give access to the full protocol, participant level-data and statistical code {31c}
There are no plans for granting public access to the full protocol, participant-level dataset and statistical code.
Oversight and monitoring
Composition of the coordinating centre and trial steering committee {5d}
There is no trial steering committee. The composition of the coordinating centre is as follows:
- Principal Investigator: HZ
- Design and conduct of the study
- Publication of study reports
- Preparation of protocol and revisions and Case Report Forms
- Co-Principal Investigator: TB
- Design and conduct of the study
- Publication of study reports
- Preparation of protocol and revisions and Case Report Forms
- PhD students: NB and JH
- Supporting the Principal and Co-principal Investigator in all the above responsibilities
- Data entry and management
- Recruitment of participants
Composition of the data monitoring committee, its role and reporting structure {21a}
As to the best of our knowledge, the internet-based self-help program in itself does not bear risks for the participants. Therefore, a data monitoring committee is not required. The Principal-Investigator, the Co-Principal-Investigator and the PhD students warrant for data and participant safety.
Adverse event reporting and harms {22}
In this trial, adverse events are defined as unintended negative developments in the participants, which may occur at the time of the use of the internet-based self-help program, but do not have to be causally related to its use. Those unintended negative developments in the participants include acute suicidality and hospitalization. Such adverse events and the corresponding actions taken will be documented in the case report form.
Frequency and plans for auditing trial conduct {23}
The research management of the Faculty of Human Sciences at the University of Bern, an independent research control unit, warrants the auditing. There will be on site monitoring visits on a regular basis. The monitoring visits are documented in a monitoring report form. The data monitoring committee controls study procedures such as the site progress and enrollment, obtaining participant informed consent, randomization or the reporting of adverse events.
Plans for communicating important protocol amendments to relevant parties (e.g. trial participants, ethical committees) {25}
Important protocol amendments will be reported to the relevant parties (i.e. the Cantonal Ethics committee Bern, the trial participants and trial registries) by e-mail. Substantial amendments are only implemented after approval of the Cantonal Ethics committee Bern. All non-substantial amendments are communicated to the Cantonal Ethics committee Bern within the Annual Safety Report.
Dissemination plans {31a}
Trial participants and the general population are informed about the results of the study by means of a results report.