Neural Tube Defects (NTDs) are a group of congenital malformations in which the formation of the brain and/or spinal cord are compromised as a result of failed closure of the embryonic neural tube, during the fourth week of post-fertilisation development (Nikolopoulou et al., 2017). NTDs are among of the commonest congenital malformations and occur in 0.5 to 10 per 1000 pregnancies globally (Greene & Copp, 2014). The clinical severity of NTDs varies greatly (Copp et al., 2013; Mohd-Zin et al., 2017), with open lesions affecting the brain (anencephaly), and craniorachischisis being the most severe phenotypes. Spina bifida describes lesions affecting the spinal region and affected individuals often exhibit motor and sensory neurological deficit below the level of the lesion (Copp et al., 2015; Oakeshott et al., 2012). In view of life-changing health and economic consequences of NTDs, considerable effort should be invested in exploring the pathophysiological mechanisms that governs the aetiology of NTDs in lieu of the ultimate goal of primary prevention (Mohd-Zin et al., 2017).
There is strong evidence that genetics play a role in the aetiology of NTDs. Similarly, genetic alterations have been found to cause NTDs in mice, with more than 300 genes having been shown to cause NTDs when mutated (Harris & Juriloff, 2010; Wilde et al., 2014). So far, our knowledge of the causative genes in humans is less complete and only around 59 genes have been reported to be potentially associated with spina bifida in humans (Wilde et al., 2014; Pangilinan et al., 2012; Greene et al., 2009) (Supplementary Table 1). Each gene has been involved in only a small proportion of NTD patients or specific populations (Lemay et al., 2015; Lemay et al., 2017; Chen et al., 2018; Wang et al., 2019), suggesting that there is considerable heterogeneity underlying the genetic basis of NTDs.
In particular, candidate human NTD genes include folate-related genes for example; MTHFR, MTRR, and MTHFD1 (Lemay et al., 2019; Zhang et al., 2013; Fang et al., 2018), are being investigated in several cohorts to understand the mechanism of pathophysiology of NTDs as well as prevention of NTDs (Greene et al., 2009; Wolujewicz & Ross, 2019). For instance, folate metabolism and methionine metabolism has been associated to neural tube closure (Leung et al., 2017). Also, MTHFR C677T polymorphism has been reported affecting level of folate serum (folate metabolism), homocysteine and vitamin B12 (methionine metabolism) (Liew & Gupta, 2015). Thus, MTHFR 677TT is being evaluated as genetic risk for NTD and was reported susceptible among Caucasians and Asians in meta-analysis based on 1998-2018 case-control studies (Tabatabaei et al., 2020). However, the clinical significance of this mutation is not known for certain as it has not been well replicated across other groups.
Ephs and ephrins are particularly attractive candidates in view of the Eph-ephrin interactions and signalling shown involved during adhesion and fusion (Holmberg et al., 2000; Abdul-Aziz et al., 2009; Abdullah et al., 2007; Arvanitis et al., 2013; Wang et al., 2016; Ji et al., 2014; Laussu et al., 2017; Kemp et al., 2009). Evidence of Ephs and ephrins being involved in neural tube development exists in three reported mouse neural tube defect models (Holmberg et al., 2000; Abdullah et al, 2017; Arvanitis et al., 2013), and two Xenopus neural tube defect models (Wang et al., 2016; Ji et al., 2014) and one zebrafish embryo model (Kemp et al., 2009). The first murine Eph and ephrin knockouts exhibited an open neural tube defect (Holmberg et al., 2000), the second was a spina bifida occulta model (Abdullah et al., 2017) and the most recent one was undefined as the phenotype was not assessed during closure of primary neurulation (Arvanitis et al., 2013). In Xenopus embryo models, Eph and ephrin knockdown disrupt cranial neural tube closure (Wang et al 2016; Ji et al., 2014). Whilst, in mosaic Eph and ephrin morpholino (loss-of-function reagents) of Zebrafish embryo model, the Eph and ephrin are specifically and individually required to facilitate integration of progenitor cells during the cross-midline cell division that occurs at the neural keel (Kemp et al., 2009). Although teleost neural keel formation and mammalian neural tube closure are developmentally distinct events, defects in either process result in severe neural tube defects (Nikolopoulou et al., 2017; Ciruna et al., 2006; Tawk et al., 2007).
Ephs are the largest group of receptor tyrosine kinases (RTKs) and are known to not only bind to their ligand ephrins but Eph-ephrin complexes also known to interact or couple with co-receptors like the TrkB neurotrophin receptor (Meier et al., 2011; Marler et al., 2008; Marler et al., 2010), p75 neurotrophin receptor (Lim et al., 2008), and Ret tyrosine kinase receptor (Bonanomi et al., 2012; Lisabeth et al., 2000). Also, Eph-ephrin complexes activate or inhibit signalling effectors like protein tyrosine phosphatase (PTPase) SHP2 protein (Miao et al., 2000; Miao et al., 2003; Saxton & Pawson et al., 1999), Ras/Rho family GTPases (Pasquale, 2008), ADP-ribosylation factor 6 (Arf6) (Arvanitis et al., 2013), and focal adhesion kinase (FAK) (Wang et al., 2016). Ephs are integral membrane receptors, whereas ephrinA ligands are linked to the plasma membrane via cell surface glycosyl phosphatidylinositol (GPI)-anchor, and ephrinBs are transmembrane ligands. GPI-anchored molecules, ephrinA5 is implicated in interaction with different splice forms of EphA7 can mediate cellular adhesion or repulsion during neural fold fusion in mouse model (Holmberg et al., 2000). Whilst, ephrinB1 is associated to the maintenance of the structural integrity in apical cell and extracellular matrix (ECM) adhesion for mouse neuroepithelial development (Arvanitis et al., 2013). Besides, a functional role during neural tube closure is suggested by the finding that closure was delayed in whole mouse embryos cultured with EphA1 and EphA3 fusion proteins used to specifically disrupt ephrinA-EphA receptor interactions (Abdul-Aziz et al., 2009).
Whether there is also a role for Ephs-ephrins down-stream signalling within the cells of the neural fold tips were also questioned. In mouse embryos, EphA2 is shown expressed in a lamellipodium-like protrusion structure which extends towards the opposite neural fold (Abdul-Aziz et al., 2009). In EphA2-deficient endothelial cells, ephrinA1 stimulation fails to activate phosphoinositide-3-kinase (PI3K)-mediated of Rac1 GTPase (Brantley-Sieders et al., 2004). Also, in primary rat embryo fibroblasts (REF) culture, inhibition of Rac function suppresses lamellipodia protrusive activity and movement (Nobes & Hall, 1999; Li et al., 2013; Rothenberg et al., 2019). Most recent, in mouse knockout embryos with perturbation of both alleles of one gene and a single allele of the second gene simultaneously in EphA2 and EphA4 crosses (Epha2tm1Jrui/+Epha4rb−2J/rb−2J and Epha2tm1Jrui/tm1JruiEpha4rb−2J/+), a large number of rounded cells were seen in the open cranial and open spinal neuropores (Abdullah et al., 2017). Furthermore, the double heterozygous embryos carrying loss of function alleles of EphA2 and EphA4 (Epha2tm1Jrui/+Epha4rb−2J/+) exhibit spina bifida occulta and exencephaly at a penetrance of more than 50%. These findings suggest a dual compensatory role of EphA2 and EphA4 during murine spinal neural tube closure (Abdullah et al., 2017). Comparatively, to date there has been no systematic study to implicate Ephs and ephrins in a human spina bifida cohort although a multitude of Ephs and ephrins have been implicated in human cancers (Lee et al., 2021; Gao et al., 2017; Efazat et al, 206; Karidis et al., 2011; Barquilla & Pasquale, 2015).
It is important to assess the genetic basis of NTDs in diverse populations. Progress has been made in identifying ‘risk’ variants for NTDs in a number of genes and some of these studies have identified risk factors that may show differing genetic predisposition among ethnic groups (Greene & Copp et al., 2014; Agopian et al., 2013). Potential variation in genetic predisposition among ethnic groups is suggested by differences in the NTD prevalence between ethnic groups, which in some cases persists after migration to other geographical locations. In the current study we focussed on a cohort from Malaysia. The Malaysian population is multi-ethnic, and this study included individuals of Malay, Chinese and Indian origin.
Evidence from published genetic research, suggests that the extensive genetic involvement in cranial neurulation is reflected to additional complexity and greater sensitivity to disruption compared with spinal neurulation (Greene & Copp et al., 2014; Harris & Juriloff, 2010). However, the human and mouse genetic basis delineating open (aperta) and close (occulta, most commonly referred to spinal dysraphism) have never before been studied nor compared (Mohd-Zin et al., 2017; Detrait et al., 2005; Harris & Juriloff, 2007; Harris & Juriloff, 2010) and we feel that there is a need to as the Malaysian population seems biased towards the close type of neural tube defect seen in preliminary datasets (Sahmat et al., 2017, unpublished data from Invertebrate & Vertebrate Neurobiology Lab Universiti Malaya). This is further supported in genetic models of mouse knockouts which exhibit both open and close neural tube defects in the same family of molecules (Holmberg et al., 2000; Abdul-Aziz et al., 2009; Abdullah et al., 2017). Furthermore, there exists a number of mouse models which display spinal dysraphism which aetiology remains unresolved as papers abound which do not capture the phenotype at E10.5 (primary neurulation commencing final closure) (Tian et al., 2021; Rocha et al., 2010; Pallerla et al., 2007). Therefore, in this study, both types of human spina bifida; 4 occulta and 3 aperta were recruited. The objective for this study is to screen pathogenic variants in Eph and ephrin genes through whole exome sequencing in a spina bifida cohort.