Giving care for a person diagnosed with a mental disorder shows strong negative impacts on caregivers’ physical and psychological health [18, 19, 32], especially in caregivers’ of persons with dementia [13, 16, 34, 35], to a varying extent across cultural and ethnic groups [35]. The vast majority of the literature on caregiver-stress draws on Lazarus and Folkman’s [25] transactional model, adapted to caregiving by Pearlin, Mullan, Semple, and Skaff [31]. It describes that context variables (e.g. sociodemographics, clinical characteristics) and caregiving-demands (e.g. disruptive behavior) stimulate a negative appraisal of the stressor including subjective and/or objective burden, and thus affects caregivers’ health. Moderators and mediators are discussed in kind of coping styles and social support.
Especially context variables such as the type of dementia, the duration of the illness, caregivers’ age, gender, ethnicity, education, income, and cohousing, as well as the relationship to the patient emerge as important factors associated with caregivers’ burden [6]. Caregiving-demands such as behavioral problems and psychological symptoms of persons with dementia (e.g. behavioral disturbances, functional status, neuropsychiatric symptoms) are consistently found with a moderate effect to influence caregivers’ burden [6, 12, 44]. Coping styles, however, are conceptualized and assessed differently and thus results emerge heterogeneous across studies and cultures [9]. Moos, Brennan, Fondacaro, and Moos [29] differentiate between approach coping (i.e. reappraisal, modification or solution of stressors) and avoidance coping (i.e. neglect of the stressor and/or its consequence). A systematic review by del‐Pino‐Casado et al. [9] found a positive relationship between avoidance coping and psychosocial burden, and a negative relationship with health-outcomes for caregivers of cognitive impaired older relatives. They discuss avoidance coping in terms of a moderator or mediator, and in particular as an ineffective coping-style. Findings on approach coping are heterogeneous [9]. Social support serves as a buffer to negative effects of giving care [5]. Systemic reviews support this idea and demonstrate decreased burden if social support is available [44]. They also find a positive though smaller effect of social support on physical health [33]. In sum, the impact of caregiving-stressor on caregivers’ health depends on the evaluation of the stressor as negative, thus burdensome, and the occurrence of social support and coping as mediating variables. This model, however, is culture-bound to the European and US-American countries. Its applicability to different cultures and ethnic contexts has been called into question [10, 20]. Aranda and Knight [2] thus developed a sociocultural model of stress and coping (SMSC) complementing cultural values to Lazarus and Folkman’s [25] model. Ethnicity and cultural values are associated with the risk for health disorders, the appraisal of the stressors as burdensome as well as caregivers’ resources of social support and for coping successfully with challenging situations. Knight and Sayegh [23] propose a revision of the SMSC as they find cultural values to have an impact on the mediating role of social support and coping, rather than on negative appraisal. This revised version (rSMSC) is depicted in Figure 1.
The SMSC has been investigated in Korean, Korean-American [7] Canadian [8], African-American [22], Hispanic [39], Native American, Chinese. Asian-American [41] and European samples [26] with consistent findings of the caregiver stress and coping process across groups with behavioral problems, caregiver burden, coping-style, social support and health-outcome as the main variables [23].
Applying the SMSC in varying sociocultural contexts [2] demonstrates differences in sociodemographic variables between ethnic minority groups living in the USA and US-Americans: ethic minority groups were of younger age, had a less intimate relationship (e.g. spouse), provided more hours of care and had lower education and income. Ethnic minority groups reported better psychological though worse physical health compared to US-American caregivers. They also showed stronger beliefs about filial obligation, pronounced social support and higher use of cognitive coping. Though some years ago, the impact cultural values still was unclear [40], researches currently support the idea that studies on caregivers’ QOL among different cultural context and thereby possible differences in the moderating and mediating variables have to be seriously taken into account by the psychological and health sciences to support policy makers, service providers and clinicians in the development and proposition of culturally-specific interventions for caregivers [13].
Although the prevalence of dementia in Indonesia is expected to rise to 2.3 million cases until 2030, institutional and community-based care facilities are marginal and access to healthcare still remains a problem. Care is mainly provided within the family setting and by family members, strongly influenced by traditional familial piety and obligations. Research on this kind of caregiving and how caregivers in Indonesia manage caregiving-stress aiming at improving intervention to increase caregivers’ well-being still is scarce [36]. Research mainly addresses the prevalence and severity of dementia for institutionalized elderly [30] whereby a study in Maluku, Indonesia, reports high burden in 62,3% of those who give care to persons with dementia [42]. Putri and Riasmini [37] examine predictors of caregivers’ psychosocial burden and depression in Indonesia. They found contextual factors such as caregivers’ health, their civil status, income and relationship to the person with dementia, as well as caregiving associated factors such as memory and behavioral impairments of the person with dementia, the number of caregiving tasks and caregivers’ satisfaction to be highly correlated with caregivers’ experienced burden and depression. Memory deficits and behavioral problems revealed the strongest prediction of caregivers’ burden. In addition, Kristanti et al. [24] found three themes to be identified in the lived experience of family cargivers of persons with dementia, i.e. problems with caregiving, dealing with problems, and beliefs in caregiving. In contrast to the SMSC, social support did not emerge as a significant aspect of caregivers’ burden and depression in the Indonesian population. These findings give first evidence that Indonesian caregivers of persons with dementia experience high psychosocial burden, most strongly predicted by behavioral problems of the ill person, and poor health (e.g. depression). The mediating role of different coping styles and social support as well as the association between caregivers’ appraisal of the experienced burden and their health status remains unclear.