Modified silicone stent for the treatment of post-surgical bronchopleural fistula: A clinical observation of 17 cases

doi:10.21203/rs.3.rs-61647/v3

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Modified silicone stent for the treatment of post-surgical bronchopleural fistula: A clinical observation of 17 cases

https://doi.org/10.21203/rs.3.rs-61647/v3

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published 06 Jan, 2021

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Background: Bronchopleural fistula is a rare but life-threatening event with limited therapeutic options. We aimed to investigate the efficacy and safety of the modified silicone stent in patients with post-surgical bronchopleural fistula.

Methods: Between March 2016 and April 2020, we retrospectively reviewed the records of 17 patients with bronchopleural fistula and who underwent bronchoscopic placement of the Y-shaped silicone stent. The rate of initial success, clinical success and clinical cure, and complications were analyzed.

Results: Stent placement was successful in 16 patients in the first attempt (initial success rate: 94.1%). The median follow-up time was 107 (range, 5-431) days. All patients achieved amelioration of respiratory symptoms. The clinical success rate was 76.5%. Of the 14 patients with empyema, the daily drainage was progressively decreased in 11 patients, and empyema completely disappeared in six patients. Seven stents were removed during follow-up: four (26.7%) for the cure of fistula, two for severe proliferation of granulomatous tissue and one for stent dislocation. No severe adverse events (i.e. massive hemoptysis, suture dehiscence) took place. Seven patients died (due to progression of malignancy, uncontrolled infection, myocardial infarction and left heart failure).

Conclusions: The modified silicone stent may be an effective and safe option for patients with post-surgical bronchopleural fistula patients in whom conventional therapy is contraindicated.

Pulmonology

Modified silicone stent

bronchopleural fistula

Rigid bronchoscopy

Bronchopleural fistula (BPF), the aberrant connection between the bronchial tree and the pleural cavity, is a severe complication of pulmonary resection surgery. Despite the advances in surgical techniques [1, 2], BPF still occurred in 4.5–20% of patients after pneumonectomy, and in 0.5–15% of patients after lobectomy [3, 4]. The mortality rate could be as high as 71% [5].

No consensus on the best treatment of BPF has been established. Therapeutic options range from extensive surgical procedures to bronchoscopic techniques. The surgical treatments include open thoracostomy, thoracoplasty, and direct closure of the fistula with flaps of different origins [6]. However, surgery cannot be readily tolerated in patients with a poor overall condition. Moreover, the recurrence rate of BPF after surgical repair could be as high as 23.6% [6]. The recurrence rate of bronchopleural fistula after surgical repair carries a mortality exceeding 50%, largely due to respiratory insufficiency and uncontrolled sepsis[7].

Numerous bronchoscopic techniques have also been applied for closing the fistula. Airway stent placement plays an important role in the treatment of airway fistula [8]. The silicone stents have been extensively used in benign and malignant airway stenosis [9-11] but rarely applied in patients with airway fistula. The relatively poor adaptability might have limited further clinical application. However, silicone stents have some merits that may contribute to the success of fistula closure. Over the past two decades, the use of modified silicone stent in BPF has been reported in some case reports [12-14]. A case report has reported the use of the silicone stent placement for sealing the fistula, but the details of the operation have not been well elucidated.

Hence, we aimed to better address these limitations by applying the modified silicone stents in BPF patients. Based on the literature reports and our clinical experience, we sought to explore the feasibility, efficacy and safety of the modified silicone stent placement for BPF.

2.1 Patients and data review

In this retrospective study, we reviewed the medical records of all patients who had been treated with BPF through placement of the modified silicone stent between March 2016 and April 2020 in our study center. The protocol has been approved by the Ethics committee of The Second Affiliated Hospital of Xiamen Medical College and all patients signed written informed consent before performing rigid bronchoscopy.

The patients who met the following criteria underwent placement of the modified silicone stents. The inclusion criteria consisted of: (1) computed tomography (CT) and/or bronchoscopy-confirmed bronchopleural fistula; (2) the largest diameter of fistula being 3mm or greater, or had minor fistula (diameter being 3 mm or less) which failed to be cured by conservative treatment (i.e. pleural cavity drainage, systematic antibiotics, and intrapleural antibiotic irrigation) and bronchoscopic sealants (i.e. fibrin glue, absolute ethanol injection, silver nitrate, coils); (3) surgical repair (i.e. resection, reconstruction) being technically inappropriate or contraindicated; (4) surgical failure or recurrence following surgery. We excluded the patients with the following conditions [15]: (1) hemodynamic instability; (2) severe cardiovascular and cerebrovascular diseases; (3) severe thrombocytopenia and/or severe coagulopathy; (4) cervical spine instability; (5) severe facial injuries that hampered the placement of rigid bronchoscopy.

We manually searched the medical records and extracted the clinical information and bronchoscopic data. Initial success was defined as the successful insertion of the stent, which immediately ceased the air leak from the residual cavity after stenting. Clinical success was defined as a major relief of symptoms, no air leakage, no sign of persistent fistula, and a notably reduced volume of daily drainage lasting for more than one month.

2.2 The bronchoscopic procedure and fabrication of silicone stent

The flexible bronchoscopy was performed before stent placement to identify the site of fistula orifice and clear away the secretion. For the fistula which could not be visualized by bronchoscopy, a balloon occlusion test or instillation of methylene blue would be performed. The site and size of the fistula were measured by multi-slice CT (with three-dimensional reconstructions) and bronchoscopy. We use the sterilized straight stent segments with different diameter as a measurement tool to determine the optimal size of the stent. According to the measurement, the silicone stent (TRACHEBRONXANE™ DUMON®, Novatech, France) with the optimal diameter was chosen. The selected stent was then modified on site to fit the individual airways. The modified stent was fabricated manually based on the Y-shaped silicone stent by tailoring and suturing. The finished stent composed of the occluded branch, the main branch and the lateral branch (Figure. 1-A). The suitable stent ring was nested or sutured to the selected stent if the original size of the stent was not fit (Figure. 1-B, C). Next, the modified Dumon stent was placed into the involved bronchus through the rigid bronchoscope. Details of the procedure have been published previously [16]. Further information about the process of modifying and placing the stent is available in supplementary file.

Finally, the modified Dumon stent was placed and the involved bronchus (lobar bronchus or main bronchus) was excluded according to the site of fistula. Because of the corresponding lobe of the bronchus that we have excluded were resected before stent placement in most of our cases, the operation would hardly result in a major decrease in the lung function. All patients were carefully and continuously monitored. To confirm the location of stent and the patency of airway, all patients were requested to undergo bronchoscopy and chest CT within a week.

2.3 Other management

In case of early BPF and BPF with empyema, an urgent pleural drainage would be required. The intercostal tube drainage with or without suction was used. All patients received antibiotic therapy adjusted according to bacterial culture findings. Irrigation of the pleura would be needed in case empyema occurred. Nebulization treatment was empirically applied to improve the retention of phlegm. The chest tube could be removed if there was no air leakage, no sign of persistent fistula, the daily volume of drainage was less than 20ml/h or the purulent fluid disappeared.

2.4 Follow-up

After stenting, the patients were followed up without a uniform schedule. The frequency depended upon each patient’s general well-being and airway’s conditions. The airway condition was checked monthly by bronchoscopy. The shrinkage of the thoracic cavity was followed up monthly with chest CT. More frequent test would be needed if the patients became symptomatic. The indications for clinical assessments included the development of respiratory symptoms, air leakage, an increase in the volume of daily drainage, a greater size of residual pleural cavity and the development of stent-related complications.

During follow-up, the stent would be removed in case of the following conditions: (1) the fistula being healed (closure of fistula that was confirmed by instillation of methylene blue and the drainage tube was removed with the disappearance of drainage fluid); (2) severe dislocation of the stent which was difficult to be adjusted by surgical grasping forceps or foreign-body forceps; (3) severe proliferation of granulomatous tissues that caused difficulty in breathing; (4) placement of stent not being tolerated by the patient.

2.5 Statistical analysis

SPSS version 18.0 (SPSS Inc., USA) was used for data analysis. Continuous variables with normal distribution were expressed as mean ± standard deviations (normality of distribution verified by the Kolmogorov-Smirnov test); otherwise, the median and range would be reported. The change in variables over time was analyzed by paired t-test for data with normal distribution or non-parametric test for data without normal distribution. Categorical variables were presented as the absolute count (percentage).

A total of 17 patients with BPF (15 males and 2 females) who underwent placement of the modified stent were included. The mean age was 57.7 (range, 47-72) years. Fifteen patients had lung cancer and two had tuberculosis. Eight patients underwent lobectomy and nine underwent pneumonectomy. Bronchial stumps were closed by mechanical stapler in 11 patients. The median time from lung resection to the diagnosis of BPF was 42 days (range, 5 days–37 months). The median estimated diameter of fistula was 9.1 (range, 6 -15) mm. Empyema was diagnosed in 14 patients, and the median volume of daily drainage was 116 (range, 20-270) ml. The detailed clinical characteristics are shown in Table 1.

The modified silicone stents were successfully placed into the culprit bronchus in all patients. The modified stents were placed in conjunction with rings in four patients. The information of the stent type and the location of the occluded branch is described in the online supplementary table. Immediate cessation of air leakage was achieved in 16 patients (initial success rate: 94.1%). Only one patient failed to achieve an initial success due to the failure of matching between the occluded branch and the airway. The original stent was removed and fabricated by connecting a stent ring to the occluded branch. The new stent with a larger diameter was inserted. After the second operation, the fistula was closed and no gas spillover was observed in the chest draining tube. The bronchoscopic views of stent placement are shown in Figures 2 and 3.

The median follow-up duration was 107 (range: 5-431) days among all patients. All patients reported amelioration of respiratory symptoms. The 14 patients who had empyema were treated with intercostal tube drainage and irrigation. One month after stenting, the volume of daily drainage was significantly reduced in 11 patients [median: 95 (range: 20-260) ml before and 20 (range: 0-70) ml after drainage, P=0.001). Three patients did not attend follow-up. The median daily drainage volume at the end of follow-up was further decreased to 7.5 (range 0-20) ml. Overall, clinical success was achieved in 13 (76.5%) patients. Among the four patients who did not achieve clinical success, one suffered from recurrence of air leakage for the enlarged fistula at 15 days after stenting and three were lost to follow-up within one month.

At the end of follow-up, the drainage tube was removed in eight patients. The residual cavity has been progressively decreasing in 10 patients, and completely disappeared in six patients. The typical CT image is shown in Figure 4. The stents were removed in seven patients. Four stents were removed when the fistula was cured -- two for the severe granulomatous proliferation and one for the dislocation of the stent.

Stent placement was well tolerated. No airway rupture, choking, laryngeal edema, and suture dehiscence took place during follow-up. Cough and postoperative retrosternal pain were reported in almost all patients, but could be relieved after the administration of antitussive agents and analgesic scheme. All patients had various degree of respiratory infection before stenting. Exacerbation of pulmonary infection was detected in two patients (11.8%). Infection in patient No. 13 was controlled after switching to another antibiotics while patient No. 4 suffered from refractory diffuse pneumonia. Mucus plugging (Figure. 5-A, B) was common after stenting, but was rated as mild and could be improved via the use of expectorants. Granulomatous proliferation (Figure. 5-C, D) was identified in all cases and was successfully treated by bronchoscopic cryosurgery and argon plasma coagulation except in two patients. The stent migration was diagnosed in a single patient, which prompted the removal of the stent. The main clinical outcomes were indicated in Table 2.

Three cases were lost to follow-up and eight died during follow-up. The cause of death included the progression of the underlying malignancy (n=3), uncontrolled infection (n=1), myocardial infarction (n=2) and left heart failure (n=2).

Our study suggested that placement of the modified silicone stent under rigid bronchoscopy could be an effective and safe option for refractory BPF. Our study has systematically explored the efficacy and safety of the modified silicone stent for BPF treatment with a larger sample size as compared with the published case series.

It should be stressed that the patients in our study failed to respond to, or were contraindicated to, many other existing treatment approaches. Most of these patients have been debilitated by the protracted airway infection. In addition, the schedule of follow-up was different individually, which was established mainly according to the general well-being and airway’s conditions. Regular check of bronchoscopy and chest CT was suggested, but data remained incomplete due to the poor adherence (follow-up visits could only be implemented when patients became symptomatic again in some patients).

Despite the advances in interventional pulmonology, BPF remains to be a severe and fatal complication of lobectomy or segmentectomy. The prognosis of BPF depends on the early diagnosis and proper management. Early diagnosis is challenging due to the insidious onset [17]. Currently, the main diagnostic techniques are CT and bronchoscopy. Chest CT is a common and useful technique that can detect peripheral BPF, which optimizes the planning of management and facilitate the follow-up [18]. Bronchoscopy can evaluate and locate the stump simultaneously. In addition, bronchoscopic treatment is also a valuable treatment strategy for BPF [19].

The management of BPF could be categorized into supportive and targeted treatments. The supportive strategy (i.e. drainage of thoracic cavity and maintenance of ventilation) is the initial treatment to avoid aspiration pneumonia and manage, if any, empyema. The targeted strategy aims to seal the fistula, with several techniques (i.e. surgery, endoscopy) being available. Although fistula might be resolved spontaneously or with appropriate supportive management, the targeted managements are required in the majority of cases [20]. Surgery (including open thoracostomy, completion pneumonectomy, thoracoplasty, suture closure with a vascularized pedicle of omentum or muscle) remains the cornerstone treatment approach. Although a high success rate of surgical management of BPF has been reported, the risk of recurrence is also high [1]. Besides, most patients with BPF cannot readily tolerate a second surgery. Compared to surgical management, the endoscopic closure has the advantages of having a lower cost, being less invasive, and having a wider scope of application. Therefore, bronchoscopic interventions might be considered as the alternative approach to surgery in some conditions [21]. Ravindra et al [22] subdivided the bronchoscopic management into the use of sealant and occlusive devices. The reported sealants mainly included collagen matrix plugs [23], collagen screw plugs [24], different bio-glues [25, 26], and synthetic hydrogel [27]. The utility of these materials was restricted to small BPFs (<3 mm in size). The other strategy is to apply occlusive devices, which mainly consisted of stents and the modified stents such as Amplatzar™ devices [28, 29], endobronchial valves [30], and the endobronchial Watanabe spigot [31]. However, these devices suffered from the limitation of being expensive or cannot routinely be available in many developing countries. Therefore, the use of stent is relatively more extensive and has been proven to be effective [10, 32-34]. Stents can occlude the segment(s) or lobar bronchus associated with BPF, which provides for a rest for parenchyma and promotes distal healing.

Recently, the use of various types of stents for fistula closure have been reported. Most of these studies were comprised of small series with limited evidence, except that Han et al [32] reported the use of a new customized covered metallic stent in a larger study population (n=148). Despite the high success rate, the stents used to be customized from the manufacturer. The time-consuming process has limited the clinical application especially in emergency situations. Besides, the study by Han et al. reported a manufacturing defect (a 1 mm hole in the stent bullet) and eight stent damage. Thus, the rupture of membrane and the damage of metal components might be common and could be a major drawback for covered metallic stent. The silicone stent shows some merits in terms of the durability and the ease of removal. Moreover, the smooth inner surface may have facilitated the clearance of airway secretions and the Y-shape structure and studs outside the stent have been designed to prevent the stent from migration. The major weakness of silicone stent is the limited number of types and the poor adaptability. However, the shortcoming can be overcome by modifying (cutting, suturing and/or nesting) the stent manually on site. In our study, we have modified the stent on site to generate an individualized stent without a long waiting time. As we have described above, each method has its own features and candidate patient populations, and therefore it would not be practical to compare these methods directly. Our results have nonetheless suggested that the modified stent might be more appropriate for some patients who are more refractory to conventional treatment.

There remain some disadvantages for the modified silicone stent. First, a stent acts as a foreign body, which would predispose to the proliferation of granulomatous tissues and infection. Hence, it is suggested to be removed when the fistula was cured. However, there is no consensus on the optimal time for stent removal. Second, the displacement could be potentially life-threatening despite the low incidence. Third, the stent must be deployed under rigid bronchoscopy, which require specialized equipment and well-trained team.

The successful management of BPF depends on multiple factors: appropriate selection of candidates, secure blocking the fistulous tract, sustainable elimination of all inﬂammatory effusion administration of sensitive antibiotics. All these should be viewed as individualized management since no single approach yielded superiority against other approaches. Moreover, placement of the modified Dumon stent cannot be viewed as palliative care because the fistula was cured in four of the patients in our study. Therefore, stent placement might also be a radical treatment modality in a subgroup of patients.

The major limitations of our study have also been recognized. This was a retrospective study performed in a single center, making it difficult to determine the generalizability of our findings. Furthermore, we cannot compare the different therapeutic options in bronchial fistula treatment, given the low prevalence of BPF and the different health condition of patients.

In conclusion, the modified silicone stent is effective and safe for the treatment of post-surgical BPF, especially in patients with a large fistula size and surgery is inappropriate or contraindicated.

BPF: Bronchopleural fistula

CT: computed tomography

Ethics approval and consent to participate: This was a retrospective observational study using anonymous patient data. The protocol has been approved by the Department of Medical Affairs and the Ethics committee of The Second Affiliated Hospital of Xiamen Medical College, which gave the permission to access all medical record of patients. Contact with Prof. Ming-yao Ke, the corresponding author, via e-mail ([email protected]) is requested should any additional information be needed. All patients signed written informed consent before performing rigid bronchoscopy. Patients were not contacted or directly impacted by study participation, thus obtaining informed consent was not applicable

Consent for publication: Not applicable

Availability of data and material: The dataset used are available from the corresponding author on reasonable request.

Competing interests: none declared.

Funding: none declared.

Acknowledgement: none declared.

Author Contributions: M.Y.K. was responsible for study conception, J.L.Z. and X.M.W. designed the overall study, M.H.Z. and Z.D.C collected the data, Z.D.C. and J.L.Z. analyzed data and drafted the article; X.M.W. and M.Y.K. revised and approved for the submission. These authors contributed equally to the study. All authors have read and approved the manuscript.

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Table 1. Clinical characteristics of patients

No	Age (yrs)	Primary disease	Surgical method	Empyema	Site of fistula
1	52	tuberculosis	Left pneumonectomy	Yes	LMB
2	47	adenocarcinomas	Left pneumonectomy	Yes	LMB
3	64	adenocarcinomas	Right pneumonectomy	Yes	RMB
4	41	squamous cell carcinomas	Left pneumonectomy	Yes	LMB
5	72	squamous cell carcinomas	Left pneumonectomy	Yes	LSB
6	63	squamous cell carcinomas	Right inferior lobectomy	No	RIB
7	59	adenocarcinomas	Left inferior lobectomy	No	LIB
8	52	tuberculosis	Right superior lobectomy	Yes	RSB
9	60	squamous cell carcinomas	Right inferior lobectomy	Yes	RIB
10	47	squamous cell carcinomas	Right inferior lobectomy	Yes	RIB
11	54	squamous cell carcinomas	Right pneumonectomy	Yes	RMB
12	66	squamous cell carcinomas	Right pneumonectomy	Yes	RMB
13	56	squamous cell carcinomas	Right pneumonectomy	Yes	RMB
14	64	adenocarcinomas	left inferior lobectomy	Yes	LIB
15	62	adenocarcinomas	Right inferior lobectomy	Yes	RIB
16	57	squamous cell carcinomas	Right superior lobectomy	No	RSB
17	65	squamous cell carcinomas	Right pneumonectomy	Yes	RMB

Abbreviation: RMB: right main bronchus; LMB: left main bronchus; right superior lobar bronchus; LSB: Left superior lobar bronchus; RSB: right superior lobar bronchus; RIB: right inferior lobar bronchus, LIB: left inferior lobar bronchus.

Table 2 Clinical outcome of using the modified stent to treat BPF

indicators	No of patients		%
Initial success		16 (16/17)	94.1%
Successful stent placement		17 (17/17)	100%
Immediate Cessation of air leakage		16 (16/17)	94.1%
Clinical success		13 (13/17)	76.5%
Decreased volume of drainage (empyema)		11 (11/14)	78.6%
Disappearance of residual cavity		6 (6/17)	35.3%
shrinkage of the residual cavity		10 (10/17)	58.8%
Remove of the stent		7 (7/17)	41.2%
For cured fistula		4 (7/17)	23.5%
For granulomatous proliferation		2(2/17)	11.8%
For stent migration		1(1/17)	5.9%
main complications		5(5/17)	29.4%
Exacerbation of pulmonary infection		2(2/17)	11.8%
Severe granulomatous proliferation		2(2/17)	11.8%
stent migration		1(1/17)	5.9%

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Modified silicone stent for the treatment of post-surgical bronchopleural fistula: A clinical observation of 17 cases

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