For head and neck squamous cell carcinoma, even in patients with cN0 the incidence of occult metastasis ranges from 10 to 50% [13–14]. Robert et al [15] reported that after cervical lymph node dissection in 44 patients with T3cN0 GSCC, 6 patients (14%) were pathologically confirmed to have positive lymph nodes (5 were N1 and 1 was N2b). Zhang et al [16] reported a similar rate of occult neck metastasis of 14.3% in patients with T3cN0 GSCC. Kligerman et al [17] performed selective bilateral neck dissection in patients with T3-4cN0 and found that the incidence of occulent cervical lymph node metastasis of T3cN0 was as high as 29%. At present, it has been clear that lymph node metastasis plays a significantly and negatively role in the prognosis of patients with GSCC [18–19]. However, even though GSCC accounted for the majority of laryngeal cancer, the role of END might be ignored due to its lymph node metastasis risk relative to other laryngeal tumors is lower [20]. Moreover, whether END should be performed in T3cN0M0 GSCC remains unclear. The guidelines for some types of glottic squamous cell carcinoma were confusing. For example, NCCN guidelines provided accurate guidance for T1, T2 and T4 glottic squamous cell carcinoma, however, the description in T3N0M0 glottic squamous cell carcinoma remained uncertain, and controversies still existed in previous studies [5].
In a retrospective study enrolled 1476 CN0 laryngeal carcinoma patients, the lymph node metastasis rate of glottic T3-4 tumor was 8.3%, and the OS rate in the neck dissection group was similar to that in the control group. Their data showed that it was reasonable for T3-4 tumors to adopt a “wait and see” approach to avoid overtreatment [7]. Another study estimated the incidence of occult neck disease, and suggested that END would be restricted to T2 supraglottic squamous cell cancer with epilaryngeal involvement, T3-4 supraglottic squamous cell cancer and T4 glottic cancer, for other lesions, a “wait and see” strategy depending on imaging techniques and cytological assessment could be considered [21]. However, some institutions favor perfomed neck dissection in patients with T3cN0 GSCC [16]. An analysis of 327 T3-4cN0 laryngeal cancer patients revealed that END could effectively prevent the local recurrence of the tumor, and the recurrence rate was closely correlated with the overall surviva [6]. A study in 2014 investigated the lymph node metastasis and prognosis in 212 laryngeal cancer patients, and figured out that unilateral lymph node dissection were supposed to be considered for T3 and T4 unilateral lesions [22].
Our study revealed the benefit of END at the time of primary surgery in patients with T3N0M0 GSCC, both in the raw and PSM cohorts. After PSM to baseline covariates, longer median survival was observed in the END group, as well as improved 3-year, 5-year and 8-year overall survival. Improved 3-year and 5-year cancer-specific survival of the END group was also presented, which indicated that END can significantly improve the OS and CSS of T3N0M0 GSCC.
To further explore the prognostic impact of END, exerting univariate and multivariate Cox hazard regression analysis, we revealed that END was an independent positive prognostic factor for T3cN0M0 GSCC.
Furthermore, the subgroup analysis indicated that the patients aged ≥ 65 years who underwent END had better OS than those who did not undergo END. Similar to the present results, previous studies have demonstrated that neck lymph node metastasis was associated with declined survival rate in elderly patients [19], thus, neck dissection was suggested to be performed in the elderly. It is worth mentioning that, our study of CSS (CSS reflected survival more representative to certain cancers than OS) has confirmed that both youth and elderly had a better outcome with END. This may be due to the fact that cervical lymph node metastasis caused by “wait and see” strategy contributes less to death than other factors for the youth, so OS was similar between END group and non-END group in the patients aged < 65 years. But CSS analysis might rule out other causes of death, suggesting that patients could benefit from END regardless of age. The results of univariate and multivariate survival analysis on OS and CSS also showed the impacts of age on the OS, but it was not an independent predictor on CSS.
In terms of pathological grade, it was observed that patients with G3-4 pathological grade could not benefit from END in OS and CSS. This is inconsistent with the traditional conception that patients with poorly differentiated GSCC tended to be with higher risk of cervical lymph node metastasis and lower mortality and needed to be performed with END [23]. Actually, we observed that the END group seemed to have a better CSS, although the differences were not significant in patients with poorly differentiated GSCC (p = 0.08). Possible explanation was that the degree of tumor differentiation exerted a greater impact on survival rate, in compared with node metastasis. Despite the fact that neck dissection effectively reduced the risk of cervical lymph node metastasis, it failed to improve the low survival rate caused, which indicated that adjuvant therapies such as radiotherapy or chemotherapy were needed in patients with poorly differentiated GSCC.
In subgroup analysis of both genders, females' CSS analysis indicated that they may not benefit from END. Previous studies did not considered the sex differences on the prognosis of laryngeal cancer, although the incidence of larynx cancer in males was originally higher than that in females [24]. Large-scale prospective study was still needed to provide evidence in this area.
Although our results confirmed the benefits of END, the analysis of the SEER database from 2004 to 2015 still found that for T3N0M0 glottic cancer, only 22% − 58% patients were performed with END, and there was no increasing trend. This may be due to the lack of a large-scale retrospective clinical study and the ambiguity of the guidelines, so that clinicians did not attain agreement on the benefit of END. This study would fill this gap, and the analysis was more convincing by PSM to match the confounding factors. It suggests that clinicians should choose END more frequently in practice, so as to increase the survival rate of T3N0M0 GSCC patients. Although clinicians preferred the “wait and see” strategy rather than END on T3N0M0 GSCC in the past decades, it is time to change and END needs to be performed on these patients for the survival benefit. Nonetheless, prospective randomized controlled trials are still needed to further clarify the role of END in T3N0M0 patients.
Our research has several advantages. First, using a large amount of population-based data from SEER, rather than from a single organization, could avoid heterogeneity among different centers. Secondly, propensity score matching was used to minimize the selection deviation. Third, analysis of OS and CSS promoted the understanding of the END impact on survival. Nevertheless, this study has several limitations. for one thing, it was a retrospective study. For another, this study only analyzed the variables provided in the database, other variables such as surgical methods, radiotherapy methods and so on were not included.