DOI: https://doi.org/10.21203/rs.3.rs-952062/v1
Background: Intensive care unit acquired weakness (ICUAW), embraces an array of disorders labeled “critical illness polyneuropathy” (CIP), “critical illness myopathy” (CIM) or “critical illness polyneuromyopathy” (CIPNM). Several studies have addressed the various characteristics of CIPNM, but the recovery is still unclear.
Objective: The present review investigated the recovery and the long-term functional outcome of subjects with CIPNM, whether the types of CIPNM have different outcomes and whether there is any supporting evidence.
Methods: Literature search was performed from MEDLINE/PubMed, CINAHL, EMBASE, PeDro, Web of Science and Scopus. Inclusion criteria were: i) sample size including five or more subjects; ii) subjects who suffered from CIPNM and/or CIP, CIM and CIP/CIM; iii) CIPNM ascertained by EMG. Follow-ups longer than one year were defined as long-term.
Results: Twenty-nine studies met the inclusion criteria. In total, 788 subjects with CIPNM were enrolled: 159 (20.1%) died and 588 (74.6%) were followed. Of all the included patients, 613 (77.7%) had CIP, 82 (10.4%) CIM and 56 (7.1%) CIP/CIM. Overall, 70.3% of the subjects with CIPNM fully recovered. Seven (24.1%) studies had a follow-up longer than 1 year (range 2-8) with 173 (21.9%) subjects enrolled globally and 108 followed. Of these subjects, 88.8% gained full recovery. Most of the studies did not use proper functional scales and only 4 and 3 studies employed the Barthel scale and the FIM scale. Differentiation between the types of CIPNM was performed in 7 studies, but only 3 studies reported that subjects with CIM had a better prognosis and earlier recovery than subjects with CIP/CIM.
Conclusions: Subjects with CIPNM could achieve good recovery and could further improve at follow-up. The quality of the published studies due to short follow-ups and the paucity of defined outcome measures limit the evidence.
A number of studies have been published about the muscle weakness that may affect intensive care unit (ICU) survivors. This disorder, which in the intensive care literature is better known as ICU acquired weakness (ICUAW), embraces a spectrum of clinical conditions. All of these conditions show variable levels of muscle strength impairment, from weakness to paralysis, which involve, bilaterally, the upper and lower limbs of ICU subjects. Although the clinical pictures are generally indistinguishable, ICUAW encompasses different pathological forms that damage the muscular and the peripheral nervous system. Different types of this pathology have been described and labeled according to the histological aspects and the electrophysiological findings and depending on the predominant structure involved. In particular, the definitions include: i) critical illness polyneuropathy (CIP), if the peripheral nervous system is affected; ii) critical illness myopathy (CIM), if the muscles are predominantly involved, and iii) critical illness polyneuropathy and myopathy (CIP/CIM), critical illness neuromyopathy [1], and polyneuromyopathy (CIPNM) [2–3], if the pathological process affects both muscles and nerves. Although ICU specialists prefer to use the term ICUAW, the definition “critical illness polyneuromyopathy” (CIPNM) is widely diffuse, and better suits the purposes of the present study. After the first description by Bolton et al. at the beginning of the ’80s [4], a number of studies have been published that have contributed to making remarkable advances in the understanding of the complex aspects of CIPNM, such as the electrophysiological [5] and histological features [6] as well as the pathogenic mechanisms. The occurrence of this disorder has been variously detected with a range from 45 to 80% [7–9]. A systematic review reported a median prevalence of 43% (10). Furthermore, many risk factors have been suggested to favor the development of CIPNM, including sex (female), sepsis, ICU length of stay and multiple organ failure [11–12]. Several therapeutic approaches and strategies have been proposed and evaluated for the management of CIPNM subjects, but pharmacological treatments have failed to prevent the occurrence and were ineffective in treating the disorder [13–15]. However, recent reviews and meta-analyses have demonstrated that early mobilization is associated with a lower likelihood of developing this clinical condition [16–17]. Some reviews have addressed the various aspects of CIPNM, but they have not highlighted recovery, functional outcome and quality of life [18–20]. Despite the lack of treatments and the limitations of rehabilitative strategies, it was reported that 55-70% of subjects reached a full recovery after ICU discharge [21–22], and that recovery depended on the type of CIPNM, as confirmed by the fact that CIM had an earlier and better functional outcome than CIP [22–23]. In 2005, an extensive literature review of the neuromuscular sequelae of ICU subjects with critical illness reported that 68.8% of them made a complete recovery and regained the ability to walk independently. However, such review was limited by an insufficient number of patients with a long follow-up, leaving unsettled the question of whether deficits following CIPNM were persistent [21]. Since then, no extensive study investigating the functional outcome in these subjects have been carried out, and the issue remains unsolved. The aim of the present review was to investigate recovery, in particular the long-term functional outcome of subjects with CIPNM, whether the types of CIPNM have different outcomes and whether there is any supporting evidence.
A search of the studies having tested the functional outcome in subjects with CIPNM was conducted using MEDLINE/PubMed, the Cochrane Central Register of Controlled Trials, CINAHL, EMBASE, PeDro, Web of Science and Scopus databases. The search was restricted to English language reports published between January 1984 and April 2021. The search terms varied slightly from database to database but included “intensive care unit acquired weakness”, “ICUAW”, “critical illness polyneuropathy”, “CIP”, “critical illness myopathy”, “CIM”, “critical polyneuropathy and myopathy”, “CIPNM”, “CIP and CIM”; “CIP/CIM”, “acute tetraplegia”, “rehabilitation”, “functional outcome”, “recovery”, “physical therapy” and “mobilization”. Search limits included only adults. Conference abstracts/posters or articles that were not peer-reviewed were excluded. The literature search was conducted by three independent authors (MC, MB, FDR). Inclusion criteria were: i) sample size including five or more subjects; ii) subjects who suffered from CIPNM and/or the following types: CIP, CIM and CIP/CIM; iii) CIPNM ascertained by EMG; iv) studies with mixed samples that used the definition of ICUAW, but subjects with CIP, CIM or CIP/CIM were also considered; v) follow-up and outcome.
In order to avoid confounding results, studies were excluded if: i) they contained only the definition of the ICUAW, without any reference to the types of CIPNM or to CIP, CIM or CIP/CIM; ii) ICUAW was not ascertained by EMG; iii) reviews concerned ICUAW/CIPNM but the main aim of the study was not the outcome. Studies concerning subjects with CIPNM and COVID-19 were also excluded.
We defined as long-term follow-ups those follow-ups longer than 1 year. In this review, the pathological condition was counted as CIP if this acronym or definition was not specified in the studies analyzed. Due to the variability of the study designs, the functional measurements, the follow-ups, and the lack of data on the score of measurements, quantitative analysis was not possible. The research was conducted according to the Preferred Reporting Items for Systematic Reviews and the Meta-Analyses (PRISMA) diagram, depicting the selection of the articles searched for the study.
The Prisma diagram of the studies’ selection is shown in Figure 1. After studies were searched for and collected, 36 of them were considered eligible; of these, 29 [2, 6, 22, 23–48] were included according to inclusion and exclusion criteria (Table 1). Seven studies [49–55] were excluded even if they included subjects with CIPNM (Appendix 1). In particular, 4 of these 7 studies were excluded because they contained a duplicate of the data already included in the 29 studies, where they were analyzed in a greater sample [48–51]; 1 study with a large sample, due to the diagnosis of CIPNM being based predominantly on the clinical examination [52]; 2 studies including ICU patients having been discharged with the ICD-9/ICD-10 code for CIP and CIM (53-55) and did not use functional scale scores [52–53]. The included studies varied in aim, methodology design, sample size, case mix, inclusion/exclusion criteria, timing of the examination, follow-up and definition of recovery. Seventeen (58.6%) studies had a prospective design. Twenty-four (82.7%) studies concerned case series or small cohorts that had a mean sample size of 19.1±7.7 patients and did not exceed the total number of 30 subjects. The other 5 studies [35, 41, 44- 45, 48] had samples greater than 30 patients (range 36-119). A total of 788 subjects with CIPNM were enrolled; of these 159 (20.1%) died and 588 (74.6%) were followed. All studies except 7 [6, 22–23, 35, 41, 44, 46] did not perform the differentiation between the types of CIPNM and considered the disorder as a unique entity, labelling it as CIP or, more generically, as polyneuropathy or neuromuscular disorder. In particular, 613 (77.7%) patients had CIP, 82 (10.4%) CIM and 56 (7.1%) CIP/CIM. Diagnoses requiring ICU admission were widely and due to variable medical and surgical disorders. Two studies investigated the functional outcome in patients with CIPNM and coexistent brain lesions [45, 48]. Twenty (68.9%) studies were performed on subjects during their ICU or post-ICU stay, 1 in neurology and 8 (27.5%) in rehabilitation or in neuro-rehabilitative settings.
Authors |
Study design/ Setting/aim |
N/followed/ CIPNM type |
Etiology |
Follow-up |
Functional measures/ other |
Other measures |
Outcome |
---|---|---|---|---|---|---|---|
Zochodne DW et al24 (1987) |
case series, retrospective; single center; ICU; clinical and electrophysiological aspects |
N= 19; (9 M, 10 F, mean age 64); CIP = 19 |
cardiac or pulmonary diseases; 5 pts had cerebral lesion (4 infarction, 1 brain injury) |
10 mos-2 yrs |
none |
EMG, histological examination |
8 (88.8%) pts showed good functional recovery. Of these 6 pts had EMG improvement within 3 months. At 2 yrs one patients had mildly weak dorsiflexion of right foot and one had mild distal limb weakness. 11 (58%) pts died |
Coronel B et al25 (1990) |
case series, retrospective; 2 ICU center; occurrence and clinical features |
N=15/4 (12 M, 3 F, mean age 47); CIP= 15 |
cardiac or pulmonary disorders |
1-8 yrs |
none |
EMG, muscle biopsy |
1 (25%) pt had complete recovery; 3 pts: 2 pts had persisting dysesthesia; 1 needing assistance to sit and walk; Death: 5 pts (33%) |
Op de Cul et al2 (1991) |
case series, retrospective; ICU; clinical and electrophysiological features |
N= 22*; (17 M, 5 F, mean age 55) CP= 22 |
Multiple trauma with brain injury (5 pts), pulmonary and infections |
2-10 mos |
none |
EMG, muscle biopsy (7 pts) |
9 (64.2%) pts had complete functional recovery; 5 (22.7%) pts: incomplete recovery; 8 pts died. |
Witt NJ et al26 (1991) |
case series, prospective; ICU; clinical and electrophysiological features |
N= 30; CIP= 30, of these 25 had clinical signs of PN and 15 pts ES signs |
multiple medical and surgical diseases; 25% had head trauma and brain lesions |
mean 72 days (10-190) |
none |
EMG |
20 (66.6%) pts gained full recovery; 3 (10%) with severe CIP showed severe disability and ultimately died. |
Rossiter A et al27 (1991) |
case reports, retrospective; single center; ICU; clinical report after pancuronium discontinuation |
N= 5 pts; (4 M, 1 F); CIPNM = 5 |
medical disorders |
5 mos |
none |
EMG; clinical examination |
none had complete recovery: 1 pt severe disability at 3 months; 1 pt with tetraparesis was able to walk with assistance at 5 months; 1 pt with tetraparesis was unable to walk at 1 month; 2 pts died |
Gooch JL et al28 (1993) |
case series, retrospective; paralysis after neuromuscular junction blockade |
N = 12£; age range 3.5 mos-64 yrs; CIP= 12 |
medical disorders |
3-6 mos |
none |
MRC; EMG, muscle biopsy (2 pts) |
5 (50%) pts recovered completely; 5 pts incomplete recovery; 2 pts died |
Giostra E et al29 (1994) |
case series, retrospective; ICU; paralysis after neuromuscular junction blockade |
N= 9; (6 M, 3 F, mean age 65.6 +10.3); N= CIPNM |
medical and pulmonary disorders. |
4 -52 wks |
none |
EMG, muscle biopsies (7 pts) |
5 (55.5%) pts had complete recovery. Even if recovery was usual, residual peroneal palsy was frequent |
Leijten F et al30 (1995) |
prospective cohort study; single center ICU, post-ICU; incidence and risk factors |
N= 29°; CIP = 29 (21 M 8 F; mean age 59.7±13.9 years); N = 12 evaluated to follow-up |
surgical and medical disorders; 3 pts cerebral surgery, multiple trauma (n=9), cardiac resuscitation (n=5), intracranial hemorrhage (n=2) |
1 yr |
none; endpoint was strength greater than MRC grade 4/5 in all muscles with ability to walk for more than 50 m without aid or ataxia |
neurological examination; MRC; EMG; |
7 (58.3%) patients recovered (4 pts within 3 days and 4 weeks, 3 pts within 4 weeks and 1 year; 5 (41.7%) pts had severe disability after year; 9 (31%) pts died |
Latronico N et al31 (1996) |
case series, prospective; single center ICU; incidence and risk factors |
N= 24; (19 M, 5 F, mean age 50.2±20.9 yrs); CIPNM = 24 |
All patients had NCS lesions: 13 head trauma; 6 subarachnoid hemorrhage; 3 stroke; 1 cerebral hemorrhage |
8-18 mos |
none |
EMG/ENG; nerve biopsy (22 pts) |
7 survivors: 6 (85.7%) had recovered well or had only moderate disability (able to walk unassisted with full muscle strength); 1 was in vegetative state; 17 (70.8%) pts died |
Berek K et al32 (1996) |
case series, prospective; ICU; incidence, severity and course of polyneuropathies in patients with sepsis or systemic inflammatory response syndrome |
N=22/15; (17 M, 5 F, mean age 51.2 yrs); CIPNM = 18 |
medical and surgical disorders |
2-3mos |
functional disability score$ |
EMG |
9 (50%) pts had complete functional recovery; 6 pts had incomplete functional recovery. Of these, 4 pts had mild weakness and 2 pts had moderate weakness. Good tendency for recovery in all surviving patients, electrophysiologic findings were still pathologic in 11 patients at the follow-up; 7 (50%) pts died |
Hund EF et al33 (1996) |
case series, prospective; single center ICU; |
N= 7 (3 M, 4 F; mean age 47.7±16.8 |
medical disorders; 3 pts with cerebral lesions |
3 mos - 3.5 yrs |
none |
EMG; muscle and nerve biopsy (3 pts) |
2 (40%) pt gained complete recovery; 3 pts showed disability due to CNS lesions; 2 pts died |
Campellone JV et al34 (1998) |
case series, prospective; single center ICU; frequency of myopathy as a cause of generalized weakness and potential risk factors after liver transplant |
N= 7/6; (6 M, 1 F; mean age 57.7±9.3) CIM = 7 |
liver transplant |
11-41 days (5 pts) and 67 days (1 pt) |
none |
EMG; muscle biopsies (5 pts) |
3 (50%) pts regained strength slowly and were able to ambulate within 4 to 12 weeks; 1 pt required a walker; 2 pts died |
Lacomis D. et al35 (1997) |
cohort, retrospective; single center ICU; causes of ICU weakness |
N= 92; N=49 CIM = 37 ** CIP= 12 |
surgical, medical and pulmonary disorders |
12 – 60 mos |
none |
EMG; muscle biopsies (22 pts). |
25 (75.7%) pts had complete functional recovery: 17 pts were ambulatory within 4 months and 8 pts within 4-12 months; 7 pts showed incomplete functional recovery: 4 remained non ambulatory and 3 remained dependent on the ventilator; 16 pts died |
de Sèze M. et al36 (2000) |
cohort, retrospective; single center; rehabilitation; the features and outcome patients who had severe forms of CIP |
N= 19, only CIP (14 M 5 F; mean age 55,9 yrs) |
medical disorders |
2 yrs |
none |
MRC; sensory findings |
11 (64.7%) patients recovered completely; 4 (23.5%) patients remained quadriplegic; 2 patients remained quadriparetic; 2 pts died |
Zifko UA et al37 (2000) |
cohort, retrospective; ICU and rehabilitation; clinical outcome and electrophysiological findings |
N = 26; CIP= 13, (9 M, 4 F, age between 22-83 yrs); N = 7 refused to participate; |
medical disorders; 1 pt with stroke |
13-24 mos (mean 17 mos) |
none |
EMG/ENG; MRC; clinical examination |
only 2 (15.3%) pts had full recovery; 11 of 13 patients with CIP had clinical manifestations, at follow-up (13–24 months after diagnosis); 6 pts died |
16 De Jonghe B. et al38 (2002) |
cohort, prospective; multicenter ICU and post-ICU; clinical incidence, risk factors, and outcomes of ICU acquired paresis (ICUAP) during ICU stay |
N= 95; CIP (ICUAP)= 24; (12M, 12F; mean age 67,6 yrs) |
surgical and medical disorders; patients were excluded if they had disease of the peripheral nervous system, or brainstem lesions |
9 mos |
none |
MRC; EMG; muscle biopsy (10 pts) |
15 (88.6%) patients had recovered an MRC score of 48 or higher at follow-up; 1 pt lost to follow-up; 7 pts died |
Fletcher S.N. et al39 (2003) |
cohort, prospective study; multicenter post-ICU; prevalence, clinical characteristics and electrophysiological features |
N= 22; CIP= 22; (mean age 62 yrs, range 45-78); |
surgical and medical disorders |
3.5 yrs (range, 12-57 mos) |
Barthel Index |
neurologic examination; EMG |
19 (86.3%) pts had full recovery (BI score 95-100); 2 pts incomplete recovery (BI score 85); 1 pts severe disabled. 95% patients had electromyographic evidence of chronic partial denervation, indicative of a preceding axonal neuropathy |
Kerbaul et al6 (2004) |
cohort, prospective; single center post-ICU; to describe patterns of neuromuscular weakness by EMG and biopsy; functional outcome |
N= 15 pts; (9M, 6F; median age 53 yrs, range 33-82); CIP = 6 CIM = 6; CIP/CIM = 3 |
heart-surgery |
12 mos |
none, the endpoints were death or time to ambulation without assistance; |
EMG; muscular/nerve biopsy (all pts) |
6 (75%) had good recovery; 2 subjects of the 8 survivors were not ambulatory; 7 (46%) pts died |
Van der schaaf M et al40 (2004) |
prospective observational cohort study + cross-sectional study; single center ICU, post-ICU; to evaluate the functional outcome of ICU patients |
N= 16; (12 M, 4 F; mean age 67 years); CIP = 16 |
medical and surgical disorders; patients with neurological disorders due CNS injury were excluded |
6 mos and 1 yr |
Barthel Index; Jebsen hand function test; rivermead mobility index; timed UP & GO walking test |
MRC; SIP-68; SF-36; IPA questionnaire |
At 6 mos, 8 pts were evaluated and all showed moderate disability (activity and participation); at 1 yr, 5 (31.2%) pts were evaluated: improvement in functional abilities with wide variation in functional outcome among the patients; functional impairment was still dominant in four out of 5 surviving pts. Outdoor mobility was reduced; 9 (56.2%) patients died |
Guarneri B et al22 (2008) |
prospective cohort; multicenter post-ICU; to evaluate the long-term follow-up |
N= 92; CIP= 15, (12 M 3 F; mean age 44.7±14.9 yrs); CIP= 4 CIM= 6 CIP/CIM= 3 2 = undetermined |
surgical and medical disorders; (intracerebral haemorrhage, metabolic encephalopathy, post-anoxic encephalopathy: 1 patient each); 5 multiple trauma patients; 3 head trauma |
1 yr |
global motor performance$ |
MRC; EMG; neurological examination |
8 (61.5%) patients recovered; 2 (13.3%) patients had persisting muscle weakness; 1 patient remained tetraparetic; 1 patient remained tetraplegic; 1 patient lost to follow-up; 2 patients died; |
Intiso D et al41 (2011) |
cohort prospective; single center neuro-rehabilitation; to evaluate the long-term functional outcome and health status |
N= 42 (23M, 19F, mean age 58.4 ± 13.9); CIP= 30 CIM= 6 CIP/CIM= 6 |
19 pts had CNS damage |
5 yrs; mean 31.7±15.8 months |
Barthel and modified Rankin Scales (mRS); |
SF-36 questionnaire |
31 (73.8%) pts (24 pts with just CIPNM and 7 pts with CIPNM and CNS involvement) gained good recovery: mean Barthel of 86.7±15.9 (P < 0.001), and the median mRS of 1 (IQR: 0–3), respectively, at follow-up (mean 31.7±15.8 months) |
Novak P et al42 (2011) |
cohort, prospective; single center rehabilitation; outcome to ICF |
N= 27; (16 F, 11 M; mean age 59.4±15.9); CIP= 27 |
not reported |
from admission to discharge (9-102 days) |
FIM; 6-min (expressed in meters) and 10-meters walking test (expressed in speed velocity); ICF check list |
sum of muscles strength; |
Significant functional improvement; mean FIM score 78.7±24.12 and 103.3± 20.5 at admission and discharge, respectively (p<0.001); 6 -min walking test (m): 77.3±115.3 and 191.5±178.2, at admission and discharge, respectively (p<0.001). Considering ICF, 26 (96.2%) pts improved activities and participation |
Semmler A. et al43 (2013) |
cohort, retrospective observational; single center post-ICU; long-term outcome |
N = 51; (26 M, 24 F; median age 57 yrs, range 19–75); CIP= 21, no CIM or CIP/CIM |
Subjects with CNS lesion were excluded |
6-24 mos, median 11 mos |
ODSS$; median ODSS scores 1 (range 0–8); |
MRC; median MRC sum scores 56 (range 47-60); EMG/ENG; neurological examination |
Good recovery; pts with diagnosis of CIP showed a higher ODSS scores 1 and lower MRC sum scores 56; The neuromuscular long-term consequences of critical illness were not severe, suggesting a favorable prognosis of ICU-acquired muscular weakness |
Koch S et al23 (2014) |
Prospective cohort; post-ICU; prediction of long-term outcome in CIP and CIM |
N= 26; (20 M, 6 F; mean age 46 yrs); CIM= 8, CIP/CIM= 11, Control = 7 |
multiple trauma (n=12) |
1 yr; (mean 411±121 days) |
functional health status$ |
MRC; EMG; dmMCAP, neCMAP; neurological examination |
4 (50%) of the CIM patients reached normal physical capacity. In contrast, only 3 (27%) of CIM/CIP patients did so at 1year. Four (36%) of CIM/CIP pts still needed assistance to perform daily life activities: 2 pts were able to walk only within their homes and 2 were only able to stand with help or not at all. |
Nguyen The N et al44 (2015) |
Cohort, prospective longitudinal observational; single center; neurology; incidence and distribution of CIP/CIM subtypes and the evaluation of the risk factors and outcomes |
N = 133 pts N= 73 pts; CIP= 35; CIM= 16; CIP/CIM= 22; controls = 60 |
medical disorders |
3 mos |
none |
MRC; EMG; ONLS |
At the end of the follow-up duration (90 days), 31 pts with CIP/CIM were evaluated: the ONLS scores improved but remained significantly higher in comparison to non-CIP (2.7 vs 0.8, p = 0.015); 36 (49%) died |
Intiso D et al45 (2017) |
prospective cohort study; single center, neuro-rehabilitation setting; functional recovery in subjects with sABI and CIPNM |
N= 36; (27 M, 9 F, mean age 56.2±14.8 yrs) CIP = 36; N= 75 controls (sABI) |
patients with sABI |
107 days (65-146) |
LCF, DRS, GOS, mRS |
LOS |
The magnitude of these improvements was different between the groups, showing that patients with sABI only had a better improvement than those with CIPNM+sABI for mRS and DRS at discharge. Subjects with sABI + CPNM showed 25.94 (23.33-28.86), 19.71 (17.42-22.31) to DRS and 2.76 (2.51-3.05) and 3.12 (2.84-3.42) to GOS, at admission and discharge, respectively. |
Cunningham CJB et al46 (2018) |
prospective observational; case-control; rehabilitation setting; prevalence of CIPNM in rehabilitative setting and impact of CIPNM on function |
N= 23, (19 M, 4 F, mean age 43.6 ± 14.7); CIP= 16; CIM= 2; CIP/CIM= 5 controls = 10 |
medical disorders, 12 pts had SCI 2 pts stroke and one TBI |
1 yr |
FIM; FIM gain and FIM efficiency |
EMG/ES; rehabilitation length of stay (RLOS), and discharge disposition |
FIM score: 64.1 and 89.7 at admission; 78.4 and 94.6, at discharge in pts with CIPNM and without CIPNM, respectively. The gains in FIM scores and RLOS were greater, leading to similar FIM efficiency (FIM points gained/day of rehabilitation) compared with those without CIPNM (only for 13 pts). Those with CIPNM were less likely to be discharged directly home (57% versus 90%). At 1 year, recovery was seen in 80% of those with CIM and 55% of those with CIM/CIP |
Symeonidou Z et al47 (2019) |
multicenter; retrospective observational; rehabilitation setting; functional recovery |
N= 28 pts (19 M, 9 F, mean age 53.6±14.5); CIP= 28 |
medical disorders; cerebral or spinal cord injury or stroke were excluded |
109.4±70.7 days |
Barthel Index; ADL |
MRC, sensory examination |
Mean Barthel score at admission and discharge improved significantly (15.3 ± 9.1 vs 63.6 ± 21.6, p<0.05); 3 (10.7%) pts had complete recovery; 13 (46.4%) pts incomplete recovery (Barthel score 65-80); 5 pts had severe disability, at discharge |
Hakiki B et al48 (2021) |
Single; retrospective observational; rehabilitation setting; functional recovery |
N = 224 pts; (81 (36%) females, age 68.73); CIPNM = 119 |
patients with sABI |
3.8 mos |
CRS-R; FIM; GOS-E; FOIS |
ENG/EMG |
All patients gained functional improvement at discharge: P < .001 for FOIS, FIM and GOS-E), but those with a concomitant CIPNM achieved significantly lower scores (P < .001 for FIM and GOS-E). The CIPNM absence was associated with a higher probability to achieve functional autonomy |
Legend: ADL = activity daily living; DRS = disability rating scale; GOS = Glasgow outcome scale; dmCMAP= direct muscle stimulation; ES= electrophysiological studies; FIM = Functional independence measure; ICF = International Classification of Functioning, Disability and Health; ICUAP= Intensive Care Unit acquired paresis; IPA = Impact on Participation and Autonomy questionnaire; LCF = Levels of Cognitive Functioning; LOS = length of stay; MRC = Medical Research Council scale; mRS = modified Rankin Scale; ODSS = Overall Disability Sum score; ONLS = Overall Neuropathy Limitations Scale; neCMAP= nerve stimulation; RLOS = rehabilitation length of stay; RMI = Rivermead mobility index; sABI = severe acquired brain injury; SCI = spinal cord injury; SIP-68 = Sickness Impact Profile; SF 36= Short Form 36 questionnaire; TBI = traumatic brain injury; CRS-R = Coma Recovery Scale-Revised; GOS-E = Glasgow Outcome Scale-Expanded; FOIS = Functional Oral Intake Scale | |||||||
° number of patients who had polyneuropathy to EMG; £ the sample included children and CIP was not defined; *including 12 patients described in a precedent paper; ** other forms of myopathy or motor axonopathy could not be excluded; $ description is reported in appendix 1. |
Determining the functional outcome was the main purpose of 9 (31%) studies [22–23, 40–43, 45, 47–48]. Overall, 70.3% of subjects with CIPNM achieved a full recovery. Eighteen studies reported a percentage above 50% and among these, 10 showed that 75% of the sample (range 75-100) reached a full recovery. Functional measures were variable and overall, 16 tools were used to evaluate recovery: the Barthel Index (39-41, 47), the FIM [42, 46, 48], the mRS [41, 45], the ADL [47], the DRS [45], the GOS [45], GOS-E [48]; the CRS-R [48]; the Rivermead Motor Assessment Scale (RMA) (40), the functional disability, the Jebsen hand function test [40], the timed UP & GO walking test [40], the global motor performance [22], the 6-min (expressed in meters) and 10-meters walking test (expressed in speed velocity) [42], the Overall Disability Sum score (ODSS) [43], and the Functional Health Status [23]. The Barthel Scale and the FIM were employed in 4 [39–41, 47] and 3 studies [42, 46, 48], respectively. The studies that used the Barthel scale showed contrasting findings. Of these, 2 prospective studies reported that 86.3% and 73.8% of the sample, respectively, achieved a good recovery (mean Barthel score > 90) at follow-up [39, 41]. Conversely, 10.7% and 31.2% of subjects made a full recovery in the remaining 2 studies [47, 40], respectively. The studies that used the FIM showed a significant functional improvement. In this regard, Novak et al. reported that subjects with CIP had a mean FIM score of 78.7±24.12 and 103.3± 20.5, at admission and discharge, respectively (p<0.001) [42]. Likewise, a prospective observational case control study by Cunningham et al. found that subjects with CIPNM had greater gains in FIM scores, leading to similar FIM efficiency (FIM points gained/day of rehabilitation), than subjects without CIPNM [46]. However, despite these seemingly functional improvements and similar discharge FIM scores, subjects with CIPNM were less likely to be discharged directly home (57% versus 90%).
Fourteen (48.2%) studies did not have patient’s global ability as primary end-point and did not use functional scales. Recovery was evaluated from a clinical point of view by neurological examination or on the basis of the improvement in muscle strength by the MCR scale. This measure was used in 11 studies [22–23, 28, 30, 36, 38, 40, 42–44, 47]. The severity of muscle weakness was not correlated with the clinical and electrophysiological diagnosis, and there was no correlation between the degree of the nerve conduction and the clinical findings [22, 37].
Seven studies (24.1%) had a follow-up longer than 1 year, ranging from 2 to 8 years (Table 2) for a total of 173 (21.9%) subjects, of whom 37 (21.3%) died and 108 were followed. Overall 124, 43 and 6 subjects had CIP, CIM and CIP/CIM, respectively. Of followed subjects with CIPNM 96 (88.8%) achieved a full recovery. Almost all studies included small samples characterized by case series including 7 to 22 patients, and only 2 studies had greater samples consisting of 49 [35] and 42 subjects [41], respectively. Furthermore, the investigation of long-term functional outcomes in subjects with CIPNM as main purpose was addressed only in 1 of these 7 studies [41]. This study had a mixed sample and included 42 patients with different etiology of ICU admission and showed that 73.8% of the entire sample of patients made a good recovery, as shown by the functional measures at follow-up: mean Barthel and median mRS score of 86.7±15.9 and 1 (IQR: 0–5), respectively. The differentiation between the types of CIPNM was performed only in 2 studies [35, 41]. Both studies showed that subjects with CIP/CIM had the worst outcome. Functional measures were employed only in 2 studies that used the Barthel scale [39, 41] and the mRS [41]. Both studies had a long follow-up of 3.5 and 5 years, respectively, and a good recovery was detected in a high percentage of subjects. Five (71.4%) studies did not use proper scales, and the recovery was evaluated by motor improvement, such as the ability to walk without support or aid.
Authors |
N/followed/ CIPNM type |
Follow-up |
Functional measures |
Other measures |
Outcome |
---|---|---|---|---|---|
Zochodne DW et al24 (1987) |
N= 19; (9 M, 10 F, mean age 64); CIP = 19 |
10 mos-2 yrs |
none |
EMG, histological examination |
8 (41.1%) pts showed good functional recovery; of these 6 pts had EMG improvement within 3 months. One pt had mild distal limb weakness at 12 wks and one had mildly weak dorsiflexion of right foot, at 2yrs; 11 (58%) pts died |
Coronel B et al25 (1990) |
N=15/4 (12 M, 3 F, mean age 47); CIP= 15 |
4-8 yrs |
none |
EMG, muscle biopsies |
3 pts: 2 pts had persisting dysesthesia; one needing assistance to sit and walk death: 5 pts (33%) |
Hund EF et al33 (1996) |
N= 7 (3 M, 4 F) |
3 mos to 3.5 yrs |
none |
EMG; muscle and nerve biopsy (3 pts) |
2 (28.5%) pt gained complete recovery; 3 (42.8%) pts showed disability due to CNS lesions; 2 pts died |
Lacomis D. et al35 (1997) |
N= 92; N=49 CIM = 37 ** CIP= 12 |
12 – 60 mos |
none |
EMG; muscle biopsies (22 pts) |
25 (51%) pts had complete functional recovery: 17 pts were ambulatory within 4 months and 8 pts within 4-12 months; 7 pts showed incomplete functional recovery: 4 pts remained non ambulatory and 3 remained dependent on the ventilator; 16 pts died |
de Sèze M. et al36 (2000) |
N= 19, only CIP (14 M 5 F; mean age 55,9 yrs) |
2 yrs |
None |
MRC; sensory findings |
11 (57.8%) patients recovered completely; 4 (21%) patients remained quadriplegic; 2 patients remained quadriparetic; 2 pts died |
Fletcher S.N. et al39 (2003) |
N= 22; CIP= 22; 62 yrs (45-78); |
3.5 yrs (range, 12–57 mos) |
Barthel Index |
neurologic examination; EMG |
19 (86.3%) pts had full recovery (BI score 95-100); 2 pts incomplete recovery (BI score 85); 1 pts severe disabled; 95% patients had EMG evidence of chronic partial denervation. |
Intiso D et al41 (2011) |
N= 42 (23M, 19F, mean age 58.4 ± 13.9); CIP= 30 pts CIM= 6 pts CIP/CIM= 6 pts |
5 yrs; mean 31.7±15.8 months |
Barthel scale and mRS |
SF-36 questionnaire |
31 (73.8%) pts (24 pts with just CIPNM and 7 pts with CIPNM and CNS involvement) gained good recovery: mean Barthel of 86.7±15.9 (P < 0.001), and the median mRS of 1 (IQR: 0–3), respectively, at follow-up (mean 31.7±15.8 months). |
Legend: ES= electrophysiological studies; MRC = Medical Research Council scale; mRS = modified Rankin Scale; ODSS = neCMAP= nerve stimulation; Overall Disability Sum score; ONLS = Overall Neuropathy Limitations Scale; LOS = length of stay; SF 36= Short Form 36 questionnaire; TBI = traumatic brain injury; ** other forms of myopathy or motor axonopathy could not be excluded. |
The differentiation between the types of CIPNM was performed in 7 (25%) studies [6, 22–23, 35, 41, 44, 46]. Among these, 3 investigations concerning the long-term functional outcome reported that the CIM type had a better prognosis and an earlier recovery than CIP/CIM [22–23, 41]. In detail, Koch et al. enrolled a cohort of 26 subjects consisting of 11 and 8 patients with CIP/CIM and CIM, respectively, whereas the remaining 7 were controls. After 1 year of follow up, in 7 (87.5%) and 6 (54.5%) patients with CIM and CIP/CIM, respectively, a return to normal physical capacity and a normal EMG were observed. Furthermore, 50% of CIM patients recovered within 3 months, returning to a normal or at least a sufficient physical capacity to resume daily life activities. On the other hand, 5 (45.5%) patients with CIP/CIM had a partial recovery and abnormal electrophysiological findings. Guarneri et al. reported the long-term recovery of 15 patients with CIPNM and, of these, 4, 6 and 3 patients had CIP, CIM and CIP/CIM, respectively, whereas 2 subjects were undetermined (Table 1). Five subjects with CIM recovered within 6 months, whereas the presence of CIP alone or in addition to CIM was associated with a more delayed recovery between 6 and 12 months, and more than 50% of those individuals had persistent deficits at 1 year of follow-up [22]. Likewise, the study by Intiso et al. reported that CIM patients had a better recovery than subjects with CIP or CIP/CIM and did not show differences in their health status compared to the Italian normative data. Of the remaining 4 studies, 3 did not report data on the recovery of CIPNM types, since CIPNM subjects were evaluated in comparison to controls independently of the type of CIPNM [6, 44, 46], and the last one had severe limitations despite the differentiation between the types of CIPNM, since other forms of myopathy or motor axonopathy could not be excluded [35].
The present review detected that 70.3% of a large number subjects with CIPNM could achieve a full recovery. This finding is similar to that obtained from a previous review by Latronico et al., who reported that 68.8% of patients made a complete recovery [21]. Furthermore, a higher percentage of 88.8% gained full recovery at long term follow-up. However, because of strong limitations of studies that had small samples and were widely variable in aim, methodology design, case mix, and outcome measures, the finding should be considered with caution. The investigation of the functional outcome was the main purpose in 31% of the studies analyzed; in addition, a variety of measures was employed, and only 7 (24.1%) studies used a proper functional scale such as the Barthel scale and the FIM.
Of great importance, immediately after the rehabilitation treatment, is the overall health status of the patients, culminating in a return to active daily living, socialization and participation. The ICF recommends a new approach to evaluate disabled people, which is based on a holistic model in which activities and participation represent essential aspects. In this respect, only 2 studies investigated the outcome according to the ICF, but because of the small size of the samples and the limited duration of the follow-ups, it was not possible to draw definitive conclusions [40, 42]. Most studies (71.4%) evaluated recovery on the basis of the motor improvement and the ability to walk without support, but no data was reported on the functionality in activity daily living. Furthermore, though the present review retrieved a larger number of 788 patients with CIPNM, those who had long term follow-up for more than 1 year were only 173 (21.9%) subjects.
Over two decades, until year 2000, the main purpose of investigators was to characterize the new clinical phenomenon. There were no studies having patient’s global ability and quality of life as primary end-points. The majority of these studies reported the outcome in terms of complete or incomplete recovery (30-31, 35-36), motor performance [30–31] and ambulatory activity [6, 30, 35]. The outcome was also addressed, but it was generically labeled as “full recovery” or based on the achievement of the motor ability, particularly of ambulation without support or aid. A proper functional scale quantifying disability and evaluating the patients’ health status and quality of life was not employed. The evaluation of the functional outcome was performed on the neurological examination or on the improvement of the muscle strength by the MCR scale. Clinical recovery was considered complete if patients had an MRC grade of 4/5 in all muscles (22, 30). Although this scale has been recently demonstrated to be an important predictor of death and of a worse five-year survival [56], it was designed and validated to quantify muscle strength impairment but not in relation to functional abilities. Most studies were performed by ICU specialists, and this may explain the methodological approach used. In this respect, ICU specialists might prefer to assess muscle weakness and to diagnose early CIPNM during the ICU stay, since this disorder could be a severe complication for the weaning of mechanical ventilation [57–58] and could delay ICU discharge.
Some authors suggested that patients with the CNS injury might likewise develop critical illness polyneuropathy and, consequently, recovery might be hampered by the CNS damage (33, 35); however, only 4 (14.2%) studies [38, 40, 43, 47] excluded subjects with the CNS damage to avoid confounding findings on the outcome. On the other hand, 2 studies were designed to investigate recovery in subjects with sABI and coexistent CIPNM [45]. The authors reported that patients with sABI and CIPNM achieved a good recovery, but the magnitude of these improvements was better in the subjects with sABI alone. However, it is still not clear if the residual disability in these subjects is due predominantly to CIPNM, to CNS damage or to both disorders. Likewise, the effect that each disease might have on the course of the disability still needs to be clarified. People with both disorders might require different rehabilitation approaches and strategies.
It has been suggested that subjects with CIM have a better prognosis, reaching early and full recovery, than subjects with CIP or CIP/CIM, but this finding was reported only in 3 studies including a total of 20 patients [22–23, 41]. Therefore, it is not possible to achieve a definitive conclusion about this matter due to the very small number of investigated subjects. Several difficulties hamper and make it hard to make real and objective comments on this issue. Some of these difficulties are the lack of unique and shared definitions of muscle weakness that may affect ICU subjects as well as an insufficient differentiation between the types of CIPNM. Today, a wide range of definitions are still being used including ICUAW, CIP, CIM or CIP/CIM, and this aspect can complicate the analysis, and the results of the studies may be consequently biased. Most investigations considered this disorder as a single entity, therefore it is not possible to exclude that different forms of CIPNM were present in the sample of the studies investigating only subjects with CIP. Furthermore, although EMG is able to differentiate between the subtypes of CIPNM, it does not allow the quantification of the muscle impairment and the related disabilities, and no electrophysiological exams or imaging have helped to solve this point.
The present study has limitations that must be acknowledged. This is a review of the literature having the aim to discuss the recovery and the long-term functional outcome of CIPNM subjects. Cohort studies, case series as well as functional measurements and follow-up were highly heterogeneous regarding the functional outcome. A further limitation concerns the recovery of subjects with CIPNM; such limitation is due to the paucity of trials focusing on rehabilitative interventions [41–42, 59]. Even if this issue is beyond the scope of the present review, the majority of the studies analyzed did not define whether the subjects followed any kind of rehabilitation treatment after hospital discharge. Currently, apart from the early neuromuscular electrical stimulation that might prevent ICUAW and improve the quality of life by enhancing muscle strength in ICU patients [59], no definitive studies have evaluated the effects of rehabilitation programs in inpatient or outpatient settings in this population [60]. Therefore, several questions remain unanswered and further research should be carried out on this matter.
Suggestions and implications for the future
Given the protean aspects of CIPNM, a closer collaboration as well as a more active participation of multiple specialists and experts has been suggested [61]. In particular, ICU specialists, neurologists and physiatrists should collaborate more to properly evaluate and follow these subjects. Specialists who manage CIPNM patients should adopt unique and shared terminology and definitions, and future studies should be planned considering the following aspects:
the aim should be focused on functional recovery; the methodology design should include a large sample of patients, proper functional measures and defined long-term follow-up;
differentiation between the types of CIPNM;
rehabilitation interventions and their effect on functional outcome and quality of life, given that few studies have evaluated the effects of rehabilitation programs in this population.;
Occurrence and recovery of CIPNM in subjects with CNS damage should be investigated through dedicated studies.
A percentage of 70.3 % of survivor subjects with CIPNM could achieve a full recovery and a higher percentage was detected at long term follow-up. However, the quality of the published studies due to short follow-ups, and the absence of clearly defined outcome measures did not allow definitive conclusions. A close collaboration between specialists and proper planned research in this field are needed to answer the unsolved questions.
ADL = activity of daily living; DRS = disability rating scale; GOS = Glasgow outcome scale; dmCMAP= direct muscle stimulation; ES= electrophysiological studies; FIM = Functional independence measure; ICF = International Classification of Functioning, Disability and Health; ICUAP= Intensive Care Unit acquired paresis; IPA = Impact on Participation and Autonomy questionnaire; LCF = Levels of Cognitive Functioning; LOS = length of stay; MRC = Medical Research Council scale; mRS = modified Rankin Scale; ODSS = Overall Disability Sum score; ONLS = Overall Neuropathy Limitations Scale; neCMAP= nerve stimulation; RLOS = rehabilitation length of stay; RMI = Rivermead mobility index; sABI = severe acquired brain injury; SCI = spinal cord injury; SIP-68 = Sickness Impact Profile; SF 36= Short Form 36 questionnaire; TBI = traumatic brain injury; CRS-R = Coma Recovery Scale-Revised; GOS-E = Glasgow Outcome Scale-Expanded; FOIS = Functional Oral Intake Scale
Ethics approval and consent to participate
“not applicable”
All authors consent for publication.
The datasets used and/or analysed during the current study available from the corresponding author on reasonable request.
Conflict of interest statement
The authors declare that there is no conflict of interest.
Funding
The authors received no financial support for the research, authorship, and/or publication of this article.
Author Contributions
Conceptualization: D.I., F.DR.; Data extraction: M.C, MB; MTG; MG; Manuscript preparation: D.I., M.B., FDR; Review and revision: DI, FDR. All authors have read and agreed to the version of the manuscript.
Acknowledgements
“not applicable”
Appendix 1 Excluded studies that enrolled subjects with CIPNM.
Authors |
Study/ Design/ setting |
N/followed/ CIPNM type |
Etiology |
Follow-up |
Functional measures/ other |
Other measures |
Outcome |
---|---|---|---|---|---|---|---|
Op de Cul A et al48 (1985) |
case series; ICU |
N= 12/9; CIP= 4; CIP/CIM = 3 |
eight pts had multiple trauma. Of these, 5 pts with brain concussion |
5 wks-5 mos |
none |
EMG, histological examination |
7(58%) pts gained complete functional recovery, 2 (16.6%) had incomplete recovery and 3 pts died |
Gooch JL et al49 (1991) |
case series; retrospective |
N = 12; (mean age 34.2±20.5 yrs) |
medical and pulmonary disorders |
3-6 mos |
none |
EMG, muscle biopsy (2 pts) |
8 (66.6%) pts had complete functional recovery within 6 months; 2 (16.6%) pts incomplete functional recovery and 2pts pts died (17%) |
Lacomis D et al50 (1996) |
case series; retrospective; ICU |
N= 14/10; 9 M, 5 F; CIM = 10 |
medical disorders and organ transplant, in particular liver transplant |
1 wk- 12 mos |
none |
clinical, EMG/ENG, histologic examination (14 pts) |
5 pts complete functional recovery; 5 pts incomplete functional recovery: 3 pts were walking with assistance at 6 weeks, 3 and 4 months, respectively; 1 pt had moderate weakness at 2 months, 1 pt was ventilator-dependent at 2 months; 2 pts died |
Koch S et al51 (2011) |
single center; cohort; prospective observational; ICU |
N= 53; CIP= 1; CIM= 16; CIP/CIM= 20; Unspecified= 3 |
severe head trauma were excluded |
none |
MRC; EMG; dmMCAP, neCMAP |
At discharge from ICU, 25% of patients with isolated CIM showed electrophysiological signs of recovery and significantly lower degrees of weakness. Recovery could not be observed in patients with combined CIM/CIP |
|
Schmidt B and Rollnik D52 (2016) |
cohort; single center; retrospective; rehabilitation |
N= 159 (90 M, 69 F, mean age 66±11) CIP= 103 clinically diagnosed; CIP= 56 diagnosed by ES exam |
N= 52 pts had diabetes mellitus |
not reported |
Barthel Index; (value score not reported) |
neurography; LOS |
Outcome and prognosis of patients with confirmed CIP was not different from patients without neuropathy. |
Kelmenson DA et al53 (2018) |
cohort with propensity score matched analysis; retrospective |
N= 3.567 pts with a discharge diagnosis of CIPNM by ICD-9 code during 2010-2014 |
medical and pulmonary disorders |
not reported |
not reported |
Patients with a discharge diagnosis of CIPNM had fewer 28-day hospital free days (6 [0.1] vs 7.4 [0.1] days, p<0.0001), fewer 28-day ventilator free days (15.7 [0.2] vs 17.5 [0.2] days, p<0.0001), were less likely to be discharged home (15.3% vs 32.8%, p<0.0001) |
|
Meyer-Frießem CH et al54 (2020) |
cohort study; single center |
N = 149 ICU survivors; (mean age 59.5 ±13.4 yrs) N= 95 pts with ICUAW diagnosis according the German International Classification of Diseases-10 (ICD-10) 2007-2017; N = 33 pts without ICUAW |
heart disease and trauma or burn injuries |
ICU discharge-10 yrs |
not reported |
phone interview |
Of all surveyed ICU survivors, 40% reported persistent symptoms at the time of the interview. 62% had persistent symptoms up to 10y after ICU (5-10y: 46%). Only 37% of participants reported a complete recovery of symptoms, significantly associated with an initially low number of symptoms after ICU (p < 0.0001). 73.7% of individuals reported impaired QoL, with 29.8% describing the impairment as “severe” and 65% (n =37/57) complaining about limitations in terms of daily life and leisure time |
Legend: dmCMAP= direct muscle stimulation; ES= electrophysiological studies; ICD-9= International Classification of Diseases -9; ICU= Intensive Care Unit; MRC = Medical Research Council scale; LOS= length of stay; neCMAP= nerve stimulation.