NAC has become the standard treatment not only in patients with locally advanced breast cancer but also in early invasive breast cancer in an attempt to downstage the primary cancer,to reduce micrometastasis,and to evaluate the susceptibility of chemotherapy drugs.Today ALND is still the preferred treatment for breast cancer patients with ALN positive after NAC.However, only 50% ~ 60% of the patients who received NAC have residual metastatic lesion of ALNs. And about 40% of patients after NAC have reached ALNs PCR, and this part of the patients should be avoided with excessive treatment to reduce a series of complications from ALND.
We need a method that can accurately evaluate the axillary status to guide the treatment after NAC.Herrada, J et al believed that ultrasound was the most accurate imaging examination method for the assessment of axillary status at present [7], while klauber-demore, N et al believed that ultrasound was not accurate enough for the assessment of axillary status after neoadjuvant chemotherapy for locally advanced breast cancer [8].Whether SLNB can replace ALND to evaluate the axillary status of patients with clinically negative ALNs is controversial [4, 9-12].ACOSOG Z1071 test and a number of studies have shown [5, 13-16] that AUS combined with SLNB after NAC can reduce the FNR of axillary diagnosis and replace ALND to achieve the purpose of accurate assessment of axillary status.It has also been reported that [17] ultrasound and magnetic resonance imaging(MRI) have the same or more important value in accurately measuring the size of residual lesions of breast cancer after NAC.
In the Z1071 test[5,18] , the evaluation criteria of AUS for ALN were: a maximum cortical thickness > 3 mm, absence of the fatty hilum significantly.The evaluation criteria in our institution were based on the shape is round, cortical thickness, the structure of the lymph node hilum of anomaly or disappear, blood flow is unusually rich, whether lymph node capsule indicators, combined with the above indicators, we simplified the grading system, the categories 4 ~ 5 was used as the criterion for suspicious lymph nodes. This system effectively improved the ultrasonic diagnosis value and helped clinicians to quickly locate ALN.This study found that AUS was used to assess the axillary status, its accuracy was 68.21%, higher than that in the ACOSOG Z1071 trials; the sensitivity and the FNR of our study were 69.34% and 30.6% respectively, while Z1071 test results were 65.15% and 34.85%.The performance of ultrasonography on diagnosis of this study was good.On the premise that SLNB technology was mature, ultrasound could attempted to evaluate the post-NAC axillary status combined with it.
This study suggests that ALN after NAC diagnosed as abnormal by AUS are more likely to have residual metastatic lesions and the load of lymph node metastatic lesions is greater.Among the 108 patients diagnosed with AUS abnormality after NAC, 95 (87.96%)patients had residual axillary lymph node metastasis(ALM) confirmed by final pathology.42 (64.6%) of the 65 patients diagnosed with normal AUS results had ALM confirmed by final pathology, and only 13 (30.9%) had more than 4 ALM pieces, while 64.2% of the patients diagnosed with AUS abnormality had more than 4 ALM pieces.FNR of AUS in subgroup with more than 4 ALM pieces (pN2-3) was 17.6%, while FNR of AUS in subgroup with less than 4 ALM pieces (pN0-1) was 46.0%, with statistically significant difference (P=0.000).The results were the same as that of ACOSOG Z1071 test [5].After NAC, 37 cases were clinically touched by enlarged lymph nodes, and 34 of which were pathologically confirmed to lymph node metastasis. AUS was diagnosed as negative in 3 cases of 34, and FNR was 8.8%, which was far lower than that (37.9%,P=0.001) of those who were negative by clinical palpation.
In this study, FNR of AUS decreased successively, 73.7%, 32.9% and 5.4%, respectively, in the three subgroups with the short diameter <5mm, d<10mm, and 10mm after NAC, P=0.000.AUS, therefore, is not easy to find residual lymph node metastases with the short diameter < 5 mm.The accuracy of these patients with lymph nodes between 5mm and 10mm needs to be improved by improving the definition of ultrasound examination equipment and the technical level of ultrasound examination physicians, which is consistent with Feu et al. 's opinion [19] that AUS is more accurate in evaluating lymph nodes with diameters greater than 10mm than those with diameters less than 10mm.In this study, 37 cases with short diameter of lymph nodes greater than or equal to 10mm after NAC were confirmed as lymph node metastasis, 2 of which showed no abnormalities in AUS and FNR was less than 10% (5.4%). Multi-factor analysis showed that the short diameter of lymph nodes after NAC was an independent factor affecting AUS diagnosis.
From the study, we found that patients diagnosed by AUS as normal after NAC had lower tumor load. 46.9% patients with normal AUS resuilts had T<2.0cm after NAC, while 23.4% patients with abnormal AUS resuilts had it.And, 86.2% patients with T≥ 2.0cm after NAC were pathologically confirmed to have residual lymph node metastasis, while only 65.5% patients with T<2.0cm did it.Chua, B et al. [20] found that the pathological size of primary breast tumor T1 was less than or equal to 2.0cm, which was significantly lower than that of axillary lymph node metastasis at stage T2, consistent with the results of this study.The size of tumor after NAC affects the accuracy of AUS. The FNR diagnosed by AUS after NAC in the tumor T > 2.0cm subgroup was 25%, far lower than the 47.2% of the original focus T < 2.0cm group, and the difference was statistically significant.At the same time, it could be detected that for patients with a high response rate to NAC, the reduction rate of primary focus was more than 30% compared with < 30%,the probability of lymph node transformation from positive to negative was higher (27.1% vs. 12.0%, P=0.015), and the burden of lymph node metastasis was smaller.FNR of the group with the reduction rate of primary focus <30% was 19.7%, far lower than that of the group with PD (with the reduction rate of primary focus > 30%), which was 41.4%, with a significant difference (P=0.006).
From the results of this study, it is not difficult to see that AUS is more likely to find residual lymph node lesions in patients with heavy lymph node metastasis, high tumor load and poor response rate to NAC. ALND should be further performed in patients diagnosed as abnormal by AUS.On the contrary, for patients with low lymph node metastasis load, low tumor load and good chemotherapy effect, AUS is difficult to find residual lymph node metastasis focus. It is insufficient to evaluate the axillary status of these patients only by AUS, and further combination with SLNB is needed to reduce the false negative rate, so as to accurately evaluate the axillary status.In the Z1071 test [5], 63% of patients diagnosed by AUS with normal SLNB and positive SLNB results did not find more metastatic lymph nodes in subsequent ALND.Therefore, patients diagnosed as normal by AUS after NAC combined with SLNB may be sufficient to assess whether axillary lymph node metastasis, avoid complications caused by ALND and improve the quality of life of patients.
The defect of this study is that not all the enrolled patients diagnosed as lymph node positive by ultrasound were pathologically confirmed before NAC. Compared with the pathological results, the results of ultrasound evaluation are subjective, and inaccurate evaluation may occur under certain conditions.Some inflammatory lymph nodes could not be excluded ,it maybe influence the results of this study.Secondly, not all patients have completed the established NAC cycle number, compared with other studies that have completed all NAC treatment [5] the PCR rate was likely reduced .The population in this study has a higher tumor load and lymph node load, which might overestimate the diagnostic value of AUS after initial lymph node positive breast cancer before NAC.Finally, the proportion of patients with positive HR in this study was 68.2%. It is also worth reflecting on whether the efficacy of neoadjuvant therapy in these patients will affect the results of the study.